2019-05-14T14:53:13-05:00 2018-06-30 472717606 LEVY LAUTER LLP 4640 ADMIRALTY WAY SUITE 700 MARINA DEL REY CA 90292 990PF 2017-07-01 953979100 The Max H Gluck Foundation Inc MAXH 3102174902 PO Box 55516 Sherman Oaks CA 91413 Jon Kaswick President 3105197011 2019-05-14 1 SUERISCHE VILLAROSA P01498118 3108273808 X 208.82.213.4 2019-05-14 11:20:37 PD P 06F1E0E263E2B014A59B1967F850D020453820B0 B602D594AFD2B0B327E07A06F36CA6A7E42546D0 2017 2019-02-21 02:37:17Z X 113241523 X X 91 91 2775433 2775433 3968458 55339000 3968458 6743982 6743982 143003 15248 119629 36000 0 0 5791 0 4991 4544 0 0 59958 56960 2998 680128 678736 1002 129197 56416 9513 4980 1992 0 15270 0 15270 34454 11608 18945 1113325 820960 172348 4791919 5098002 5905244 820960 5270350 838738 5923022 10486 18459 18459 8092821 7187951 7187951 29403 6311 6311 9679735 11062275 11062275 49871604 51474522 51474522 22948732 22405129 22405129 19839985 20860896 20860896 3402 3402 673207 225980 225980 111145973 113241523 113241523 36937 65863 4059184 3753101 396646 507625 4492767 4326589 X 106653206 108914934 106653206 108914934 111145973 113241523 106653206 838738 1422990 108914934 0 108914934 Publicly Traded Securities P 55339000 51370542 3968458 3968458 3968458 0 4873366 102830341 0.047392 4757628 101330118 0.046952 4969888 107721246 0.046137 4150947 106843684 0.038851 4806893 101548614 0.047336 0.226668 0.045334 107604782 4878155 59230 4937385 5270350 X 59230 0 59230 0 59230 51751 25000 0 76751 X 0 17521 17521 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 www.gluckfoundation.org LEVY LAUTER LLP 3108273808 4640 ADMIRALTY WAY SUITE 700 MARINA DEL REY CA 90292 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JON A KASWICK MD P O Box 55516 Sherman Oaks CA 91413 President 2.00 2000 0 0 Richard Reinis 2121 Ave of the Stars Ste 900 Los Angeles CA 90067 Director 1.00 2000 0 0 Jennifer Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Julie Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Betty S Shelhamer P O Box 55516 Sherman Oaks CA 91413 Director 1.00 2000 0 0 Camilla Townsend 2019 West 35th Street San Pedro CA 90732 Executive Director 25.00 90503 0 0 Jessica Kaswick 5710 Crescent Park East Apartment 314 Playa Vista CA 90094 Deputy Executive Director 25.00 42500 0 0 NONE 0 NONE 0 0 103595326 7603754 158803 111357883 1082208 0 111357883 3753101 107604782 5380239 5380239 59230 59230 5321009 0 5321009 0 5321009 5270350 0 5270350 59230 5211120 5321009 432906 0 0 5270350 432906 0 0 4837444 0 0 0 0 0 0 0 0 483565 0 0 0 X 24th Street Theatre 1117 West 24th Street Los Angeles CA 90007 N/A PC Arts Education 47000 Angels Gate Cultural Center 3601 S Gaffey Street San Pedro CA 90731 N/A PC Arts Education 100000 Boys and Girls Club of LA Harbor 1200 S Cabrillo Ave San Pedro CA 90731 N/A PC Arts Education 75000 Carnegie HallThe Academy 881 Seventh Avenue New York NY 10019 N/A PC Arts Education 150000 Children's Hospital of Los Angeles 3303 Wilshire Boulevard Ste 320 Los Angeles CA 90010 N/A PC Hospital Patient Arts Education 24505 Greater Los Angeles Zoo Association 5333 Zoo Drive Los Angeles CA 90027 N/A PC Children's Zoo 99400 Harmony Project 817 Vine Street Ste 212 Los Angeles CA 90038 N/A PC Arts Education 150000 UCLA School of Arts & Architecture 240 Charles Young Dr N Los Angeles CA 90095 N/A PC Arts Education 275903 LA's Best 200 N Spring St Ste M-120 Los Angeles CA 90012 N/A PC Arts Education 81800 Leo Baeck Temple 1300 N Sepulveda Blvd Los Angeles CA 90049 N/A PC Arts Education 50000 Los Angeles County Museum of Art 5905 Wilshire Blvd Los Angeles CA 90036 N/A PC Maya Mobile/Arts Education LAUSD 864591 Los Angeles Museum of the Holocaust 100 The Grove Dr Los Angeles CA 90036 N/A PC Education 80000 Los Angeles Opera 135 N Grand Ave Los Angeles CA 90012 N/A PC Arts Education 240500 Los Angeles Philharmonic Association 135 N Grand Ave Los Angeles CA 90012 N/A PC Arts Education 432850 Orange County High School for The Arts 1010 N Main Street Santa Ana CA 92701 N/A PC Support Community Service Arts Programs 75000 Natural History Museum 10th St Constitution Avenue Washington DC DC 20560 N/A PC Music Education/Student Fellowships 1011999 Regents of UC-Riverside 900 University Ave/3143 HMNSS Riverside CA 92521 N/A PC Music Education/Student Fellowships 555000 The Colburn School 200 S Grand Ave Los Angeles CA 90012 N/A PC Arts Education Programs 360644 The Juilliard School 60 Lincoln Center New York NY 10023 N/A PC Student Fellowship Program 275000 Los Angeles County High School of the Arts 5905 Wilshire Blvd Los Angeles CA 90036 N/A PC Outreach Program 113810 Conga Kids 5858 Wilshire Blvd Los Angeles CA 90036 N/A PC Capacity Building 35000 5098002 0 14 91 14 2775433 18 3968458 0 6743982 0 6743982 0 0 0 0 0 0 0 0 0 0 Audit & Accounting Fees 59958 56960 2998 In accordance with Reg. 53.4942(a)-2(c)(3)(iv), the Foundation is excluding from its minimum investment return (MIR) calculation a total of $3,753,101 in cash that it deems held for charitable activities. This amount is in excess of 1.5% of the fair market value (FMV) of the Foundation's total assets. The following information is submitted in support of the exclusion of $3,753,101 from MIR: 1. FMV of Foundation's average total assets- Part X, Line 3: $111,357,883 2. 1.5% of line 1: $1,670,368 3. Justification of the exclusion of an amount in excess of the amount on line 2: As of June 30, 2018, the Foundation has grant commitments of $3,753,101 of which $1,844,154 is required to be funded by September 2018, and $1,908,947 by March 2019. Therefore, a total of $3,753,101 is deemed held for charitable activities. Historically, the Foundation has funded grant commitments ranging from $4,165,000 to $5,436,000 annually. Morgan Stanley 237-029670 Corporate Bonds 7864900 7864900 Morgan Stanley 237-029935 Corporate Bonds 5810692 5810692 Morgan Stanley 237-029733 Corporate Bonds 8729537 8729537 Morgan Stanley 237-029670 Stock 2270150 2270150 Morgan Stanley 237-029664 Stock 8871912 8871912 Morgan Stanley 237-029729 Stock 10235238 10235238 Morgan Stanley 237-029932 Stock 9399006 9399006 Morgan Stanley 237-029731 Stock 6641335 6641335 Morgan Stanley 237-029930 Stock 7863184 7863184 Morgan Stanley 237-029856 Stock 6193697 6193697 11062275 11062275 0 0 Morgan Stanley 237-029670 Templeton Global Bond Fund FMV 6676251 6676251 Morgan Stanley 237-029670 Alkeon Growth Offshore Fund FMV 3696461 3696461 Morgan Stanley 237-029670 Millennium Int'L Hedge Fund FMV 4486722 4486722 UMB - Blackgold Opportunity Offshore Fund FMV 2638900 2638900 Morgan Stanley 237-029670 Lord Abbett Sht Duration FMV 3362562 3362562 Legal Fees 4544 0 0 ACCRUED DIVIDENDS AND INTEREST ON INVESTMENTS 250317 225980 225980 SECURITY SALES PROCEEDS RECEIVABLE 422890 0 0 Insurance 11657 0 9250 Bank Charges 15 0 0 Office Supplies/Expenses 1479 0 0 Investment Transaction Fees 11608 11608 0 Grantmaking Organization Dues 9695 0 9695 Unrealized Net Capital Gain on Investments 1422990 Securitiy Purchases Payable 396646 500000 Excise Tax Payable 0 7625 Consulting Fees 1392 0 1002 Investment Advisory Fees 678736 678736 0 The following information is submitted in support of the reduction from fair market value (FMV) claimed on line 1e of Part X under the authority of IRC Sec. 4942(e)(2)(B) and Reg. 53.4942(a)-2(c)(4): 1. Securities description: 10,343 units Alkeon Growth Offshore Fund - $3,696,461 2,087 units Blackgold Opportunity Offshore Fund - $2,638,900 2,993 units Millennium International HedgeFocus Fund - $4,486,721 2. Foundation's ownership in each fund: less than 3% 3. Total FMV of the securities prior to the valuation discount: $10,822,083 4. Amount of discount claimed: 10%, $1,082,208 5. Discount justification: The Foundation's investment in the above funds are subject to certain redemption restrictions, which may result in the Foundation not receiving sales proceeds for in excess of 6 months. A 10% discount to the value of these funds has therefore been included to reflect their lack of liquidity. State Filing Fees 160 0 0 Excise Taxes 59230 0 0 Foreign Tax Withheld 55867 55867 0 Payroll Taxes 13940 549 9513