2019-11-15T10:22:23-06:00 2018-12-31 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 200 STOCKTON CA 952192367 990 2018-01-01 941205908 CALIFORNIA ASSOCIATION OF HOSPITALS AND HEALTH SYSTEMS CALI 9165527629 1215 K STREET NO 800 SACRAMENTO CA 95814 JENNIFER NEWMAN CFO 9165527629 2019-11-07 1 TRACY S PAGLIA P00366884 2099556100 2019-11-07 172.9.161.112 2019-11-07 16:56:17 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 2CA4604677747A1B8287DC7DD1B2F222DAF5CAE3 2018 2020-04-17 16:48:07Z CARMELA COYLE 1215 K STREET NO 800 SACRAMENTO CA 95814 43341456 0 X N/A X 1935 CA EDUCATION AND REPRESENTATION BEFORE LEGISLATIVE AND REGULATORY BODIES FOR MEMBER HOSPITALS. 12 11 256 0 0 135079 0 0 33075568 36844746 492035 595178 2201623 1981300 35769226 39421224 55000 1213675 0 0 17519277 18482417 0 0 0 15934054 15647674 33508331 35343766 2260895 4077458 62250474 66804190 10550107 11254430 51700367 55549760 X THROUGH EFFECTIVE LEADERSHIP AND MEMBER PARTICIPATION, CALIFORNIA ASSOCIATION OF HOSPITALS AND HEALTH SYSTEMS (CAHHS) SEEKS TO DEVELOP CONSENSUS, ESTABLISH PUBLIC POLICY PRIORITIES, AND REPRESENT AND SERVE HOSPITALS AND HEALTH SYSTEMS. IN CONCERT WITH ITS MEMBER ORGANIZATIONS, CAHHS IS COMMITTED TO ESTABLISHING AND MAINTAINING A FINANCIAL REGULATORY ENVIRONMENT WITHIN WHICH HOSPITALS CAN CONTINUE TO PROVIDE HIGH-QUALITY PATIENT CARE. 0 0 DEVELOP AND IMPLEMENT PUBLIC POLICY IN THE LEGISLATIVE AND REGULATORY ARENA FOR HOSPITALS AND HEALTH SYSTEMS. EDUCATE HOSPITALS AND HEALTH SYSTEMS ON REGULATORY AND LEGISLATIVE ACTIONS THROUGH PUBLICATIONS, SEMINARS, VOLUNTEER PROGRAMS, AND OTHER CONTACTS. ACTING AS AN INTERMEDIARY BETWEEN HOSPITALS AND OTHER HEALTHCARE EMPLOYERS AND THE STATE OF CALIFORNIA, EMPLOYMENT DEVELOPMENT DEPARTMENT, WITH REGARD TO THE ADJUDICATION OF UI CLAIMS & APPEALS AND THE PAYMENT OF UI BENEFITS TO ELIGIBLE CLAIMANTS. 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 94 0 1 256 1 1 1 0 0 0 0 0 1 0 X 12 11 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X JENNIFER NEWMAN 9165527629 1215 K STREET SUITE 800 SACRAMENTO CA 95814 CARMELA COYLE PRESIDENT/CHIEF EXECUTIVE OFFICER 37.20 2.80 X X 1289805 0 20742 RICHARD AFABLE MD CHAIR 0.50 2.00 X X 0 0 0 CALVIN CAL KNIGHT CHAIR ELECT 0.50 2.00 X X 0 0 0 ANN MADDEN RICE PAST CHAIR (THRU 10/18) 0.50 2.00 X X 0 0 0 GARY K WILDE SECRETARY/TREASURER 1.00 1.00 X X 0 0 0 ELAINE BATCHLOR MD TRUSTEE 1.00 1.00 X 0 0 0 JON VON BOENING TRUSTEE 1.00 1.00 X 0 0 0 LINDA BRADLEY RN JD ADVISOR 1.00 1.00 X 0 0 0 PETE DELGADO TRUSTEE 1.00 1.00 X 0 0 0 LAWRENCE E LEWIS TRUSTEE 1.00 1.00 X 0 0 0 SUZANNE RICHARDS RN FACHE TRUSTEE 1.00 1.00 X 0 0 0 VICKI J VEAL TRUSTEE 1.00 2.00 X 0 0 0 AVI E ZARAYA TRUSTEE 1.00 1.00 X 0 0 0 JENNIFER M NEWMAN SVP/CHIEF FINANCIAL OFFICER 37.20 2.80 X 347784 0 58320 WILLIAM EMMERSON DDS SVP/STATE RELATIONS & ADVOCACY 37.20 2.80 X 522064 0 53453 DIETMAR GRELLMAN SVP/EXTERNAL AFFAIRS 0.00 40.00 X 381435 0 61869 ANNE MCLEOD SVP/HEALTH POLICY 37.20 2.80 X 428611 0 62296 ANNE N O'ROURKE SVP/FEDERAL RELATIONS 37.20 2.80 X 425721 0 77377 DAVID PERROTT SVP/MEDICAL OFFICER 37.20 2.80 X 432963 0 46384 JULIE A REPPAS SVP/OPERATIONS & HUMAN RESOURCES 37.20 2.80 X 350401 0 55840 TERRY R SHERB CHIEF INFORMATION OFFICER 37.20 2.80 X 246685 0 35320 CONSTANCE M DELGADO CHIEF LEGISLATIVE ADVOCATE 37.20 2.80 X 360445 0 29851 JACQUELYN GARMAN VP/LEGAL COUNSEL 37.20 2.80 X 278475 0 32914 ALYSSA KEEFE VP/FEDERAL REG AFFAIRS 37.20 2.80 X 283853 0 40859 LOIS RICHARDSON VP/COUNSEL - PRIVACY & LEGAL PUBS/EDU 37.20 2.80 X 269536 0 29286 DEBORAH ROGERS VP/CLINICAL PERFORMANCE & TRANSFORMATION 37.20 2.80 X 267863 0 18770 C DUANE DAUNER FORMER PRESIDENT/SPECIAL ADVISOR 37.20 2.80 X 1405083 0 35022 7290724 0 658303 90 1 1 0 BLUE STATE DIGITAL 62187 COLLECTIONS CENTER DRIVE CHICAGO IL 606930621 CONSULTING, MARKETING, ADVERTISING 2663778 RANDLE COMMUNICATIONS 500 CAPITOL MALL SUITE 1950 SACRAMENTO CA 95814 CONSULTING 1157040 JONES DAY 555 CALIFORNIA STREET 26TH FLOOR SAN FRANCISCO CA 94104 LEGAL SERVICES 463233 UNIVERSITY OF SOUTHERN CALIFORNIA 3500 S FIGUEROA STREET SUITE 102 LOS ANGELES CA 90089 RESEARCH 420000 CAPITOL PARTNERS LLC 1215 K STREET SUITE 1500 SACRAMENTO CA 95814 REPRESENTATION AND ADVOCACY 249000 10 ADMINISTRATIVE REVENUE 561000 32812462 32812462 EDUCATION PROGRAM 611600 2120547 2120547 UI REVENUE FOR SERVICES 900099 1249941 1249941 PUBLICATIONS 900099 334102 334102 CONVENTIONS EVENTS 900099 228544 228544 99150 99150 36844746 594771 594771 1249953 0 1249953 1249953 1249953 3920639 3919215 1017 1424 -1017 407 407 EQUITY IN HPA 900099 417867 417867 MISCELLANEOUS REVENUE 900099 313480 313480 731347 39421224 36844746 0 2576478 X 1213675 4897070 1440105 9590390 480431 1326120 748301 1159858 179771 17413 4922598 1913242 583330 936085 1265620 574680 1827070 561630 205733 1500644 35343766 20085 1294007 6413752 13699230 8114904 12934662 10000000 0 1159532 882839 14306217 7132833 7536521 7173384 27620448 29338970 1385232 1481098 62250474 66804190 6394188 7491360 463459 87582 3692460 3675488 10550107 11254430 X 51700367 55549760 51700367 55549760 62250474 66804190 4077458 -228065 0 X 0 1 X 1 0 5880000 5880000 2159475 1924499 234976 1264901 1004986 259915 5001841 4203348 798493 7173384 CLAIMS PAYABLE 3355685 FUNDS HELD FOR PROJECTS 319803 3675488 X PART X, LINE 2: IN THE EVENT THE ASSOCIATION HAD A TAX PROVISION THAT WAS UNCERTAIN OF BEING SUSTAINED, THE ASSOCIATION WOULD APPLY THE MINIMUM PROBABILITY THRESHOLD TO DETERMINE WHETHER A FINANCIAL STATEMENT LIABILITY OR BENEFIT SHOULD BE RECOGNIZED. THERE WERE NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2018 AND 2017. 1 HEALTH IMPACT PO BOX 70007 OAKLAND CA 946120007 820570413 501(C)(3) 26500 GENERAL SUPPORT CALIFORNIA PUBLIC PROTECTION & PHYSICIAN HEALTH INC 1201 J STREET SUITE 200 SACRAMENTO CA 958142906 273452546 501(C)(3) 9175 GENERAL SUPPORT CALIFORNIA HOSPITALS COMMITTEE ON ISSUES 1127 11TH STREET SUITE 300 SACRAMENTO CA 958142906 680148902 501(C)(6) 1000000 GENERAL SUPPORT NORTH CAROLINA HOSPITAL ASSOCIATION PO BOX 4449 CARY NC 275194449 560641290 501(C)(6) 5000 HURRICANE FLORENCE ASSISTANCE UNIVERSITY OF SOUTHERN CALIFORNIA 635 DOWNEY WAY LOS ANGELES CA 900893333 951642394 GOV'T 20000 2018 SCHAEFFER CENTER DIR FUND CALIFORNIA HEALTH FOUNDATION & TRUST 1215 K STREET SUITE 800 SACRAMENTO CA 95814 941498697 501(C)(3) 40000 DEC 2018 FIRE FUND CONTRIBUTION LATINO LEADERSHIP & POLICY FORUM 30101 TOWN CENTER DRIVE SUITE 204 LAGUNA NIGEL CA 92677 462523951 501(C)(4) 5000 GENERAL SUPPORT 3 4 PART I, LINE 2: GRANTEES ARE REQUIRED TO SIGN RECIPIENT AGREEMENTS WHICH DETERMINE THE ALLOWABLE USE OF GRANT FUNDS AND REPORTING REQUIREMENTS. X X X 1 1 X X X X 0 1 0 CARMELA COYLE PRESIDENT/CHIEF EXECUTIVE OFFICER 843089 0 418500 0 28216 0 19250 0 1492 0 1310547 0 0 0 JENNIFER M NEWMAN SVP/CHIEF FINANCIAL OFFICER 280367 0 65000 0 2417 0 37750 0 20570 0 406104 0 0 0 WILLIAM EMMERSON DDS SVP/STATE RELATIONS & ADVOCACY 359146 0 65000 0 97918 0 37750 0 15703 0 575517 0 0 0 DIETMAR GRELLMAN SVP/EXTERNAL AFFAIRS 314018 0 65000 0 2417 0 37750 0 24119 0 443304 0 0 0 ANNE MCLEOD SVP/HEALTH POLICY 362318 0 65000 0 1293 0 37750 0 24546 0 490907 0 0 0 ANNE N O'ROURKE SVP/FEDERAL RELATIONS 357824 0 65000 0 2897 0 37750 0 39627 0 503098 0 0 0 DAVID PERROTT SVP/MEDICAL OFFICER 361085 0 65000 0 6878 0 37750 0 8634 0 479347 0 0 0 JULIE A REPPAS SVP/OPERATIONS & HUMAN RESOURCES 284558 0 65000 0 843 0 37750 0 18090 0 406241 0 0 0 TERRY R SHERB CHIEF INFORMATION OFFICER 233410 0 10000 0 3275 0 17452 0 17868 0 282005 0 0 0 CONSTANCE M DELGADO CHIEF LEGISLATIVE ADVOCATE 309152 0 50000 0 1293 0 19250 0 10601 0 390296 0 0 0 JACQUELYN GARMAN VP/LEGAL COUNSEL 263835 0 7500 0 7140 0 19250 0 13664 0 311389 0 0 0 ALYSSA KEEFE VP/FEDERAL REG AFFAIRS 257814 0 25000 0 1039 0 19250 0 21609 0 324712 0 0 0 LOIS RICHARDSON VP/COUNSEL - PRIVACY & LEGAL PUBS/ED 252336 0 15000 0 2200 0 18762 0 10524 0 298822 0 0 0 DEBORAH ROGERS VP/CLINICAL PERFORMANCE & TRANSFORMA 258484 0 7000 0 2379 0 18770 0 0 0 286633 0 0 0 C DUANE DAUNER FORMER PRESIDENT/SPECIAL ADVISOR 904007 0 461746 0 39330 0 19250 0 15772 0 1440105 0 0 0 PART I, LINE 1A FIRST-CLASS OR CHARTER TRAVEL - ONE OFFICER AND ONE KEY EMPLOYEE - NOT INCLUDED IN TAXABLE COMPENSATION COMPANION TRAVEL - ONE OFFICER - NOT INCLUDED IN TAXABLE COMPENSATION HEALTH OR SOCIAL CLUB DUES OR INITIATIVE FEES - ONE KEY EMPLOYEE - PARTIALLY INCLUDED IN TAXABLE COMPENSATION PART I, LINE 4B THE ORGANIZATION MAINTAINS A NON-QUALIFIED SUPPLEMENTAL RETIREMENT PLAN. THIS PLAN IS INTENDED TO QUALIFY AS AN UNFUNDED PLAN OF DEFERRED COMPENSATION THAT IS MAINTAINED BY AN EMPLOYER PRIMARILY FOR THE PURPOSE OF PROVIDING DEFERRED COMPENSATION FOR THE SELECT GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES AS THOSE TERMS ARE DEFINED UNDER THE PROVISIONS OF THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974, AS AMENDED (ERISA). FUNDING FOR THIS PLAN IS THROUGH ANNUAL EMPLOYER CONTRIBUTIONS AND IS LIMITED TO THE ANNUAL AMOUNT SET FORTH BY THE US TREASURY DEPARTMENT. WILLIAM EMMERSON, DIETMAR A. GRELLMANN, ANNE MCLEOD, JENNIFER NEWMAN, ANN N. O'ROURKE, DAVID H. PERROT, AND JULIE A. REPPAS PARTICIPATED IN THE PLAN AND RECEIVED A BENEFIT OF $18,500 EACH FOR THE YEAR. APPROXIMATELY 93% OF THE COMPENSATION OF THESE OFFICERS, KEY EMPLOYEES AND FIVE HIGHEST PAID EMPLOYEES WAS FOR SERVICES TO A RELATED ORGANIZATION AND WAS REIMBURSED BY THAT ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE CONSISTS OF THE OFFICERS OF THE BOARD OF TRUSTEES AND ADDITIONAL BOARD MEMBERS THAT THE BOARD OF TRUSTEES APPOINTS. THE COMMITEE HAS THE AUTHORITY TO ACT ON BEHALF OF THE BOARD OF TRUSTEES TO ACT BETWEEN REGULAR OR SPECIAL MEETINGS OF THE FULL BOARD, SUBJECT TO REVIEW AND APPROVAL OF SUCH ACTS BY THE BOARD OF TRUSTEES AT THE NEXT REGULAR MEETING. FORM 990, PART VI, SECTION A, LINE 6 VOTING MEMBERS OF THE ORGANIZATION SHALL BE THOSE HOSPITALS AND HEALTH SYSTEMS SERVING AS DUES PAYING MEMBERS OF THE CALIFORNIA HOSPITAL ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 7A ALL TRUSTEES OF THE ORGANIZATION, EXCEPT THE CHAIR, IMMEDIATE PAST CHAIR, AND THE PRESIDENT ARE ELECTED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B AMENDMENTS TO THE ORGANIZATION'S ARTICLES OF INCORPORATION OR BYLAWS MAY BE ADOPTED ONLY BY ACTION OF THE MEMBERS. THE DISPOSITION OF SUBSTANTIALLY ALL OF THE ASSETS OF THE ORGANIZATION, AND ANY MERGERS OR A DISSOLUTION OF THE ORGANIZATION REQUIRE APPROVAL BY THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B EACH MEMBER OF THE CALIFORNIA ASSOCIATION OF HOSPITALS AND HEALTH SYSTEMS BOARD OF TRUSTEES WAS SENT A COPY OF THE DRAFT FORM 990 BEFORE IT WAS FILED. IN ADDITION, THE AUDIT COMMITTEE REVIEWED THE FORM 990 BEFORE IT WAS FINALIZED OR FILED. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY COVERS EACH MEMBER OF THE BOARD OF TRUSTEES; THE PRESIDENT/CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER; KEY EMPLOYEES; ANY PERSON WHO HAS HELD ONE OF THOSE POSITIONS DURING THE PRECEDING FIVE YEARS; FAMILY MEMBERS; AND CERTAIN CONTROLLED ORGANIZATIONS (INTERESTED PERSONS). ALL INTERESTED PERSONS ANNUALLY SIGN A STATEMENT THAT AFFIRMS RECEIPT AND AGREEMENT TO COMPLY WITH THE POLICY AND TO DISCLOSE ANY FINANCIAL INTERESTS OR FAMILY RELATIONSHIPS THAT COULD GIVE RISE TO A CONFLICT OF INTEREST. EACH INTERESTED PERSON IS REQUIRED TO DISCLOSE TO THE BOARD (OR COMMITTEE THEREOF), ALL MATERIAL FACTS REGARDING THE FINANCIAL INTEREST OR RELATIONSHIP IN THE TRANSACTION. WITH REGARD TO AN INTERESTED PERSON, THE BOARD OR COMMITTEE DETERMINES IF A CONFLICT OF INTEREST EXISTS. THE INSIDER(S) INVOLVED WITH THE TRANSACTION WILL NOT BE PRESENT DURING THE BOARD OR COMMITTEE'S DISCUSSION OR DETERMINATION OF WHETHER A CONFLICT OF INTEREST EXISTS, AND MAY NOT VOTE ON THE TRANSACTION OR COUNTED IN DETERMINATION OF A QUORUM. ALL PROCEEDINGS ARE DOCUMENTED IN MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15A AN OUTSIDE COMPENSATION CONSULTING FIRM PROVIDED AN OPINION ON PRESIDENT/CEO COMPENSATION, AND INDEPENDENT SALARY SURVEYS ARE USED TO BENCHMARK SALARIES OF CEO'S AND KEY EXECUTIVES. THIS INFORMATION IS REVIEWED BY THE COMPENSATION COMMITTEE, AND THEN APPROVED BY THE FULL BOARD OF TRUSTEES ANNUALLY. THE PROCESS IS DOCUMENTED IN MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G CONSULTANTS 2,181,824. ADVOCACY 521,528. COMMUNICATIONS 895,811. RESEARCH 865,000. OTHER PROFESSIONAL SERVICES 458,435. CALIFORNIA HEALTH FOUNDATION AND TRUST 1215 K STREET SUITE 800 SACRAMENTO CA 95814 941498697 SUPPORT RESEARCH EDUCATION AND ACCESS IN FIELD OF HEALTHCARE CA 501(C)(3) LINE 7 CALIFORNIA HOSPITAL ASSOCIATION 0 CALIFORNIA HOSPITAL ASSOCIATION 1215 K STREET SUITE 800 SACRAMENTO CA 95814 680343712 LEGISLATIVE AND REGULATORY REPRESENTATION AND ADVOCACY CA 501(C)(6) N/A 0 CALIFORNIA HOSPITALS COMMITTEE ON ISSUES 1127 11TH STREET SUITE 300 SACRAMENTO CA 95814 680148902 BALLOT INITIATIVES CA 501(C)(6) CAHHS 1 CALIFORNIA HOSPITAL ASSOCIATION POLITICAL ACTION COMMITTEE 1215 K STREET SUITE 800 SACRAMENTO CA 95814 942723946 POLITICAL ACTION COMMITIEE CA 527 N/A 0 HEALTH PROPERTY ASSOCIATES 1215 K STREET SUITE 800 SACRAMENTO CA 95814 680177130 GROUND LEASE CA N/A EXCLUDED 418648 1584193 0 1 0.50000 CALIFORNIA HOSPITAL INVESTMENTS & PUBLICATIONS INC 1215 K STREET SUITE 800 SACRAMENTO CA 95814 680114819 INACTIVE CA CAHHS C 2863 11794 1.00000 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 1 HEALTH PROPERTY ASSOCIATES S 372000 ACTUAL CALIFORNIA HOSPITALS COMMITTEE ON ISSUES B 1000000 ACTUAL