2019-05-10T07:50:36-05:00 2018-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 205 N MICHIGAN AVE 2800 CHICAGO IL 606015927 990 2017-07-01 363262111 WHEATON FRANCISCAN SERVICES INC WHEA 6309096600 26 W 171 ROOSEVELT RD WHEATON IL 60187 JOHN D OLIVERIO PRESIDENT AND CEO 6309096600 2019-05-03 1 MARK HEROUX P00959793 3127298000 2019-05-03 38.88.202.179 2019-05-03 14:49:08 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 0882A3BD3791635C134A938B8FF3C2B174769BAB 2017 2019-02-21 02:37:17Z JOHN D OLIVERIO 26 W171 ROOSEVELT RD WHEATON IL 60187 19469542 0 0928 X NONE X 1983 IL WFSI IS THE PARENT ORGANIZATION THAT PROVIDES OVERSIGHT AND SUPPORT TO ITS SYSTEM OF RELATED ORGANIZATIONS. 3 2 11 2 0 0 0 0 4107801 0 802563 718715 551939 413819 5462303 1132534 2500 1102767 0 0 3892685 0 0 0 0 1323127 244789 5218312 1347556 243991 -215022 236613864 35107406 207550726 5314995 29063138 29792411 TO MANAGE AND DIRECT THE TRANSITION AND WINDING UP OF THE AFFAIRS OF WHEATON FRANCISCAN HEALTHCARE SYSTEM AND FRANCISCAN MINISTRIES, INC. 0 0 1227626 1102767 WHEATON FRANCISCAN SERVICES, INC. (WFSI) WAS A CATHOLIC, NOT-FOR-PROFIT HEALTH CARE AND HOUSING ORGANIZATION SERVING AT SITES IN WISCONSIN, IOWA, ILLINOIS, AND COLORADO. AFTER A PERIOD OF DISCERNMENT, THE DECISION WAS MADE THAT THESE ORGANIZATIONS WOULD BE BEST SERVED UNDER NEW SPONSORSHIP. BEGINNING IN FEBRUARY 2016 AND STILL CONTINUING, TRANSFERS TO NEW SPONSORS BECOME EFFECTIVE UPON FINAL NEGOTIATION OF DEFINITIVE AGREEMENTS AND ALL REQUIRED APPROVALS. 1227626 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 8 0 1 11 1 0 0 0 0 0 0 0 0 0 0 X 3 2 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 0 X LISA FLANIGAN 6309096600 26 W 171 ROOSEVELT RD WHEATON IL 60187 JOHN OLIVERIO PRESIDENT 40.00 10.00 X X 2685709 0 25423 SR MARGARET GREMPKA CHAIR-DIRECTOR 10.00 10.00 X X 0 0 0 SR MELANIE PARADIS SECRETARY-TREASURER 10.00 10.00 X X 0 0 0 BRENDA BOWERS SR. VP ORG CHANGE & LEADER 40.00 10.00 X 462625 0 1914 WAYNE FRANGESCH SR VP HUMAN RESOURCES 40.00 10.00 X 535902 0 8929 JOHN GRESHAM SR. VP CONTINUING CARE SER 40.00 10.00 X 384917 0 0 RITA HANSON-MELZER MD SYSTEM CHIEF MEDICAL OFFIC 10.00 40.00 X 531872 0 0 MICHAEL LEPORE SR. VP AND CHIEF OPERATING 40.00 10.00 X 767401 0 30704 GREGORY SMITH SR. VP AND CHIEF INFO OFFI 40.00 10.00 X 684933 0 16783 JOSEPH VOLPE VP MATERIALS MANAGEMENT 40.00 10.00 X 120180 0 0 6173539 0 83753 8 1 1 0 0 946952 946952 373275 117960 255315 255315 255315 17990811 18219048 -228237 -228237 -228237 TRANSITION INCOME 900099 152997 152997 STATE REFUND 900099 5507 5507 158504 1132534 0 0 1132534 852767 852767 250000 250000 21886 21886 31929 31929 58076 58076 16414 16414 8039 8039 106345 106345 OTHER PURCHASED SERVIVC 1850 1850 MEMBERSHIP/DUES 250 250 1347556 1227626 119930 0 6514313 3533012 4894408 130387 10842 2433549 363269 2188240 2070280 211333540 26099803 7912814 341638 3640162 3051831 236613864 35107406 10851409 3808526 196699317 1506469 207550726 5314995 X 29063138 29792411 29063138 29792411 236613864 35107406 X -215022 -672900 1617195 X 0 1 X 0 0 X X 4 ASSISI HOMES - SAXONY INC 391790498 10 0 0 0 RIDGEWAY PLACE INC 421416064 10 0 0 0 PHOENIX MINISTRIES 3 475217326 10 0 0 0 DAVENPORT MINISTRIES 475227048 10 0 0 0 4 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 X 1 1 PART IV, SECTION A, LINE 1 SUPPORTED ORGANIZATIONS WERE NOT NORMALLY LISTED BY NAME IN THE GOVERNING DOCUMENTS. WHEATON FRANCISCAN SERVICES, INC. IS A TIER I PARENT ORGANIZATION, AND DUE TO LONG-STANDING HISTORICAL RELATIONSHIPS AS WELL AS RELATIONSHIPS THAT ARE OFFICIALLY DELINEATED IN OUR ORGANIZATIONAL CHART, SUPPORTS ALL ORGANIZATIONS AT THE TIER II AND TIER III LEVEL THAT ARE NOT THEMSELVES SUPPORTING ORGANIZATIONS. WHEATON FRANCISCAN SERVICES, INC. PROVIDED THIS SUPPORT BY WAY OF CORPORATE OVERSIGHT AND RELATED ADMINISTRATIVE AND PROGRAM SERVICES SUCH AS INVESTMENT AND TREASURY SERVICES AMONG MANY OTHERS, WHICH RESULTED IN MONETARY EQUITY TRANSFERS AND INTERCOMPANY JOURNAL ENTRIES THAT PROVIDE "SUPPORT". PART IV, SECTION A, LINE 6 WHEATON FRANCISCAN SERVICES, INC. IS A TIER I PARENT ORGANIZATION THAT IS PART OF A CONTROLLED GROUP, AS SUCH, IT WAS COMMON TO HAVE INTERCOMPANY JOURNAL ENTRIES THAT RESULTED IN SUPPORT BEING PROVIDED TO OTHER SUPPORTING ORGANIZATIONS WITHIN THE GROUP THAT MAY PROVIDE ADDITIONAL SUPPORT TO ONE OR MORE OF THE SAME SUPPORTED ORGANIZATION. PART IV, SECTION D, LINE 3 UNDER THE DIRECTION OF THE PARENT ORGANIZATION WHEATON FRANCISCAN SERVICES, INC., THE COMMON BOARDS OF CERTAIN SUPPORTED ORGANIZATIONS ALONG WITH THEIR INVESTMENT COMMITTEES, INVESTMENT MANAGERS, AND OTHER COMMITTEES OVERSEEING VARIOUS FUNCTIONS, HAD INPUT ON ALL INVESTMENT POLICIES AND DECISIONS AS THEY RELATE TO THE GROUP OF CONTROLLED MAKING UP WHEATON FRANCISCAN. DUE TO THE NUMBER OF SUPPORTED ORGANIZATIONS, NOT ALL SUPPORTED ORGANIZATIONS PARTICIPATED IN THESE DECISIONS. PART IV, SECTION E, LINE 3A: WHEATON FRANCISCAN SERVICES, INC. AND ITS SUPPORTED ORGANIZATIONS HAD SEVERAL MEMBERS OF ITS GOVERNING BODIES THAT SERVE ON COMMON BOARDS. THESE MEMBERS HELD RESERVED POWERS THAT INCLUDE, BUT ARE NOT LIMITED TO, THE ELECTION OF MEMBERS OF THE GOVERNING BODY AND ELECTION OF OFFICERS, APPROVAL OF CERTAIN FINANCIAL EXPENDITURES IN ACCORDANCE WITH POLICIES, AND APPROVAL OF BUDGETS AND STRATEGIC PLANS. THESE APPROVALS WERE BASED ON RECOMMENDATIONS FROM THE GOVERNING BODY. PART IV, SECTION E, LINE 3B: WHEATON FRANCISCAN SERVICES, INC. AND ITS SUPPORTED ORGANIZATIONS HAD SEVERAL MEMBERS OF ITS GOVERNING BODIES THAT SERVE ON COMMON BOARDS. THESE MEMBERS HELD RESERVED POWERS THAT INCLUDE, BUT ARE NOT LIMITED TO, THE ELECTION OF MEMBERS OF THE GOVERNING BODY AND ELECTION OF OFFICERS, APPROVAL OF CERTAIN FINANCIAL EXPENDITURES IN ACCORDANCE WITH POLICIES, AND APPROVAL OF BUDGETS AND STRATEGIC PLANS. THESE APPROVALS WERE BASED ON RECOMMENDATIONS FROM THE GOVERNING BODY. PART IV, SECTION A, LINE 5A: WFSI REMOVED AND DISSOLVED SUPPORTED ORGANIZATIONS DURING THE TAX YEAR. (1) EFFECTIVE 6/1/2018, ASSISI HOMES - SAXONY INC. 39-1790498 WAS TRANSFERRED TO MERCY HOUSING OF COLORADO AND AS A RESULT CEASED TO BE RELATED AS OF THIS DATE. (2) EFFECTIVE 2/1/2018, PHOENIX MINISTRIES 3, INC. 47-5227048 WAS TRANSFERRED TO MERCY HOUSING OF COLORADO AND AS A RESULT CEASED TO BE RELATED AS OF THIS DATE. (3) EFFECTIVE 3/1/2018, DAVENPORT MINISTRIES, INC. 47-5227048 WAS TRANSFERRED TO MERCY HOUSING OF COLORADO AND AS A RESULT CEASED TO BE RELATED AS OF THIS DATE. (4) EFFECTIVE 6/29/18, THE FRANCISCAN MINISTRIES INC 36-3259684 AND RIDGEWAY PLACE INC 42-1416064 ORGANIZATIONS WERE DISSOLVED. THE DECISION WAS MADE THAT ASSISI HOMES-SAXONY, PHOENIX MINISTRIES 3, AND DAVENPORT MINISTRIES WOULD BE BEST SERVED UNDER NEW SPONSORSHIP. BY-LAWS SECTION 1.5 DISSOLUTION GRANTS THE AUTHORITY TO TRANSFER AND DISPOSE OF ASSETS. THE ACTION WAS ACCOMPLISHED THROUGH A MANAGEMENT AGREEMENT WITH MERCY HOUSING OF COLORADO. ATTEMPTS TO FIND A NEW SPONSOR FOR RIDGEWAY PLACE WERE UNSUCCESSFUL AND OPERATIONS CEASED MARCH 2017. BOTH THE PARENT CORPORATION FRANCISCAN MINISTRIES AND RIDGEWAY PLACE WERE DISSOLVED JUNE 2018. 1100074 1100074 1333475 363269 970206 2070280 DEPOSITS HELD BY TRUSTEE 3051831 3051831 DEPOSITS HELD IN CUSTODY FOR OTHERS 1506469 1506469 X PART X, LINE 2: WFSI FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THE GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPENSED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY WFSI FOR UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2018 AND 2017. 0 0 0 0 0 0 0 0 0 SUB-SAHARA AFRICA FINANCIAL 250000 ELECTRONIC FUNDS TRANSFER FMV 0 1 1 0 0 0 0 0 FORM 990: PART I, LINE II WHEATON FRANCISCAN SERVICES INC MAINTAINS FILES AND RECORDS TO MANAGE THE DECISION MAKING AND AWARD PROCESS FOR ORGANIZATIONS THAT IT PROVIDES MINISTRY FUND GRANTS TO. DECISIONS ARE MADE BY A COMMTTEE. THE COMMITTEE STRIVES TO SPONSOR ORGANIZATIONS THAT HAVE MISSIONS THAT ALIGN WITH THE MISSION, VISION, AND VALUES OF THE WHEATON FRANCISCAN SISTERS. THE COMMITTE ALSO LOOKS FOR CERTAIN OTHER CRITERIA WHEN DECIDING WHICH ORGANIZATIONS WILL RECEIVE GRANTS INCLUDING BUT NOT LIMITED TO PROGRAMS THAT FOCUS ON THE POOR AND UNDERSERVED, HEALTH AND SHELTER, CONGREGATIONAL LIFE, SPIRITUALITY AND OTHER WOMEN RELIGIOUS. COMMITTEE MEMBERS PERIODICALLY MEET WITH REPRESENTATIVES OF ORGANIZATIONS TO DISCUSS OBJECTIVES INCLUDING HOW GRANT DOLLARS WILL BE SPENT. ADDITIONALLY, THE COMMITTEE ASKS FOR DOCUMENTATION IN ORDER TO MONITOR THAT FUNDS WERE SPENT FOR THEIR INTENDED PURPOSE. CURRENTLY, CONFIRMATION LETTERS ARE SENT TO ORGANIZATIONS WHEN GRANTS ARE AWARDED THAT CONFIRM THE DOLLAR AMOUNT AWARDED AND THE INTENDED PURPOSE. THE GRANT RECIPIENT IS ASKED TO ACKNOWLEDGE RECEIPT OF THE FUNDS IN WRITTEN CORRESPONDENCE. FILES ARE MAINTAINED ON EACH ORGANIZATIONS TO INCLUDE COPIES OF GRANT REQUESTS, AWARD LETTERS, DENIAL LETTERS, AND ADDITIONAL DOCUMENTATION AS REQUESTED. 1 COALITION FOR SPIRITUAL AND PUBLIC LEADERSHIP NFP 1830 S ALLPORT STREET UNIT 2 CHICAGO IL 60608 821777262 501C3 50000 SUPPORT PROGRAMS SOJOURNER FOUNDATION INC 619 WEST WALNUT STREET MILWAUKEE WI 53212 465489434 501C3 50000 SUPPORT PROGRAMS ST PATRICKS 1400 BROOKDALE ROAD NAPERVILLE IL 60563 362527011 501C3 25000 SUPPORT PROGRAMS BETHANY HOUSE OF HOSPITALITY 7430 N RIDGE BLVD CHICAGO IL 60645 821895858 501C3 135000 SUPPORT PROGRAMS NATIVITY JESUIT ACADEMY INC 1515 SOUTH 29TH STREET MILWAUKEE WI 53215 391741141 501C3 113000 SUPPORT PROGRAMS INTERFAITH COMMITTEE FOR DETAINED IMMIGRANTS 10024 S CENTRAL PARK CHICAGO IL 60655 461374353 501C3 100000 SUPPORT PROGRAMS PEOPLE'S RESOURCE CENTER 201 S NAPERVILLE ROAD WHEATON IL 60187 363157600 501C3 75000 SUPPORT PROGRAMS DUPAGE PADS 601 W LIBERTY DRIVE WHEATON IL 60187 363675494 501C3 50000 SUPPORT PROGRAMS TEEN PARENT CONNECTION INC 475 TAFT GLEN ELLYN IL 60137 363387034 501C3 50000 SUPPORT PROGRAMS CATHOLIC CHARITIES USA 2050 BALLINGER AVENUE SUITE400 ALEXANDRIA VA 22314 530196620 501C3 200000 SUPPORT PROGRAMS 10 FORM 990: PART I, LINE II WHEATON FRANCISCAN SERVICES INC MAINTAINS FILES AND RECORDS TO MANAGE THE DECISION MAKING AND AWARD PROCESS FOR ORGANIZATIONS THAT IT PROVIDES MINISTRY FUND GRANTS TO. DECISIONS ARE MADE BY A COMMTTEE. THE COMMITTEE STRIVES TO SPONSOR ORGANIZATIONS THAT HAVE MISSIONS THAT ALIGN WITH THE MISSION, VISION, AND VALUES OF THE WHEATON FRANCISCAN SISTERS. THE COMMITTE ALSO LOOKS FOR CERTAIN OTHER CRITERIA WHEN DECIDING WHICH ORGANIZATIONS WILL RECEIVE GRANTS INCLUDING BUT NOT LIMITED TO PROGRAMS THAT FOCUS ON THE POOR AND UNDERSERVED, HEALTH AND SHELTER, CONGREGATIONAL LIFE, SPIRITUALITY, AND OTHER WOMEN RELIGIOUS. COMMITTEE MEMBERS PERIODICALLY MEET WITH REPRESENTATIVES OF ORGANIZATIONS TO DISCUSS OBJECTIVES INCLUDING HOW GRANT DOLLARS WILL BE SPENT. ADDITIONALLY, THE COMMITTEE ASKS FOR DOCUMENTATION IN ORDER TO MONITOR THAT FUNDS WERE SPENT FOR THEIR INTENDED PURPOSE. CURRENTLY, CONFIRMATION LETTERS ARE SENT TO ORGANIZATIONS WHEN GRANTS ARE AWARDED THAT CONFIRM THE DOLLAR AMOUNT AWARDED AND THE INTENDED PURPOSE. THE GRANT RECIPIENT IS ASKED TO ACKNOWLEDGE RECEIPT OF THE FUNDS IN WRITTEN CORRESPONDENCE. FILES ARE MAINTAINED ON EACH ORGANIZATIONS TO INCLUDE COPIES OF GRANT REQUESTS, AWARD LETTERS, DENIAL LETTERS, AND ADDITIONAL DOCUMENTATION AS REQUESTED. X 1 1 X X X X 1 1 0 0 0 0 0 0 0 JOHN OLIVERIO PRESIDENT 2181613 0 0 0 504096 0 0 0 25423 0 2711132 0 0 0 BRENDA BOWERS SR. VP ORG CHANGE & LEADER 462625 0 0 0 0 0 0 0 1914 0 464539 0 0 0 WAYNE FRANGESCH SR VP HUMAN RESOURCES 535902 0 0 0 0 0 0 0 8929 0 544831 0 0 0 JOHN GRESHAM SR. VP CONTINUING CARE SER 384917 0 0 0 0 0 0 0 0 0 384917 0 0 0 RITA HANSON-MELZER MD SYSTEM CHIEF MEDICAL OFFIC 531872 0 0 0 0 0 0 0 0 0 531872 0 0 0 MICHAEL LEPORE SR. VP AND CHIEF OPERATING 767401 0 0 0 0 0 0 0 30704 0 798105 0 0 0 GREGORY SMITH SR. VP AND CHIEF INFO OFFI 684933 0 0 0 0 0 0 0 16783 0 701716 0 0 0 JOSEPH VOLPE VP MATERIALS MANAGEMENT 120180 0 0 0 0 0 0 0 0 0 120180 0 0 0 SCHEDULE J PART I LINE 1A: DURING CALENDAR YEAR 2017, CERTAIN OFFICERS AND/OR DIRECTORS OF WHEATON FRANCISCAN AFFILIATES WERE PROVIDED FUNDS FOR TAXABLE EXPENSES INCURRED. THE INDIVIUDAL IS REQUIRED TO SUBSTANTIATE EACH ITEM AND THE AMOUNT IS FULLY TAXABLE. SCHEDULE J PART I LINE 4A: REPORTABLE COMPENSATION OF BRENDA BOWERS INCLUDES $462,625 IN SEVERANCE PAYMENTS PAID DURING CALENDAR YEAR 2017. REPORTABLE COMPENSATION OF WAYNE FRANGESCH INCLUDES $535,902 IN SEVERANCE PAYMENTS PAID DURING CALENDAR YEAR 2017. REPORTABLE COMPENSATION OF JAMES GRESHAM INCLUDES $384,917 IN SEVERANCE PAYMENTS PAID DURING CALENDAR YEAR 2017. REPORTABLE COMPENSATION OF MICHAEL LEPORE INCLUDES $767,401 IN SEVERANCE PAYMENTS PAID DURING CALENDAR YEAR 2017. REPORTABLE COMPENSATION OF RITA MELZER INCLUDES $531,872 IN SEVERANCE PAYMENTS PAID DURING CALENDAR YEAR 2017. REPORTABLE COMPENSATION OF JOHN OLIVERIO INCLUDES $1,538,535 IN SEVERANCE PAYMENTS PAID DURING CALENDAR YEAR 2017. REPORTABLE COMPENSATION OF GREGORY SMITH INCLUDES $684,933 IN SEVERANCE PAYMENTS PAID DURING CALENDAR YEAR 2016. SCHEDULE J PART I LINE 4B: WHEATON FRANCISCAN SERVICES, INC., THE FORMER PARENT ORGANIZATION OF WHEATON FRANCISCAN HEALTHCARE, ESTABLISHED THE NON-QUALIFIED BENEFIT RESTORATION PLAN TO PROVIDE CERTAIN EMPLOYEES WITH BENEFITS THEY WERE UNABLE TO RECEIVE UNDER THE QUALIFIED PLAN BECAUSE OF LIMITATIONS ON SUCH QUALIFIED PLANS UNDER SECTION 401(A)(17) AND 415(B) OF THE INTERNAL REVENUE CODE. THIS PLAN IS INTENDED TO SATISFY THE SHORT-TERM DEFERRAL EXCEPTION UNDER CODE SECTION 409(A). ACCORDINGLY, THE PARTICIPANT'S PLAN ACCRUALS ARE CALCULATED AS OF THE LAST DAY OF EACH PLAN YEAR AND PAID AS A TAXABLE DISTRIBUTION TO THE PARTICIPANT IN THAT PLAN YEAR. FOR CALENDAR YEAR 2017, THE FOLLOWING EMPLOYEES RECEIVED ELIGIBLE BENEFITS UNDER THE PLAN: JOHN OLIVERIO, CHIEF EXECUTIVE OFFICER, RECEIVED A 2017 TAXABLE PAYOUT OF $487,566. FORM 990, PART VI, SECTION A, LINE 6 WFSI HAS ONE MEMBER, THE INDIVIDUALS THAT SERVE AS THE PROVINCIAL DIRECTRESS AND THE PROVINCIAL COUNCILORS OF THE WHEATON FRANCISCAN SISTERS, WHICH HOLDS SEVERAL RESERVED POWERS OVER WFSI. THESE RESERVED POWERS INCLUDE, BUT ARE NOT LIMITED TO, THE ELECTION OF MEMBERS OF THE GOVERNING BODY AND ELECTION OF OFFICERS, AND AMENDMENTS TO GOVERNING DOCUMENTS; THESE APPROVALS ARE BASED ON RECOMMENDATIONS FROM THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7A WFSI HAS ONE MEMBER, THE INDIVIDUALS THAT SERVE AS THE PROVINCIAL DIRECTRESS AND THE PROVINCIAL COUNCILORS OF THE WHEATON FRANCISCAN SISTERS, WHICH HOLDS SEVERAL RESERVED POWERS OVER WFSI. THESE RESERVED POWERS INCLUDE, BUT ARE NOT LIMITED TO, THE ELECTION OF MEMBERS OF THE GOVERNING BODY AND ELECTION OF OFFICERS, AND AMENDMENTS TO GOVERNING DOCUMENTS; THESE APPROVALS ARE BASED ON RECOMMENDATIONS FROM THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B WFSI HAS ONE MEMBER, THE INDIVIDUALS THAT SERVE AS THE PROVINCIAL DIRECTRESS AND THE PROVINCIAL COUNCILORS OF THE WHEATON FRANCISCAN SISTERS, WHICH HOLDS SEVERAL RESERVED POWERS OVER WFSI. THESE RESERVED POWERS INCLUDE, BUT ARE NOT LIMITED TO, THE ELECTION OF MEMBERS OF THE GOVERNING BODY AND ELECTION OF OFFICERS, AND AMENDMENTS TO GOVERNING DOCUMENTS; THESE APPROVALS ARE BASED ON RECOMMENDATIONS FROM THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 8B WHEATON FRANCISCAN SISTERS INC. NO LONGER HAS ANY COMMITTEES. FORM 990, PART VI, SECTION B, LINE 11B THE AUDITING FIRM PREPARES FORMS 990, 990-T AND ASSOCIATED STATE FILINGS. WHEN COMPLETE, THE RETURN IS REVIEWED BY THE FINANCE MANAGER WHO FOCUSES ON INCOME STATEMENT AND BALANCE SHEET ITEMS AND SCHEDULES WHERE TRANSACTIONS OF THIS TYPE MIGHT BE REPORTED. IF DISCREPANCIES ARE FOUND, THE ITEM WILL BE CORRECTED. ONCE ALL LEVELS OF REVIEW BY BOTH THE AUDITING FIRM AND THE FINANCE DEPARTMENT HAVE BEEN COMPLETED, THE FINANCE MANAGER WILL SCHEDULE AN APPOINTMENT WITH THE SIGNER OF THE RETURNS, THE CEO AND PRESIDENT. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY WHICH STATES THAT IF AT ANY TIME, AN OFFICER OR A DIRECTOR BECOME AWARE THAT THE BOARD MAY DISCUSS OR ACT UPON ANY TRANSACTION OR ARRANGEMENT WHICH MAY HAVE ANY BEARING OF ANY KIND UPON, OR MAY RELATE IN ANY MANNER TO, A FINANCIAL INTEREST OF THE INDIVIDUAL, THE FINANCIAL INTEREST MUST BE DISCLOSED. ALL ASSOCIATES OF THE ORGANIZATION MUST DISCLOSE A POTENTIAL CONFLICT OF INTEREST ANY TIME ONE ARISES. THE DISCLOSURES ARE REVIEWED AND A DETERMINATION IS MADE AS TO WHETHER A CONFLICT OF INTEREST EXISTS AND HOW IT MIGHT BE MANAGED. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE CEO, EXECUTIVE DIRECTOR, OR OTHER TOP OFFICIAL PAID BY THE FILING ORGANIZATION IS REVIEWED AND APPROVED ON AN ANNUAL BASIS BY THE EXECUTIVE COMMITTEE OF THE WHEATON FRANCISCAN SERVICES BOARD OF DIRECTORS, AN INDEPENDENT BOARD, ACTING IN A MANNER CONSISTENT WITH ITS CONFLICTS OF INTEREST POLICY. THE BOARD'S DECISION IS INFORMED BY AN OPINION ON MARKET COMPARABLE COMPENSATION DATA PROVIDED TO THE BOARD BY AN INDEPENDENT COMPENSATION EXPERT. THE ORGANIZATION MAINTAINS CONTEMPORANEOUS DOCUMENTATION OF THE SUBSTANTIATION OF THE DELIBERATION AND DECISION BY THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 ORGANIZATIONS THAT WERE AFFILIATES OF WHEATON FRANCISCAN SERVICES INC. DURING THE FISCAL YEAR ENDING JUNE 30, 2018 PROVIDED UPON REQUEST CERTAIN DOCUMENTS INCLUDING OUR FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND GOVERNING DOCUMENTS THAT SUPPORT OUR TAX EXEMPT STATUS, INCLUDING, BUT NOT LIMITED TO, ARTICLES OF INCORPORATION AND BYLAWS. FORM 990, PART XI, LINE 9: CHANGE IN EQUITY TRANSFER WFIC 1,198. WRITE-OFF FMI ACCOUNTS 1,884,511. WRITE-OFF RIDGEWAY ACCOUNTS RECEIVABLE -268,514. ASSISI HOMES - SAXONY INC 1876 22ND AVE KENOSHA WI 53140 391790498 HOUSING WI 501(C)(3) LINE 10 FMI 0 PHOENIX MINISTRIES 3 INC 7220 NORTH 27TH AVE PHOENIX AZ 85051 475217326 HOUSING AZ 501(C)(3) LINE 10 FMI 0 FRANCISCAN MINISTRIES INC 26 W 171 ROOSEVELT RD WHEATON IL 60187 363259684 HOLDING COMPANY IL 501(C)(3) LINE 12C, III-FI WFSI 1 DAVENPORT MINISTRIES INC 7218 HILLANDALE RD APT 1 DAVENPORT IA 52806 475227048 HOUSING IA 501(C)(3) LINE 10 FMI 0 RIDGEWAY PLACE INC 26 W 171 ROOSEVELT RD WHEATON IL 60187 421416064 HOUSING IL 501(C)(3) LINE 10 FMI 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SCHEDULE R, PART II: (1) EFFECTIVE 6/1/2018, THESE FRANCISCAN MINISTRIES ORGANIZATIONS WERE TRANSFERRED TO MERCY HOUSING OF COLORADO AND AS A RESULT CEASED TO BE RELATED AS OF THIS DATE. (2) EFFECTIVE 2/1/2018, THIS FRANCISCAN MINISTRIES ORGANIZATION WAS TRANSFERRED TO MERCY HOUSING OF COLORADO AND AS A RESULT CEASED TO BE RELATED AS OF THIS DATE. (3) EFFECTIVE 3/1/2018, THIS FRANCISCAN MINISTRIES ORGANIZATION WAS TRANSFERRED TO MERCY HOUSING OF COLORADO AND AS A RESULT CEASED TO BE RELATED AS OF THIS DATE. (4) EFFECTIVE 6/29/18, THESE FRANCISCAN MINISTRIES ORGANIZATIONS WERE DISSOLVED.