2019-03-19T12:00:52-05:00 2018-06-30 BKD LLP 200 E Main St Suite 700 Fort Wayne IN 46802 990 2017-07-01 362167804 NATIONAL LOUIS UNIVERSITY % MARTY MICKEY VP OF FINANCE NATI 8479475580 1000 CAPITOL DRIVE WHEELING IL 60090 MARTY MICKEY VP OF FINANCE 8479475580 2018-11-15 true Lauren R Denton P01571860 2604604000 167.68.126.162 35027420190785000000 2019-03-19 P B6216CF12129628A7FE598526BDE6CBBE5F2D5F5 CA4D4D82627664C21956C83B295B0094B3C05049 2017 2019-02-21 02:37:17Z NIVINE MEGAHED PRESIDENT 122 S MICHIGAN AVE CHICAGO IL 60603 99916949 false X WWW.NL.EDU X 1912 IL PROVIDING ACCESS TO QUALITY HIGHER EDUCATION THAT NURTURES OPPORTUNITY FOR STUDENTS THROUGH INNOVATIVE TEACHING, SCHOLARSHIP, COMMUNITY ENGAGEMENT & SERVICE EXCELLENCE. 22 22 1285 22 0 14798 11367820 11277837 60729258 60892709 1372224 4559619 17887 624647 73487189 77354812 3437925 2375680 0 0 42600536 46166792 39957 2750 1897629 24995969 25926453 71074387 74471675 2412802 2883137 95902996 92450961 38660326 34726093 57242670 57724868 X NATIONAL-LOUIS UNIVERSITY'S MISSION IS TO DEVELOP HIGHLY COMPETENT AND HUMANE INDIVIDUALS TO SERVE AND LEAD IN AN INCREASINGLY DIVERSE AND GLOBAL SOCIETY. CENTRAL TO THIS MISSION IS A COMMITMENT TO LIFE-LONG AND ACTIVE ENGAGEMENT IN LEARNING. AS AN INDEPENDENT, NOT-FOR-PROFIT UNIVERSITY THAT VALUES TEACHING, NLU LINKS TESTED THEORY AND PRACTICE WITH THE ON-GOING EXPERIENCES OF ITS STUDENTS. false false 56405425 2375680 61565683 INSTRUCTION - THE UNIVERSITY SERVED THE FOLLOWING NUMBER OF STUDENTS IN ITS VARIOUS PROGRAMS OF INSTRUCTION: NATIONAL COLLEGE OF EDUCATION: 3,537 COLLEGE OF PROFESSIONAL STUDIES AND ADVANCEMENT: 3,128 NO COLLEGE DESIGNATED: 738 TOTAL: 7,332 9424688 PUBLIC SERVICE - THE UNIVERSITY PROVIDES A NUMBER OF EDUCATIONAL AND CULTURAL PROGRAMS FOR THE GENERAL COMMUNITY. 65830113 true true false true false false false false false true true false false false true false true false true true true false false false true false false false true true false false false false false false false false false false false false false true false false false true 97 0 1285 true true true false false false false true true false false false false X 22 22 true false false false false false false true true false false true true true true true true true true false IL X MARTY MICKEY VP OF FINANCE 8479475580 1000 CAPITOL DRIVE WHEELING IL 60090 SCOTT C SMITH TRUSTEE, CHAIRMAN OF BOARD 4.0 0.0 X 0 0 0 MARGARET L MORELAND TRUSTEE, VICE CHAIR OF BOARD 4.0 0.0 X 0 0 0 JUAN C AVILA TRUSTEE 1.0 0.0 X 0 0 0 PENNY BROWN TRUSTEE 1.0 0.0 X 0 0 0 BRENDAN CARROLL TRUSTEE 1.0 0.0 X 0 0 0 JULIE CHAVEZ TRUSTEE 1.0 0.0 X 0 0 0 PETER B CHERECWICH TRUSTEE 1.0 0.0 X 0 0 0 MICHELLE L COLLINS TRUSTEE 1.0 0.0 X 0 0 0 THOMAS J FORMOLO TRUSTEE 1.0 0.0 X 0 0 0 JANET FROETSHER TRUSTEE 1.0 0.0 X 0 0 0 JEFFREY R KULWIN TRUSTEE 1.0 0.0 X 0 0 0 JOSEPH M KUNZE TRUSTEE 1.0 0.0 X 0 0 0 J MICHAEL LOCKE TRUSTEE 1.0 0.0 X 0 0 0 R TIGHE MAGNUSON TRUSTEE 1.0 0.0 X 0 0 0 RICHARD H MALONE TRUSTEE 1.0 0.0 X 0 0 0 ROXANE MCLEAN TRUSTEE 1.0 0.0 X 0 0 0 OLIVER R MERRILL TRUSTEE 1.0 0.0 X 0 0 0 KATHLEEN P NIXON TRUSTEE 1.0 0.0 X 0 0 0 LOUISE L PERRIN TRUSTEE 1.0 0.0 X 0 0 0 DEBORAH QUAZZO TRUSTEE 1.0 0.0 X 0 0 0 IAN G ROSS TRUSTEE 1.0 0.0 X 0 0 0 MARIO M TRICOCI TRUSTEE 1.0 0.0 X 0 0 0 NIVINE MEGAHED PRESIDENT 50.0 0.0 X 462657 0 48831 ALISON HILSABECK PROVOST 50.0 0.0 X 240380 0 24493 MARTY MICKEY TREASURER & VP, FINANCE 50.0 0.0 X 171613 0 51719 THOMAS BERGMANN VP, HUMAN RESOURCES 50.0 0.0 X 179589 0 39180 CAROLE WOOD VP, ADVANCEMENT 50.0 0.0 X 201182 0 11878 AARTI DHUPELIA VP, UNDERGRADUATE EDUCATION 50.0 0.0 X 189764 0 21714 MICHAEL GRAHAM VP, CHIEF INFORMATION OFFICER 50.0 0.0 X 165205 0 21082 TOM EHRHARDT VP, MARKETING (UNTIL 7/17) 50.0 0.0 X 100642 0 24474 DIANE TRAUSCH SEC. & DIR. OF BOARD RELATIONS 50.0 0.0 X 85152 0 6337 ROBERT MULLER DEAN, NATIONAL COLLEGE OF EDU. 40.0 0.0 X 204857 0 50613 JUDAH VIOLA DEAN, COLLEGE OF PROF. STUDIES 40.0 0.0 X 159278 0 34504 KAVITA MATSKO DIR STRATEGIC INNOV & RESEARCH 40.0 0.0 X 146843 0 30387 CHAD BOERSEMA DIRECTOR OF BUS. INTELLIGENCE 40.0 0.0 X 134322 0 42557 HARRINGTON GIBSON ASSOCIATE PROFESSOR 40.0 0.0 X 132759 0 12521 2574243 0 420290 33 false true false SYNERGY CREATIVE INC 1304 W WASHINGTON BLVD CHICAGO IL 60607 ADVERTISING 911250 HELIX EDUCATION INC PO BOX 894 SALT LAKE CITY UT 84110 ONLINE EDU SERVICES 688987 SENTINEL TECHNOLOGIES PO BOX 85080 CHICAGO IL 60680 NETWORK SERVICES 471870 GALLAGHER BENEFIT SERVICES PO BOX 71696 CHICAGO IL 60694 INSURANCE 468854 CDW GOVERNMENT INC 200 N MILWAUKEE AVE VERNON HILLS IL 60061 TECHNOLOGY PRODUCTS 391930 15 48790 6442923 4786124 11277837 TUITION AND FEES 611710 58835079 58835079 SALES AND SERVICES OF EDUCATIONAL ACTIVITIES 611710 1626030 1626030 AUXILIARY ENTERPRISES 721000 431600 431600 60892709 949226 949226 0 0 85998 142322 -56324 0 -56324 -56324 25962291 22351898 3610393 3610393 3610393 19590 48790 67917 -48327 -48327 0 0 0 0 0 0 OTHER 900099 729298 729298 729298 77354812 61565683 4511292 0 2375680 2375680 0 0 2089300 1137350 731484 220466 0 34630238 31146512 2983128 500598 1259299 1132732 108380 18187 5567122 5006670 479917 80535 2620833 2357424 225558 37851 0 285818 285818 106614 106614 60258 60258 2750 2750 0 5571982 4736672 -12543 847853 2797807 2721376 33459 42972 185492 111326 73087 1079 459483 413302 39545 6636 0 7688048 7330859 304495 52694 860076 801972 57312 792 0 720849 612055 104185 4609 659859 592912 57327 9620 0 2371552 2130941 206036 34575 395826 356043 34066 5717 OTHER 3762789 2866287 865807 30695 74471675 65830113 6743933 1897629 0 0 5438792 5462631 2646000 632120 14325857 12060603 0 0 0 0 1468676 1328629 0 0 1002111 1094692 67760496 32445844 36967351 35314652 29949194 32066886 4105015 4490748 0 0 0 0 0 0 95902996 92450961 7126824 4378459 0 0 10023335 10404526 20304717 18737658 0 0 0 0 0 0 0 0 1205450 1205450 38660326 34726093 X 40300101 40625279 4264880 4386822 12677689 12712767 57242670 57724868 95902996 92450961 X 2883137 -2693155 292216 X false true X true true true X false true false false false false true 60258 false false 60258 false false Part II-B DURING 2017-18, THE UNIVERSITY UTILIZED THE SERVICES OF CONLON & DUNN, A PUBLIC STRATEGIES FIRM, TO ASSIST IN ARRANGING MEETINGS WITH VARIOUS LEGISLATORS IN THE STATE OF ILLINOIS FOR THE PURPOSE OF INFORMING SUCH LEGISLATORS ABOUT PROPOSED EDUCATION LEGISLATION FOR WHICH THE UNIVERSITY INCURRED $60,258 IN EXPENSES. 36561402 35078 1828073 1966468 36458085 31506613 2559371 3194104 698686 36561402 32694522 29051 -861155 355805 31506613 32302322 470075 307877 385752 32694522 29844250 11085 3773462 1326475 32302322 0.59000 0.41000 false false 1598774 1598774 42827565 14506317 28321248 8087074 7296947 790127 8311408 6461056 1850352 6935675 4181524 2754151 35314652 0 ADVANCE FROM GOVERNMENT - PERK 1205450 1205450 72496216 -2693155 210239 -2482916 74979132 2375680 2375680 77354812 72306234 210239 210239 72095995 2375680 2375680 74471675 SCHEDULE D, PART V, LINE 1G OF THE $36,458,085 ENDING ENDOWMENT FUND BALANCE AT JUNE 30, 2018, $21,355,685 OF THIS AMOUNT IS UNRESTRICTED QUASI-ENDOWMENT. PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT ASSETS INCLUDE ASSETS THAT ARE CHARACTERIZED AS PERMANENTLY RESTRICTED AND QUASI-ENDOWMENT. SPENDING OF INCOME FROM THE PERMANENTLY RESTRICTED ENDOWMENT IS RESTRICTED TO THOSE DESIGNATIONS AS PROVIDED BY THE DONOR OF THE PERMANENTLY RESTRICTED FUNDS. SPENDING OF INCOME FROM THE QUASI-ENDOWMENT IS DESIGNATED BY THE UNIVERSITY'S BOARD OF TRUSTEES AND HELPS TO FUND THE OPERATIONS OF THE UNIVERSITY. PART XI & XII, LINE 2D EXPENSES OF $142,322 RELATED TO THE UNIVERSITY'S RENTAL INCOME ACTIVITIES AND $67,917 RELATED TO THE UNIVERSITY'S FUNDRAISING ACTIVITIES WERE INCLUDED IN THE EXPENSE SECTION OF THE UNIVERSITY'S STATEMENT OF ACTIVITIES. PART XI & XII, LINE 4B STUDENT FINANCIAL AID OF $2,375,680 WAS INCLUDED IN THE INCOME SECTION OF THE UNIVERSITY'S STATEMENT OF ACTIVITIES. SCHEDULE D MANAGEMENT HAS EVALUATED THEIR INCOME TAX POSITIONS UNDER THE GUIDANCE INCLUDED IN ASC 740. BASED ON THEIR REVIEW, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN TAX POSITIONS TO BE RECORDED OR DISCLOSED IN THE FINANCIAL STATEMENTS. true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 THE UNIVERSITY CUSTOMARILY DRAWS THE MAJORITY OF ITS STUDENTS FROM THE LOCAL COMMUNITIES IT SERVES AND IT FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS WHICH IS INCLUDED IN THE UNIVERSITY'S CATALOG AND ADMISSION AND APPLICATION INFORMATION. FURTHER, THE UNIVERSITY'S PROMOTION ACTIVITIES AND RECRUITING EFFORTS ARE REASONABLY DESIGNED TO INFORM STUDENTS OF ALL RACIAL SEGMENTS OF THE PROGRAM IT HAS AVAILABLE. SCHEDULE E, PART I, LINE 6A THE UNIVERSITY PARTICIPATES IN STUDENT AID PROGRAMS PROVIDED BY THE FEDERAL GOVERNMENT. true Europe (Including Iceland and Greenland) 1 1 Program Services INSTRUCTION 12000 1 1 1 1 12000 12000 false false false false false false SCHEDULE F NATIONAL-LOUIS UNIVERSITY (NLU) HAS AN AGREEMENT WITH AN EDUCATIONAL INSTITUTION IN NOWY SACZ, POLAND, WYZSZA SZKOLA BIZNESU - NATIONAL-LOUIS UNIVERSITY (WSB-NLU), WHEREBY NLU PROVIDES WSB-NLU WITH CURRICULUM FOR CERTAIN OF ITS CLASSES WHICH IT UTILIZES IN ITS TEACHINGS AND EDUCATIONAL INSTRUCTION. CERTAIN WSB-NLU STUDENTS MAY BE AWARDED DUAL DEGREES FROM NLU AND WSB-NLU UPON GRADUATION, DEPENDING ON THE EDUCATIONAL TRACK THAT THEY UTILIZE. NLU ACHIEVES OVERSIGHT OF THE USE OF ITS CURRICULUM AT WSB-NLU BY EMPLOYING AN NLU EMERITUS FACULTY MEMBER AS ON-SITE LIAISON AT WSB-NLU; THROUGH PHONE CONFERENCES HELD AT LEAST ONCE PER MONTH BETWEEN THE PROREKTOR (PROVOST) OF WSB-NLU AND THE PROVOST OR PROVOST'S DESIGNEE AT NLU; AND THROUGH IN-PERSON VISITS TO WSB-NLU AT LEAST ONCE PER YEAR BY NLU'S PROVOST, PRESIDENT OR DESIGNEE. REACH GALA 68380 48790 19590 48703 19214 0 68380 48790 19590 48703 19214 67917 -48327 true STUDENT FINANCIAL AID 663 2375680 SCHEDULE I Each fiscal year the president's leadership team determines the amount of scholarships and discounts for the year. Awards are based on different criteria and are tracked within the approved budget. Student aid is handled by the student finance office and credited directly to the student's account. Each student applies for financial aid by filling out the free application for federal student aid (FAFSA). The award is based on information provided in this application. Students can also apply for grants and scholarship based on eligibility. X true true X X X X X X false true false false false false false false false NIVINE MEGAHED PRESIDENT 366691 75000 20966 20384 28447 511488 0 ALISON HILSABECK PROVOST 218618 21000 762 15819 8674 264873 0 MARTY MICKEY TREASURER & VP, FINANCE 161355 10000 258 11834 39885 223332 0 THOMAS BERGMANN VP, HUMAN RESOURCES 162651 16800 138 11480 27700 218769 0 CAROLE WOOD VP, ADVANCEMENT 172427 16500 12255 11558 320 213060 0 AARTI DHUPELIA VP, UNDERGRADUATE EDUCATION 167672 18000 4092 11102 10612 211478 0 MICHAEL GRAHAM VP, CHIEF INFORMATION OFFICER 154567 10500 138 10405 10677 186287 0 ROBERT MULLER DEAN, NATIONAL COLLEGE OF EDU. 188599 16000 258 13991 36622 255470 0 JUDAH VIOLA DEAN, COLLEGE OF PROF. STUDIES 142418 16800 60 9134 25370 193782 0 KAVITA MATSKO DIR STRATEGIC INNOV & RESEARCH 146753 0 90 6750 23637 177230 0 CHAD BOERSEMA DIRECTOR OF BUS. INTELLIGENCE 134232 0 90 9121 33436 176879 0 SCHEDULE J THE UNIVERSITY HAS A MEMBERSHIP IN A LOCAL SOCIAL CLUB THAT IS IN THE PRESIDENT'S NAME WHICH IS FOR THE PURPOSE OF HELPING PROMOTE AND CONDUCT BUSINESS ON BEHALF OF THE UNIVERSITY. THE SOCIAL CLUB MEMBERSHIP IS USED 100 PERCENT FOR BUSINESS AND THE PRESIDENT USES THE ACCOUNTABLE PLAN RULES FOR DOCUMENTING THE BUSINESS USE. PART I, LINE 4B THE UNIVERSITY HAS A 457(F) DEFERRED COMPENSATION PLAN IN WHICH THE UNIVERSITY'S PRESIDENT PARTICIPATES. IN FISCAL YEAR 2014, 2015, 2016 THE UNIVERSITY CONTRIBUTED $50,000, $65,000, $70,000 RESPECTIVELY TO THIS PLAN. ON JUNE 30, 2016, THE AMOUNTS IN THIS PLAN VESTED IN ACCORDANCE WITH THE RETENTION TERMS OF THE PLAN AS THE PRESIDENT WAS STILL EMPLOYED BY THE UNIVERSITY ON THAT DATE AND THE APPRECIATED VALUE OF THE ACCUMULATED AMOUNT ($210,401) WAS PROVIDED TO THE PRESIDENT. IN THE FISCAL YEAR 2017 AND 2018 THE UNIVERSITY CONTRIBUTED $80,000 AND $85,000. THIS AMOUNT WILL VEST ON JUNE 30, 2019 AS LONG AS THE PRESIDENT IS STILL EMPLOYED BY THE UNIVERSITY ON THAT DATE. PART II, LINE 1, COLUMN I & II, COMPENSATION AND BONUS Provided that Dr. Megahed is working as President on the last pay period of the current contract year ending June 30, the University shall provide Dr. Megahed a bonus payment conditioned upon her achievement of mutually agreed objectives. The University will pay such amount, if any, at such times and under such other terms and conditions as the Board of Trustees of the University shall determine in its sole discretion. FORM 990, PART VI, SECTION A, LINE 2 DR. NIVINE MEGAHED, PRESIDENT OF THE UNIVERSITY, AND MARIO TRICOCI, UNIVERSITY TRUSTEE, HAVE A BUSINESS RELATIONSHIP. DR. NIVINE MEGAHED, PRESIDENT OF THE UNIVERSITY, AND THOMAS FORMOLO, UNIVERSITY TRUSTEE, HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE PREPARATION AND REVIEW PROCESS FOLLOWED BY THE UNIVERSITY WITH RESPECT TO THE FORM 990 IS AS FOLLOWS: THE 990 IS PREPARED BY THE UNIVERSITY'S ACCOUNTING DEPARTMENT AND REVIEWED FOR ACCURACY AND COMPLETENESS BY THE UNIVERSITY'S VICE PRESIDENT OF FINANCE AND AN INDEPENDENT CPA FIRM. A COPY IS THEN PROVIDED TO THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY UNDER WHICH THE UNIVERSITY'S TRUSTEES, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE TO THE PRESIDENT'S OFFICE ANY CONFLICTS OF INTEREST THAT THEY MAY HAVE WITH THE UNIVERSITY. IF A CONFLICT OF INTEREST WAS DISCLOSED, THE PERSON WITH THE CONFLICT WOULD RECUSE THEMSELVES FROM ANY DISCUSSION REGARDING THE PERTINENT ITEM. FORM 990, PART VI, SECTION B, LINE 15A & 15B THE UNIVERSITY'S BOARD OF TRUSTEES HAS AN EXECUTIVE COMMITTEE WHO HAS THE RESPONSIBILITY AND AUTHORITY TO REVIEW AND APPROVE ALL CURRENT AND FUTURE COMPENSATION MATTERS FOR THE UNIVERSITY'S PRESIDENT, INCLUDING BUT NOT LIMITED TO BASE PAY, BONUS OR INCENTIVE PAY, DEFERRED COMPENSATION AND FRINGE BENEFITS. THE BOARD SETS COMPENSATION GUIDELINES FOR VICE PRESIDENTS AND DEANS AND REGULARLY REVIEWS UPDATED COMPENSATION RANGES AND VICE PRESIDENT AND DEAN SALARIES. FORM 990, PART VI, SECTION C, LINE 19 NATIONAL LOUIS UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST AND AUDITED FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9 IN 2018, THE UNIVERSITY RECORDED INCOME OF $292,216 IN CONNECTION WITH A REEVALUATION OF ITS INTEREST RATE SWAP. CHARITABLE REMAINDER TRUST (1) CRT IL NLU TRUST false false false false false false false false false false false false false false false false false false false false