2019-05-01T11:00:28-05:00 2018-06-30 953322166 KSJG LLP 100 SPECTRUM CENTER DRIVE STE 1000 IRVINE CA 92618 990 2017-07-01 953635496 PACIFIC SYMPHONY PACI 7147555788 17620 FITCH NO 100 IRVINE CA 92614 SEAN SUTTON EXECUTIVE VP AND COO 7147555788 2019-04-26 1 TASHA OTSUJI P00846495 9492612808 2019-04-26 66.77.118.76 2019-04-26 10:51:01 PD P DFE0C1BE1B2E3BFCB26FC783DFE8D9D1FE115132 FDBBA13AD5319CD97523ABA811B86AD323037A4E 2017 2019-02-21 02:37:17Z SEAN SUTTON 17620 FITCH NO 100 IRVINE CA 92614 31949969 0 X WWW.PACIFICSYMPHONY.ORG X 1980 CA TO INSPIRE AND ENGAGE THROUGH EXCEPTIONAL MUSIC PERFORMANCES, EDUCATION AND COMMUNITY PROGRAMMING. 85 82 464 2200 15588 48508 8618313 14313041 8899284 8305349 305365 343509 1271139 1356299 19094101 24318198 0 0 0 0 11446371 12118415 42629 27089 1828851 9491482 11061752 20980482 23207256 -1886381 1110942 36584190 38755417 4479664 4690363 32104526 34065054 PACIFIC SYMPHONY INSPIRES, ENGAGES AND SERVES ORANGE COUNTY AND THE REGION THROUGH EXCEPTIONAL MUSIC PERFORMANCES, AND EDUCATION AND COMMUNITY PROGRAMMING. 0 0 13861880 6959533 CLASSICAL, POPS CONCERTS, OUTDOOR CONCERTS, CONCERTS FOR BALLET, CHORALE GROUPS AND OTHER ORGANIZATIONS APPROXIMATELY 141,397 OF EXPERIENCES PROVIDED. 2480807 1345816 EDUCATIONAL EVENTS AND COMMUNITY OUTREACH PROGRAMS INCLUDING APPRECIATION OF MUSIC IN SCHOOL PROGRAMS, FAMILY CONCERTS, YOUTH ORCHESTRA AND OTHERS APPROXIMATELY 120,000 EXPERIENCES PROVIDED. 16342687 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 191 0 1 464 1 1 1 0 0 0 0 1 1 0 0 0 0 X 85 82 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X SEAN SUTTON 7147555788 17620 FITCH SUITE 100 IRVINE CA 92614 MR JOHN E FORSYTE PRESIDENT 40.00 X X 296870 0 25328 MS JOANN LEATHERBY BOARD CHAIR 5.00 X X 0 0 0 MR MARK NIELSEN VICE CHAIR, FINANCE & TREASURER 5.00 X X 0 0 0 MR SCOTT SIEGEL VICE CHAIR, DEVELOPMENT 5.00 X X 0 0 0 MR MICHAEL KERR IMMEDIATE PAST CHAIR 5.00 X X 0 0 0 MS SUSAN ANDERSON SECRETARY 5.00 X X 0 0 0 MRS LEONA ARONOFF-SADACCA DIRECTOR 0.50 X 0 0 0 MS LINDSAY AYERS DIRECTOR 0.50 X 0 0 0 MR ERIC CHAMBERLAIN DIRECTOR 0.50 X 0 0 0 DR JO ELLEN ALLEN-CHATHAM DIRECTOR 0.50 X 2000 0 0 MS JENNIFER CHENG DIRECTOR 0.50 X 0 0 0 MRS CAROL CHOI DIRECTOR 0.50 X 0 0 0 MR DAVID P COLLINS DIRECTOR 0.50 X 0 0 0 MR ROBERT CORBIN DIRECTOR 0.50 X 0 0 0 MR JOHN W DANIELS DIRECTOR 0.50 X 0 0 0 MR DON DAHL DIRECTOR 0.50 X 0 0 0 MRS GINNY DAVIES DIRECTOR 0.50 X 0 0 0 MS LUCY DUNN DIRECTOR 0.50 X 0 0 0 MRS CATHERINE EMMI DIRECTOR 0.50 X 0 0 0 MR JOHN R EVANS DIRECTOR 0.50 X 0 0 0 DR AL FERRARI DIRECTOR 0.50 X 0 0 0 MS BARBARA FOSTER DIRECTOR 0.50 X 0 0 0 MR RAYMOND FRANCIS DIRECTOR 0.50 X 0 0 0 MR MICHAEL S GORDON DIRECTOR 0.50 X 0 0 0 MR NICHOLAS GREENKO DIRECTOR 0.50 X 0 0 0 MR RONDELL B HANSON DIRECTOR 0.50 X 0 0 0 DR DONALD HECHT DIRECTOR 0.50 X 0 0 0 MR RONALD HOEFER DIRECTOR 0.50 X 0 0 0 MR GARTH HOGAN DIRECTOR 0.50 X 0 0 0 MRS MICHELLE HOROWITZ DIRECTOR 0.50 X 0 0 0 MR JAMES NEWTON HOWARD DIRECTOR 0.50 X 0 0 0 MR DONALD HU DIRECTOR 0.50 X 0 0 0 MS SCHARRELL JACKSON DIRECTOR 0.50 X 0 0 0 MR JOHN MARK JENNINGS DIRECTOR 0.50 X 0 0 0 MR SHENG JIANG DIRECTOR 0.50 X 0 0 0 MR SETH JOHNSON DIRECTOR 0.50 X 0 0 0 MS AGNES LEW DIRECTOR 0.50 X 0 0 0 MR PHILLIP N LYONS DIRECTOR 0.50 X 0 0 0 MS DIANA MARTIN DIRECTOR 0.50 X 0 0 0 MR BRIAN MARYOTT DIRECTOR 0.50 X 0 0 0 MS PATRICIA MCAULEY DIRECTOR 0.50 X 0 0 0 MR DAVID V MELILLI DIRECTOR 0.50 X 0 0 0 MR CARLOS MOLLURA DIRECTOR 0.50 X 0 0 0 MR TIMOTHY J MOLNAR DIRECTOR 0.50 X 0 0 0 MS STACEY NICHOLAS DIRECTOR 0.50 X 0 0 0 MRS KELLY OLDS DIRECTOR 0.50 X 0 0 0 MR DAVID ONTKO DIRECTOR 0.50 X 0 0 0 MS ANOOSHEH OSKOUIAN DIRECTOR 0.50 X 0 0 0 MR JOHN PELLER DIRECTOR 0.50 X 0 0 0 MR WILLIAM F PODLICH DIRECTOR 0.50 X 0 0 0 MS JUDITH POSNIKOFF DIRECTOR 0.50 X 0 0 0 MR MIGUEL PULIDO DIRECTOR 0.50 X 0 0 0 MRS CHIYO ROWE DIRECTOR 0.50 X 0 0 0 MS DIANE SAWYER DIRECTOR 0.50 X 0 0 0 MR HON H WARREN SIEGEL DIRECTOR 0.50 X 0 0 0 MR RONALD M SIMON DIRECTOR 0.50 X 0 0 0 MRS ELIZABETH STAHR DIRECTOR 0.50 X 0 0 0 MR JOHN R STAHR DIRECTOR 0.50 X 0 0 0 MS CAROLANN TASSIOS DIRECTOR 0.50 X 0 0 0 MR CHRISTOPHER TOWER DIRECTOR 0.50 X 0 0 0 MR DAVID TROOB DIRECTOR 0.50 X 0 0 0 MR BART VAN AARDENNE DIRECTOR 0.50 X 0 0 0 MR FRAMROZE VIRJEE DIRECTOR 0.50 X 0 0 0 MR HENRY WALKER DIRECTOR 0.50 X 0 0 0 MRS ROCHELLE L WARD DIRECTOR 0.50 X 0 0 0 MR PHILLIP WENDT DIRECTOR 0.50 X 0 0 0 MS JUDY WHITMORE DIRECTOR 0.50 X 0 0 0 MRS JANE FUJISHIGE YADA DIRECTOR 0.50 X 0 0 0 MR CHARLES ZHANG DIRECTOR 0.50 X 0 0 0 MS SALLY ANDERSON LIFE DIRECTOR 0.50 X 0 0 0 MR JAMES BAROFFIO LIFE DIRECTOR 0.50 X 0 0 0 MS FRANCES BASS LIFE DIRECTOR 0.50 X 0 0 0 MRS SUZANNE CHONETTE LIFE DIRECTOR 0.50 X 0 0 0 MR DOUGLAS FREEMAN LIFE DIRECTOR 0.50 X 0 0 0 MR EDWARD GOLDSTEIN LIFE DIRECTOR 0.50 X 0 0 0 MR HANS IMHOF LIFE DIRECTOR 0.50 X 0 0 0 MRS BARBARA SUE JOHNSON LIFE DIRECTOR 0.50 X 0 0 0 MRS JANICE JOHNSON LIFE DIRECTOR 0.50 X 0 0 0 MR DAMIEN JORDAN LIFE DIRECTOR 0.50 X 0 0 0 MR ARNOLD MILLER LIFE DIRECTOR 0.50 X 0 0 0 MR DOUG SIMAO LIFE DIRECTOR 0.50 X 0 0 0 MRS JANICE SMITH LIFE DIRECTOR 0.50 X 0 0 0 MS EVE STEINBERG LIFE DIRECTOR 0.50 X 0 0 0 MR WILLIAM THOMPSON LIFE DIRECTOR 0.50 X 0 0 0 MR STEWART WOODARD LIFE DIRECTOR 0.50 X 0 0 0 MR SEAN SUTTON EVP & COO 40.00 X 171131 0 14418 MR CARL ST CLAIR MUSIC DIRECTOR 40.00 X 439794 0 10119 MR GREGORY COX VP - DEVELOPMENT & EXTERNAL RELATIONS 40.00 X 215681 0 12113 GARY GOOD SR. EXEC. SPECIAL CAMPAIGN 40.00 X 138283 0 5011 EILEEN JEANETTE VP - ARTISTIC & ORCHESTRA 40.00 X 122732 0 10728 NIKKI CRABTREE-PALLEY SR. DIRECTOR OF INDIVIDUAL GIVING 40.00 X 104917 0 8139 JESSE HISER DIRECTOR OF FINANCE 40.00 X 105628 0 3939 FRANK TERRAGLIO VP MARKETING & PUBLIC RELATIONS 40.00 X 104152 0 8724 1701188 0 98519 9 0 1 0 SEGESTROM CENTER FOR THE ARTS 600 TOWN CENTER DR COSTA MESA CA 92626 RENTAL & SERVICES 1289373 AFMEPF ONE PENN PLAZA STE 3115 NEW YORK NY 10119 PENSION 587998 ZION INVESTMENT FUND LLC 17620 FITCH IRVINE CA 92614 CORPORATE OFFICE RENT 401388 DCM INC 330 WEST 38TH STREET SUITE 207 NEW YORK NY 10018 TELEFUNDING & TELEMARKETING SERVICES 314109 WORLD PROJECTS CORPORATION 601 FIRST STREET SUITE 200 BENICIA CA 94510 TRAVEL AGENT 298238 23 1029150 194400 13089491 337459 14313041 CONCERT TICKET SALES 711190 5459084 5459084 EDN. PROGRAMS/CONCERTS 711190 1345816 1345816 CONTRACTED CONCERTS 711190 1336142 1336142 OTHER PROGRAM REVENUE 711190 164307 164307 8305349 340402 340402 45615 0 45615 45615 45615 6891044 6887937 3107 3107 3107 1814728 1029150 733025 1081703 1081703 31201 10809 20392 20392 MISCELLANEOUS 711190 193001 193001 PROGRAM AD REVENUES 711190 15588 15588 208589 24318198 8305349 15588 1684220 1247002 506842 511140 229020 8933626 6634919 1403377 895330 683583 627105 35271 21207 550767 353510 135135 62122 703437 497681 127854 77902 625 625 52140 52140 27089 27089 79478 79478 760062 421566 283939 54557 1909102 1569732 339370 465222 32089 330701 102432 155627 155627 82387 82387 522496 349777 172719 494969 445332 35146 14491 15001 520 9662 4819 217520 143563 73957 95571 57253 38318 PRODUCTION & EXHIBITION 5454011 5454011 EDUCATIONAL PROGRAMS 673215 673215 OTHER 82258 62917 18829 512 UBI TAX 2068 2068 23207256 16342687 5035718 1828851 1632627 1276915 1405470 964771 12111373 12337623 529924 514890 1640560 709305 2789768 1957043 826524 832725 17546663 21143210 891049 975978 36584190 38755417 973284 1531649 3506380 3158714 4479664 4690363 X -1637484 -1533577 11173806 9633720 22568204 25964911 32104526 34065054 36584190 38755417 X 1110942 764656 84930 X X 0 1 X 1 0 X 11607424 11399827 8706821 8618313 14313041 54645426 11607424 11399827 8706821 8618313 14313041 54645426 10525463 44119963 368789 411059 358508 300623 386017 1824996 30720 14430 18210 18180 15588 97128 25706 31943 108104 194424 193001 553178 57120728 50109052 0.77240 0.84050 X 0 22568204 3313858 82849 25964911 22210056 256713 101435 22568204 22098586 115659 -4189 22210056 22046398 257664 -205476 22098586 20824257 73915 1148226 22046398 1.00000 0 0 220250 95901 124349 2569518 1861142 708376 832725 ENDOWMENT - FIRST AMERICAN HOLDINGS 19169334 F ENDOWMENT - PACIFIC DIVERSIFIED STRATEGIES 1973876 F 21143210 X 25167784 764656 84930 849586 24318198 0 24318198 23207256 0 23207256 0 23207256 PART V, LINE 4: THE ORGANIZATION HOLDS A DIVERSIFIED ENDOWMENT FUND WHICH IS PROFESSIONALLY MANAGED BY AN INDEPENDENT ADVISOR. PART X, LINE 2: THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARDS RELATED TO ACCOUNTING AND REPORTING FOR UNCERTAINITY IN INCOME TAXES. FOR THE SYMPHONY, THESE STANDARDS COULD BE APPLICABLE TO THE INCURRENCE OF ANY UNRELATED BUSINESS INCOME ATTRIBUTABLE TO THE SYMPHONY. BECAUSE OF THE GENERAL TAX-EXEMPT STATUS, THESE STANDARDS ARE NOT ANTICIPATED TO HAVE A MATERIAL IMPACT ON THE SYMPHONY'S FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST 82,849. CHANGE IN VALUE OF INSURANCE ASSIGNMENTS 2,081. X X X X X X X 1 DCM INC 330 WEST 38TH STREET STE 207 NEW YORK NY 10018 TELEFUNDING SOLICITATION 0 33183 22918 10265 THEATER DIRECT INC 4213 W BURBANK BLVD BURBANK CA 91505 TELEFUNDING SOLICITATION 0 17435 4171 13264 50618 27089 23529 CA GALA 1847129 725150 1121979 6230 10000 91826 47632 205793 OPENING NIGHT 334880 51830 283050 2000 52931 3710 68812 3 661869 252170 409699 5600 10500 350 102233 1670 123738 2843878 1029150 1814728 5600 16730 12350 246990 53012 398343 733025 1081703 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE FEES PAID TO DCM, INC. IN THE AMOUNT OF $22,918 WAS THE AGREED UPON AMOUNT FOR TELEFUNDING ACTIVITIES. DCM, INC. ALSO PROVIDES ADVERTISING-RELATED SERVICES TO THE ORGANIZATION THAT IS NOT INCLUDED AS FEES FOR PROFESSIONAL FUNDRAISING ACTIVITIES ON SCH. G. THE FEES PAID TO THEATER DIRECT, INC. IN THE AMOUNT OF $4,171 WAS THE AGREED UPON AMOUNT FOR TELEFUNDING ACTIVITIES. X 0 1 X X X 0 0 0 0 0 0 0 0 0 MR JOHN E FORSYTE PRESIDENT 289453 0 0 0 7417 0 18500 0 6828 0 322198 0 0 0 MR SEAN SUTTON EVP & COO 171131 0 0 0 0 0 4896 0 9522 0 185549 0 0 0 MR CARL ST CLAIR MUSIC DIRECTOR 425794 0 0 0 14000 0 0 0 10119 0 449913 0 0 0 MR GREGORY COX VP - DEVELOPMENT & EXTERNAL RELATION 203681 0 12000 0 0 0 6507 0 5606 0 227794 0 0 0 PART I, LINE 1A MR. CARL ST. CLAIR RECEIVES A HOUSING ALLOWANCE THAT IS INCLUDED IN HIS REPORTABLE COMPENSATION. CHARLES ZHANG DIRECTOR & OFFICER 393239 PACIFIC SYMPHONY LEASES ITS CORPORATE OFFICES FROM ZION INVESTMENT FUND LLC, WHICH IS AN ENTITY MORE THAN 35% OWNED BY BOARD MEMBER AND OFFICER, MR. CHARLES ZHANG. THE LEASE AMOUNT WAS DETERMINED ACCORDING TO MARKET RATES IN THE AREA. 0 X EVENT SUPPLIES AND TRAVEL 2 321075 COST X AUCTION ITEMS 2 16384 SALE AT AUCTION 0 0 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS IS USED FOR COLUMN (B). FORM 990, PART VI, SECTION A, LINE 2 JOHN AND ELIZABETH STAHR ARE MARRIED. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD NOMINATES BOARD MEMBERS FOR THE AUDIT COMMITTEE. THE AUDIT COMMITTEE REVIEWS THE FINANCIAL DOCUMENTS BEFORE THEY ARE SUBMITTED AND FINALIZED. THE FULL FORM 990, AS FILED WITH THE GOVERNMENT, IS REVIEWED BY THE AUDIT COMMITTEE. ADDITIONALLY, THE FULL FORM 990, WAS DISTRIBUTED TO THE ENTIRE BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD HAS INSTITUTED AN ANNUAL STATEMENT OF COMPLIANCE WHICH IS DISTRIBUTED TO ALL BOARD MEMBERS TO COMPLETE. THIS ANNUAL DISCLOSURE IS USED TO MONITOR TRANSACTIONS THAT COULD GIVE RISE TO CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 ORGANIZATION USES WRITTEN EMPLOYMENT CONTRACTS, COMPENSATION SURVEYS OR STUDIES, AND BOARD APPROVAL FOR THE COMPENSATION PROCESS. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 1023 AND 990 ARE AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL INTEREST 82,849. CHANGE IN VALUE OF INSURANCE ASSIGNMENTS 2,081. FORM 990, PART XI, LINE 2C THE BOARD OF DIRECTORS HAD CONSTITUED AN AUDIT COMMITTEE AND DELEGATED TO THAT COMMITTEE THE RESPONSIBILITY FOR ENGAGING INDEPENDENT AUDITORS AND MONITORING THE AUDIT PROCESS. THIS STRUCTURE HAS BEEN IN EFFECT IN PRIOR YEARS AND WAS NOT CHANGED IN THE CURRENT REPORTING PERIOD. PART IX, STATEMENT OF FUNCTIONAL EXPENSES MANAGEMENT AND GENERAL EXPENSES INCLUDE ALL MARKETING COSTS. THERE ARE NO MARKETING EXPENSES REFLECTED IN PROGRAM SERVICES.