2019-05-14T13:36:58-05:00 2018-06-30 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2017-07-01 363775696 Heartland Alliance Health HEAR 3126601300 208 South LaSalle Street No 1300 Chicago IL 60604 Elias Rosario CFO 3126601300 2019-05-14 1 Rebekuh Eley P01247672 3126343400 66.98.98.9 2019-05-14 13:22:09 CD P F6217F2D6ED5C2D75B43E0AF4E216B671259B073 64E34636FEC2DFD844E3D394C3B342543AC68841 2017 2019-02-21 02:37:17Z Evelyn Diaz 208 South LaSalle Street No 1300 Chicago IL 60604 28494697 0 X www.heartlandalliance.org X 1991 IL Heartland Alliance Health's mission is to transform healthcare for the most vulnerable - particularly people experiencing homelessness, mental illness or addictions, or struggling with multiple chronic illnesses - improving health for all and the well-being of our community.To do this, we:-Ensure access to comprehensive and integrated healthcare.-Deliver high quality and effective healthcare.-Provide training, support research and drive systems change that enriches our communities' capacity to improve health and impact the social determinants of health.-Engage staff, volunteers, partners and donors in building a just society where resources are used wisely and compassionate, effective services yield positive outcomes.-Create and advocate for innovative healthcare solutions that support the elimination of poverty, homelessness and health disparities. 17 17 323 260 0 11147 17039858 17546754 10402850 10569327 182312 133707 190562 244909 27815582 28494697 2768208 2893678 0 0 14478399 15422669 0 0 64923 9724254 10369301 26970861 28685648 844721 -190951 9883826 16468151 2291318 9066594 7592508 7401557 X Heartland Alliance Health's mission is to transform healthcare for the most vulnerable - particularly people experiencing homelessness, mental illness or addictions, or struggling with multiple chronic illnesses - improving health for all and the well-being of our community.To do this, we:-Ensure access to comprehensive and integrated healthcare.-Deliver high quality and effective healthcare.-Provide training, support research and drive systems change that enriches our communities' capacity to improve health and impact the social determinants of health.-Engage staff, volunteers, partners and donors in building a just society where resources are used wisely and compassionate, effective services yield positive outcomes.-Create and advocate for innovative healthcare solutions that support the elimination of poverty, homelessness and health disparities. 0 0 23733111 2893678 10569327 Heartland Alliance Health (HAH), formerly Heartland Health Outreach, Inc. (HHO), a subsidiary of the Heartland Alliance for Human Needs and Human Rights, is a Federally Qualified Health Center dedicated to transforming the health care experience for Chicago's many disenfranchised populations, including people who are homeless, poor, HIV positive, mentally ill, addicted, and immigrants or refugees. Founded in 1985, HAH is Chicago's only Health Care for the Homeless program and as such the only provider of comprehensive health-related services for Chicago's homeless population. Its integrated health care, housing, and supportive services are at the forefront of addressing many of the social determinants of health, helping to improve health outcomes and promote community stability. Annually, HAH serves nearly 10,000 homeless individuals, providing more than 40,000 medical, dental, and behavioral health encounters. Services include: - Primary care, dental care, and integrated mental health and substance use treatment;- Street, shelter, and medical mobile outreach;- Outpatient and residential, mental health, and substance use programs for people with a serious mental illness; - Community-based case management, care coordination, and referrals;- Enrollment into benefits and entitlements; - Nutritional assessment, counseling, and grocery centers; - Medical interpretation and translation services;- Training and technical assistance for systems integration and best practices in serving dually diagnosed populations. 23733111 1 1 0 0 0 0 0 0 1 0 1 0 1 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 218 0 1 323 1 1 1 0 0 0 0 0 0 0 0 0 X 17 17 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 1 1 IL X X Elias Rosario 3126601300 208 South LaSalle Street Suite 1300 Chicago IL 60604 Julianne Sawyier Migely Chair 1.00 X X 0 0 0 Khoa X Ho Vice Chair 1.00 X X 0 0 0 Diane Wolf Secretary 1.00 X X 0 0 0 Lung-Chieh Tuan-Mu Treasurer 1.00 X X 0 0 0 Elissa J Bassler Director 1.00 X 0 0 0 Keith Belton Director 1.00 X 0 0 0 Timothy M Carrigan Director 1.00 X 0 0 0 Richard H Grossi Director 1.00 X 0 0 0 Thomas R Klein MD Director 1.00 X 0 0 0 Kary McIlwain Director 1.00 X 0 0 0 Melinda Noonan Director 1.00 X 0 0 0 Jennifer O'Connor Director 1.00 X 0 0 0 Joshua Rafsky Director 1.00 X 0 0 0 Monique Glover Rucker Director 1.00 X 0 0 0 Pauline Sedlarz-Byrne Director 1.00 X 0 0 0 Munzoor Shaikh Director 1.00 X 0 0 0 Rhyan Zweifler Director 1.00 X 0 0 0 Evelyn Diaz President/CEO 7.50 42.50 X 0 345618 25846 Brian Registe Assistant Treasurer/CFO (thru 6/15/18) 10.00 40.00 X 0 222162 24666 Betsy Leonard Assistant Secretary 10.00 40.00 X 0 160907 8400 Edward B Stellon Executive Director 40.00 X 192447 0 15234 Mary K Gilbert Chief Growth Officer 40.00 X 181886 0 29632 Randi Tolliver Chief Operations Officer-thru 6/18 40.00 X 118497 0 10934 Evan Lyon Chief Integrated Health Officer 40.00 X 196424 0 7118 Kishore V Shetty Oral Health Director 40.00 X 147099 0 8734 Kohar Jones Medical Director 40.00 X 143175 0 24966 Caroline J Thurlow Physician 40.00 X 132737 0 25119 Mandy Evans Psychiatric Medical Director 40.00 X 120955 0 25203 Laura V Dwyer Past Physician - thru 9/17 40.00 X 116542 0 6533 Sid L Mohn Former President/CEO 0.00 X 113999 0 0 1463761 728687 212385 14 1 1 0 Alliance of Chicago Community Health Svc 215 W Ohio 4th Floor Chicago IL 60654 IT/Management Services 199434 Dentons US LLP Dept 3078 Carol Stream IL 601323078 Legal Services 142000 Applegate & Thorne-Thomsen 440 S LaSalle Street Suite 1900 Chicago IL 60605 Legal Services 137742 3 185394 15487606 1873754 80240 17546754 Patient Services 624100 10569327 10569327 10569327 133707 133707 23750 0 23750 23750 23750 Intercompany Revenue 900099 217267 217267 3892 3892 221159 28494697 10569327 0 378616 380016 380016 2513662 2513662 666253 596327 69926 11640615 10418883 1221732 305017 277294 27723 1859348 1690353 168995 951436 864960 86476 420463 420463 96876 96876 62035 62035 1518737 1966093 -447356 20865 27011 -6146 463290 422554 40736 284234 257603 26631 1234287 1127930 106357 109305 94599 14706 36854 21802 15052 247424 193518 53906 27481 23784 3697 Shared Service Costs 2932017 2932017 Medical Supplies/Equip. 2474717 2401451 8343 64923 Repairs and Maintenance 277426 255389 22037 Bad Debt Expense 30546 85000 -54454 132744 114882 17862 28685648 23733111 4887614 64923 2333249 1554466 4496834 4784716 635197 402618 2530605 73757 72438 260096 239991 8946375 3932894 1026404 5013481 1058289 1228812 0 641024 9883826 16468151 1670637 2249318 284023 199964 40160 148411 4712691 1500000 296498 256210 2291318 9066594 X 6664139 5881421 928369 1520136 7592508 7401557 9883826 16468151 -190951 0 X 0 1 X 1 1 1 X 17887466 16516363 15235116 17039858 17546754 84225557 17887466 16516363 15235116 17039858 17546754 84225557 84225557 78118 14355 138303 182312 157457 570545 372998 161784 129607 190562 221159 1076110 85872212 42202111 0.98080 0.98250 X Schedule A, Part II, Line 10, Explanation of Other Income: Miscellaneous Revenue - 2013 Amount: $ 143,517. 2014 Amount: $ 161,784. 2015 Amount: $ 129,607. 2016 Amount: $ 190,562. 2017 Amount: $ 221,159. Other Revenue - 2013 Amount: $ 229,481. 0 1 X 552204 552204 4895491 689433 4206058 2448734 2431910 16824 922928 751776 171152 127018 59775 67243 5013481 Investment in Alliance of Chicago Community Health 1177145 C Investment in ProvideCo, LLC 40000 C Investment in Behavioral Health Consortium, LLC 11667 C 1228812 Interagency Balances 256210 256210 X 151557690 308838 122754155 123062993 28494697 0 28494697 151484418 308838 122489932 122798770 28685648 0 28685648 Part IV, Line 2b: The organization holds funds as a representative payee under the Social Security Administration representative payee program for participants. Part X, Line 2: The accounting standard on accounting for uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Agency may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Agency, and various positions related to the potential sources of unrelated business taxable income. The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. Management has determined that there are no uncertain tax positions during the reporting periods covered by these financial statements. Part XI, Line 2d - Other Adjustments: Revenue from Related Entities 122,754,155. Part XII, Line 2d - Other Adjustments: Expense from Related Entities 122,489,932. 1 Lawndale Christian Health Center 3860 W Ogden Avenue Chicago IL 60623 363308953 501(c)(3) 380016 Healthcare for the Homeless 1 0 Client Support & Assistance 12000 2513662 Donor provided value for contributions and/or actual payments Support homeless in food, housing, clothing, personal items, utilities, transportation, documentation fees, Etc. Part I, Line 2: For grant recipients of the organization, Heartland Alliance Health monitors compliance via two mechanisms: the first is financial in nature and is monitored via the sub-agency monthly invoicing for appropriate cost reimbursement and annually through the sub-agency annual financial and single audit (the latter as required under OMB A-133). The second mechanism is through grantee programmatic reporting that is sent to and monitored by Heartland Alliance Health clinical/management staff. These grantees also submit annual reports needed to complete the Uniform Data System (UDS) reports. All participants presenting for services will be evaluated for eligibility based on program criteria for health care for the homeless. The criteria are as follows: emergency shelter, transitional shelter, single room occupancy building (SRO), substance abuse agency, street, affidavit (an affidavit is only used as a last report for a participant that can't prove his homeless status, such as participants staying on the street), doubled up (doubled up is defined as living with a person for less than 12 months. These participants must present verification of income (if any) and a notarized letter of support from the person the participant is living with). The organization also serves participants under the Ryan White Care Act I, II, III. Participants served by the Ryan White Care Act include participants with HIV/AIDS and participants at high risk for HIV/AIDS. In addition, grant funds are tracked in detail by cost center and matched and reviewed against the agency approved budget. Finally, Heartland Alliance Health also monitors its grant recipients by conducting spot audits through its internal/compliance office. These audits are independent of Heartland's Financial & Accountability Services office and program offices. 0 0 0 0 0 0 0 1 0 Evelyn Diaz President/CEO 0 307848 0 30000 0 7770 0 0 0 25846 0 371464 0 0 Brian Registe Assistant Treasurer/CFO (thru 6/15/1 0 211402 0 3000 0 7760 0 7500 0 17166 0 246828 0 0 Betsy Leonard Assistant Secretary 0 150142 0 3000 0 7765 0 7500 0 900 0 169307 0 0 Edward B Stellon Executive Director 154597 0 30000 0 7850 0 6500 0 8734 0 207681 0 0 0 Mary K Gilbert Chief Growth Officer 159515 0 21758 0 613 0 0 0 29632 0 211518 0 0 0 Evan Lyon Chief Integrated Health Officer 196164 0 0 0 260 0 0 0 7118 0 203542 0 0 0 Kishore V Shetty Oral Health Director 146929 0 0 0 170 0 0 0 8734 0 155833 0 0 0 Kohar Jones Medical Director 143046 0 0 0 129 0 0 0 24966 0 168141 0 0 0 Caroline J Thurlow Physician 132650 0 0 0 87 0 0 0 25119 0 157856 0 0 0 Sid L Mohn Former President/CEO 0 0 0 0 113999 0 0 0 0 0 113999 0 0 0 Part I, Line 3 The compensation was determined by the related organization, Heartland Alliance for Human Needs and Rights. The following methods were used: -Compensation committee -Independent compensation consultant -Compensation survey or study -Approval by the board or compensation committee Part I, Line 7 Mary K. Gilbert and Edward B. Stellon received a discretionary bonus that was determined by the Compensation Committee of the board. X 18511 FMV X 35 31201 FMV X Holiday gifts 50 29428 FMV X Miscellaneous 2 1100 FMV 0 0 1 0 Part I, Column (b): Is the number of contributions. Form 990, Part VI, Section A, line 6 Heartland Alliance for Human Needs & Human Rights (Heartland Alliance) is the sole voting member. Form 990, Part VI, Section A, line 7a Heartland Alliance shall appoint all of the directors. The officers shall be elected annually by the Board of Directors at the annual meeting of the Board of Directors, or as soon thereafter as convenient based on a slate approved by Heartland Alliance. Vacancies may be filled or new offices filled at any meeting of the Board of Directors with the approval of the board of Heartland Alliance. Form 990, Part VI, Section A, line 7b The following actions shall require the written consent of Heartland Alliance: (i) The adoption or approval of a plan of merger or consolidation or reorganization or restructuring involving the organization; (ii) The sale, lease, exchange or other disposition of all, or substantially all, of the non-cash assets of the organization; (iii) Dissolution of the organization; (iv) Amendment of the bylaws. Form 990, Part VI, Section B, line 11b The organization's Management Coordination Committee (MCC) serves as the Finance and Audit Committee of the Heartland Alliance Board of Directors. The Finance Committee of Heartland Alliance Health reviews and approves the Form 990. Every Heartland Alliance Health board member receives the Form 990 for review and has the opportunity to ask the Finance Committee any questions prior to filing. The Heartland Alliance Health designated member from the Finance Committee reports back to the full MCC on the review process. Form 990, Part VI, Section B, line 12c All members of the Heartland Alliance Board of Directors, as well as members of the organization's subsidiary Boards of Directors, annually sign a conflict of interest policy, copies of which are retained in the President's office. In addition, all Heartland Alliance senior management, that includes its members of its Business Office Leadership Team (BOLT), Business Initiative & Resource Development (BIRD), and Exectuive Team are required to annually sign the conflict of interest policy. A copy of the Board of Directors policy is posted on a password protected portion of the organization's website, designated for board members. A copy of the policy for management is posted on the organization's intranet. Policy requires disclosure of any situation in which there may be even an appearance of potential conflict of interest. When appropriate, members of the Board of Directors, or senior management, recuse themselves from decision-making if there is any conflict of interest. Relative to board of committee actions, this is reflected in the meeting minutes. The policy is reviewed regularly by the Chief Corporate Compliance Officer of the organization. Additional monitoring is performed by the organization's executive team and the Risk Policy Committee of the Board of Directors. Form 990, Part VI, Section B, line 15a The Compensation Committee of the related organization's (Heartland Alliance for Human Needs & Human Rights) Board of Directors is an independent entity, consisting of the chair and immediate past chair of the Board of Directors. This body conducts the annual performance evaluation of, and determines the compensation for, the organization's President. This body may consult with legal counsel or additional resources in determining fair and competitive compensation for the President of Heartland Alliance. The Executive Compensation Committee also conducts periodic market surveys to assist in establishing the compensation for the President. In addition, the President annually reviews with the Compensation Committee the performance and recommended compensation for the organization's senior executives, including executive directors of the subsidiary entities, and other key members of the executive team. All deliberations and decisions are contemporaneously documented in the minutes. Form 990, Part VI, Section C, line 19 The governing documents, conflict of interest policy and financial statements are available upon request for the same period of disclosure as set forth in IRC Section 6104(d). Heartland Health Support Corp 208 South LaSaller Street Chicago IL 60604 822365512 Support for Heartland Health Alliance IL 23750 3770344 HAH Heartland Alliance for Human Needs & Human Rights 208 S LaSalle Street Suite 1300 Chicago IL 60604 361877640 Social Service Programs IL 501(c)(3) Line 7 N/A 0 Heartland Human Care Services Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 364053244 Social Service Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs & Human Rights 1 Heartland Housing Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 363642952 Low-income Housing IL 501(c)(3) Line 10 Heartland Alliance for Human Needs & Human Rights 1 Argyle Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363827013 Low-income Housing IL 501(c)(3) Line 12a, I Heartland Housing Inc 1 Ellis Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363993195 Low-income Housing IL 501(c)(3) Line 12a, I Heartland Housing Inc 1 Heartland Alliance International LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 300739799 Social Service Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs & Human Rights 1 1218 W Highland Avenue LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261456751 Low-income Housing IL Highland MM LLC N/A 0 0 Center Buffum LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 900851752 Low-income Housing IL Center Buffum MM LLC N/A 0 0 Diversey Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 472301048 Low-income Housing IL Diversey GP NFP N/A 0 0 Drexel Jazz Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 320062800 Low-income Housing IL Drexel Neighborhood Development Corporation N/A 0 0 Fond Du Lac Apartments LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 271343085 Low-income Housing IL Fond Du Lac MM LLC N/A 0 0 Halsted Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 461389198 Low-income Housing IL Halsted GP LLC N/A 0 0 Highland MM LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261707959 Low-income Housing IL Heartland Housing Highland LLC N/A 0 0 Hollywood House Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124251 Low-income Housing IL Hollywood Sheridan Neighborhood Development Corporation N/A 0 0 Lathrop Community Partners LLC 350 W Hubbard Ste 300 Chicago IL 60604 244602442 Low-income Housing IL Heartland Lathrop LLC N/A 0 0 Leland Limited Partnership 350 W Hubbard Ste 300 Chicago IL 60604 364440042 Low-income Housing IL Leland Neighborhood Development Corporation N/A 0 0 Mayfield Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111300 Low-income Housing IL Mayfield Neighborhood Development Corporation N/A 0 0 North Avenue Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407589 Low-income Housing IL North Avenue Neighborhood Development Corporation N/A 0 0 Rethke Washington LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 364793011 Low-income Housing IL Rethke Washington MM LLC N/A 0 0 Roosevelt Square I Limited Partnership 350 W Hubbard Ste 300 Chicago IL 60654 710953532 Low-income Housing IL Heartland ABLA Rental I NFP N/A 0 0 Roosevelt Square II Limited Partnership 350 W Hubbard Ste 300 Chicago IL 60654 861133215 Low-income Housing IL Heartland ABLA Rental II NFP N/A 0 0 St Anthony's Apartments LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 611800174 Low-income Housing IL St Anthony's Apartments MM LLC N/A 0 0 Tree Lane Apartments LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 384011223 Low-income Housing IL Tree Lane Apartments MM LLC N/A 0 0 Viceroy Hotel Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 264589189 Low-income Housing IL Viceroy GP LLC N/A 0 0 Leland Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364363803 Low-income Housing IL Heartland Housing Inc C 1 Mayfield Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111299 Low-income Housing IL Heartland Housing Inc C 1 Drexel Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 510446339 Low-income Housing IL Heartland Housing Inc C 1 North Avenue Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407591 Low-income Housing IL Heartland Housing Inc C 1 Heartland ABLA Rental 208 S LaSalle Street Suite 1300 Chicago IL 60604 300209111 Low-income Housing IL Heartland Housing Inc C 1 Heartland ABLA Rental II 208 S LaSalle Street Suite 1300 Chicago IL 60604 320154610 Low-income Housing IL Heartland Housing Inc C 1 Hollywood Sheridan Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124171 Low-income Housing IL Heartland Housing Inc C 1 Viceroy GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 264588742 Low-income Housing IL Heartland Housing Inc C 1 Halsted GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 320391528 Low-income Housing IL Heartland Housing Inc C 1 Heartland Lathrop LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 453821216 Low-income Housing IL Heartland Housing Inc C 1 Diversey GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 472300962 Low-income Housing IL Heartland Housing Inc C 1 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 1 1 1 Heartland Human Care Services Inc P 185394 Cash Heartland Housing Inc D 1356727 Cash