2019-05-14T13:37:33-05:00 2018-06-30 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2017-07-01 364053244 Heartland Human Care Services Inc HEAR 3126601300 208 South LaSalle Street No 1300 Chicago IL 60604 Elias Rosario Chief Financial Officer 3126601300 2019-05-13 1 Rebekuh Eley P01247672 3126343400 66.98.98.9 2019-05-13 15:00:47 CD P F6217F2D6ED5C2D75B43E0AF4E216B671259B073 8C7237D2AFEDFB09D88626A2D3FB2BC60A40D8C2 2017 2019-02-21 02:37:17Z Evelyn Diaz 208 South LaSalle Street No 1300 Chicago IL 60604 57498827 0 X www.heartlandalliance.org X 1996 IL Heartland Human Care Services, Inc.'s mission aims to achieve freedom from want, fear and injustice for people marginalized by poverty, displacement or situations of vulnerability by developing a continuum of services that meet basic needs, build strengths, safeguard human rights, and provide opportunities for positive change. 12 12 1048 0 0 18257 56570028 57422706 0 0 58730 66376 233710 9745 56862468 57498827 7447113 7463528 0 0 33918188 36142754 0 0 0 14612861 15285646 55978162 58891928 884306 -1393101 30404571 30032207 16853234 17650152 13551337 12382055 X Heartland Human Care Services, Inc.'s mission aims to achieve freedom from want, fear and injustice for people marginalized by poverty, displacement or situations of vulnerability by developing a continuum of services that meet basic needs, build strengths, safeguard human rights and provide positive opportunities for change. 0 0 35081147 2537865 The HHCS Unaccompanied Children Initiative provides a culturally competent continuum of care from group homes to a therapeutic residential environment for unaccompanied immigrant children who need to be reunited with families or offered legal protections. In addition, the department provides rehabilitative residential alternative to juvenile detention in Cook County and provides transitional housing to homeless youth, ages 18-24. In fiscal year 2018, over 3,000 individuals were housed in protective residential settings. 4280747 94091 HHCS FamilyWorks program is a collaboration with the Chicago Housing Authority to deliver comprehensive case management services to public housing residents through a team approach consisting of housing, employment, adult education, clinical, and other needed services. FamilyWorks serves all members of the household including youth and seniors. The team carries out a number of activities to positively engage public housing residents in services that lead to greater self-sufficiency starting with an initial assessment of housing and employment needs and barriers. The assessment leads to the development of individual service plans. These plans detail employment housing, support and clinical service needs as well as family needs that encompass the children's positive development. The team also works with families on lease issues and develops supports that help individuals meet work requirements. In fiscal year 2018, over 4,000 individuals and families were served through the FamilyWorks program of HHCS. 3732088 1975745 Building Stable Communities (BSC) provides supportive housing services for families and individuals in their transition from homelessness to permanent housing. Using a strengths-based family case management model, BSC provides intensive case management, housing location, rental assistance, financial literacy, child development, parenting support, job readiness and placement, life-skills development, and follow-up services. BSC housing consists of scattered-site housing that includes a subsidy while the participant is in the program. In fiscal year 2018, BSC served 269 households, which included 304 adults and 204 children. 11993210 2855827 Other Program Services 11993210 2855827 55087192 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 351 0 1 1048 1 1 1 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 IL MI X X Elias Rosario 3126601300 208 South LaSalle Street Suite 1300 Chicago IL 60604 Becky J Frederick Chair 5.00 X X 0 0 0 Jonathan R Laux Vice Chair 5.00 X X 0 0 0 Ted Grady Secretary 3.00 X X 0 0 0 Robin P Armour Treasurer 3.00 X X 0 0 0 Henry Beverly Director 1.00 X 0 0 0 Alicia Gonzalez Director 1.00 X 0 0 0 Carrie Hamilton Director 1.00 X 0 0 0 Andrea J Ingram Director 1.00 X 0 0 0 Cindy Ogrin Director 1.00 X 0 0 0 Arnold E Patton Director 1.00 X 0 0 0 Molly Vanderloo Director 1.00 X 0 0 0 Joseph A Vasquez Jr Director 1.00 X 0 0 0 David K Sinski Executive Director 40.00 X 208386 0 17566 Evelyn Diaz President/CEO 7.50 42.50 X 0 345618 25846 Brian Registe Assistant Treasurer/CFO (thru 6/15/18) 10.00 40.00 X 0 222162 24666 Betsy A Leonard Assistant Secretary 10.00 40.00 X 0 160907 8400 Ricardo Jonas Director of Deleopment Expension 40.00 X 103519 0 13450 Susan L Trudeau Senior Director 40.00 X 122192 0 16710 Christopher J Womack Child Psychiatrist 40.00 X 116640 0 20205 Lauren S Selph Physician 40.00 X 138322 0 13737 Sid L Mohn Former President/CEO 0.00 0.00 X 0 113999 0 689059 842686 140580 5 1 1 0 Reinhart Food Service LLC 9950 S Reinhart Drive PO Box 395 Oak Creek WI 531540395 Food Service 253296 1 260000 55656132 1506574 130674 57422706 66376 66376 9745 9745 9745 57498827 0 0 76121 782421 782421 6681107 6681107 209645 201348 8297 28063573 26952852 1110721 674838 655579 19259 4978139 4836068 142071 2216559 2153301 63258 89277 89277 82409 82409 13350 13350 2485793 1994790 491003 3111 2335 776 1400280 1304864 95416 2790879 3189349 -398470 236849 168517 68332 531070 531070 710789 319276 391513 90922 64691 26231 Shared Service Costs 4895848 4895848 Repairs & Maintenance 849203 719554 129649 Staff Development 217023 154411 62612 Membership Dues 15293 10881 4412 873550 873550 58891928 55087192 3804736 0 5772117 5217878 4603316 6010407 263436 387 2218431 2218431 788894 732391 18018590 6684516 12574153 11334074 3646980 3923018 537244 595621 30404571 30032207 3071655 4314195 301292 394839 52771 83744 12745434 11954063 682082 903311 16853234 17650152 X 12817239 11460402 734098 921653 13551337 12382055 30404571 30032207 -1393101 223819 0 X 0 1 X 1 1 1 X 47126349 49822202 50953905 56570028 57422706 261895190 47126349 49822202 50953905 56570028 57422706 261895190 261895190 1212965 392028 198555 58730 66376 1928654 150324 74754 217070 209789 9745 661682 264485526 0.99020 0.98940 X Schedule A, Part II, Line 10, Explanation of Other Income: Miscellaneous Revenue - 2013 Amount: $ 150,324. 2014 Amount: $ 74,754. 2015 Amount: $ 217,070. 2016 Amount: $ 209,789. 2017 Amount: $ 9,745. 0 1 X 1501250 1501250 13206603 4021482 9185121 1386832 1048084 338748 609081 455566 153515 1314824 1159384 155440 11334074 Interagency Balances 903311 903311 X 151557690 223819 1444523 92403871 94072213 57485477 13350 13350 57498827 151484418 1444523 91161317 92605840 58878578 13350 13350 58891928 Part IV, Line 2b: The organization holds travel funds for immigrant minors and personal expenses for refugees. Part X, Line 2: The accounting standard on accounting for uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Agency may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Agency, and various positions related to the potential sources of unrelated business taxable income. The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. Management has determined that there are no uncertain tax positions during the reporting periods covered by these financial statements. Part XI, Line 2d - Other Adjustments: Revenue from Related Entities 92,403,871. Part XII, Line 2d - Other Adjustments: Expenses from Related Entities 91,161,317. 1 International Rescue Committee 122 E 42nd Street New York NY 10168 135660870 501(c)(3) 461891 For Human Trafficking Victim Assistance - delivering comprehensive case management services to the victims. Heartland Alliance Health 208 S LaSalle Street Suite 1300 Chicago IL 60604 363775696 501(c)(3) 185394 Pass-through Federal Funds for program Center for Prevention of Abuse PO Box 3855 Peoria IL 61612 371037950 501(c)(3) 64386 For Human Trafficking Victim Assistance - delivering comprehensive case management services to the victims. Alliance for Community Peace 459 W 79th Street Chicago IL 60620 510430891 501(c)(3) 38901 Pass-through Federal Funds for program KC - CASA 1440 W Court Street Kankakee IL 60901 363555530 501(c)(3) 31849 For Human Trafficking Victim Assistance - delivering comprehensive case management services to the victims. 5 0 Client support for housing - client rent payments for primarily HUD funded housing and youth residential services programs 8043 3671787 Food payments - primarily for residential programs 2863 1266516 Miscellaneous other including client transportation, document costs, and education 2863 841870 Clothing, personal care and medical support for HUD clients, refugees, immigrants and homeless prevention clients. 2863 688045 Subsidized and transitional jobs salaries and FICA payments 184 212889 Part I, Line 2: The program office monitors and evaluates the organization's progress towards renting the units of housing to eligible participants. HUD required rent certifications are reviewed to ensure compliance with fair market values. Participant case files are reviewed and assessed, prearranged monitoring visits are scheduled, technical assistance is provided, and the Finance Office monitors the agencies' cash flow needs. The agencies are required to comply with OMB Circular A-133 or agreed upon procedures. 0 0 0 0 0 0 0 0 0 David K Sinski Executive Director 197491 0 3000 0 7895 0 6005 0 11561 0 225952 0 0 0 Evelyn Diaz President/CEO 0 307848 0 30000 0 7770 0 0 0 25846 0 371464 0 0 Brian Registe Assistant Treasurer/CFO (thru 6/15/1 0 211402 0 3000 0 7760 0 7500 0 17166 0 246828 0 0 Betsy A Leonard Assistant Secretary 0 150142 0 3000 0 7765 0 7500 0 900 0 169307 0 0 Lauren S Selph Physician 138229 0 0 0 93 0 4192 0 9545 0 152059 0 0 0 Sid L Mohn Former President/CEO 0 0 0 0 0 113999 0 0 0 0 0 113999 0 0 Part I, Line 3 The compensation was determined by the related organization, Heartland Alliance for Human Needs and Rights. The following methods were used: -Compensation committee -Independent compensation consultant -Compensation survey or study -Approval by the board or compensation committee X 50209 FMV X Family Support 167 80465 FMV 0 0 1 0 Part I, Column (b): Is the number of contributions. Form 990, Part VI, Section A, line 6 Heartland Alliance for Human Needs & Human Rights (Heartland Alliance) is the sole voting member. Form 990, Part VI, Section A, line 7a Heartland Alliance shall appoint all of the directors. The officers shall be elected annually by the Board of Directors at the annual meeting of the Board of Directors, or as soon thereafter as convenient based on a slate approved by Heartland Alliance. Vacancies may be filled or new offices filled at any meeting of the Board of Directors with the approval of the board of Heartland Alliance. Form 990, Part VI, Section A, line 7b The following actions shall require the written consent of Heartland Alliance: (i) The adoption or approval of a plan of merger or consolidation or reorganization or restructuring involving the organization; (ii) The sale, lease, exchange or other disposition of all, or substantially all, of the non-cash assets of the organization; (iii) Dissolution of the organization; (iv) Amendment of the bylaws. Form 990, Part VI, Section B, line 11b The organization's Management Coordination Committee (MCC) serves as the Finance and Audit Committee of the Heartland Alliance Board of Directors. The committee includes representation from board members of Heartland Human Care Services. The Finance Committee of Heartland Human Care Services reviews and approves the Form 990. Every Heartland Human Care Services board member receives the Form 990 for review and has the opportunity to ask the Finance Committee any questions prior to filing. The Heartland Human Care Services designated member from the Finance Committee reports back to the full MCC on the review process. Form 990, Part VI, Section B, line 12c All members of the Heartland Alliance Board of Directors, as well as members of the organization's subsidiary Boards of Directors, annually sign a conflict of interest policy, copies of which are retained in the President's office. In addition, all Heartland Alliance senior management, that includes its members of its Business Office Leadership Team (BOLT), Business Initiative & Resource Development (BIRD), and Exectuive Team are required to annually sign the conflict of interest policy. A copy of the Board of Directors policy is posted on a password protected portion of the organization's website, designated for board members. A copy of the policy for management is posted on the organization's intranet. Policy requires disclosure of any situation in which there may be even an appearance of potential conflict of interest. When appropriate, members of the Board of Directors, or senior management, recuse themselves from decision-making if there is any conflict of interest. Relative to board of committee actions, this is reflected in the meeting minutes. The policy is reviewed regularly by the Chief Corporate Compliance Officer of the organization. Additional monitoring is performed by the organization's executive team and the Risk Policy Committee of the Board of Directors. Form 990, Part VI, Section B, line 15a The Compensation Committee of the related organization's (Heartland Alliance for Human Needs & Human Rights) Board of Directors is an independent entity, consisting of the chair and immediate past chair of the Board of Directors. This body conducts the annual performance evaluation of, and determines the compensation for, the organization's President. This body may consult with legal counsel or additional resources in determining fair and competitive compensation for the President of Heartland Alliance. The Executive Compensation Committee also conducts periodic market surveys to assist in establishing the compensation for the President. In addition, the President annually reviews with the Compensation Committee the performance and recommended compensation for the organization's senior executives, including executive directors of the subsidiary entities, and other key members of the executive team. All deliberations and decisions are contemporaneously documented in the minutes. Form 990, Part VI, Section C, line 19 The governing documents, conflict of interest policy and financial statements are available upon request for the same period of disclosure as set forth in IRC Section 6104(d). HHCS Management Company LLC 208 S LaSalle St Ste 1300 Chicago IL 60604 453047255 Property Management IL 0 0 Heartland Human Care Services Inc 3500 South Giles LLC 208 S LaSalle St Ste 1300 Chicago IL 60604 Property Management IL 642147 10463598 Heartland Human Care Services Inc Heartland Alliance for Human Needs & Human Rights 208 S LaSalle Street Suite 1300 Chicago IL 60604 361877640 Social Service Programs IL 501(c)(3) Line 7 N/A 0 Heartland Alliance Health 208 S LaSalle Street Suite 1300 Chicago IL 60604 363775696 Health Care Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs & Human Rights 1 Heartland Housing Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 363642952 Low-income Housing IL 501(c)(3) Line 10 Heartland Alliance for Human Needs & Human Rights 1 Argyle Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363827013 Low-income Housing IL 501(c)(3) Line 12a, I Heartland Housing Inc 1 Ellis Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363993195 Low-income Housing IL 501(c)(3) Line 12a, I Heartland Housing Inc 1 Heartland Alliance International 208 S LaSalle Street Suite 1300 Chicago IL 60604 300739799 Social Service Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs & Human Rights 1 1218 W Highland Avenue LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261456751 Low-income Housing IL N/A N/A 0 0 Center Buffum LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 900851752 Low-income Housing IL N/A N/A 0 0 Diversey Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 472301048 Low-income Housing IL N/A N/A 0 0 Drexel Jazz Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 320062800 Low-income Housing IL N/A N/A 0 0 Fond Du Lac Apartments LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 271343085 Low-income Housing IL N/A N/A 0 0 Halsted Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 461389198 Low-income Housing IL N/A N/A 0 0 Highland MM LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261707959 Low-income Housing IL N/A N/A 0 0 Hollywood House Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124251 Low-income Housing IL N/A N/A 0 0 Lathrop Community Partners LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 244602442 Low-income Housing IL N/A N/A 0 0 Leland Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364440042 Low-income Housing IL N/A N/A 0 0 Mayfield Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111300 Low-income Housing IL N/A N/A 0 0 North Avenue Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407589 Low-income Housing IL N/A N/A 0 0 Rethke Washington LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 364793011 Low-income Housing IL N/A N/A 0 0 Roosevelt Square I Limited Partnership 350 W Hubbard Ste 301 Chicago IL 60654 710953532 Low-income Housing IL N/A N/A 0 0 Roosevelt Square II Limited Partnership 350 W Hubbard Ste 301 Chicago IL 60654 861133215 Low-income Housing IL N/A N/A 0 0 St Anthony's Apartments LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 611800174 Low-income Housing IL N/A N/A 0 0 Tree Lane Apartments LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 384011223 Low-income Housing IL N/A N/A 0 0 Viceroy Hotel Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 264589189 Low-income Housing IL N/A N/A 0 0 Diversey GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 472300962 Low-income Housing IL N/A C 1 Drexel Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111299 Low-income Housing IL N/A C 1 Halsted GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 320391528 Low-income Housing IL N/A C 1 Heartland ABLA Rental 208 S LaSalle Street Suite 1300 Chicago IL 60604 300209111 Low-income Housing IL N/A C 1 Heartland ABLA Rental II 208 S LaSalle Street Suite 1300 Chicago IL 60604 320154610 Low-income Housing IL N/A C 1 Heartland Lathrop LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 453821216 Low-income Housing IL N/A C 1 Hollywood Sheridan Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124171 Low-income Housing IL N/A C 1 Leland Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364363803 Low-income Housing IL N/A C 1 Mayfield Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111299 Low-income Housing IL N/A C 1 North Avenue Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407591 Low-income Housing IL N/A C 1 Viceroy GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 264588742 Low-income Housing IL N/A C 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 Heartland Alliance Health Q 185394