2019-05-10T11:50:02-05:00 2018-06-30 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990 2017-07-01 463612187 CITIES FOR FINANCIAL EMPOWERMENT FUND INC CITI 6463621639 44 WALL STREET - SUITE 605 NEW YORK NY 100052443 JONATHAN MINTZ PRESIDENT AND CEO 6463621639 2019-05-10 1 MICHAEL WALLACE P00881958 2126972299 38.142.140.186 2019-05-10 09:53:00 ED P 7EE24DDEAA34AFAE9DF92C3D2672F42BD3DA974D 5113AD6B164773D5121634EC23FD61D36CB6A590 2017 2019-02-21 02:37:17Z JONATHAN MINTZ 44 WALL STREET - SUITE 605 NEW YORK NY 100052443 15858817 0 X WWW.CFEFUND.ORG X 2013 NY HELP CITIES BUILD PROGRAMS AND STRATEGIES TO SUPPORT HOUSEHOLD FINANCIAL STABILITY. 6 5 13 5 0 7527 8968014 15788136 58033 0 15256 59927 11132 10754 9052435 15858817 4695022 7865759 0 0 1487893 1804805 0 0 295642 904171 985417 7087086 10655981 1965349 5202836 7618328 16354172 476786 4009794 7141542 12344378 X TO LEVERAGE MUNICIPAL ENGAGEMENT TO IMPROVE THE FINANCIAL STABILITY OF HOUSEHOLDS BY EMBEDDING FINANCIAL EMPOWERMENT STRATEGIES INTO LOCAL GOVERNMENT INFRASTRUCTURE. THE CFE FUND FOCUSES PROGRAMMATIC, RESEARCH, AND POLICY EFFORTS TOWARDS DESIGNING, EMBEDDING, AND REPLICATING FINANCIAL EMPOWERMENT INITIATIVES WITHIN LOCAL GOVERNMENT. 0 0 6977335 6716430 SUMMER JOBS CONNECT (SJC):THROUGH SJC, THE CFE FUND WORKS WITH 16 CITY GOVERNMENTS TO DEVELOP A NATIONAL MODEL FOR USING THE SCALE AND INFRASTRUCTURE OF MUNICIPAL SUMMER YOUTH EMPLOYMENT PROGRAMS TO INTEGRATE FINANCIAL EMPOWERMENT STRATEGIES AND ACHIEVE GREATER IMPACT. IN ADDITION TO DIRECTLY FUNDING OVER 2,000 YOUTH JOB SLOTS EACH SUMMER, THE CFE FUND IS SUPPORTING MUNICIPALITIES IN DEVELOPING TARGETED FINANCIAL EDUCATION AND BANKING ACCESS STRATEGIES THAT TAKE ADVANTAGE OF THE PAYCHECK OPPORTUNITY. 1025974 539329 BANK ON:BANK ON PROVIDES CENTRAL SUPPORT TO OVER 75 LOCAL COALITIONS AND LIAISES NATIONALLY WITH BANKING, REGULATORY, AND NONPROFIT ORGANIZATION PARTNERS TO ENSURE THAT EVERYONE HAS ACCESS TO SAFE, AFFORDABLE BANKING. PROGRAM ACCOMPLISHMENTS INCLUDE: THE RELEASE OF THE FIRST-EVER BANK ON NATIONAL ACCOUNT STANDARDS, AND THE ACCOMPANYING MOVEMENT OF THE MARKET TO MEET THE STANDARDS; THE CREATION OF AN INFRASTRUCTURE TO EVALUATE AND VALIDATE ACCOUNTS THAT MEET THE STANDARDS; THE CREATION OF A PLATFORM TO FACILITATE AND AGGREGATE FINANCIAL INSTITUTION REPORTING OF DATA ABOUT BANK ON ACCOUNTS; THE LAUNCH OF THE BANK ON CAPACITY GRANT FUND TO TO ASSIST LOCAL COALITIONS IN EXPANDING BANKING ACCESS; AN INNOVATION FUND THAT SUPPORTS THE DEVELOPMENT OF REPLICABLE, LARGE-SCALE PROGRAMS THAT CONNECT UNDERSERVED POPULATIONS TO CERTIFIED ACCOUNTS; THE ESTABLISHMENT OF THE BANK ON FELLOWSHIP TO DEMONSTRATE WHAT FULL-TIME COALITION LEADERSHIP CAN ACCOMPLISH; AND ADDITIONAL TECHNICAL ASSISTANCE EFFORTS AIMED AT HELPING FINANCIAL INSTITUTIONS AND MUNICIPAL LEADERS UPGRADE AND REINVIGORATE LOCAL BANK ON PROGRAMS. 1099517 360000 FINANCIAL EMPOWERMENT CENTER (FEC) REPLICATIONMUNICIPAL FINANCIAL EMPOWERMENT CENTERS (FECS) OFFER PROFESSIONAL, ONE-ON-ONE FINANCIAL COUNSELING AS A FREE PUBLIC SERVICE. THE MODEL, FIRST PILOTED IN NEW YORK CITY, HAS OPERATED FOR 11 YEARS AND IS NOW IN 8 CITIES, HELPING OVER 80,000 CLIENTS REDUCE DEBT BY OVER $94 MILLION AND INCREASE SAVINGS BY OVER $12 MILLION. EACH PARTNER HAS SEEN INCREDIBLE DEMAND FOR FEC SERVICES AND HAS QUICKLY REALIZED THE IMPORTANCE OF THIS WORK; MANY HAVE TRANSITIONED SUCCESSFULLY FROM PRIVATE INVESTMENT INTO ONGOING PUBLIC FUNDING SUSTAINABILITY. NOW, THE CFE FUND'S COMPREHENSIVE FEC PUBLIC REPLICATION STRATEGY, INFORMED BY LESSONS FROM ORIGINAL FEC REPLICATION CITIES, IS ESTABLISHING ROLLING COHORTS OF UP TO 50 LOCAL GOVERNMENTS IMPLEMENTING PROFESSIONAL FINANCIAL COUNSELING AS A FREE PUBLIC SERVICE. 931254 250000 ADDITIONAL CFE FUND PROGRAMS INCLUDE: SUPPORTING THE CFE COALITION, AN INVITATION-ONLY GROUP OF 15 CITIES ON THE CUTTING EDGE OF MUNICIPAL FINANCIAL EMPOWERMENT; DEVELOPING CONSUMER FINANCIAL PROTECTION AGENCIES WITHIN LOCAL GOVERNMENT; AND PROVIDING INTENSIVE TECHNICAL ASSISTANCE TO HELP CITIES AND OTHER GOVERNMENT LEADERS EMBED FINANCIAL EMPOWERMENT STRATEGIES INTO PROGRAMS AND INFRASTRUCTURE. 931254 250000 10034080 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 18 0 1 13 1 1 1 0 0 0 0 0 0 0 0 0 X 6 5 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X LISA NICOLLE GRIST 6463621639 44 WALL STREET - SUITE 605 NEW YORK NY 100052443 JONATHAN MINTZ PRESIDENT AND CEO 40.00 X X 299167 0 15700 MICHAEL DUBIN TREASURER 1.00 X X 0 0 0 CATHLEEN MAHON SECRETARY 1.00 X X 0 0 0 JOSE CISNEROS BOARD MEMBER 1.00 X 0 0 0 LEIGH PHILLIPS BOARD MEMBER 1.00 X 0 0 0 HERBERT STURZ BOARD MEMBER 1.00 X 0 0 0 LISA NICOLLE GRIST PRINCIPAL 40.00 X 136956 0 13805 AMELIA ERWITT MANAGING DIRECTOR 40.00 X 161908 0 23139 TAMARA LINDSAY PRINCIPAL 40.00 X 110534 0 12866 I-HSING SUN CHIEF PROGRAM OFFICER 40.00 X 131026 0 24591 DAVID ROTHSTEIN PRINCIPAL 40.00 X 101401 0 17656 940992 0 107757 6 0 1 0 SOLIANT CONSULTING INC 14 N PEORIA STE 2H CHICAGO IL 60607 TECHNOLOGY DEVELOPMENT 225581 RALLY C/O COHEN PIVO 10474 SANTA MONICA LA CA 90025 MARKET RESEARCH 121711 SIGHTLINES GROUP INC 153 CLINTON AVENUE 3B BROOKLYN NY 11205 TECHNOLOGY DEVELOPMENT 113729 3 15788136 15788136 59927 59927 MISCELLANEOUS INCOME 900099 10754 10754 10754 15858817 0 0 70681 7862838 7862838 2921 2921 688053 371605 127579 188869 842946 773256 37066 32624 38847 36587 1063 1197 129037 101946 10593 16498 105922 80017 10992 14913 2500 1850 250 400 58161 11646 46515 84916 58606 26119 191 26499 26499 71802 58311 4981 8510 90578 88080 1478 1020 176273 131745 17483 27045 37816 37816 8501 7110 535 856 SITE VISITS AND CONVENI 302133 300860 1184 89 OTHER PROGRAM EXPENSES 66422 66422 PAYROLL PROCESSING FEES 24315 18305 2580 3430 RESEARCH AND EVALUATION 18455 18455 17046 17021 25 10655981 10034080 326259 295642 191343 80076 6147096 10339986 1062898 5608852 21440 32128 56456 249638 62098 82161 187540 81262 81262 7618328 16354172 71110 101436 405676 3908358 476786 4009794 X 1136281 1348073 6005261 10996305 7141542 12344378 7618328 16354172 5202836 0 X 0 1 X 1 0 X 14838402 8968014 15788136 39594552 14838402 8968014 15788136 39594552 25480226 14114326 11860 15256 59927 87043 2956 11132 10754 24842 39706437 134700 X 11886 2868 9018 237752 59230 178522 187540 16323845 465028 465028 15858817 0 15858817 11121009 465028 465028 10655981 0 10655981 1 ACCESS 2651 SAULINO COURT DEARBORN MI 48120 941251675 25000 TO PILOT FINANCIAL COUNSELING FOR PEOPLE AT RISK OF FORECLOSURE BOSTON LOCAL DEVELOPMENT CORP 42 HAWKINS STREET BOSTON MA 02114 042681311 501C3 10000 TO SUPPORT LEADERSHIP OF LOCAL BANK ON COALITIONS IN PROVIDING BANKING ACCESS TO LMI CONSUMERS, AS CONDUIT FOR CITY OF BOSTON CASH CAMPAIGN OF MARYLAND 575 S CHARLES STREET SUITE 502 BALTIMORE MD 21201 814607977 501C3 8000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM CITY OF BALTIMORE 417 E FAYETTE STREET SUITE 468 BALTIMORE MD 21202 12000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM CITY OF CHICAGO 1615 WEST CHICAGO AVENUE CHICAGO IL 60622 366005820 982000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM CITY OF DETROIT 2 WOODWARD AVE STE 1126 DETROIT MI 48226 386004606 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER CITY OF HOUSTON PLANNING AND DEVELOPMENT DEPARTMENT 11 WALKER STREET 6TH FL HOUSTON TX 77002 746001164 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER CITY OF MIAMI 444 SW 2ND AVENUE5TH FLOOR MIAMI FL 33130 596000375 367500 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM CITY OF NEW HAVEN 165 CHURCH STREET SUIT 135 NEW HAVEN CT 06510 066001876 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER CITY OF PITTSBURGH 414 GRANT STREET512 PITTSBURGH PA 15226 256000879 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER CITY OF SAN FRANCISCO DCYF 1390 MARKET STREET SUITE 900 SAN FRANSICO CA 94102 946000417 820000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM CITY OF SHREVEPORT 401 TEXAS STREET SHREVEPORT LA 07110 726001326 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER CITY OF SYRACUSE 233 E WASHINGTON STREETSUITE 219 SYRACUSE NY 13202 156000416 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER COMMUNITY FOUNDATION OF NEW JERSEY 35 KNOX HILL ROAD MORRISTOWN NJ 07960 222281783 501C3 265000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM CONNECTICUT ASSOCIATION FOR HUMAN SERVICES INC 237 HAMILTON STREET SUITE 208 HARTFORD CT 06119 060653158 501C3 90000 TO FUND COALITION LEADERSHIP TO PROVIDE BAKING ACCESS TO LMI CONSUMERS, AS CONDUIT FOR BANK ON NEW HAVEN. COVENANT COMMUNITY CAPITAL 3303 LYONS AVENUE SUITE 203 HOUSTON TX 77020 760573676 501C3 90000 TO FUND COALITION LEADERSHIP TO PROVIDE BAKING ACCESS TO LMI CONSUMERS. DC DEPARTMENT OF EMPLOYMENT SERVICES 4058 MINNESOTA AVE NE WASHINGTON DC 20019 536001131 450000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM DENVER OFFICE OF STRATEGIC PARTNERSHIPS 201 W COLFAX AVENUEDEPT 1102 2ND FLOOR DENVER CO 80202 846000580 125000 TO LAUNCH MUNICIPAL CONSUMER PROTECTION EFFORTS EARN 235 MONTGOMERY STREET SUITE 470 SAN FRANSICO CA 94104 912172676 501C3 125000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM ECONOMIC AWARENESS COUNCIL 703 S STOUGH ST HINDALE IL 60521 300158613 501C3 80000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM GREATER HOUSTON COMMUNITY FOUNDATION HIRE HOUSTON YOUTH FUND5120 WOODWAY DR 6000 HOUSTON TX 77056 237160400 501C3 20000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM GREENVILLE COUNTY 301 UNIVERSITY RIDGESUITE 16000 GREENVILLE SC 29601 576000356 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER MATRIX HUMAN SERVICES 1400 WOODBRIDGE DETROIT MI 48207 381358015 501C3 25000 TO PILOT FINANCIAL COUNSELING FOR PEOPLE AT RISK OF FORECLOSURE MAYORS FUND FOR LOS ANGELES 200 NORTH SPRING STREET ROOM 305 LOS ANGELES CA 90012 471084641 501C3 400000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM MAYOR'S FUND TO ADVANCE NEW YORK CITY 253 BROADWAY 6TH FLOOR NEW YORK NY 10007 133783906 501C3 2351000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM MYPATH 2430 MISSION STREET SAN FRANSICO CA 94110 943098928 501C3 165103 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM PROSPER WACO 1516 AUSTIN AVENUE TX TX 76701 465714986 10000 TO SUPPORT LEADERSHIP OF LOCAL BANK ON COALITIONS IN PROVIDING BANKING ACCESS TO LMI CONSUMERS RISE FOUNDATION 2650 THOUSAND OAKS BLVDSUITE 2400 MEMPHIS TN 38118 311712061 501C3 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER, AS CONDUIT FOR SHELBY COUNTY SOUND OUTREACH 1106 MLK JR WAY TACOMA WA 98405 911741624 501C3 10000 TO SUPPORT LEADERSHIP OF LOCAL BANK ON COALITIONS IN PROVIDING BANKING ACCESS TO LMI CONSUMERS SOUTHWEST ECONOMIC SOLUTIONS 2835 BAGLEY SUITE 800 DETROIT MI 48216 462252476 501C3 25000 TO PILOT FINANCIAL COUNSELING FOR PEOPLE AT RISK OF FORECLOSURE STEP UP SAVANNAH 428 BULL STREET SUITE 208 SAVANNAH GA 31401 300526014 501C3 20000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM THE CITY OF AKRON 166 SOUTH HIGH STREET AKRON OH 44308 346000020 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER THE CITY OF SACRAMENTO 915 I STREET NEW CITY HALL5TH FLOOR FLOOR SACRAMENTO CA 95814 946000410 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER THE MAYOR'S FUND FOR PHILADELPHIA 1515 ARCH ST FL 12 PHILADELPHIA PA 19102 232174893 501C3 10000 TO SUPPORT LEADERSHIP OF LOCAL BANK ON COALITIONS IN PROVIDING BANKING ACCESS TO LMI CONSUMERS THE METROPOLITAN GOVERNMENT OF NASHVILLE AND DAVIDSON COUNTY 1 PUBLIC SQUARE PARKSUITE 200 NASHVILLE TN 37201 620694743 125000 TO LAUNCH MUNICIPAL CONSUMER PROTECTION EFFORTS THE ST LOUIS COMMUNITY FOUNDATION INC 2 OAK KNOLL ST LOUIS MO 63105 431758789 501C3 288000 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM UNITED COMMUNITY HOUSING COALITION 2727 SECOND AVE313MAILBOX 34 DETROIT MI 48201 382142140 501C3 25000 TO PILOT FINANCIAL COUNSELING FOR PEOPLE AT RISK OF FORECLOSURE UNITED WAY OF GREATER KNOXVILLE 1301 HANNAH AVENUE KNOXVILLE TN 37921 620475748 501C3 10000 TO SUPPORT LEADERSHIP OF LOCAL BANK ON COALITIONS IN PROVIDING BANKING ACCESS TO LMI CONSUMERS UNITED WAY OF NORTHERN CALIFORNIA 2280 BENTON DRIVE BUILDING B REDDING CA 96003 941251675 501C3 10000 TO SUPPORT LEADERSHIP OF LOCAL BANK ON COALITIONS IN PROVIDING BANKING ACCESS TO LMI CONSUMERS UNITED WAY OF SOUTHWEST ALABAMA 90 NORTH PROSPECT STREET AKRON OH 44304 341169257 501C3 90000 TO FUND COALITION LEADERSHIP TO PROVIDE BAKING ACCESS TO LMI CONSUMERS. UNITED WAY OF SUMMIT COUNTY 218 ST FRANCIS ST MOBILE AL 36602 630388685 501C3 90000 TO FUND COALITION LEADERSHIP TO PROVIDE BAKING ACCESS TO LMI CONSUMERS. UNITED WAY OF SUNCOAST 1800 2ND STSUITE 102 SARASOTA FL 34238 593725701 501C3 90000 TO FUND COALITION LEADERSHIP TO PROVIDE BAKING ACCESS TO LMI CONSUMERS. URBAN ECONOMIC DEVELOPMENT ASSOC OF WISCONSIN(UEDA) 1915 N DR MLK JR DRIVESUITE 260 MILWAUKEE WI 53212 391893799 501C3 10000 TO SUPPORT LEADERSHIP OF LOCAL BANK ON COALITIONS IN PROVIDING BANKING ACCESS TO LMI CONSUMERS URBAN LEAGUE OF GREATER PITTSBRUGH 610 WOOD STREET PITTSBURGH PA 15222 251120678 501C3 10000 TO SUPPORT LEADERSHIP OF LOCAL BANK ON COALITIONS IN PROVIDING BANKING ACCESS TO LMI CONSUMERS WAYNE METROPOLITAN COMMUNITY ACTION AGENCY 7310 WOODWARD AVE SUITE 800 DETROIT MI 48202 381976979 501C3 25000 TO PILOT FINANCIAL COUNSELING FOR PEOPLE AT RISK OF FORECLOSURE WORKFORCE INVESTMENT BOARD OF THE CITY OF LA 1200 WEST 7TH STREET FLOOR 6 LOS ANGELES CA 90017 953955892 501C3 359897 TO INTEGRATE FINANCIAL EMPOWERMENT INTO SUMMER YOUTH EMPLOYMENT PROGRAM EARN 235 MONTGOMERY STREET SUITE 470 SAN FRANSICO CA 94104 912172676 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER AS CONDUIT FOR CITY OF SAN FRANCISCO CITY OF MIAMI 444 SW 2ND AVENUE5TH FLOOR MIAMI FL 33130 596000375 20000 TO PLAN TO LAUNCH A FINANCIAL EMPOWERMENT CENTER UNITED WAY OF SUNCOAST 1800 2ND STSUITE 102 SARASOTA FL 34238 593725701 501C3 10000 TO SUPPORT LEADERSHIP OF LOCAL BANK ON COALITIONS IN PROVIDING BANKING ACCESS TO LMI ADJUSTMENT TO PRIOR YEAR GRANTS -5662 TO ADJUST YEAR END TOTALS 42 4 PART I, LINE 2: GRANT APPLICANTS ARE REQUIRED TO PROVIDE DETAILED STATEMENTS ON HOW THEY WILL USE GRANT FUNDS. GRANTEES ARE REQUIRED TO SUBMIT INTERIM AND FINAL REPORTS WITH DETAILED ACCOUNTING OF FUNDS SPENT, ALONG WITH NARRATIVE REPORTS OUTLINING PROGRAM OPERATIONS AND BENCHMARKING PERFORMANCE AGAINST GRANT GOALS. IN ADDITION, CFE FUND STAFF ENSURE THAT GRANTS ARE USED FOR INTENDED PURPOSES THROUGH REGULAR ACTIVITIES SUCH AS PHONE CALLS AND SITE VISITS, WHICH OFTEN INCLUDE FIELD VISITS TO OBSERVE PROGRAMMATIC OPERATIONS. GRANT CONTRACTS EXPLICITLY FORBID GRANTEES FROM USING ANY GRANT DOLLARS IN A MANNER INCONSISTENT WITH THE CFE FUND'S 501 (C)(3) STATUS, INCLUDING SUPPORTING TERRORISM. X X X X X 0 0 0 0 0 0 0 0 0 JONATHAN MINTZ PRESIDENT AND CEO 299167 0 0 0 0 0 14550 0 1150 0 314867 0 0 0 LISA NICOLLE GRIST PRINCIPAL 136956 0 0 0 0 0 8372 0 5433 0 150761 0 0 0 AMELIA ERWITT MANAGING DIRECTOR 161908 0 0 0 0 0 10134 0 13005 0 185047 0 0 0 I-HSING SUN CHIEF PROGRAM OFFICER 131026 0 0 0 0 0 7472 0 17119 0 155617 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT HELPED PREPARE AND CONDUCTED A DETAILED REVIEW OF THE FORM 990. A COPY OF THE FORM 990 IS SENT ELECTRONICALLY BY MANAGEMENT TO THE FULL BOARD OF DIRECTORS FOR REVIEW PRIOR TO ITS SUBMISSION TO THE IRS. IT IS SENT WITH A COVER MEMO HIGHLIGHTING KEY ITEMS. BOARD MEMBERS ARE INVITED TO REPLY ELECTRONICALLY WITH COMMENTS OR QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS SUBMIT ANNUAL DISCLOSURES; TO DATE THERE HAVE NOT BEEN ANY CONFLICTS TO MONITOR. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS, ESTABLISHED A COMPENSATION COMMITTEE, WHICH CONSISTED OF THE 4 INDEPENDENT MEMBERS. THE COMMITTEE CHAIR CONDUCTED A MARKET ANALYSIS AND THEN PRESENTED FINDINGS AND RECOMMENDATIONS TO THE REST OF THE COMMITTEE, WHO MET AND VOTED ON THE AMOUNT OF COMPENSATION FOR THE PRESIDENT AND CEO. THE BOARD OF DIRECTORS FORMALLY DELEGATES TO THE PRESIDENT AND CEO THE SETTING OF COMPENSATION FOR OTHER EMPLOYEES, BUT REVIEWS AND APPROVES THE REPORT ON THE COMPENSATION OF THE HIGHEST PAID EMPLOYEES. IN FY 18, THE CFE FUND HIRED AN EXTERNAL FIRM TO REVIEW THE ORGANIZATION-WIDE COMPENSATION SCHEME; THE FIRM PROVIDED DETAILED COMPARABLES AND AN ANALYSIS WHICH INFORMED CURRENT COMPENSATION FOR ALL EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. GOVERNING DOCUMENTS AND POLICIES ARE AVAILABLE TO FUNDING ORGANIZATIONS UPON REQUEST.