2019-05-13T13:48:10-05:00 2018-06-30 952302617 SINGERLEWAK LLP 10960 WILSHIRE BLVD STE 700 LOS ANGELES CA 900243783 990 2017-07-01 956132185 LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY FOUNDATION LOSA 2137633442 900 EXPOSITION BLVD LOS ANGELES CA 90007 GRETCHEN HUMBERT CFO/TREASURER 2137633442 2019-05-10 1 LIOR TEMKIN P00748170 3104773924 2019-05-10 206.169.119.90 2019-05-10 09:23:59 PD P 167F6F37B6C632E6327F4EB24F1709DE37EDB1CB 92DF59EFB7BEF86D75EB52DF3B9539B4C3F43759 2017 2019-02-21 02:37:17Z GRETCHEN HUMBERT 900 EXPOSITION BLVD LOS ANGELES CA 90007 109764250 0 X WWW.NHM.ORG X 1965 CA THE LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY FOUNDATION (THE "FOUNDATION"), A CALIFORNIA NONPROFIT CORPORATION, WAS INCORPORATED IN 1965 FOR THE PURPOSE OF PROVIDING FINANCIAL AND OTHER SUPPORT TO THE LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY (THE "MUSEUM"). THE COUNTYOF LOS ANGELES (THE "COUNTY"), THROUGH ITS DEPARTMENT OF MUSEUM OF NATURAL HISTORY (THE "DEPARTMENT"), OPERATES AND MAINTAINS THE MUSEUM. THE FOUNDATION SUPPORTS AND ASSISTS IN THE MAINTENANCE AND DEVELOPMENT OF THE MUSEUM'S EDUCATIONAL, SCIENTIFIC AND CULTURAL PROGRAMS ANDSERVICES, AND IN THE EXPANSION OF ITS COLLECTIONS, AS WELL AS PROVIDING PERSONNEL TO AUGMENT THE MUSEUM'S STAFF. THE FOUNDATION IS GOVERNED BY A BOARD OF TRUSTEES. 40 39 539 750 -96 83643 11309965 14198911 26797281 28430219 13136143 8614748 1468075 1347725 52711464 52591603 57000 91500 0 0 22386149 24175352 454708 497042 4503248 24724805 25726801 47622662 50490695 5088802 2100908 281674832 283987827 114281738 110926649 167393094 173061178 THE MISSION OF THE MUSEUM IS TO INSPIRE WONDER, DISCOVERY AND RESPONSIBILITY FOR OUR NATURAL AND CULTURAL WORLDS. THIS IS ACCOMPLISHED THROUGH PERMANENT AND TRAVELING EXHIBITS, PUBLIC PROGRAMMING AND EDUCATIONAL AND RESEARCH PROGRAMS. 0 0 38521508 91500 28430219 THE FOUNDATION PROVIDES EDUCATIONAL & PUBLIC PROGRAMMING, DISPLAYS PERMANENT & TEMPORARY EXHIBITS, MAINTAINS COLLECTIONS, AND CONDUCTS RESEARCH ACTIVITIES WITH A MISSION TO INSPIRE WONDER, DISCOVERY & RESPONSIBILITY FOR OUR NATURAL & CULTURAL WORLDS. 38521508 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 1 0 1 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 202 0 1 539 1 1 1 0 0 0 0 1 1 0 0 0 0 X 40 39 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X X GRETCHEN HUMBERT CFOTREASURER 2137633442 900 EXPOSITION BLVD LOS ANGELES CA 900074057 ANISSA BALSON TRUSTEE 1.00 X 0 0 0 ARUN BHUMITRA VP, BOARD OF GOVERNORS(UNTIL 06/2018) 1.00 X 0 0 0 JAMES E BLANCARTE TRUSTEE/GOVERNOR 1.00 X 0 0 0 NEAL H BROCKMEYER TRUSTEE (UNTIL 12/2017) 1.00 X 0 0 0 LOUISA R CARDENAS TRUSTEE/GOVERNOR 1.00 X 0 0 0 ESTHER CHAO TRUSTEE 1.00 X 0 0 0 STEPHEN JOEL DAVIS TRUSTEE 1.00 X 0 0 0 HEATHER DE ROOS TRUSTEE 1.00 X 0 0 0 SUSAN DEVER TRUSTEE/GOVERNOR 1.00 X 0 0 0 CHARLENE DIMAS-PEINADO TRUSTEE/GOVERNOR 1.00 X 0 0 0 NANCY EDWARDS TRUSTEE 1.00 X 0 0 0 SHANNON FAULK PRESIDENT OF THE BOARD/GOVERNOR 1.00 X 0 0 0 MICHAEL J FOURTICQ TRUSTEE 1.00 X 0 0 0 WILLIAM M GARLAND III TRUSTEE 1.00 X 0 0 0 MARK GAVENS TRUSTEE 1.00 X 0 0 0 DAVID GLICKMAN TRUSTEE (UNTIL 03/2018) 1.00 X 0 0 0 STANLEY GOLD TRUSTEE 1.00 X 0 0 0 DANIEL GOLDIN TRUSTEE/GOVERNOR 1.00 X 0 0 0 PAUL G HAAGA JR TRUSTEE 1.00 X 0 0 0 KAREN A HOFFMAN TRUSTEE 1.00 X 0 0 0 MALCOLM JOHNSON TRUSTEE 1.00 X 0 0 0 CURTIS C JUNG TRUSTEE/GOVERNOR 1.00 X 0 0 0 LARRY KEELE TRUSTEE 1.00 X 0 0 0 RICHARD KELLER TRUSTEE 1.00 X 0 0 0 MISSY KOLSKY TRUSTEE 1.00 X 0 0 0 JOSEPH LUMARADA TRUSTEE/GOVERNOR 1.00 X 0 0 0 GREGG MARTIN TRUSTEE 1.00 X 0 0 0 ERIC B MOORE TRUSTEE/GOVERNOR 1.00 X 0 0 0 CAROLINE MOSER TRUSTEE (UNTIL 7/2017) 1.00 X 0 0 0 FRANLIN MOSER TRUSTEE 1.00 X 0 0 0 NORAMAE MUNSTER TRUSTEE/GOVERNOR 1.00 X 0 0 0 JAMES OLSON TRUSTEE/GOVERNOR 1.00 X 0 0 0 JOAN PAYDEN TRUSTEE 1.00 X 0 0 0 JONATHAN PEACOCK TRUSTEE 1.00 X 0 0 0 EDWARD P ROSKI JR TRUSTEE (UNTIL 09/2017) 1.00 X 0 0 0 PETER SCRANTON TRUSTEE 1.00 X 0 0 0 MICHAEL SILVER TRUSTEE 1.00 X 0 0 0 SHELDON STONE TRUSTEE 1.00 X 0 0 0 MARY SU TRUSTEE/GOVERNOR 1.00 X 0 0 0 ELIZABETH THUMANN TRUSTEE 1.00 X 0 0 0 RICHARD S VOLPERT PRESIDENT, BOARD OF GOVERNORS 1.00 X 0 0 0 JOHN WUO TRUSTEE/GOVERNOR (UNTIL 12/2017) 1.00 X 0 0 0 ERIC E YOUNGER TRUSTEE 1.00 X 0 0 0 SARAH MEEKER JENSEN CHAIRMAN, BOARD OF TRUSTEE 1.00 X X 0 0 0 DIANE NAEGELE VP, BOARD OF TRUSTEES 1.00 X X 0 0 0 LORI BETTISON-VARGA PRESIDENT & DIRECTOR 40.00 X X 452157 179693 43777 GRETCHEN HUMBERT CFO/TREASURER 40.00 X 243300 0 18983 GRETCHEN BAKER VP, EXHIBITIONS 40.00 X 226849 0 14173 LUIS CHIAPPE SENIOR VP, RESEARCH & COLLECTIONS 40.00 X 253103 0 33348 THOMAS JACOBSON SENIOR VP, ADVANCEMENT 40.00 X 241458 0 27301 DAWN MCDIVITT CHIEF DEPUTY DIRECTOR 40.00 X 48608 184924 31764 NOOSHIN NATHAN CHIEF TALENT OFFICER 40.00 X 186458 0 24956 HAE SU OH VP, EDUCATION 40.00 X 189316 0 20031 CYNTHIA WORNHAM SENIOR VP, STRATEGIC ENGAGEMENT 40.00 X 289693 0 29416 MARILYN BELLO DIR. FINANCE 40.00 X 126565 0 26459 MARTHA GARCIA SPECIAL ASSISTANT, NHM 40.00 X 37478 111705 8371 JOEL MARTIN ASSOC VP, R&C 40.00 X 136238 0 9730 MARA NAIDITCH ASSOC VP, MARKETING & ENTERPRISE 40.00 X 137247 0 8241 NEIL SADLER DIR. BRAND CREATIVE & DIGITAL STRATEGY 40.00 X 180137 0 22007 2748607 476322 318557 23 0 1 0 PARKER BROWN INC 6727 VARIEL AVE CANOGA PARK CA 91303 CONSTRUCTION 1957828 INTER-CON SECURITY SYSTEMS 210 SOUTH DE LACEY AVE PASADENA CA 91105 SECURITY 1437990 GUY L WARDEN & SONS 16626 PARKSIDE AVE CERRITOS CA 90703 EQUIPMENT & SERVICE PROVIDER 1327779 UNITED MAINTENANCE COMPANY INC 1550 S INDIANA AVE SUITE 300 CHICAGO IL 60605 CUSTODIAL 1102230 MILNER BUTCHER MEDIA GROUP LLC 11150 W OLYMPIC BLVD SUITE 835 LOS ANGELES CA 90064 MEDIA AGENCY 1092984 26 3647349 6750168 3801394 97656 14198911 LA COUNTY SUPPORT 900099 16821482 16821482 MUSEUM ADMISSION FEES 900099 9095143 9095143 PROGRAM INCOME 900099 2135384 2135384 MUSEUM USE & SERVICES 900099 378210 378210 28430219 2724051 -96 2724147 63063344 57172647 5890697 5890697 5890697 SHOPS, CAFE & PHOTO EX 900099 1309720 1309720 OTHER REVENUE 900099 38005 38005 1347725 52591603 34320916 -96 4071872 39000 39000 52500 52500 2841073 1657546 661507 522020 16840065 14645801 698460 1495804 915161 756222 63831 95108 2243460 1853833 156477 233150 1335593 1103637 93155 138801 137436 79108 49931 8397 177115 101947 64346 10822 497042 497042 380727 380727 2080786 536137 1377218 167431 1473341 1405954 4254 63133 416297 269475 67198 79624 920069 650499 185974 83596 410433 410433 395935 367583 7056 21296 8225172 6961592 1263580 497994 287255 180399 30340 MUSEUM USE 3637064 1901514 1532657 202893 REPAIRS & MAINTENANCE 1475678 1011138 396275 68265 PRINTING & PHOTOGRAPHY 1033751 874373 1051 158327 EXHIBIT BUILDING & SUPP 966561 966561 3498442 2589400 281843 627199 50490695 38521508 7465939 4503248 34407 36069 7759468 6661604 5374140 5364059 204343 714629 725314 604193 192935126 83931126 110903521 109004000 125629285 134254243 31044354 27349030 281674832 283987827 4134459 5540217 104888 560195 89231172 88975562 20811219 15850675 114281738 110926649 X 148783408 158515046 15745540 11681986 2864146 2864146 167393094 173061178 281674832 283987827 X 2100908 2809631 757545 X X 0 1 X 1 0 X 14179802 9779954 12396254 11309965 14198911 61864886 21102359 23888996 26810757 26797281 28430219 127029612 35282161 33668950 39207011 38107246 42629130 188894498 2123811 2640052 3034610 3542602 1709184 13050259 3855219 258205 207860 1272993 242656 5836933 5979030 2898257 3242470 4815595 1951840 18887192 170007306 742780 1972258 1392733 3497113 2724147 10329031 5179 745 0 5924 742780 1972258 1397912 3497858 2724147 10334955 1077624 1138365 1209221 1468075 1347725 6241010 37102565 36779573 41814144 43073179 46701002 205470463 0.82740 0.80030 0.05030 0.04150 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER REVENUE SHOP CAFE PHOTO EXPERIENCE COMMISSIONS 50490695 50490695 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 250000 250000 250000 250000 1000000 1500000 X X X X 0 148180337 2304283 11014107 7385608 154113119 133189373 1527595 21778263 8314894 148180337 143483875 4049001 -7003661 7339842 133189373 145046726 2710642 3213364 7486857 143483875 119754606 10574768 20956371 6239019 145046726 0.95500 0.01900 0.02600 0 0 119306124 47183061 72123063 12731355 11944074 787281 60897647 24803991 36093656 109004000 ALTERNATIVE INVESTMENTS 24501893 F PRIVATE EQUITY 2836747 F OTHER INVESTMENTS 10390 F 27349030 INTEREST RATE SWAP AGREEMENT 15850675 15850675 X 56158779 2809631 757545 3567176 52591603 0 52591603 50490695 0 50490695 0 50490695 PART III, LINE 1A: THE FOUNDATION'S COLLECTIONS THAT HAVE BEEN ACQUIRED THROUGH PURCHASES, CONTRIBUTIONS AND OTHER ACQUISITIONS SINCE THE FOUNDATION'S INCEPTION ARE NOT RECOGNIZED AS ASSETS IN THE ACCOMPANYING STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR WHICH THE ITEMS ARE ACQUIRED OR AS DECREASES IN TEMPORARILY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS WERE RESTRICTED BY DONORS. PROCEEDS FROM DEACCESSION OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASS. PART III, LINE 4: THE FOUNDATION'S COLLECTIONS COMPRISE ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGUED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM THEIR SALES TO BE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTIONS. PART V, LINE 4: THE EARNINGS OF THE MUSEUM'S ENDOWMENT FUNDS SUPPORT EDUCATION, PROGRAMS, AND THE MISSION OF THE MUSEUM. PART X, LINE 2: IN ACCORDANCE WITH FASB ASC TOPIC NO. 740, "UNCERTAINTY IN INCOME TAXES", THE FOUNDATION RECOGNIZES THE IMPACT OF TAX POSITIONS IN THE FINANCIAL STATEMENTS IF THAT POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED ON AUDIT, BASED ON THE TECHNICAL MERITS OF THE POSITION. TO DATE, THE FOUNDATION HAS NOT RECORDED ANY UNCERTAIN TAX POSITIONS. DURING THE FISCAL YEARS ENDED JUNE 30, 2018 AND 2017, THE FOUNDATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS AND DID NOT NOTE ANY MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR WHICH MIGHT HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF OBLIGATIONS UNDER SPLIT-INTEREST AGREEMENT 31. UNREALIZED GAIN (LOSS) ON INTEREST RATE SWAPS 4,960,543. DEBT SERVICE PAYMENTS -4,203,029. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INTEREST IN INVESTMENT FUNDS N/A 27086889 0 0 0 0 0 0 27086889 0 27086889 EUROPE (INCLUDING ICELAND & GREENLAND) SEE PART VJOINTLY FUNDED POSTDOCTORAL RESEARCHER BY PARTICIPATING INSTITUTIONS FROM SPAIN AND THE MUSEUM, FOR RESEARCH ON THE "AERODYNAMICS STUDY OF MESOZOIC STEM BIRDS AND ITS IMPLICATIONS ON THE EVOLUTION OF LIGHT SKILLS IN THE AVIAN CLADE'. 52500 WIRE TRANSFER 0 N/A CASH DONATION 1 0 0 0 0 1 0 0 PART I, LINE 2: UNDER THE GRANT AGREEMENT FOR THE "AERODYNAMIC STUDY OF MESOZONIC STEM BIRDS AND ITS IMPLICATIONS ON THE EVOLUTION OF FLIGHT SKILLS IN THE AVIAN CLADE," THE MAIN RESEARCH WILL BE PERFORMED BY FRANCISCO JOSE SERRANO, A POSTDOCTORAL RESEARCHER, UNDER THE IMMEDIATE DIRECTION OF DR. LUIS CHIAPPE, THE MUSEUM'S VICE PRESIDENT OF RESEARCH AND COLLECTIONS AND DIRECTOR OF THE DINOSAUR INSTITUTE. X X X X X X X 1 TLC THE LUKENS COMPANY 2800 SHIRLINGTON RD 9TH FL ARLINGTON VA 22206 SEE PART IV 0 1020176 497042 523134 1020176 497042 523134 CA PART I, LINE 2B, COLUMN (II): ACTIVITY TLC, THE LUKENS COMPANY: CONSULT AND ASSIST WITH MEMBERSHIP AND ANNUAL FUND MARKETING STRATEGIES, AS WELL AS, IMPLEMENT AND COORDINATE THE PRODUCTION OF SEVERAL FUNDRAISING CAMPAIGNS. 1 UNIVERSITY OF SOUTHERN CALIFORNIA DEPARTMENT OF EARTH SCIENCES 3651 TROUSDALE PARKWAY LOS ANGELES CA 900890742 951642394 501(C)(3) 39000 0 CASH DONATION N/A SEE PART IVFUNDS TRANSFERRED TO USC ARE TO COVER THE STIPENDS OF NATHAN CARROLL, WHO IS A GRADUATE STUDENT-IN-RESIDENCE AT NHMLA WORKING UNDER THE SUPERVISION OF DR. LUIS M. CHIAPPE.FUNDS TRANSFERRED TO USC ARE TO COVER THE STIPENDS OF CHARLES HENRIK WOOLEY, WHO IS A GRADUATE STUDENT-IN-RESIDENCE AT NHMLA WORKING UNDER THE SUPERVISION OF DR. NATHAN SMITH. 1 0 PART I, LINE 2: NHMLA HAS AN AGREEMENT WITH USC TO SUPERVISE THE PHD OF NATHAN CARROLL. THE AGREEMENT STIPULATES THAT NHMLA WILL BE COVERING THE COSTS OF ONE TEACHING ASSISTANTSHIPS AND SEVERAL SUMMER STIPENDS. DR. LUIS M. CHIAPPE IS NATHAN CARROLL'S ACADEMIC ADVISOR; NATHAN CARROLL MEETS WITH DR. LUIS M. CHIAPPE WEEKLY IN ADDITION TO ALL THE COMMITTEE MEETINGS. DR. LUIS M. CHIAPPE SUPERVISES THE PROGRESS ON NATHAN CARROLL'S PHD DISSERTATION AND RESEARCH. NHMLA HAS AN AGREEMENT WITH USC TO SUPERVISE THE PHD OF CHARLES HENRIK WOOLEY. THE AGREEMENT STIPULATES THAT NHMLA WILL BE COVERING THE COSTS OF TWO TEACHING ASSISTANTSHIPS AND SEVERAL SUMMER STIPENDS. DR. NATHAN SMITH IS CHARLES HENRIK WOOLEY'S ACADEMIC CO-ADVISOR; CHARLES HENRIK WOOLEY MEETS WITH DR. NATHAN SMITH WEEKLY IN ADDITION TO ALL THE COMMITTEE MEETINGS. DR. NATHAN SMITH SUPERVISES THE PROGRESS ON CHARLES HENRIK WOOLEY'S PHD DISSERTATION AND RESEARCH. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 LORI BETTISON-VARGA PRESIDENT & DIRECTOR 316157 179693 50000 0 86000 0 22608 11184 7585 2400 482350 193277 0 0 GRETCHEN HUMBERT CFO/TREASURER 243300 0 0 0 0 0 13665 0 5318 0 262283 0 0 0 GRETCHEN BAKER VP, EXHIBITIONS 201849 0 0 0 25000 0 6318 0 7855 0 241022 0 0 0 LUIS CHIAPPE SENIOR VP, RESEARCH & COLLECTIONS 253103 0 0 0 0 0 23750 0 9598 0 286451 0 0 0 THOMAS JACOBSON SENIOR VP, ADVANCEMENT 241458 0 0 0 0 0 24000 0 3301 0 268759 0 0 0 DAWN MCDIVITT CHIEF DEPUTY DIRECTOR 48608 184924 0 0 0 0 3889 15232 0 12643 52497 212799 0 0 NOOSHIN NATHAN CHIEF TALENT OFFICER 186458 0 0 0 0 0 9323 0 15633 0 211414 0 0 0 HAE SU OH VP, EDUCATION 181216 0 0 0 8100 0 13252 0 6779 0 209347 0 0 0 CYNTHIA WORNHAM SENIOR VP, STRATEGIC ENGAGEMENT 264693 0 25000 0 0 0 24000 0 5416 0 319109 0 0 0 MARILYN BELLO DIR. FINANCE 126565 0 0 0 0 0 24000 0 2459 0 153024 0 0 0 MARTHA GARCIA SPECIAL ASSISTANT, NHM 37478 109222 0 0 0 2483 1032 0 0 7339 38510 119044 0 0 NEIL SADLER DIR. BRAND CREATIVE & DIGITAL STRATE 180137 0 0 0 0 0 9007 0 13000 0 202144 0 0 0 PART I, LINE 1A DURING THE FISCAL YEAR, THE MUSEUM PROVIDED HOUSING ALLOWANCE FOR THE PRESIDENT AND TO THE VP OF EXHIBITIONS. A CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034ATB6 2017-10-18 44895000 REFUNDING OF 2008 BOND 0 1 0 B CALIFORNIA INFRASTRACTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034ATC4 2017-10-18 44895000 REFUNDING OF 2008 BOND 0 1 0 A 44895000 44895000 2013 1 0 1 1 B 44895000 44895000 2013 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 A 0 0 0 1 1 1 JP MORGAN 29.000000000000 0 0 0 0 1 B 0 0 0 1 1 1 JP MORGAN 29.000000000000 0 0 0 0 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK DATE THE REBATE COMPUTATION WAS PERFORMED: 06/15/2018 ISSUER NAME: CALIFORNIA INFRASTRACTURE AND ECONOMIC DEVELOPMENT BANK DATE THE REBATE COMPUTATION WAS PERFORMED: 06/15/2018 X 90 0 SEE SCHEDULE M PART II X 5 97656 FMV 0 1 1 PART I, LINE 32B: THE MUSEUM USES STOCK BROKERS TO SELL SECURITIES RECEIVED AS DONATIONS. PART I, LINE 33: DUE TO SFAS 116, THE ORGANIZATION DOES NOT INCLUDE CONTRIBUTED HISTORICAL TREASURES IN ITS FINANCIAL STATEMENTS AS IT IS PART OF THE ORGANIZATION'S COLLECTION (ALSO APPLIES TO PART I, LINE 2). FORM 990, PART VI, SECTION B, LINE 11B THE INFORMATIONAL RETURN IS PREPARED BY OUTSIDE ACCOUNTANTS AND IS REVIEWED BY THE AUDIT COMMITTEE. ONCE APPROVED BY THE AUDIT COMMITTEE, THE RETURN IS THEN MADE AVAILABLE TO THE BOARD PRIOR TO ELECTRONIC FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION SENDS OUT A QUESTIONNAIRE ANNUALLY, AND THROUGHOUT THE YEAR REQUIRES THE OFFICERS/TRUSTEES TO INFORM IT OF ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION IS DETERMINED BY THE BOARD BASED ON PUBLISHED SALARY SURVEYS OF THE LOCAL MARKETPLACE, MUSEUMS, NATIONAL SALARY DATABASE, THE CALIFORNIA NONPROFIT SALARY SURVEY AND MUSEUM INTERNAL INFORMATION. THE CFO'S COMPENSATION IS RECOMMENDED BY THE CEO AND APPROVED BY THE BOARD. COMPENSATION OF THE OTHER OFFICERS OR KEY EMPLOYEES OF THE ORGANIZATION ARE SET BY THE CEO BASED ON THE PUBLISHED SALARY SURVEYS AND THE DATA FOR ORGANIZATIONS OF SIMILAR EMPLOYEE SIZE AND/OR BUDGET SIZE. FORM 990, PART VI, SECTION C, LINE 18 ALL INFORMATIONAL RETURN DOCUMENTS ARE AVAILABLE TO THE PUBLIC EITHER THROUGH THE ORGANIZATION'S WEBSITE, WWW.GUIDESTAR.ORG OR UPON REQUEST. PURSUANT TO FORM 990 INSTRUCTIONS, THE ORGANIZATION IS NOT REQUIRED TO MAKE ITS FORM 1023 AVAILABLE FOR PUBLIC INSPECTION AS THE ORGANIZATION WAS FORMED PRIOR TO 1987. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, INFORMATIONAL RETURNS AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. INFORMATIONAL RETURNS AND FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. PURSUANT TO FORM 990 INSTRUCTIONS, THE ORGANIZATION IS NOT REQUIRED TO MAKE ITS FORM 1023 AVAILABLE FOR PUBLIC INSPECTION AS THE ORGANIZATION WAS FORMED PRIOR TO 1987. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF OBLIGATIONS UNDER SPLIT-INTEREST AGREEMENT 31. UNREALIZED GAIN (LOSS) ON INTEREST RATE SWAPS 4,960,543. DEBT SERVICE PAYMENTS -4,203,029. FORM 990, PART XII, LINE 2C: SINCE THE FILING OF PRIOR YEAR 2016 TAX RETURN, THERE HAVE BEEN NO CHANGES TO THE AUDIT OVERSIGHT AND SELECTION PROCESS. CGA #1 PO BOX 63954 MAC A0330-011 SAN FRANCISCO CA 94163 776253454 CHARITABLE GIFT ANNUITY CA N/A T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0