2019-05-09T17:19:48-05:00 2018-06-30 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2017-07-01 112104059 NEW YORK HALL OF SCIENCE NEWY 7186990005 47-01 111TH STREET CORONA NY 11368 MARGARET HONEY PRESIDENT & CHIEF EXECUTIVE OFFICER 7186990005 2019-05-09 1 GARRETT M HIGGINS P00543209 2122862600 2019-05-08 4.15.211.182 2019-05-09 15:55:42 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 4F9F0882E2C1046A9DC4DC01D0F262469E3815E0 2017 2019-02-21 02:37:17Z MARGARET HONEY 47-01 111TH STREET CORONA NY 11368 17565179 0 X HTTP://WWW.NYSCI.ORG X 1964 NY SEE SCHEDULE O FOR ORGANIZATION'S MISSION STATEMENT IN FULL 42 42 400 219 0 32357 16171778 10502888 3474903 3406191 309184 350258 855083 1000377 20810948 15259714 550658 412649 0 0 13242095 13386459 0 0 2566250 9583054 9465049 23375807 23264157 -2564859 -8004443 67473342 59627770 1545702 1587486 65927640 58040284 X NYSCI'S MISSION IS TO NURTURE GENERATIONS OF PASSIONATE LEARNERS, CRITICAL THINKERS, AND ACTIVE CITIZENS THROUGH DESIGN, MAKE, PLAY A NOVEL APPROACH TO LEARNING AND ENGAGEMENT THAT DRAWS UPON RESEARCH ON DEEPER LEARNING AND SUPPORTS THE CREATION OF LEARNING EXPERIENCES THAT DEVELOP CRITICAL THINKING, KNOWLEDGE INTEGRATION, CREATIVITY, AND INNOVATION. OUR ASPIRATION IS TO CREATE RESOURCES THAT HAVE A MEASURABLE AND SCALABLE IMPACT ON HOW PEOPLE LEARN. THE MUSEUM ANCHORS AND INSPIRES ALL THE WORK THAT WE DO, FOSTERING PUBLIC ENGAGEMENT IN STEM, SUPPORTING OUR YOUTH PROGRAMMING, EDUCATION OFFERINGS, AND RESEARCH. WE HAVE DEVELOPED INNOVATIVE PRODUCTS TO EXTEND LEARNING FAR BEYOND OUR WALLS, AND OUR EXTENSIVE NETWORK OF PARTNERSHIPS DEEPENS AND BROADENS OUR IMPACT, LOCALLY AND AROUND THE WORLD. 0 0 9118341 2602145 MUSEUM EXPERIENCES:NYSCI IS THE LARGEST HANDS-ON SCIENCE MUSEUM IN NEW YORK, WELCOMING 500,000 VISITORS A YEAR. IT OFFERS ONE-OF-A-KIND OPPORTUNITIES TO LEARN THROUGH MORE THAN 450 EXHIBITS, AS WELL AS LARGE-SCALE EXPERIENCES, COMMUNITY-ANCHORED AFTER-SCHOOL PROGRAMS AND CAMPS, MAKER SPACE WORKSHOPS AND ACADEMIC CONFERENCES.NYSCI HAS PROGRAMS FOR EVERY AGE AND LEVEL OF SCIENTIFIC INTEREST, FROM TODDLERS TO ADULTS, CASUAL VISITORS TO FUTURE STEM PROFESSIONALS. THESE INCLUDE NYSCI AFTER DARK, WHICH BRINGS 20- AND 30-SOMETHINGS TO SPECIAL AFTER-HOURS PROGRAMS ON SUBJECTS LIKE BEEKEEPING, ASTRONOMY AND THE DESIGN OF HOLLYWOOD SPECIAL EFFECTS; ACCESS, WHICH PAIRS WORKING SCIENTISTS WITH PROFESSIONAL ARTISTS AND DESIGNERS TO DISCOVER NEW WAYS OF ACCESSING THE SCIENTIFIC CONCEPTS BEHIND OUR EXHIBITS; AND OUR STEM EXPO, WHICH GIVES YOUTH A PLATFORM TO LEARN ABOUT EDUCATIONAL AND CAREER OPPORTUNITIES IN STEM. 3654534 412649 RESEARCH AND DEVELOPMENT: NYSCI IS A DYNAMIC LABORATORY FOR LEARNING. TEN DOCTORATE-LEVEL LEARNING SCIENTISTS AND 50 SCIENCE EDUCATORS, EXHIBIT DEVELOPERS AND PROGRAM EXPERTS AT NYSCI CARRY OUT AND APPLY RESEARCH ON THE MOST EFFECTIVE, ENGAGING WAYS TO SUPPORT STEM LEARNING FOR DIVERSE AUDIENCES. OUR RESEARCH INFORMS THE DESIGN OF ALL OF OUR EXHIBITS, OUR PROGRAMS FOR YOUTH, COMMUNITY MEMBERS AND EDUCATORS, AND OUR GROUNDBREAKING DIGITAL APPS AND GAMES. BEYOND NYSCI, THIS WORK IS BUILDING AN EVIDENCE BASE FOR SUCCESSFUL STEM EDUCATION WITH DIVERSE AUDIENCES.THROUGH RESEARCH GRANTS FROM THE U.S. NATIONAL SCIENCE FOUNDATION, DEPARTMENT OF EDUCATION, NATIONAL INSTITUTES OF HEALTH, AND PRIVATE SUPPORTERS, WE INVESTIGATED TOPICS RANGING FROM HOW TO TEACH DATA SCIENCE TO THE YOUNGEST LEARNERS, TO INTEGRATING COMPUTATIONAL THINKING INTO A DIGITAL GAME AND MIDDLE SCHOOL CURRICULUM. THIS RESEARCH HELPS NYSCI CREATE INNOVATIVE PROGRAMS FOR FAMILIES AND EDUCATORS; OFFER EQUITABLE OPPORTUNITIES FOR LEARNERS TO DISCOVER THE IMPACT WE CAN HAVE ON THE WORLD AROUND US; DESIGN PLAYFUL, INVITING PATHWAYS INTO UNDERSTANDING COMPLEX SYSTEMS LIKE OUR ENVIRONMENT, OUR CITIES, AND OUR DIGITAL NETWORKS; AND INSPIRE A DIVERSE GENERATION OF YOUNG PEOPLE TO PURSUE CAREERS IN SCIENCE, TECHNOLOGY, ENGINEERING AND MATH. 3442545 799846 EDUCATION:NYSCI IS ONE OF THE MOST SUCCESSFUL DEVELOPERS OF DIVERSE STEM TALENT IN THE UNITED STATES. OUR LADDER OF LEARNING INCLUDES OPPORTUNITIES FOR STUDENTS FROM PRE-K TO COLLEGE TO GAIN STEM COMPETENCIES, LEARN 21ST CENTURY SKILLS, AND DISCOVER PATHWAYS TO ACADEMIC AND CAREER SUCCESS. THIS YEAR, WE DELIVERED EARLY CHILDHOOD PROGRAMMING TO MORE THAN 5,000 PARTICIPANTS THROUGH FAMILY WORKSHOPS, COMMUNITY EVENTS AND PUBLIC PROGRAMS. THROUGH AFTER-SCHOOL PROGRAMS AND CAMPS, DOZENS OF MIDDLE SCHOOLERS PARTICIPATED IN INVESTIGATIONS OF NEIGHBORHOOD PROBLEMS AND USED DESIGN-THINKING APPROACHES TO CREATE THEIR OWN SOLUTIONS. AND MORE THAN 2,000 HIGH SCHOOL AND COLLEGE STUDENTS TOOK ADVANTAGE OF EXPERIENCES THAT CONNECTED THEM TO STEM PROFESSIONALS AND HELPED THEM ACQUIRE IMPORTANT SKILLS NECESSARY TO SUCCEED IN COLLEGE AND CAREERS.THE COMMUNITY NYSCI SERVES IS ONE OF THE MOST DIVERSE AND VIBRANT IN THE COUNTRY, AND IS CRITICALLY UNDERSERVED. THE NYSCI NEIGHBORS INITIATIVE EMBODIES OUR COMMITMENT TO RESPONDING TO LOCAL NEEDS, PROVIDING AFTER-SCHOOL STEM ENRICHMENT AND PARENTAL ENGAGEMENT OPPORTUNITIES FREE OF CHARGE TO 1,000+ FAMILIES. 2344245 4200 YOUTH DEVELOPMENT:THROUGH OUR SIGNATURE YOUTH EMPLOYMENT AND EMPOWERMENT PROGRAM, THE SCIENCE CAREER LADDER, 165 HIGH SCHOOL AND COLLEGE STUDENTS HELPED ORIENT VISITORS TO THE MUSEUM AND UNDERSTAND STEM CONCEPTS. IN ADDITION, THEY PARTICIPATED IN MENTORING, PROFESSIONAL DEVELOPMENT, AND COLLEGE AND CAREER PREPARATION. OVER THE LAST THREE DECADES, 95 PERCENT OF THE YOUNG PEOPLE PARTICIPATING IN THIS PROGRAM HAVE GONE ON TO COLLEGE, WITH 70 PERCENT DECLARING MAJORS IN STEM. 2344245 4200 18559665 1 1 0 1 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 120 0 400 1 1 1 0 0 0 0 1 1 0 0 0 0 X 42 42 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X MARGARET HONEY PRESIDENT & CEO 7186990005 47-01 111TH STREET CORONA NY 11368 FRANCISCO D'SOUZA CO-CHAIR 1.00 X X 0 0 0 MELISSA G VAIL CO-CHAIR 1.00 X X 0 0 0 STUART FISCHER SECRETARY 1.00 X X 0 0 0 MARTIN R KUPFERBERG TREASURER 3.00 X X 0 0 0 GILDA A BARABINO TRUSTEE 1.00 X 0 0 0 AL BUNSHAFT TRUSTEE 2.00 X 0 0 0 ED CHAN TRUSTEE 0.50 X 0 0 0 GUY CHIARELLO TRUSTEE 1.00 X 0 0 0 DAVID CHRISTMAN TRUSTEE 1.00 X 0 0 0 RAVENEL CURRY III TRUSTEE 2.00 X 0 0 0 ATUL DUBEY TRUSTEE 1.00 X 0 0 0 SETH H DUBIN TRUSTEE 2.00 X 0 0 0 ANNA M EWING TRUSTEE 1.00 X 0 0 0 JOSEPH R FICALORA TRUSTEE 1.00 X 0 0 0 JAMES A FIRESTONE TRUSTEE 1.50 X 0 0 0 JOHN J GILBERT III TRUSTEE 1.00 X 0 0 0 SIBYL GOLDEN TRUSTEE THRU 8/12/17 1.00 X 0 0 0 EDWARD D HOROWITZ TRUSTEE 2.00 X 0 0 0 FRANS JOHANSSON TRUSTEE 1.00 X 0 0 0 MARY E KELLY TRUSTEE 1.00 X 0 0 0 JAMES KOREIN TRUSTEE 1.00 X 0 0 0 ARVIND KRISHNA TRUSTEE 1.00 X 0 0 0 HENDRIK LAMMERS TRUSTEE 1.00 X 0 0 0 JEFFREY R LIBSHUTZ TRUSTEE 1.00 X 0 0 0 YVONNE LIU TRUSTEE 1.00 X 0 0 0 PAUL J MADDON TRUSTEE 1.00 X 0 0 0 MARY JANE MCCARTNEY TRUSTEE 3.00 X 0 0 0 REGINA MEREDITH-CARPENI TRUSTEE THRU 06/30/18 1.00 X 0 0 0 LOUIS MODANO TRUSTEE 1.00 X 0 0 0 MARTEZ R MOORE TRUSTEE 1.00 X 0 0 0 JACLYN A MUCARIA TRUSTEE 1.00 X 0 0 0 DEVESH RAJ TRUSTEE 1.00 X 0 0 0 STEPHEN H SANDS TRUSTEE 2.00 X 0 0 0 LINDA S SANFORD TRUSTEE 1.00 X 0 0 0 RUSSELL SARDER TRUSTEE 1.00 X 0 0 0 SARA LEE SCHUPF TRUSTEE 0.50 X 0 0 0 ANIL SHRIVASTAVA TRUSTEE 3.00 X 0 0 0 ALAN SINSHEIMER TRUSTEE 1.00 X 0 0 0 JEANNE M SULLIVAN TRUSTEE 2.00 X 0 0 0 MINERVA TANTOCO TRUSTEE 1.00 X 0 0 0 STEVEN THOGMARTIN TRUSTEE 1.00 X 0 0 0 LISA M THOMAS TRUSTEE 2.00 X 0 0 0 KARENANN TERRELL TRUSTEE THRU 03/01/18 1.00 X 0 0 0 JAMES S WIENER TRUSTEE 1.00 X 0 0 0 MARGARET HONEY PRESIDENT & CEO 35.00 X 378439 0 56091 SHIH-CHANG LU CHIEF FINANCIAL OFFICER 35.00 X 145819 0 163 ROBERT LOGAN EXECUTIVE VP & COO THRU 1/31/18 35.00 X 186152 0 25712 DANNY WEMPA CHIEF OPERATING OFFICER 35.00 X 182386 0 28539 KIRYN HOFFMAN CHIEF DEVELOPMENT OFFICER 35.00 X 202175 0 44726 KATHERINE MCMILLAN CULP CHIEF LEARNING OFFICER 35.00 X 196659 0 21675 ANDRES HENRIQUEZ VP STEM LEARNING IN COMMUNITIES 35.00 X 164678 0 60835 DOUGLAS NIELSEN MOORE VP DIGITAL EDUCATION STRATEGY 35.00 X 147160 0 46034 MICHEL HERVE GULICK AVP FOR INSTITUTIONAL ADVANCEMENT 35.00 X 146055 0 36152 STEPHEN MILES UZZO VP SCIENCE & TECHNOLOGY 35.00 X 143689 0 49488 MARGARET MONAHAN EXHIBIT PROJECTS CREATIVE 35.00 X 133675 0 22573 HAROUNA BA DIRECTOR OF SCIPLAY 35.00 X 130923 0 37649 2157810 0 429637 20 0 1 0 IMAGINE EXHIBITIONS INC 2670 PEACHTREE ROAD NW SUITE 418 ATLANTA GA 30305 EXHIBITION FEE 487427 DESIGN IO 101 H ST SUITE 1 PETALUMA CA 94952 IT DESIGN & CONSULTING 263767 LIFT MARKETING PO BOX 4554 SARATOGA SPRINGS NY 12866 MARKETING AND PROMOTIONS 255041 THE ICKES & ENRIGHT GROUP 1300 CONNECTICUT AVENUE NW SUITE 60 WASHINGTON DC 20036 LOBBYING 221371 GC BALLROOM OPERATOR LLC 110 EAST 42ND ST NEW YORK NY 10017 GALA SERVICES 204207 8 606169 1267884 5661700 2967135 921466 10502888 ADMISSIONS 713990 2544909 2544909 EDUCATION/TRAINING 611710 432796 432796 PUBLIC PROGRAMS 611710 428486 428486 3406191 124109 124109 2908 2908 568341 276193 292148 292148 292148 1934256 1708107 226149 226149 226149 483840 1267884 321165 162675 162675 PARKING LOT INCOME 812930 288186 288186 GIFT SHOP 453220 134064 134064 RESTAURANT/CATERING 722210 41252 41252 79144 79144 542646 15259714 3406191 0 1350635 412649 412649 1783030 1313845 213511 255674 8388191 6204061 980816 1203314 900486 645017 120145 135324 1442243 1025536 192335 224372 872509 627392 114806 130311 10447 10447 75100 75100 208967 208967 42278 42278 979108 809700 95252 74156 106387 102003 351 4033 723937 601170 50885 71882 447426 311885 65193 70348 207663 169493 29638 8532 40327 28913 7673 3741 5131212 4960812 80804 89596 205333 200634 2349 2350 EXHIBIT RENTAL & MAINT. 647248 623546 2033 21669 OTHER OPERATING EXPENSE 482155 178583 45853 257719 NONCAPITALIZED EQUIP. 96879 81419 2231 13229 PARTICIPANT COSTS 53752 53752 6830 288 6542 23264157 18559665 2138242 2566250 2324561 736061 5760304 3513531 524385 353977 430371 321118 93676646 46540322 51371061 47136324 7062660 7566759 67473342 59627770 1329712 1380285 215990 200473 6728 1545702 1587486 X 4672965 4873301 60745773 52658081 508902 508902 65927640 58040284 67473342 59627770 -8004443 117087 0 X X 0 1 X 1 1 1 X 15797962 15618131 18373199 16171778 10502888 76463958 593556 551616 496031 520695 575318 2737216 16391518 16169747 18869230 16692473 11078206 79201174 4014549 75186625 603005 653487 417726 475533 695358 2845109 327036 300815 131350 131350 162675 1053226 356464 359122 591341 641789 542646 2491362 85590871 15962155 0.87840 0.86950 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2013 AMOUNT: $ 8,732. 2014 AMOUNT: $ 42,550. 2015 AMOUNT: $ 54,180. 2016 AMOUNT: $ 66,578. 2017 AMOUNT: $ 79,144. PARKING INCOME - 2013 AMOUNT: $ 284,363. 2014 AMOUNT: $ 130,335. 2015 AMOUNT: $ 364,024. 2016 AMOUNT: $ 393,572. 2017 AMOUNT: $ 288,186. RESTAURANT/STORE - 2013 AMOUNT: $ 63,369. 2014 AMOUNT: $ 186,237. 2015 AMOUNT: $ 173,137. 2016 AMOUNT: $ 181,639. 2017 AMOUNT: $ 175,316. 0 1 0 0 0 0 1 208967 0 0 208967 0 PART II-B, LINE 1: NEW YORK HALL OF SCIENCE HAS RETAINED COUNSEL TO MONITOR APPROPRIATIONS ACTIVITY AND CONTACT GOVERNMENT OFFICIALS REGARDING SCIENCE FUNDING AND FUNDING FOR NYSCI WITH RESPECT TO THE UNITED STATES, NEW YORK STATE AND NEW YORK CITY GOVERNMENTS. LOBBYING COSTS ARE DISCLOSED ON SCHEDULE C, PART II-B, LINE 1G. X X 0 3003701 281922 116804 23433 3145386 2777951 365665 111430 28485 3003701 2859884 8842 49335 111499 28611 2777951 2573854 103635 329862 120257 27210 2859884 2357482 1000 394436 156434 22630 2573854 0.72590 0.16180 0.11230 0 0 89622880 43833890 45788990 3968423 2632786 1335637 85343 73646 11697 47136324 6728 6728 X 16777199 117087 845318 597358 1559763 15217436 42278 42278 15259714 24664555 845318 597358 1442676 23221879 42278 42278 23264157 PART III, LINE 1A: CONSISTENT WITH THE POLICY OF MANY MUSEUMS, PURCHASES FOR USE AS EXHIBITS AND PROGRAMS ARE NOT CAPITALIZED. PART III, LINE 4: NYSCI HAS APPROXIMATELY 450 INTERACTIVE EXHIBITS THAT EXPLORE CHEMISTRY, BIOLOGY, ASTRONOMY, PHYSICS, GENETICS, AND OTHER STEM (SCIENCE, TECHNOLOGY, ENGINEERING AND MATH) TOPICS, ALL GEARED FOR CHILDREN AND ADULTS. THESE EXHIBITS, COMBINED WITH THE OUTDOOR SCIENCE PLAYGROUND, ROCKET PARK MINI GOLF, THE BIOCHEMISTRY, ASTRONOMY AND CONNECTIONS DISCOVERY LABS, THE PRESCHOOL PLACE FOR EARLY CHILDHOOD LEARNING, THE HARCOURT TEACHER LEADERSHIP CENTER FOR ENHANCED TEACHER TRAINING PROGRAMS, AND NATIONALLY REPLICATED SCIENCE EDUCATION PROGRAMS FOR UNDERSERVED POPULATIONS, OFFER A HIGH-TECH HANDS-ON LABORATORY OF DISCOVERY FOR VISITORS OF ALL AGES. THE EXHIBITS SERVE A CRITICAL ROLE IN REALIZING NYSCI'S MISSION TO BRING THE EXCITEMENT AND UNDERSTANDING OF SCIENCE AND TECHNOLOGY TO CHILDREN, FAMILIES, TEACHERS AND OTHERS BY OFFERING CREATIVE AND PARTICIPATORY WAYS TO LEARN ABOUT STEM TOPICS. PART V, LINE 4: NYSCI MAINTAINS VARIOUS DONOR RESTRICTED FUNDS WHOSE PURPOSE IS TO PROVIDE LONG-TERM SUPPORT FOR ITS PROGRAMS IN EXHIBITIONS, EDUCATION, PUBLIC PROGRAMS AND SPECIAL PROJECTS. PART X, LINE 2: NYSCI RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY WHEN THEY ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT NYSCI HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. NYSCI IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO FISCAL 2015. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED ON PART VIII LINE 6B 276,193. DIRECT EXPENSE FOR FUNDRAISING GALA REPORTED ON PART VIII LINE 8B 321,165. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED ON PART VIII LINE 6B 276,193. DIRECT EXPENSE FOR FUNDRAISING GALA REPORTED ON PART VIII LINE 8B 321,165. ANNUAL GALA 1751724 1267884 483840 183422 20990 70233 46520 1751724 1267884 483840 183422 20990 70233 46520 321165 162675 1 DESIGN IO LLC 101 H ST SUITE 1 PETALUMA CA 94952 273820664 N/A 190875 SEE PART IV BANK STREET COLLEGE OF EDUCATION 610 W 112TH ST NEW YORK NY 10025 135562167 501(C)(3) 87500 SEE PART IV CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING 51 VISTA LANE STANFORD CA 94305 131623924 501(C)(3) 37835 SEE PART IV THE TECH MUSEUM OF INNOVATION 201 S MARKET STREET SAN JOSE CA 95113 942864660 501(C)(3) 31715 SEE PART IV SCIENCE MUSEUM OF MINNESOTA 120 W KELLOGG BLVD SAINT PAUL MN 55102 410706172 501(C)(3) 27780 SEE PART IV COSI (FRANKLIN COUNTY HISTORICAL SOCIETY) 333 W BROAD STREET COLUMBUS OH 43215 314383802 501(C)(3) 12297 SEE PART IV CHILDREN'S MUSEUM OF NORTHWEST ARKANSAS 1009 MUSEUM WAY BENTONVILLE AR 72712 204718511 501(C)(3) 12021 SEE PART IV NEW YORK ACADEMY OF SCIENCES 7 WORLD TRADE CENTER NEW YORK NY 10007 131773640 501(C)(3) 10000 SEE PART IV 7 1 PART I, LINE 2: THE SUBCONTRACTOR IS REQUIRED TO SUBMIT A BUDGET FOR APPROVAL. ONCE APPROVED, NYSCI MAINTAINS THE BUDGET IN ITS ACCOUNTING SYSTEM AND MONITORS GRANT EXPENSES AGAINST THIS BUDGET. PAYMENT TO THE SUBCONTRACTOR IS USUALLY IN THE FORM OF REIMBURSEMENTS. SUBCONTRACTOR IS REQUIRED TO SUBMIT RECEIPTS AND SUPPORTING DOCUMENTATION IN ORDER TO BE REIMBURSED. DEPENDING ON THE PROJECT, INTERIM PROGRESS REPORTS MAY BE REQUIRED. A FINAL REPORT AND ACCOUNTING STATEMENT IS USUALLY REQUIRED AT THE END OF THE PROJECT. AT ITS DISCRETION, NYSCI RESERVES THE RIGHT TO AUDIT THE SUBCONTRACTOR'S FINANCIAL RECORDS. FORM 990, SCHEDULE I, PART II. LINE 1, COL (H): GRANT PURPOSE THE PURPOSE OF GRANT ASSISTANCE TO DOMESTIC ORGANIZATIONS IS AS FOLLOWS: 1. DESIGN IO LLC: PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A RESEARCH GRANT FOCUSING ON EDUCATION AND HUMAN RESOURCES. 2. BANK STREET COLLEGE OF EDUCATION: PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A GRANT FOCUSING ON EDUCATION 3.CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING: PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A FEDERAL RESEARCH GRANT FOCUSING ON SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES 4. THE TECH MUSEUM OF INNOVATION: PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A RESEARCH GRANT FOCUSING ON NATIONAL LEADERSHIP GRANTS AND A RESEARCH GRANT FOCUSING ON EDUCATION AND HUMAN RESOURCES. 5. SCIENCE MUSEUM OF MINNESOTA: PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A RESEARCH GRANT FOCUSING ON NATIONAL LEADERSHIP GRANTS 6. COSI (FRANKLIN COUNTY HISTORICAL SOCIETY): PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A RESEARCH GRANT FOCUSING ON NATIONAL LEADERSHIP GRANTS 7. CHILDREN'S MUSEUM OF NORTHWEST ARKANSAS: PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A RESEARCH GRANT FOCUSING ON EDUCATION AND HUMAN RESOURCES. 8. NEW YORK ACADEMY OF SCIENCES: PAYMENT FOR SERVICES RENDERED IN CONNECTION WITH A GRANT FOCUSING ON EDUCATION X X X X 0 0 0 0 0 0 0 1 0 MARGARET HONEY PRESIDENT & CEO 313480 0 50781 0 14178 0 36075 0 20016 0 434530 0 0 0 ROBERT LOGAN EXECUTIVE VP & COO THRU 1/31/18 176623 0 5000 0 4529 0 19615 0 6097 0 211864 0 0 0 DANNY WEMPA CHIEF OPERATING OFFICER 177011 0 5000 0 375 0 19814 0 8725 0 210925 0 0 0 KIRYN HOFFMAN CHIEF DEVELOPMENT OFFICER 202005 0 0 0 170 0 22644 0 22082 0 246901 0 0 0 KATHERINE MCMILLAN CULP CHIEF LEARNING OFFICER 195254 0 0 0 1405 0 21512 0 163 0 218334 0 0 0 ANDRES HENRIQUEZ VP STEM LEARNING IN COMMUNITIES 163974 0 0 0 704 0 20380 0 40455 0 225513 0 0 0 DOUGLAS NIELSEN MOORE VP DIGITAL EDUCATION STRATEGY 126397 0 20655 0 108 0 13908 0 32126 0 193194 0 0 0 MICHEL HERVE GULICK AVP FOR INSTITUTIONAL ADVANCEMENT 145929 0 0 0 126 0 15734 0 20418 0 182207 0 0 0 STEPHEN MILES UZZO VP SCIENCE & TECHNOLOGY 141625 0 0 0 2064 0 16983 0 32505 0 193177 0 0 0 MARGARET MONAHAN EXHIBIT PROJECTS CREATIVE 133523 0 0 0 152 0 14719 0 7854 0 156248 0 0 0 HAROUNA BA DIRECTOR OF SCIPLAY 130486 0 0 0 437 0 14719 0 22930 0 168572 0 0 0 PART I, LINE 7 THE FOLLOWING EMPLOYEES RECEIVED PERFORMANCE BONUSES AS REPORTED ON PART II, COLUMN B(II). MARGARET A HONEY, PRESIDENT & CEO - $50,781 ROBERT P LOGAN, EXECUTIVE VP & COO - $5,000 DANNY WEMPA, VP EXTERNAL AFFAIRS - $5,000 DOUGLAS NIELSEN MOORE, VP DIGITAL EDUCATION STRATEGY - $20,655 X 707 COST X 6 93359 AVG. SELLING PRICE X EQUIP/PROP. 1 827400 COST 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS ON PART I, COLUMN (B). FORM 990, PART I, LINE 1 THE NEW YORK HALL OF SCIENCE (NYSCI) IS NEW YORK CITY'S PREMIER INTERACTIVE MUSEUM OF SCIENCE AND TECHNOLOGY, AS WELL AS A GLOBAL LEADER IN STEM EDUCATION AND A LABORATORY FOR NEW FORMS OF LEARNING. FOUNDED DURING THE 1964 1965 WORLD'S FAIR, NYSCI IS RECOGNIZED FOR GROUNDBREAKING EXHIBITIONS, INNOVATIVE EDUCATIONAL PROGRAMS, YOUTH DEVELOPMENT AND MENTORSHIP, TEACHER PROFESSIONAL DEVELOPMENT INITIATIVES, AND LARGE-SCALE EVENTS THAT DRAW CHILDREN AND ADULTS INTO HANDS-ON STEM LEARNING. OUR MISSION IS TO NURTURE GENERATIONS OF PASSIONATE LEARNERS, CRITICAL THINKERS, AND ACTIVE CITIZENS THROUGH DESIGN, MAKE, PLAY A NOVEL APPROACH TO LEARNING AND ENGAGEMENT THAT DRAWS UPON RESEARCH ON DEEPER LEARNING AND SUPPORTS THE CREATION OF LEARNING EXPERIENCES THAT DEVELOP CRITICAL THINKING, KNOWLEDGE INTEGRATION, CREATIVITY, AND INNOVATION. FORM 990, PART VI, SECTION A, LINE 2 -BOARD OF TRUSTEE MEMBERS ALAN SINSHEIMER AND SETH DUBIN HAVE A FAMILY RELATIONSHIP. -BOARD OF TRUSTEE MEMBERS LINDA SANFORD AND MARY KELLY HAVE A BUSINESS RELATIONSHIP. -BOARD OF TRUSTEE MEMBERS ARVIND KRISHNA AND LINDA SANFORD HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE CHIEF FINANCIAL OFFICER ENGAGES AN EXTERNAL ACCOUNTING FIRM TO PREPARE THE FORM 990. A DRAFT IS REVIEWED WITH THE CHIEF EXECUTIVE OFFICER. THE FORM 990 IS THEN PROVIDED TO EACH VOTING BOARD MEMBER ELECTRONICALLY VIA EMAIL BEFORE FILING. THE CHIEF FINANCIAL OFFICER IN CONJUNCTION WITH THE CHIEF EXECUTIVE OFFICER, RESPONDS TO ANY COMMENTS AND QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C NYSCI'S TRANSPARENCY POLICY INTRODUCTION THE INTERNAL REVENUE CODE IMPOSES PENALTY TAXES IF NYSCI WERE TO ENTER INTO AN EXCESS BENEFIT TRANSACTION WITH A TRUSTEE OR OFFICER OF NYSCI OR WITH ANYONE ELSE WHO, DURING THE PRIOR FIVE YEARS, HAS BEEN IN A POSITION TO EXERCISE SUBSTANTIAL INFLUENCE OVER THE AFFAIRS OF NYSCI. A SIMILAR CONCERN ABOUT CONFLICTS OF INTEREST ALSO INFORMS THE NEW YORK NOT-FOR-PROFIT LAW PROVISIONS ABOUT CONTRACTS INVOLVING NOT-FOR-PROFIT ORGANIZATIONS AND THEIR TRUSTEES AND OFFICERS. NYSCI HAS ALWAYS BEEN CAREFUL TO AVOID CONFLICTS ISSUES. NEVERTHELESS, IT IS APPROPRIATE TO SET OUT NYSCI'S POLICY IN A WRITTEN STATEMENT WHICH DRAWS FROM THE REQUIREMENTS OF FEDERAL AND STATE LAW AND ALSO FROM OTHER PRINCIPLES OF GOOD MANAGEMENT. DEFINITIONS: A PERSON WHO HAS "SUBSTANTIAL INFLUENCE OVER THE AFFAIRS OF NYSCI" MEANS EACH TRUSTEE AND EACH SENIOR OFFICER OF NYSCI INCLUDING ALL NYSCI EMPLOYEES WHO ARE AT THE LEVEL OF DIRECTOR OR ABOVE. FOR OUR PURPOSES, IT ALSO MEANS A CORPORATION IN WHICH A TRUSTEE OR A SENIOR OFFICER IS A DIRECTOR OR OFFICER OR CONTROLS AT LEAST 10% OF THE VOTING POWER AND A PARTNERSHIP IN WHICH A TRUSTEE OR A SENIOR OFFICER IS ENTITLED TO AT LEAST 10% OF THE PROFITS. WE CALL EACH OF THOSE PEOPLE AND ENTITIES AN "INFLUENTIAL PERSON." THAT ALSO INCLUDES AN INDIVIDUAL'S SPOUSE OR SIGNIFICANT OTHER, PARENTS, CHILDREN AND THEIR SPOUSES, SISTERS AND BROTHERS, AND SISTERS- AND BROTHERS-IN-LAW. AN EXCESS BENEFIT TRANSACTION IS A TRANSACTION IN WHICH NYSCI PROVIDES TO AN INFLUENTIAL PERSON AN ECONOMIC BENEFIT THAT IS WORTH MORE THAN THE GOODS OR SERVICES THAT NYSCI RECEIVES IN RETURN. THE "REVIEWER" IS THE COMMITTEE DESIGNATED BY THE CHAIRMAN TO REVIEW TRANSACTIONS THAT REQUIRE AUTHORIZATION UNDER THIS POLICY STATEMENT. REVIEW: WITHOUT FIRST RECEIVING AUTHORIZATION FROM THE REVIEWER: A) NYSCI MAY NOT DO BUSINESS WITH AN INFLUENTIAL PERSON; B) NO INFLUENTIAL PERSON MAY ACCEPT A GIFT OR LOAN (OTHER THAN A LOAN IN THE NORMAL COURSE OF THE LENDER'S BUSINESS) FROM A CONTRACTOR OR VENDOR OF NYSCI AND THAT HAS A VALUE OF MORE THAN $100; C) NYSCI MAY NOT MAKE A CONTRIBUTION TO ANY CHARITY OF WHICH AN INFLUENTIAL PERSON IS A DIRECTOR OR OFFICER; AND D) NO INFLUENTIAL PERSON MAY GIVE OR LOAN TO AN EMPLOYEE OF NYSCI, NOR MAY AN EMPLOYEE OF NYSCI GIVE OR LOAN TO AN INFLUENTIAL PERSON, MORE THAN $1,000. THE REVIEWER MAY DECLINE TO GRANT AUTHORIZATION FOR A TRANSACTION UNDER (A) ONLY IF THE REVIEWER DETERMINES THAT THE PROPOSED TRANSACTION WOULD BE AN EXCESS BENEFIT TRANSACTION. THE REVIEWER MAY DECLINE TO GRANT AUTHORIZATION FOR A TRANSACTION UNDER (B), (C), OR (D) ONLY IF THE REVIEWER DETERMINES THAT THE PROPOSED TRANSACTION WOULD BE INIMICAL, OR MAY BE SEEN TO BE INIMICAL, TO RESPONSIBLE MANAGEMENT OF NYSCI. LARGE CONTRACTS: BEFORE NYSCI ENTERS INTO ANY AGREEMENT FOR MORE THAN 2.5% OF NYSCI'S OPERATING BUDGET, IT SHALL NOTIFY THE REVIEWER OF THE NATURE OF THE AGREEMENT AND THE NAME OF THE OTHER PARTY AND FURNISH WHATEVER INFORMATION IT HAS IN ITS POSSESSION ABOUT THE OWNERSHIP AND CONTROL OF THE OTHER PARTY. THE REVIEWER SHALL BE DEEMED TO HAVE AUTHORIZED NYSCI TO ENTER INTO THE AGREEMENT UNLESS IT NOTIFIES NYSCI WITHIN SEVEN DAYS THAT THE AGREEMENT CONTEMPLATES A TRANSACTION THAT, BY REASONS OF THE IDENTITY OF THE PARTIES, REQUIRES FURTHER REVIEW UNDER THIS POLICY STATEMENT. NOTIFICATION: EACH INFLUENTIAL PERSON MUST NOTIFY THE REVIEWER UPON BECOMING AWARE THAT NYSCI IS DOING BUSINESS, OR IS CONSIDERING DOING BUSINESS, WITH THAT INFLUENTIAL PERSON. IN ADDITION, ONCE EACH YEAR AT A TIME DESIGNATED BY THE CHAIRMAN, EACH INFLUENTIAL PERSON SHALL SUBMIT TO THE REVIEWER A COMPLETED QUESTIONNAIRE IN THE FORM ATTACHED TO THIS POLICY STATEMENT. REPETITIVE BUSINESS: IN THE EVENT THAT AN INFLUENTIAL PERSON AND NYSCI EXPECT TO ENGAGE IN REPETITIVE BUSINESS, THE REVIEWER MAY PROSPECTIVELY AUTHORIZE THE CONDUCT OF THAT BUSINESS ON TERMS THAT THE REVIEWER CONSIDERS APPROPRIATE. NO FURTHER AUTHORIZATION FOR THAT REPETITIVE BUSINESS SHALL BE REQUIRED SO LONG AS THE INFLUENTIAL PERSON AND NYSCI COMPLY WITH THE TERMS SET BY THE REVIEWER. THE REVIEWER MAY REVOKE A PROSPECTIVE AUTHORIZATION AT ANY TIME. RECONSIDERATION: IF THE REVIEWER DECLINES TO AUTHORIZE ANY TRANSACTION THAT REQUIRES AUTHORIZATION UNDER THIS POLICY STATEMENT, ANY PARTY TO THAT TRANSACTION MAY SUBMIT THE MATTER TO THE BOARD OF TRUSTEES OR THE EXECUTIVE COMMITTEE OF THE BOARD FOR RECONSIDERATION. THE RELEVANT INFLUENTIAL PERSON MAY NOT VOTE ON THAT MATTER AS A TRUSTEE OR MEMBER OF THE EXECUTIVE COMMITTEE. DOCUMENTATION: ANNUALLY, THE FINANCE AND AUDIT COMMITTEE PRESENTS TO THE BOARD ANY SIGNIFICANT POTENTIAL CONFLICTS, OR LACK THEREOF, ENCOUNTERED DURING THE YEAR. THE PRESENTATION IS RECORDED IN THE MINUTES OF THE BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE CEO IS REVIEWED AND APPROVED BY THE BOARD OF TRUSTEES, PROVIDED THAT PERSONS WITH POTENTIAL CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENTS DO NOT PARTICIPATE. THE BOARD USES APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF THE COMPENSATION BEING CONSIDERED AGAINST INDUSTRY STANDARDS. THE BOARD DISCUSSES THE COMPENSATION PACKAGE IN EXECUTIVE SESSION AT THE APPROPRIATE QUARTERLY BOARD MEETING, FOLLOWED BY A CLOSED DOOR DISCUSSION WITH THE CEO. THE BOARD'S APPROVAL OF CHANGES TO THE CEO'S COMPENSATION, ALONG WITH ANY ASSOCIATED PERFORMANCE GOALS, ARE CAPTURED IN A FORMAL SIGNED AGREEMENT BETWEEN THE BOARD AND THE CEO. FOR KEY EMPLOYEES, THE CEO USES INDUSTRY STANDARDS SUBSTANTIATED BY APPROPRIATE DATA SUCH AS COMPENSATION SURVEYS, PERFORMANCE REVIEWS, AND A CONSIDERATION OF EQUITY AND PARITY WITHIN THE ORGANIZATION. WRITTEN AND SIGNED PERFORMANCE REVIEWS, WHICH INCLUDE FUTURE GOALS, ARE PREPARED AND DISCUSSED BETWEEN EACH KEY EMPLOYEE AND THE CEO. CHANGES TO A KEY EMPLOYEE'S COMPENSATION IS DOCUMENTED IN A WRITTEN MEMO FROM THE CEO TO THE KEY EMPLOYEE. THE COMPENSATION REVIEW PROCESS WAS LAST CONDUCTED IN 2017. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. HARD COPIES ARE PROVIDED WITH A CHARGE TO THE RECIPIENT FOR POSTAGE. ELECTRONIC COPIES IN PDF FORMAT ARE PROVIDED FOR FREE. FORM 990, PART XII, LINE 2C: THERE HAVE BEEN NO CHANGES IN THE OVERSIGHT PROCESS OF THE AUDIT OF NYSCI'S FINANCIAL STATEMENTS OR IN THE SELECTION PROCESS OF AN INDEPENDENT ACCOUNTANT WITHIN THIS TAX YEAR.