2019-10-10T10:39:14-05:00 2017-09-30 861065772 DELOITTE TAX LLP 201 N FRANKLIN STREET SUITE 3600 TAMPA FL 336025818 990 2016-10-01 650267668 BAPTIST HEALTH SOUTH FLORIDAINC BAPT 7866627000 6855 RED ROAD STE 600 CORAL GABLES FL 331433632 JANETTE SANCHEZ CORP VP OF FINANCE 7866627000 2019-09-25 1 P00648526 8132738355 173.66.15.212 2019-10-02 21:02:29 ED 65703120182250352e24 2018-08-13 P E5F3E917C5A71CA0895EAE02702E135D0A9A25FE 5F484F976294C8A4DEBC126AD286227795D593A0 2016 2019-02-21 02:37:17Z X BRIAN E KEELEY 6855 RED ROAD STE 600 CORAL GABLES FL 331433632 4313202880 0 X WWW.BAPTISTHEALTH.NET X 1991 FL SEE FORM 990, PART III, LINE 1 32 32 3092 0 1880810 0 123818822 49017687 596789344 599984306 30473678 152558487 8690654 7749427 759772498 809309907 6448024 5218823 0 0 307859869 276588677 0 0 0 328695620 335974112 643003513 617781612 116768985 191528295 4412818676 4831923642 1263220318 1384642044 3149598358 3447281598 X SEE SCHEDULE O 0 0 473538469 5218823 603394896 SEE SCHEDULE O 473538469 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 X 1378 2 1 18152 1 1 1 1 CJ 0 0 0 0 0 0 0 0 X 32 32 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 0 CA NC X X FINANCE DEPARTMENT 7866627000 6855 RED ROAD SUITE 200 CORAL GABLES FL 331433632 X GEORGE CORRIGAN TRUSTEE 2.00 2.00 X 283 0 0 REV WILLIAM L CHAMBERS III TRUSTEE 2.00 4.00 X 0 0 0 JOHN SCOTT WESTON TRUSTEE 2.00 8.00 X 1724 0 0 CHARLES M HOOD III TRUSTEE 2.00 6.00 X 0 0 0 ROBERTA STOKES TRUSTEE 2.00 6.00 X 0 0 0 NORMAN M KENYON MD TRUSTEE 2.00 4.00 X 0 0 0 DR MARCOS A RAMOS TRUSTEE 2.00 2.00 X 0 0 0 REV WILNER MAXY TRUSTEE 2.00 0.00 X 0 0 0 REV DR WILLIAM W WHITE TRUSTEE 2.00 4.00 X 0 0 0 REV RICHARD LEDGISTER TRUSTEE 2.00 0.00 X 0 0 0 PAUL D MAY TRUSTEE 2.00 2.00 X 0 0 0 JAY A HERSHOFF ESQ TRUSTEE 2.00 6.00 X 2606 0 0 GEORGE E CADMAN III TRUSTEE 2.00 6.00 X 0 0 0 WILLIAM DICKINSON TRUSTEE 2.00 8.00 X 0 0 0 HERBERT H GREENE MD TRUSTEE 2.00 4.00 X 138 0 0 JAMES CARR TRUSTEE 2.00 4.00 X 5262 0 0 CALVIN BABCOCK TRUSTEE 2.00 2.00 X 1133 0 0 RONALD A SHUFFIELD TRUSTEE 2.00 8.00 X 447 0 0 AIDA SHAFER TRUSTEE 2.00 2.00 X 90 0 0 WILLIAM TILLETT TRUSTEE 2.00 8.00 X 1990 0 0 GARY JOHNSON TRUSTEE 2.00 6.00 X 0 0 0 RUDY KRANYS TRUSTEE 2.00 8.00 X 0 0 0 YERBY T BARKER TRUSTEE 2.00 4.00 X 0 0 0 JOYCE ELAM TRUSTEE 2.00 6.00 X 0 0 0 RICHARD DAILEY TRUSTEE 2.00 0.00 X 0 0 0 JANA SIGARS-MALINA TRUSTEE 2.00 0.00 X 375 0 0 SHELDON ANDERSON TRUSTEE 2.00 0.00 X 0 0 0 JANE ALONSO TRUSTEE 2.00 0.00 X 0 0 0 TOM DAVIDSON TRUSTEE 2.00 0.00 X 0 0 0 S LAWRENCE KAHN TRUSTEE 2.00 4.00 X 4407 0 0 TOMAS ERBAN TRUSTEE- BEG 10/1/16 2.00 2.00 X 0 0 0 CARMEN PEREZ-CARLTON TRUSTEE - BEG 6/3/17 2.00 0.00 X 0 0 0 BRIAN KEELEY CEO & PRESIDENT 50.00 0.00 X 2106467 0 32549 RALPH LAWSON CFO & EVP 50.00 2.00 X 1265926 0 16008 D WAYNE BRACKIN COO & EVP 50.00 0.00 X 1019458 0 195737 GEORGE FOYO CAO & EVP END 7/22/17 50.00 0.00 X 881121 0 10933 JACK ZIFFER CMO & EVP 50.00 0.00 X 840199 0 131039 ANA LOPEZ-BLAZQUEZ CSO & EVP 50.00 0.00 X 671023 0 104613 PHILOMENA TAYLOR CIO 50.00 0.00 X 645056 0 107313 JOE NATOLI CHIEF ADMIN OFFICER BEG 7/10/17 50.00 0.00 X 0 0 0 MATTHEW ARSENAULT VP OF FINANCE 50.00 0.00 X 492163 0 74863 ALBERT BOULENGER CEO - BAPTIST HOSPITAL OF 50.00 0.00 X 890995 0 123896 MICHAEL ZINNER CEO- MIAMI CANCER INSTITUTE 50.00 0.00 X 1585036 0 15962 LINCOLN MENDEZ CEO - SOUTH MIAMI HOSPITAL 50.00 0.00 X 731069 0 109705 JAVIER HERNANDEZ-LICHTL CEO - WEST KENDALL BAPTIST 50.00 0.00 X 704154 0 102932 BARRY KATZEN CEO- MIAMI CARDIAC & VASCULAR INSTITUTE 50.00 0.00 X 852400 0 6965 12703522 0 1032515 590 0 1 0 ROBINS & MORTON GROUP 400 SHADES CREEK PARKWAY BIRMINGHAM AL 35209 CONSTRUCTION SERVICE 66872673 CERNER HEALTH SERVICES INC PO BOX 959156 ST LOUIS MO 63195 SOFTWARE SUPPORT 23615906 GILBANE BUILDING COMPANY 1751 MOUND STREET SUITE 107 SARASOTA FL 34236 CONSTRUCTION SERVICE 15661880 NAVIGANT CONSULTING INC 4511 PAYSPHERE CIRCLE CHICAGO IL 60674 CONSULTING SERVICE 11395883 ARELLANO CONSTRUCTION COMPANY 7051 SW 12 ST MIAMI FL 33144 CONSTRUCTION SERVICE 10731450 291 48946052 71635 49017687 MANAGEMENT FEES 561300 595014153 595014153 PARTNERSHIP INCOME 541900 4805739 4434365 371374 GRANT REVENUE 900099 164414 164414 599984306 68821938 213301 68608637 4052554 4022020 30534 30534 8239 22295 3583583379 24123 3499860662 10291 83722717 13832 83736549 83736549 CHILDCARE REVENUE 624410 2631153 2631153 MISCELLANEOUS REVENUE 900009 2269824 981928 1287896 WATERHOUSE SALES REV. 900099 1216555 1216555 1601361 1212107 389254 7718893 809309907 603023522 1880810 155387888 5218823 5218823 8143334 8143334 213296000 188223434 25072566 9406118 7713017 1693101 31407641 25754266 5653375 14335584 11755179 2580405 4909973 4909973 7855511 3927756 3927755 1322010 1322010 360900 360900 14556238 11936115 2620123 49652243 40714839 8937404 16944341 13894360 3049981 3033653 2487595 546058 83109330 68149651 14959679 5548622 4549870 998752 1240068 1016856 223212 20188 16554 3634 39670256 32529610 7140646 36015484 36015484 56474804 46309339 10165465 MISCELLANEOUS EXPENSES 7070215 5797576 1272639 COLLECTION EXPENSE 4308899 4308899 SCHOLARSHIP PROGRAM 3881377 3182729 698648 617781612 473538469 144243143 0 X 93827274 106379259 676282 55338 3440000 3200000 9054164 8131522 22994383 25205933 771203193 355894940 654466713 415308253 2413685319 2765660155 1214674541 1507983182 4412818676 4831923642 162829717 156302170 1100390601 1228339874 1263220318 1384642044 X 2923924717 3370578895 49871957 63046897 13160974 13655806 3149598358 3447281598 4412818676 4831923642 X 191528295 146067874 -39912929 X 0 1 X 1 0 X X 11 BAPTIST HOSPITAL OF MIAMI INC 590910342 3 1 0 0 BAPTIST HEALTH SOUTH FLORIDA FOUNDATION INC 591923401 7 1 0 0 SOUTH MIAMI HOSPITAL INC 590872594 3 1 0 0 HOMESTEAD HOSPITAL INC 650232993 3 1 0 0 MARINERS HOSPITAL INC 591987355 3 1 0 0 DOCTORS HOSPITAL INC 043775926 3 1 0 0 WEST KENDALL BAPTIST HOSPITAL INC 522438452 3 1 0 0 BAPTIST OUTPATIENT SERVICES INC 562290370 3 1 0 0 BAPTIST HEALTH MEDICAL GROUP INC 462597739 10 1 0 0 MIAMI CANCER INSTITUTE AT BAPTIST HEALTH INC 473090066 10 1 0 0 FISHERMEN'S HEALTH INC 821682066 3 1 0 0 11 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 1 1 X 1 1 SCHEDULE A, PART IV, SECTION A, LINE 5A (I) NAME OF THE SUPPORTED ORGANIZATION ADDED: MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC EIN: 47-3090066 NAME OF THE SUPPORTED ORGANIZATION ADDED: FISHERMEN'S HEALTH, INC EIN: 82-1682066 (II) MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC AND FISHERMEN'S HEALTH, INC ARE THE NEW SUPPORTED ORGANIZATIONS ADDED DURING FY2017. (III) AS DESCRIBED IN THEIR GOVERNING DOCUMENTS, BAPTIST HEALTH SOUTH FLORIDA IS ORGANIZED TO OPERATE EXCLUSIVELY FOR THE BENEFIT OF, TO PERFORM THE FUNCTIONS OF, OR TO CARRY OUT THE PURPOSES OF ITS AFFILIATES AS LONG AS THEY ARE DESCRIBED IN SECTION 509(A)(1) OR 509(A)(2) OF THE IRS CODE. (IV) ARTICLES OF INCORPORATION AND BYLAWS WERE AMENDED TO INCLUDE MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC, AND FISHERMEN'S HEALTH, INC. SCHEDULE A, PART IV, SECTION A, LINE 6 BAPTIST HEALTH SOUTH FLORIDA CONTRIBUTES TO ORGANIZATIONS THAT ARE IN ALIGNMENT WITH OUR MISSION. THE ORGANIZATION STRIVES TO ENSURE THAT CONTRIBUTIONS ARE MADE TO ORGANIZATIONS THAT IMPROVE THE HEALTH AND WELL-BEING OF THE COMMUNITIES WE SERVE. TYPICALLY MEMBERS OF MANAGEMENT ARE INVOLVED WITH THESE ORGANIZATIONS AND MONITOR THE BENEFITS OUR COMMUNITIES RECEIVE FROM THEM. SCHEDULE A, PART IV, SECTION D, LINE 3 THE OFFICERS AND BOARD OF TRUSTEES OF THE SUPPORTING ORGANIZATION MAINTAINS A CLOSE CONTINUOUS WORKING RELATIONSHIP WITH THE OFFICERS AND BOARD OF DIRECTORS OF THE SUPPORTED ORGANIZATION. IN ADDITION, THE INVESTMENT REVIEW COMMITTEE SHALL REVIEW THE PERFORMANCE OF THE INVESTMENT ADVISORS AND INVESTMENT MANAGERS FOR SUPPORTING AND SUPPORTED ORGANIZATIONS, AND SHALL MAKE RECOMMENDATIONS TO THE BOARD. THE INVESTMENT REVIEW COMMITTEE SHALL BE COMPRISED OF I) NOT LESS THAN FIVE MEMBERS FROM THE BOARD WHO SHALL BE APPOINTED BY THE BOARD ON THE RECOMMENDATION OF THE NOMINATING COMMITTEE, ONE OF WHOM SHALL BE THE CHAIRPERSON OF THE FINANCE COMMITTEE, AND II) A VOTING MEMBER FROM THE BOARD OF DIRECTORS OF EACH SUPPORTED ORGANIZATION. SCHEDULE A, PART IV, SECTION E, LINE 3A AS DESCRIBED IN THE ARTICLES OF INCORPORATION FOR EACH SUPPORTED ORGANIZATION, BAPTIST HEALTH SOUTH FLORIDA HAS THE AUTHORITY TO APPOINT TWO BOARD MEMBERS FOR EACH OF THE SUPPORTED ORGANIZATIONS. THE BOARD OF TRUSTEES OF BHSF APPROVES ALL NOMINEES FOR EACH SUPPORTED ORGANIZATION'S BOARD. SCHEDULE A, PART IV, SECTION E, LINE 3B BAPTIST HEALTH SOUTH FLORIDA EXERCISES A SUBSTANTIAL DEGREE OF DIRECTION OVER THE POLICIES, PROGRAMS, AND ACTIVITIES OF EACH OF ITS SUPPORTED ORGANIZATIONS. MANY FUNCTIONS INCLUDING FINANCE, HUMAN RESOURCES, LEGAL, STRATEGIC PLANNING, ETC. ARE RETAINED BY BHSF IN ACCORDANCE WITH THE ARTICLES OF INCORPORATION OF EACH SUPPORTED ORGANIZATION. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 0 660900 660900 660900 660900 472877569 3419242386 473538469 3419903286 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 556300 806300 671300 660900 2694800 250000 250000 250000 250000 1000000 1500000 SCHEDULE C, PART II-A FOLLOWING IS THE LIST OF AFFILIATED GROUP MEMBERS: NAME: BAPTIST HOSPITAL OF MIAMI, INC. ADDRESS: 8900 NORTH KENDALL DRIVE, MIAMI, FL 33176 EIN: 59-0910342 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 1,094,788,613 NAME: DOCTORS HOSPITAL, INC ADDRESS: 5000 UNIVERSITY DRIVE, CORAL GABLES, FL 33146 EIN: 04-3775926 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 193,790,902 NAME: WEST KENDALL BAPTIST HOSPITAL, INC ADDRESS: 9555 SW 162 AVE, MIAMI, FL 33196 EIN: 52-2438452 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 281,954,901 NAME: MARINERS HOSPITAL, INC ADDRESS: 91500 OVERSEAS HIGHWAY, TAVERNIER, FL 33070 EIN: 59-1987355 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 64,956,340 NAME: HOMESTEAD HOSPITAL, INC ADDRESS: 975 BAPTIST WAY, HOMESTEAD, FL 33033 EIN: 65-0232993 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 404,184,743 NAME: SOUTH MIAMI HOSPITAL, INC ADDRESS: 6200 SW 73 STREET, MIAMI, FL 33143 EIN: 59-0872594 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 545,108,716 NAME: BAPTIST OUTPATIENT SERVICES, INC ADDRESS: 6855 RED ROAD SUITE 600, CORAL GABLES, FL 33143 EIN: 56-2290370 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 82,631,333 NAME: BAPTIST HEALTH SOUTH FLORIDA FOUNDATION, INC ADDRESS: 6855 RED ROAD SUITE 600, CORAL GABLES, FL 33143 EIN: 59-1923401 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 18,646,274 NAME: BHSF REAL ESTATE FOUNDATION, INC ADDRESS: 6855 RED ROAD SUITE 600, CORAL GABLES, FL 33143 EIN: 65-0611015 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 7,767 NAME: BAPTIST HEALTH MEDICAL GROUP, INC ADDRESS: 6855 RED ROAD SUITE 600, CORAL GABLES, FL 33143 EIN: 46-2597739 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 215,169,380 NAME: MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC ADDRESS: 8900 NORTH KENDALL DRIVE, MIAMI, FL 33176 EIN: 47-30900664 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 34,701,316 NAME: FISHERMENS HEALTH, INC. ADDRESS: 3301 OVERSEAS HIGHWAY, MARATHON, FL 33050 EIN: 82-1682066 EXCESS LOBBYING EXPENDITURE: NONE EXEMPT PURPOSE EXPENDITURE: $ 10,424,532 SCHEDULE C, PART II-A - FOUR-YEAR AVERAGING EXPLANATION THE GOVERNMENTAL RELATIONS DEPARTMENT PROVIDES SUPPORT FOR REGULATORY ISSUES INCLUDING ZONING, CERTIFICATE OF NEED, SIGNAGE AND GENERAL LOCAL REPRESENTATION AT 25 MUNICIPALITIES, 3 COUNTIES AS WELL AS STATE AND FEDERAL GOVERNMENTS. 910000 359111 1269111 750000 160000 910000 650000 100000 750000 650000 650000 650000 650000 1.00000 0 1 1 135600329 135600329 169526972 39529626 129997346 11473455 10110646 1362809 184181595 143276715 40904880 270420842 162977953 107442889 415308253 INVESTMENT IN AFFILIATES 449263306 DUE FROM AFFILIATES 991609143 ACCRUED INTEREST RECEIVABLE 11311425 DEPOSITS 1047000 OTHER ASSETS 4787978 OTHER INVESTMENTS 18579704 BENEFICIAL INTEREST IN ASSETS OF BHSF FOUNDATION INC 31384626 1507983182 OTHER LIABILITIES 758961 DUE TO AFFILIATES 926398788 SELF INSURANCE RESERVE 1182125 2017 TAXABLE BONDS 250000000 COMMERCIAL PAPER 50000000 1228339874 X 852598482 146067874 -57765949 88301925 764296557 45013350 45013350 809309907 608274495 4008188 4008188 604266307 13515305 13515305 617781612 PART X, LINE 2: THE CURRENT ACCOUNTING STANDARDS REQUIRE THAT DEFERRED INCOME TAXES REFLECT THE TAX CONSEQUENCES ON FUTURE YEARS OF DIFFERENCES BETWEEN THE TAX BASES OF ASSETS AND LIABILITIES AND THEIR BASES FOR FINANCIAL REPORTING PURPOSES. ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, ACCOUNTING STANDARDS CODIFICATION 740-10 (FORMERLY FIN48), PRESCRIBES A COMPREHENSIVE MODEL FOR HOW AN ORGANIZATION SHOULD MEASURE, RECOGNIZE, PRESENT, AND DISCLOSE IN ITS FINANCIAL STATEMENTS UNCERTAIN TAX POSITIONS THAT AN ORGANIZATION HAS TAKEN OR EXPECTS TO TAKE ON A TAX RETURN. FUTURE TAX BENEFITS, SUCH AS MINIMUM TAX CREDIT CARRY FORWARDS, ARE REQUIRED TO BE RECOGNIZED TO THE EXTENT THAT REALIZATION OF SUCH BENEFITS IS MORE LIKELY THAN NOT. AS OF SEPTEMBER 30, 2017 AND 2016, BHSF HAD NO MATERIAL UNRECOGNIZED TAX POSITIONS WHICH ARE EXPECTED TO REMAIN UNCHANGED THROUGH SEPTEMBER 30, 2018. PART XI, LINE 2D - OTHER ADJUSTMENTS: EQUITY IN AFFILIATES -43,209,711. INVESTMENT MANAGEMENT FEES -14,556,238. PART XI, LINE 4B - OTHER ADJUSTMENTS: GAIN ON DISPOSAL OF ASSETS 13,832. RENTAL EXPENSES -4,022,020. BOOK TO TAX DIFFERENCES FROM INVESTMENT IN PARTNERSHIPS 895,042. CONTRIBUTIONS FROM AFFILIATES 48,126,496. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 4,022,020. GAIN ON DISPOSAL OF ASSETS -13,832. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT MANAGEMENT FEES 14,556,238. BOOK TO TAX DIFFERENCES FROM INVESTMENT IN PARTNERSHIPS -1,040,933. SCHEDULE D PART V, LINE 4 INTENDED USE OF ORGANIZATION'S ENDOWMENT FUNDS BAPTIST HEALTH SOUTH FLORIDA, INC'S (BHSF) ENDOWMENT CONSISTS OF FUNDS THAT HAVE BEEN LIMITED BY DONORS TO A SPECIFIC TIME PERIOD OR PURPOSE. AS REQUIRED BY GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE UNITED STATES OF AMERICA, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. ALL ENDOWMENTS RECEIVED BY BHSF HAVE BEEN RECORDED AS PERMANENTLY RESTRICTED NET ASSETS DUE TO THE DONOR IMPOSED RESTRICTIONS. ENDOWMENT FUNDS RECEIVED ARE INCLUDED IN ASSETS WHOSE USE IS LIMITED AND INVESTED IN ACCORDANCE WITH BHSF'S INVESTMENT POLICY. GIFTS DONATED TO THE PERMANENTLY RESTRICTED ENDOWMENTS ARE CLASSIFIED AS PERMANENTLY RESTRICTED NET ASSETS AT THEIR ORIGINAL FAIR VALUE. GIFTS DONATED WITH TEMPORARY RESTRICTIONS ARE CLASSIFIED AS TEMPORARILY RESTRICTED NET ASSETS AT THEIR ORIGINAL FAIR VALUE, UNTIL THOSE AMOUNTS ARE APPROPRIATED FOR EXPENDITURE BY BHSF, BHSF HOSPITALS, BAPTIST HEALTH MEDICAL GROUP INC, MIAMI CANCER INSTITUTE AT BAPITST HEALTH INC AND BOS IN ACCORDANCE WITH DONORS' WISHES. INCOME DERIVED FROM PERMANENTLY AND TEMPORARILY RESTRICTED NET ASSETS IS EXPENDABLE TO SUPPORT BHSF, BHSF HOSPITALS, BAPTIST HEALTH MEDICAL GROUP INC, MIAMI CANCER INSTITUTE AT BAPTIST HEALTH INC AND BOS, ABSENT EXPLICIT DONOR STIPULATIONS TO THE CONTRARY. THE PURPOSE OF ROBERT COLE LECTURE SERIES DINNER ENDOWMENT FUND IS TO SUPPORT AN ANNUAL DINNER LECTURE FOR NURSES. THE PURPOSE OF JOSEPH T. OSTROSKI, MD ENDOWMENT FUND IS TO SUPPORT PHYSICIANS FOR THE PHYSICIAN LIAISON OF THE FOUNDER SOCIETY IN PERPETUITY WHO FACILITATES FOUNDER'S HEALTHCARE NEEDS AND SERVES AS A PATIENT ADVOCATE FOR FOUNDATION, HOSPITALITY & BUSINESS RELATIONS. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICES MARKETING 1242309 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES MARKETING 56614 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES MARKETING 12832 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 1043058 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES MARKETING 3679 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 UNRELATED TRADE OR BUSINESS 12647 0 0 0 0 0 0 2371139 0 2371139 1 0 1 0 0 0 SCHEDULE F, PART I, LINE 3, COLUMN F METHOD OF ACCOUNTING - ACCRUAL 1 CAMILLUS HOUSE INC 1603 NW 7 AVE MIAMI FL 33136 650032862 501(C)(3) 20000 CONTRIBUTIONS GOOD HEALTH CLINIC INC 91555 OVERSEAS HWY 2 TAVERNIER FL 33070 043745805 501(C)(3) 128000 CONTRIBUTIONS LIGA CONTRA EL CANCER 2180 SW 12 AVE MIAMI FL 33129 591629554 501(C)(3) 50000 CONTRIBUTIONS DIEU EST NOTRE ESPOIR INC 9350 SW 79 AVE MIAMI FL 33156 300078509 501(C)(3) 80934 CONTRIBUTIONS MIAMI BAPTIST ASSOCIATION 7855 SW 104 ST 210 MIAMI FL 33156 590914210 501(C)(3) 682000 CONTRIBUTIONS OPEN DOOR HEALTH CENTER INC 1350 SW 4 ST HOMESTEAD FL 33030 830375996 501(C)(3) 468000 CONTRIBUTIONS SOUTH MIAMI CHILDRENS CLINIC 6200 SW 73 ST MIAMI FL 33143 204583206 501(C)(3) 250000 CONTRIBUTIONS AMERICAN CANCER SOCIETY PO BOX 930461 ATLANTA GA 31193 131788491 501(C)(3) 95000 CONTRIBUTIONS AMERICAN HEART ASSOCIATION PO BOX 4002900 DES MOINES IA 50340 135613797 501(C)(3) 125000 CONTRIBUTIONS AMERICAN RED CROSS 2025 E STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 6000 CONTRIBUTIONS THE BEACON COUNCIL ECONOMIC DEVELOPMENT FOUNDATION 80 SW 8TH STREET 2400 MIAMI FL 33130 592738676 501(C)(3) 11500 CONTRIBUTIONS BIG BROTHERS BIG SISTER 701 SW 27 AVE 800 MIAMI FL 33135 596166904 501(C)(3) 10000 CONTRIBUTIONS THE CANCER SUPPORT COMMUNITY GREATER MIAMI INC 8609 S DIXIE HIGHWAY MIAMI FL 33143 650930551 501(C)(3) 32500 CONTRIBUTIONS CORAL GABLES COMMUNITY FOUNDATION 1825 PONCE DE LEON CORAL GABLES FL 33134 650208290 501(C)(3) 10000 CONTRIBUTIONS CYSTIC FIBROSIS FOUNDATION 3443 NW 55 ST FT LAUDERDALE FL 33309 131930701 501(C)(3) 6000 CONTRIBUTIONS FLORIDA INTERNATIONAL UNIVERSITY FOUNDATION 11200 SW 8 ST MIAMI FL 33199 237047106 501(C)(3) 1000000 CONTRIBUTIONS GLORIA ESTEFAN FOUNDATION INC 420 JEFFERSON AVE MIAMI BEACH FL 33139 650466117 501(C)(3) 10000 CONTRIBUTIONS INFORMED FAMILIES 2490 CORAL WAY CORAL GABLES FL 33145 592231894 501(C)(3) 7500 CONTRIBUTIONS LEADERSHIP FLORIDA STATEWIDE COMMUNITY FOUNDATION 201 EAST PARK AVE TALLAHASSEE FL 32301 593201445 501(C)(3) 17950 CONTRIBUTIONS THE LEUKEMIA & LYMPHOMA SOCIETY 200 SOUTH PARK RD 140 HOLLYWOOD FL 33021 135644916 501(C)(3) 25000 CONTRIBUTIONS MIAMI CHILDREN'S MUSEUM 980 MACARTHUR CAUSEWAY MIAMI FL 33132 592396999 501(C)(3) 170000 CONTRIBUTIONS MIAMI DADE COUNTY DAYS INC 6815 BISCAYNE BLVD 103 MIAMI FL 33138 650102405 501(C)(4) 17450 CONTRIBUTIONS MIAMI SCIENCE MUSEUM 3280 SOUTH MIAMI AVE MIAMI FL 33129 590854960 501(C)(3) 515000 CONTRIBUTIONS SUSAN G KOMEN FOR THE CURE 11098 BISCAYNE BLVD 405 MIAMI FL 33161 752462834 501(C)(3) 57500 CONTRIBUTIONS TEAM FOOTWORKS 5724 SUNSET DR MIAMI FL 33143 650455073 501(C)(3) 35000 CONTRIBUTIONS UNITED WAY PO BOX 29025 MIAMI FL 33102 590830840 501(C)(3) 238853 CONTRIBUTIONS WOMENS BREAST HEALTH INITIATIVE FLORIDA AFFILIATE 14125 NW 80 AVE 306 MIAMI LAKES FL 33016 562540735 501(C)(3) 10000 CONTRIBUTIONS ZOOLOGICAL SOCIETY OF FLORIDA 12400 SW 152 ST MIAMI FL 33177 596192814 501(C)(3) 10000 CONTRIBUTIONS CARING FOR MIAMI INC 8900 SW 168TH STREET PALMETTO BAY FL 33157 264725581 501(C)(3) 226625 CONTRIBUTIONS CITY YEAR INC 287 COLUMBUS AVENUE BOSTON MA 02116 222882549 501(C)(3) 50000 CONTRIBUTIONS BELEN JESUIT PREPARATORY SCHOOL INC 500 SW 127 AVENUE MIAMI FL 33184 590998339 501(C)(3) 20000 CONTRIBUTIONS DAVE & MARY ALPER JEWISH COMMUNITY CENTER INC 11155 SW 112 AVENUE MIAMI FL 33176 592736411 501(C)(3) 7500 CONTRIBUTIONS LEADERSHIP BROWARD FOUNDATION INC 1640 W OAKLAND PK BLVD400 FT LAUDERDALE FL 33311 650387636 501(C)(3) 11200 CONTRIBUTIONS SOUTH FLORIDA DAY OF CARING INC 13840 SW 72 COURT MIAMI FL 33158 010889118 501(C)(3) 18850 CONTRIBUTIONS THE BROWARD ALLIANCE INC GREATER FT LAUDERDALE 110 E BROWARD BLVD1990 FT LAUDERDALE FL 33301 592697760 501(C)(6) 25000 CONTRIBUTIONS FIRST CALL FOR HELP OF BROWARD INC 250 NE 33RD STREET OAKLAND PARK FL 33334 650589294 501(C)(3) 7500 CONTRIBUTIONS FRIENDS OF THE UNDERLINE INC 1004 COTORRO AVENUE CORAL GABLES FL 33146 464028150 501(C)(3) 15000 CONTRIBUTIONS LIVE LIKE BELLA INC PO BOX 161215 MIAMI FL 33116 462965698 501(C)(3) 15000 CONTRIBUTIONS PEDIATRIC ALTERNATIVE TREATMENT CARE HOUSING & EVALUATION SERVICES INC (PAT 335 SOUTH KROME AVE FLORIDA CITY FL 33034 651012818 501(C)(3) 167000 CONTRIBUTIONS CATALYST MIAMI INC 3000 BISCAYNE BOULEVARD STE 210 MIAMI FL 33137 650690368 501(C)(3) 99167 CONTRIBUTIONS SOUTH FLORIDA JAIL MINISTRIES INC - AGAPE NETWORK 22790 SW 112TH AVE MIAMI FL 33170 592471230 501(C)(3) 112500 CONTRIBUTIONS ASSOCIATES INDUSTRY OF FLORIDA 516 N ADAMS ST TALLAHASSEE FL 32302 590148010 501(C)(6) 12000 CONTRIBUTIONS FIRST BAPTIST CHURCH OF FORT LAUDERDALE 301 EAST BROWARD BLVD FORT LAUDERDALE FL 33301 590751914 501(C)(3) 20000 CONTRIBUTIONS FLORIDA TAXWATCH RESEARCH INSTITUTE INC 106 N BRONOUGH STREET TALLAHASSEE FL 32303 591918055 501(C)(3) 15000 CONTRIBUTIONS HISTORICAL ASSOCIATION OF SOUTHERN FLORIDA INC 101 WEST FLAGLER STREET MIAMI FL 33130 590968005 501(C)(3) 15000 CONTRIBUTIONS LITTLE SWIMMERS INC 12930 SW 110 AVENUE MIAMI FL 33176 650752173 10000 CONTRIBUTIONS MIAMI BEACH JEWISH COMMUNITY CENTER INC 4221 PINE TREE DRIVE MIAMI BEACH FL 33140 592788834 501(C)(3) 7500 CONTRIBUTIONS MIAMI LIGHTHOUSE FOR THE BLIND & VISUALLY IMPAIRED INC 601 SW 8TH AVENUE MIAMI FL 33130 590637847 501(C)(3) 6000 CONTRIBUTIONS NALEO EDUCATIONAL FUND 1122 W WASHINGTON BLVD THIRD FLOOR LOS ANGELES CA 90015 521212849 501(C)(3) 7600 CONTRIBUTIONS NATIONAL FOUNDATION FOR ADVANCEMENT IN THE ARTS INC 2100 BISCAYNE BOULEVARD MIAMI FL 33137 592141837 501(C)(3) 10000 CONTRIBUTIONS NOVA SOUTHEASTERN UNIVERSITY INC 3301 COLLEGE AVENUE FORT LAUDERDALE FL 33314 591083502 501(C)(3) 6500 CONTRIBUTIONS SOUTH FLORIDA HOSPITAL & HEALTHCARE ASSOCIATION INC 1855 GRIFFIN ROAD SUITE A-415 DANIA BEACH FL 33004 590979494 501(C)(6) 7500 CONTRIBUTIONS YOUNG MEN'S CHRISTIAN ASSOCIATION OF BROWARD COUNTY FLORIDA INC 900 SE 3RD AVENUE SUITE 300 FORT LAUDERDALE FL 33316 590624463 501(C)(3) 10000 CONTRIBUTIONS THE MELISSA INSTITUTE FOR VIOLENCE PREVENTION AND TREATMENT 6250 SUNSET DRIVE SUITE 204 MIAMI FL 33143 650683088 501(C)(3) 5500 CONTRIBUTIONS 49 5 SCHEDULE I, PART I, LINE 2 BAPTIST HEALTH SOUTH FLORIDA CONTRIBUTES TO ORGANIZATIONS THAT ARE IN ALIGNMENT WITH OUR MISSION. THE ORGANIZATION STRIVES TO ENSURE THAT CONTRIBUTIONS ARE MADE TO ORGANIZATIONS THAT IMPROVE THE HEALTH AND WELL-BEING OF THE COMMUNITIES IT SERVES. TYPICALLY MEMBERS OF MANAGEMENT ARE INVOLVED WITH THESE ORGANIZATIONS AND MONITOR THE BENEFITS OUR COMMUNITIES RECEIVE FROM THEM. X X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 BRIAN KEELEY CEO & PRESIDENT 977095 0 1041258 0 88114 0 5300 0 27249 0 2139016 0 0 0 RALPH LAWSON CFO & EVP 630855 0 572396 0 62675 0 5300 0 10708 0 1281934 0 0 0 D WAYNE BRACKIN COO & EVP 614482 0 387913 0 17063 0 171213 0 24524 0 1215195 0 114683 0 GEORGE FOYO CAO & EVP END 7/22/17 456576 0 414345 0 10200 0 5300 0 5633 0 892054 0 0 0 JACK ZIFFER CMO & EVP 482245 0 339157 0 18797 0 88099 0 42940 0 971238 0 75782 0 ANA LOPEZ-BLAZQUEZ CSO & EVP 387208 0 266939 0 16876 0 87968 0 16645 0 775636 0 41735 0 PHILOMENA TAYLOR CIO 358633 0 233924 0 52499 0 79183 0 28130 0 752369 0 36899 0 MATTHEW ARSENAULT VP OF FINANCE 297264 0 174266 0 20633 0 47384 0 27479 0 567026 0 0 0 ALBERT BOULENGER CEO - BAPTIST HOSPITAL OF 520245 0 356878 0 13872 0 89376 0 34520 0 1014891 0 64533 0 MICHAEL ZINNER CEO- MIAMI CANCER INSTITUTE 1322888 0 229398 0 32750 0 0 0 15962 0 1600998 0 0 0 LINCOLN MENDEZ CEO - SOUTH MIAMI HOSPITAL 423207 0 248235 0 59627 0 68779 0 40926 0 840774 0 54349 0 JAVIER HERNANDEZ-LICHTL CEO - WEST KENDALL BAPTIST 419217 0 246181 0 38756 0 75044 0 27888 0 807086 0 55855 0 BARRY KATZEN CEO- MIAMI CARDIAC & VASCULAR INSTIT 848542 0 0 0 3858 0 5300 0 1665 0 859365 0 0 0 PART I, LINE 1A EXECUTIVE COMPENSATION BAPTIST HEALTH EXECUTIVES ARE PROVIDED WITH A COMMON SET OF PERQUISITES THAT ARE TYPICAL OF OTHER RESPONSIBLE NOT-FOR-PROFIT ORGANIZATIONS TO ENABLE THEM TO MORE EFFECTIVELY CONDUCT THEIR BUSINESS. THESE BENEFITS ARE DEEMED BY THE COMPENSATION COMMITTEE TO BE APPROPRIATE AND CONSERVATIVE. PERQUISITES ARE GENERALLY LIMITED TO AUTO AND CELL PHONE ALLOWANCES WHICH ARE FULLY TAXABLE TO THE EXECUTIVE. OTHER PERQUISITES PROVIDED TO EXECUTIVES, SUCH AS PAID TIME OFF OR REIMBURSEMENT FOR RELEVANT EDUCATIONAL EXPENSES, ARE OFFERED TO ALL EMPLOYEES IN ACCORDANCE WITH ENTERPRISE-WIDE POLICIES AND PROCEDURES. BUSINESS TRAVEL FOR EXECUTIVES ON COMMERCIAL AIRLINES IS LIMITED TO COACH FARES (AN UPGRADE TO THE NEXT AVAILABLE CLASS OF SERVICE, E.G., BUSINESS CLASS, MAY BE PERMITTED WHEN THE FLIGHT DURATION IS IN EXCESS OF FIVE HOURS OR AN OVERNIGHT ACCOMMODATION CAN BE AVOIDED). CHARTERED PLANE TRAVEL, SPOUSAL TRAVEL, LUXURY RESIDENCES FOR PERSONAL USE, HEALTH, COUNTRY OR SOCIAL CLUB DUES AND PERSONAL SERVICES (SUCH AS MAID, CHAUFFEUR, CHEF, LANDSCAPER) ARE NOT PROVIDED (OR REIMBURSED) TO BAPTIST HEALTH EXECUTIVES. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE BAPTIST HEALTH SOUTH FLORIDA, INC PROVIDED A TEMPORARY HOUSING ALLOWANCE TO MICHAEL ZINNER, MD TO FACILITATE HIS RELOCATION TO SOUTH FLORIDA. THE AMOUNTS WERE REPORTED ON FORM W-2 AS TAXABLE COMPENSATION. PART I, LINE 4B AS PART OF THE BAPTIST HEALTH SOUTH FLORIDA EXECUTIVE BENEFIT PLAN, EXECUTIVES ARE ELIGIBLE TO ALLOCATE A PORTION OF THEIR FLEXIBLE SPENDING ALLOWANCE TO A SUPPLEMENTAL SURVIVOR ACCUMULATION BENEFIT(SSAB) ACCOUNT. THE SSAB IS A LIFE INSURANCE PRODUCT THAT PROVIDES A DEFERRED RETIREMENT BENEFIT FOR THE EXECUTIVE OR A DEATH BENEFIT FOR THE EXECUTIVE'S SURVIVORS. CONTRIBUTIONS TO THE SSAB MAY BE MADE ANNUALLY TO THE PARTICIPANT'S ACCOUNT. ALL CONTRIBUTIONS ACCUMULATE, ALONG WITH INVESTMENT EARNINGS, FOR THE PERIOD THE EXECUTIVE PARTICIPATES. THE EXECUTIVE DOES NOT HAVE ACCESS TO THE CONTRIBUTIONS MADE OR THE RELATED INVESTMENT INCOME, ALL OF WHICH IS SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE. PURSUANT TO THE SSAB PLAN GUIDELINES, THIS BENEFIT IS TERMINATED UPON AN EXECUTIVE REACHING AGE 65, HOWEVER, PAYMENT CAN BE DEFERRED TO A DATE AT LEAST TWO YEARS AFTER REACHING AGE 65 BUT NO LATER THAN 68. AT THAT TIME THE ENTIRE AMOUNT ACCUMULATED IS PAID OUT IN A LUMP SUM. SCHEDULE J ANNUALLY, AS PART OF THE BAPTIST HEALTH SOUTH FLORIDA EXECUTIVE BENEFIT PLAN, EXECUTIVES DEFER A PORTION OF THEIR FLEXIBLE BENEFIT ALLOWANCE AND AT LEAST 50% OF THEIR LONG-TERM INCENTIVE AWARDS INTO A CAPITAL ACCUMULATION ACCOUNT ("CAA") ESTABLISHED FOR EACH PARTICIPANT. MOST OF THE EXECUTIVES USE THE FUNDS FROM THE CAA TO HELP FUND RETIREMENT. THE AMOUNTS CREDITED TO EACH PARTICIPANT'S CAA MUST BE DEFERRED FOR A MINIMUM OF TWO YEARS AND ARE SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE UNTIL PAID. HOWEVER, WHEN A PARTICIPANT ATTAINS AGE 66 DURING A PLAN YEAR, THE AMOUNTS CREDITED TO THEIR CAA DURING THAT PLAN YEAR AND ALL FUTURE YEARS MAY NO LONGER BE DEFERRED AND MUST BE PAID OUT TO THE EXECUTIVE IN THE YEAR CREDITED. PART I, QUESTION 7 KEY EXECUTIVES WHO CONTROL SIGNIFICANT ASSETS OR WHO HAVE A MAJOR IMPACT ON OPERATIONS MAY EARN INCENTIVE PAY, CAPPED AT A PRE-DETERMINED PERCENTAGE OF THE EXECUTIVE'S BASE SALARY. THE PURPOSE OF INCENTIVE PAY IS TO FOCUS EXECUTIVE ACTION ON KEY "PERFORMANCE THRESHOLDS AND CORPORATE GOALS THAT ARE APPROVED BY THE BOARD'S COMPENSATION COMMITTEE. THE ACHIEVEMENT OF THESE GOALS REQUIRES EXTRAORDINARY EFFORT, COMMITMENT AND ACHIEVEMENT. THE INCENTIVE COMPONENT OF THE EXECUTIVE'S TOTAL COMPENSATION IS VARIABLE AND TOTALLY AT RISK, DEPENDING UPON THE ACHIEVEMENT OF THE AGREED-UPON GOALS. SCHEDULE J PART II COLUMN (B)(II) EXECUTIVE COMPENSATION ALL EXECUTIVE COMPENSATION IS REVIEWED AND APPROVED ANNUALLY BY THE COMPENSATION COMMITTEE WHICH IS COMPRISED OF INDEPENDENT UNCOMPENSATED MEMBERS OF THE BOARD OF TRUSTEES WHO HAVE CERTIFIED THAT THEY HAVE NO CONFLICT OF INTEREST WITH THE ORGANIZATION. REPORTABLE COMPENSATION INCLUDES BASE SALARY AS WELL AS PAYMENTS UNDER A FORMAL INCENTIVE PLAN WHICH REWARDS SUCCESSFUL ACHIEVEMENT OF QUALITY, MISSION, CHARITY CARE, AND FINANCIAL CORPORATE OBJECTIVES. SCHEDULE J - SUPPLEMENTAL INFORMATION IN THE FOURTH QUARTER OF FISCAL YEAR 2016 (THIRD QUARTER OF CALENDAR YEAR 2016), CERTAIN BHSF EMPLOYEES WERE ELIGIBLE FOR A VOLUNTARY SEPARATION OPPORTUNITY, WHICH GAVE THOSE EMPLOYEES THE OPPORTUNITY TO RECEIVE ENHANCED EMPLOYMENT TERMINATION BENEFITS. A CITY OF SOUTH MIAMI HEALTH FACILITIES AUTHORITY 650641181 838810BY4 2007-05-16 821957518 SEE PART VI 0 0 0 A 112055000 856262703 4746000 25 309411367 542105311 2013 1 1 1 1 A 0 0 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 1 MORGAN STANLEY 2.960000000000 1 1 1 A 1 SCHEDULE K, PART I COLUMN (F) DESCRIPTION OF BOND PURPOSE THE PROCEEDS OF THE 2007 BONDS WERE BEING USED FOR THE COSTS OF ACQUIRING, CONSTRUCTING, RENOVATING, REHABILITATING AND EQUIPPING CERTAIN HEALTH CARE FACILITIES OF BHSF, REFUNDING BONDS ISSUED 3/16/1993, 11/29/1995, 11/10/1998, 1/28/2003 AND 8/12/2004 AND PAYING CERTAIN EXPENSES INCURRED IN CONNECTION WITH THE ISSUANCE OF THE 2007 BONDS. SCHEDULE K, PART II, LINE 11 PROCEEDS OF THE BONDS USED TO REFUND PRIOR DEBT ARE REPORTED HERE. THE AMOUNT SHOWN IS LESS THAN THE AMOUNT SHOWN ON FORM 8038. PROCEEDS ORIGINALLY DEPOSITED TO A CURRENT REFUNDING ESCROW THAT WERE NOT NEEDED TO RETIRE THE PRIOR BONDS WERE TRANSFERRED TO THE PROJECT FUND AND USED FOR CAPITAL EXPENDITURES (REPORTED ON LINE 10). SCHEDULE K, PART I & II DIFFERENCES BETWEEN THE ISSUE PRICE (PART I) AND TOTAL PROCEEDS (PART II, LINE 3) ARE DUE TO INVESTMENT EARNINGS. SCHEDULE K, PART IV LINE 2C THE REBATE COMPUTATION WAS PERFORMED ON 1/11/2012. SCHEDULE K, PART IV LINE 6 ALL SUCH AMOUNTS HAVE BEEN APPROPRIATELY YIELD RESTRICTED. FORM 990, PART III, LINE 1 ORGANIZATION MISSION: THE MISSION OF BAPTIST HEALTH IS TO IMPROVE THE HEALTH AND WELL-BEING OF INDIVIDUALS, AND TO PROMOTE THE SANCTITY AND PRESERVATION OF LIFE, IN THE COMMUNITIES WE SERVE. BAPTIST HEALTH IS A FAITH-BASED ORGANIZATION GUIDED BY THE SPIRIT OF JESUS CHRIST AND THE JUDEO-CHRISTIAN ETHIC. WE ARE COMMITTED TO MAINTAINING THE HIGHEST STANDARDS OF CLINICAL AND SERVICE EXCELLENCE, ROOTED IN THE UTMOST INTEGRITY AND MORAL PRACTICE. CONSISTENT WITH ITS SPIRITUAL FOUNDATION, BAPTIST HEALTH IS DEDICATED TO PROVIDING HIGH-QUALITY, COST-EFFECTIVE, COMPASSIONATE HEALTHCARE SERVICES TO ALL, REGARDLESS OF RELIGION, CREED, RACE OR NATIONAL ORIGIN, INCLUDING, AS PERMITTED BY ITS RESOURCES, CHARITY CARE TO THOSE IN NEED. FORM 990, PART III, LINE 4A CONSISTENT WITH ITS SPIRITUAL FOUNDATION, BAPTIST HEALTH SOUTH FLORIDA AND ITS AFFILIATES (BAPTIST HEALTH) ARE DEDICATED TO PROVIDING HIGH-QUALITY, COST-EFFECTIVE, COMPASSIONATE HEALTHCARE SERVICES TO ALL, INCLUDING, AS PERMITTED BY OUR RESOURCES, CHARITY CARE TO THOSE IN NEED. DURING THE FISCAL YEAR ENDED SEPTEMBER 30, 2017, BAPTIST HEALTH PROVIDED PATIENT SERVICES TO THE SOUTH FLORIDA AREA WITH 71,121 ADULT ADMISSIONS, 359,729 PATIENT DAYS, AND 339,894 EMERGENCY ROOM VISITS. DURING THAT SAME TIME PERIOD, URGENT CARE VISITS TOTALED 303,294, OUTPATIENT SURGERY CASES 70,311, AND TOTAL OUTPATIENT VISITS WERE 1,204,884 SYSTEM-WIDE. AS OF SEPTEMBER 30, 2017 THE SYSTEM HAD 1,770 LICENSED INPATIENT BEDS COMPRISED OF 1,493 ACUTE CARE BEDS. IN TOTAL BAPTIST HEALTH PROVIDED MORE THAN $288,786,000 IN COMMUNITY BENEFIT DURING ITS 2017 FISCAL YEAR. WE PROVIDED CHARITY CARE VALUED AT $90,113,000 AS WELL AS $169,648,000 IN UNCOMPENSATED SERVICES. THE ESTIMATED COST OF PROVIDING CHARITY SERVICES AND UNCOMPENSATED SERVICES IS BASED ON RECENT HISTORICAL COST-TO-CHARGE RATIOS FOR CHARITY PATIENTS AND MEDICAID PATIENTS FROM BHSF'S COST ACCOUNTING SYSTEM, APPLIED TO THE CURRENT PERIOD GROSS UNCOMPENSATED CHARGES ASSOCIATED WITH PROVIDING CARE TO CHARITY AND MEDICAID PATIENTS. WE ALSO CONTRIBUTED $24,467,984 TO THE INDIGENT CARE FUND AND EXPENDED $5,471,000 FOR EDUCATIONAL PROGRAMS, SCREENINGS, CORPORATE SPONSORSHIPS AND DONATIONS. FREE COMMUNITY HEALTH AND WELLNESS PROGRAMS COVERED TOPICS RANGING FROM INSOMNIA AND FOOD SAFETY TO DIABETES AND WEIGHT CONTROL. IN ADDITION, BAPTIST HEALTH PROVIDED FREE SCREENINGS FOR CHOLESTEROL, BLOOD PRESSURE, BODY COMPOSITION AND OSTEOPOROSIS. BAPTIST HEALTH ALSO HELPED THOSE IN NEED OF PRIMARY CARE SERVICES BY DONATING APPROXIMATELY $1,779,000 TO NEIGHBORHOOD NOT-FOR-PROFIT CLINICS SUCH AS THE OPEN DOOR HEALTH CENTER IN HOMESTEAD, THE SOUTH MIAMI CHILDREN'S CENTER AND GOOD NEWS CARE CENTER IN SOUTH MIAMI AND THE GOOD HEALTH CLINIC IN TAVERNIER. BAPTIST HEALTH SPENT $16,054,700 PAYING PHYSICIANS WHO PROVIDE CARE TO OUR COMMUNITY MEMBERS IN NEED. ADDITIONALLY, WE PROVIDED $1,815,000 IN CONTINUING MEDICAL EDUCATION, $420,500 IN CHAPLAINCY, $1,519,000 IN PALLIATIVE CARE AND $1,964,800 IN UNFUNDED PATIENT CARE DURING THE YEAR ENDED SEPTEMBER 30, 2017. FULFILLING OUR MISSION TO PROVIDE COMPASSIONATE CARE TO THE ENTIRE COMMUNITY ISN'T ONLY ABOUT ASSISTING THOSE IN FINANCIAL NEED. IT IS ALSO ABOUT SUPPORTING SERVICES THAT LOSE MONEY BUT ARE ESSENTIAL TO OUR COMMUNITY. IN 2007, BAPTIST HEALTH INVESTED APPROXIMATELY $135,000,000 IN BUILDING A REPLACEMENT HOSPITAL FOR HOMESTEAD HOSPITAL. HOMESTEAD HOSPITAL OPERATES AT A LOSS, BUT BAPTIST HEALTH CONTINUES TO OPERATE THIS HOSPITAL BECAUSE IT FILLS AN IMPORTANT COMMUNITY NEED FOR QUALITY HEALTHCARE. ADDITIONALLY BAPTIST HEALTH HAS INVESTED SUBSTANTIAL FUNDS TO HARDEN ITS FACILITIES TO WITHSTAND A CATEGORY 5 HURRICANE FOR THE PROTECTION OF OUR PATIENTS AND NEIGHBORS. MIAMI CANCER INSTITUTE OFFICIALLY OPENED ITS DOORS IN JANUARY 2017. THE $430 MILLION, 445,000-SQUARE-FOOT FACILITY IS PART OF BAPTIST HEALTH SOUTH FLORIDA. MIAMI CANCER INSTITUTE HAS BECOME THE THIRD FULL MEMBER, AND THE ONLY MEMBER IN FLORIDA, OF THE MEMORIAL SLOAN KETTERING (MSK) CANCER ALLIANCE, AN INITIATIVE DESIGNED TO COLLABORATIVELY GUIDE COMMUNITY PROVIDERS TOWARD STATE-OF-THE-ART CANCER CARE. MIAMI CANCER INSTITUTE FEATURES A UNIQUE, HYBRID ACADEMIC-COMMUNITY CANCER CENTER MODEL BACKED BY 30 YEARS OF BAPTIST HEALTH'S EXPERTISE IN CANCER CARE. THE FACILITY, LOCATED ON THE BAPTIST HOSPITAL CAMPUS, CONSOLIDATES MANY OUTPATIENT CLINICAL SERVICES, CLINICAL RESEARCH, AND TECHNOLOGY PLATFORMS UNDER ONE ROOF. THE INSTITUTE IS HOME TO ONE OF THE MOST COMPREHENSIVE AND ADVANCED RADIATION ONCOLOGY PROGRAMS IN THE WORLD, INCLUDING SOUTH FLORIDA'S FIRST PROTON THERAPY CENTER, ONE OF UNDER TWO DOZEN PROTON THERAPY CENTERS IN THE NATION, WHICH OPENED IN FALL 2017. THE PRECISION OF PROTON THERAPY ALLOWS DOCTORS TO TARGET CANCER CELLS WITHOUT DAMAGING HEALTHY TISSUE AND VITAL ORGANS. MIAMI CANCER INSTITUTE EXPECTS TO DRAW A SIGNIFICANT NUMBER OF PATIENTS FROM OUTSIDE THE UNITED STATES AND WILL ATTRACT LEADING MEDICAL AND BUSINESS PROFESSIONALS TO SOUTH FLORIDA FOR CONFERENCES, SYMPOSIA AND OTHER EVENTS. THE HILTON MIAMI-DADELAND - A 184-ROOM, FULL-SERVICE HOTEL AND CONFERENCE CENTER - IS DUE TO OPEN ON THE WEST END OF THE BAPTIST HOSPITAL CAMPUS IN LATE 2018 AND WILL BE AN ESSENTIAL COMPONENT TO SERVING OUT-OF-TOWN PATIENTS AND GUESTS VISITING THE CANCER INSTITUTE. IN ADDITION TO THE HEALTH-RELATED BENEFITS LISTED ABOVE, BAPTIST HEALTH ALSO HAS A SIGNIFICANT AND POSITIVE FINANCIAL IMPACT ON OUR COMMUNITY. WE DIRECTLY EMPLOY MORE THAN 16,000 INDIVIDUALS AND DIRECTLY AND INDIRECTLY CREATE ANOTHER 34,000 JOBS. AS SOUTH FLORIDA'S LARGEST PRIVATE EMPLOYER, BAPTIST HEALTH IS TAKING A LEADERSHIP ROLE BY COMMITTING TO THE ENVIRONMENTALLY RESPONSIBLE, ENERGY-EFFICIENT DESIGN AND FUNCTION OF OUR FACILITIES. WEST KENDALL BAPTIST HOSPITAL IS CERTIFIED AS A GREEN BUILDING THROUGH THE LEADERSHIP IN ENERGY AND ENVIRONMENTAL DESIGN (LEED) PROGRAM FOR THE U.S. GREEN BUILDING COUNCILS. THIS COMMITMENT APPLIES TO OUR DAY-TO-DAY OPERATIONS, AS WELL, FROM THE SUPPLIES WE PURCHASE TO THE VEHICLES WE USE. IN ACCORDANCE WITH OUR FAITH-BASED MISSION, BAPTIST HEALTH SOUTH FLORIDA AND ITS AFFILIATES ARE COMMITTED TO MAKING A SIGNIFICANT, POSITIVE IMPACT ON THE COMMUNITY IT SERVES. FORM 990, PART V, LINE 1(A) US INFORMATIONAL RETURNS BAPTIST HEALTH SOUTH FLORIDA (BHSF) HAS A SYSTEM-WIDE TREASURY POLICY, WHICH RECOGNIZES ITS RESPONSIBILITY TO OVERSEE, MANAGE, AND COORDINATE ALL AFFILIATE OPERATIONS, INCLUDING THE TREASURY FUNCTIONS. BHSF SERVES AS THE CENTRALIZED CASH RECEIPT AND DISBURSING AGENT FOR ALL BHSF ENTITIES. AS SUCH ONLY BHSF ISSUES US INFORMATIONAL RETURNS. FORM 990, PART V, LINE 2A EMPLOYEES REPORTED ON FORM W-3 BAPTIST HEALTH SOUTH FLORIDA (BHSF)IS THE APPOINTED PAY AGENT FOR ALL OF ITS AFFILIATES. AS SUCH ONLY BHSF ISSUES FORM W-3. FORM 990, PART VI, SECTION A, LINE 4 THE BYLAWS OF BAPTIST HEALTH SOUTH FLORIDA, INC WERE AMENDED AND RESTATED DURING THE FISCAL YEAR FISCAL YEAR AS FOLLOWS: ARTICLE IV - COMMITTEES, SECTION 1 - THE STANDING COMMITTEES SHALL BE AS FOLLOWS: COMMITTEE ON QUALITY AND PATIENT SAFETY: THE PURPOSE OF THE COMMITTEE ON QUALITY AND PATIENT SAFETY IS TO FACILITATE THE COORDINATION OF ALL QUALITY IMPROVEMENT INITIATIVES AMONG THE VARIOUS HOSPITALS AND OUTPATIENT CENTERS AFFILIATED WITH THE CORPORATION, AND TO MONITOR COMPLIANCE WITH NATIONAL, REGIONAL AND STATEWIDE QUALITY METRICS. THIS COMMITTEE SHALL CONSIST OF (I) NOT LESS THAN FOUR MEMBERS FROM THE BOARD, (II) A MEMBER FROM THE BOARD OF DIRECTORS OF EACH OF THE MONROE COUNTY AND MIAMI-DADE COUNTY HOSPITALS AFFILIATED WITH THE CORPORATION, (III) A MEMBER FROM THE BOARD OF DIRECTORS OF BAPTIST OUTPATIENT SERVICES, INC., (IV) A MEMBER FROM THE BOARD OF DIRECTORS OF MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC., (V) A MEMBER FROM THE BOARD OF DIRECTORS OF BAPTIST HEALTH MEDICAL GROUP, INC., (VI) A MEMBER FROM THE BAPTIST CARDIAC & VASCULAR INSTITUTE, (VII) A MEMBER FROM THE BAPTIST CHILDREN'S HOSPITAL, AND (VIII) A MEMBER FROM THE BOARD OF DIRECTORS OF BETHESDA HEALTH, INC., EACH OF WHOM SHALL BE APPOINTED BY THE BOARD, ON THE RECOMMENDATION OF THE NOMINATING COMMITTEE. IN CONJUNCTION WITH THE PRESIDENT OF THE MEDICAL STAFF OF EACH MONROE COUNTY AND MIAMI-DADE COUNTY HOSPITAL AFFILIATED WITH THE CORPORATION AND THE PRESIDENT OF THE MEDICAL STAFF OF BETHESDA HOSPITAL, INC., THE BOARD OF DIRECTORS OF EACH SUCH HOSPITAL SHALL APPOINT A PHYSICIAN WHO IS A MEMBER IN GOOD STANDING OF THE MEDICAL STAFF OF THE RESPECTIVE HOSPITAL TO SERVE ON THIS COMMITTEE. COMMUNITY BENEFIT COMMITTEE: THE PURPOSE OF THE COMMUNITY BENEFIT COMMITTEE IS TO MONITOR THE CORPORATION'S COMPLIANCE WITH THE COMMUNITY BENEFIT AND CHARITY CARE POLICIES ADOPTED FROM TIME TO TIME BY THE BOARD, TO REPORT ITS FINDINGS TO THE BOARD, AND TO MAKE RECOMMENDATIONS TO THE BOARD WITH REGARD TO COMMUNITY BENEFIT AND CHARITY CARE. THE COMMUNITY BENEFIT COMMITTEE SHALL CONSIST OF (I) NOT LESS THAN THREE MEMBERS OF THE BOARD WHO ARE APPOINTED BY THE BOARD ON THE RECOMMENDATION OF THE NOMINATING COMMITTEE, AND (II) A VOTING MEMBER FROM THE BOARD OF DIRECTORS OF EACH OF THE MONROE COUNTY AND MIAMI-DADE COUNTY HOSPITALS AFFILIATED WITH THE CORPORATION, THE BOARD OF DIRECTORS OF BAPTIST OUTPATIENT SERVICES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH MEDICAL GROUP, INC., THE BOARD OF DIRECTORS OF MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH SOUTH FLORIDA FOUNDATION, INC., AND THE BOARD OF DIRECTORS OF BETHESDA HEALTH, INC., RECOMMENDED BY THE NOMINATING COMMITTEE AND APPROVED BY THE BOARD. ETHICS COMMITTEE: THE ETHICS COMMITTEE SHALL HAVE SUCH RESPONSIBILITIES AS ARE OUTLINED IN THE BAPTIST HEALTH SOUTH FLORIDA, INC. CONFLICT OF INTEREST POLICY, AS AMENDED FROM TIME TO TIME. THE ETHICS COMMITTEE SHALL CONSIST OF (I) NOT LESS THAN TWO MEMBERS FROM THE BOARD, (II) ONE AT-LARGE MEMBER APPOINTED BY THE BOARD, AND (III) A VOTING MEMBER FROM THE BOARD OF DIRECTORS OF EACH OF THE MONROE COUNTY AND MIAMI-DADE COUNTY HOSPITALS AFFILIATED WITH THE CORPORATION, THE BOARD OF DIRECTORS OF BAPTIST OUTPATIENT SERVICES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH ENTERPRISES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH MEDICAL GROUP, INC., THE BOARD OF DIRECTORS OF MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH SOUTH FLORIDA FOUNDATION, INC., AND THE BOARD OF DIRECTORS OF BETHESDA HEALTH, INC., RECOMMENDED BY THE NOMINATING COMMITTEE AND APPROVED BY THE BOARD. FACILITIES COMMITTEE: THE FACILITIES COMMITTEE SHALL CONSIDER ZONING AND MASTER FACILITY MATTERS FOR THE CORPORATION AND ITS AFFILIATES AND SUBSIDIARIES, SHALL REVIEW CONSTRUCTION PROJECTS PLANNED BY EACH AFFILIATE AND SUBSIDIARY THAT HAS A PROJECTED COST IN EXCESS OF THE DOLLAR LIMIT STATED IN THE BYLAWS OF SUCH AFFILIATE OR SUBSIDIARY, SHALL REVIEW CONSTRUCTION PROJECTS FOR THE CORPORATION AND EACH AFFILIATE AND SUBSIDIARY, AND SHALL MAKE RECOMMENDATIONS THEREON TO THE BOARD. THE FACILITIES COMMITTEE MAY APPROVE CONSTRUCTION PROJECTS IN ACCORDANCE WITH POLICIES ADOPTED FROM TIME TO TIME BY THE BOARD. THE FACILITIES COMMITTEE, SHALL BE COMPRISED OF (I) NOT LESS THAN FIVE MEMBERS FROM THE BOARD WHO SHALL BE APPOINTED BY THE BOARD ON THE RECOMMENDATION OF THE NOMINATING COMMITTEE, AND (II) A VOTING MEMBER FROM THE BOARD OF DIRECTORS OF EACH OF THE MONROE COUNTY AND MIAMI-DADE COUNTY HOSPITALS AFFILIATED WITH THE CORPORATION, THE BOARD OF DIRECTORS OF BAPTIST HEALTH ENTERPRISES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH MEDICAL GROUP, INC., THE BOARD OF DIRECTORS OF MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC., THE BOARD OF DIRECTORS OF BAPTIST OUTPATIENT SERVICES, INC., AND THE BOARD OF DIRECTORS OF BETHESDA HEALTH, INC., RECOMMENDED BY THE NOMINATING COMMITTEE AND APPROVED BY THE BOARD. FINANCE AND RISK MANAGEMENT COMMITTEE: THE FINANCE AND RISK MANAGEMENT COMMITTEE SHALL REVIEW AND MAKE RECOMMENDATIONS CONCERNING THE FINANCIAL ASPECTS OF THE OPERATION OF THE CORPORATION AND ITS AFFILIATES AND SUBSIDIARIES, WITH REFERENCE TO ROUTINE AND CAPITAL EXPENDITURES, ACCOUNTING SYSTEMS AND REPORTS. THIS COMMITTEE SHALL ALSO REVIEW THE INSURANCE NEEDS AND INSURANCE COVERAGE FOR THE CORPORATION AND ALL SUBSIDIARIES, AND SHALL MAKE RECOMMENDATIONS WITH REGARD THERETO. THIS COMMITTEE SHALL COLLABORATE WITH THE PRESIDENT IN FORMING YEARLY BUDGETS TO BE PRESENTED TO THE BOARD FOR APPROVAL. THIS COMMITTEE SHALL CONSIST OF (I) NOT LESS THAN NINE MEMBERS OF THE BOARD WHO ARE APPOINTED BY THE BOARD ON THE RECOMMENDATION OF THE NOMINATING COMMITTEE, AND (II) A VOTING MEMBER FROM THE BOARD OF DIRECTORS OF EACH OF THE MONROE COUNTY AND MIAMI-DADE COUNTY HOSPITALS AFFILIATED WITH THE CORPORATION, THE BOARD OF DIRECTORS OF BAPTIST OUTPATIENT SERVICES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH ENTERPRISES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH MEDICAL GROUP, INC., THE BOARD OF DIRECTORS OF MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH SOUTH FLORIDA FOUNDATION, INC., AND THE BOARD OF DIRECTORS OF BETHESDA HEALTH, INC., RECOMMENDED BY THE NOMINATING COMMITTEE AND APPROVED BY THE BOARD. HUMAN RESOURCES COMMITTEE: THE HUMAN RESOURCES COMMITTEE SHALL REVIEW ALL MATTERS PERTAINING TO (I) PERSONNEL NEEDS OF THE CORPORATION AND ITS AFFILIATES AND SUBSIDIARIES, INCLUDING RETIREMENT AND PENSION PLAN MATTERS, (II) SALARIES, BENEFITS AND OTHER COMPENSATION, AND (III) THE OVERALL COMPENSATION POLICIES, FOR ALL EMPLOYEES OF THE CORPORATION AND ITS AFFILIATES AND SUBSIDIARIES, EXCEPT OFFICERS HOLDING THE TITLE OF VICE PRESIDENT OR A HIGHER TITLE, AND SHALL MAKE RECOMMENDATIONS TO THE FINANCE COMMITTEE AND THE BOARD WITH REGARD THERETO. THIS COMMITTEE SHALL COLLABORATE WITH THE FINANCE COMMITTEE AND THE PRESIDENT IN FORMING YEARLY BUDGETS FOR THE CORPORATION AND ITS SUBSIDIARIES. THIS COMMITTEE SHALL CONSIST OF (I) NOT LESS THAN NINE MEMBERS OF THE BOARD WHO ARE APPOINTED BY THE BOARD ON THE RECOMMENDATION OF THE NOMINATING COMMITTEE, AND (II) A VOTING MEMBER FROM THE BOARD OF DIRECTORS OF EACH OF THE MONROE COUNTY AND MIAMI-DADE COUNTY HOSPITALS AFFILIATED WITH THE CORPORATION, THE BOARD OF DIRECTORS OF BAPTIST OUTPATIENT SERVICES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH ENTERPRISES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH MEDICAL GROUP, INC., THE BOARD OF DIRECTORS OF MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH SOUTH FLORIDA FOUNDATION, INC., AND THE BOARD OF DIRECTORS OF BETHESDA HEALTH, INC., RECOMMENDED BY THE NOMINATING COMMITTEE AND APPROVED BY THE BOARD. INVESTMENT REVIEW COMMITTEE: THE INVESTMENT REVIEW COMMITTEE SHALL REVIEW THE PERFORMANCE OF THE INVESTMENT ADVISORS AND INVESTMENT MANAGERS FOR THE CORPORATION AND ALL AFFILIATES AND SUBSIDIARIES, AND SHALL MAKE RECOMMENDATIONS TO THE BOARD. THE INVESTMENT REVIEW COMMITTEE SHALL BE COMPRISED OF (I) NOT LESS THAN FIVE MEMBERS FROM THE BOARD WHO SHALL BE APPOINTED BY THE BOARD ON THE RECOMMENDATION OF THE NOMINATING COMMITTEE, ONE OF WHOM SHALL BE THE CHAIRPERSON OF THE FINANCE COMMITTEE, AND (II) A VOTING MEMBER FROM THE BOARD OF DIRECTORS OF EACH OF THE MONROE COUNTY AND MIAMI-DADE COUNTY HOSPITALS AFFILIATED WITH THE CORPORATION, THE BOARD OF DIRECTORS OF BAPTIST HEALTH ENTERPRISES, INC., THE BOARD OF DIRECTORS OF BAPTIST OUTPATIENT SERVICES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH MEDICAL GROUP, INC., THE BOARD OF DIRECTORS OF MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH SOUTH FLORIDA FOUNDATION, INC., AND THE BOARD OF DIRECTORS OF BETHESDA HEALTH, INC., RECOMMENDED BY THE NOMINATING COMMITTEE AND APPROVED BY THE BOARD. FORM 990, PART VI, SECTION A, LINE 4 LONG RANGE PLANNING COMMITTEE: THE LONG RANGE PLANNING COMMITTEE SHALL FORMULATE AND REVIEW PLANS FOR THE CORPORATION AND ITS AFFILIATES AND SUBSIDIARIES INCLUDING STRATEGIC AND LONG RANGE PLANS AND PLANS FOR ALLOCATION OF FISCAL AND OTHER RESOURCES, AND SHALL MAKE RECOMMENDATIONS THEREON TO THE BOARD. THE LONG RANGE PLANNING COMMITTEE SHALL BE COMPRISED OF (I) THE CHAIRPERSON OF THE BOARD, WHO SHALL BE THE CHAIRPERSON OF THIS COMMITTEE, (II) THE CHAIRPERSON OF THE FINANCE COMMITTEE OF THE BOARD, (III) NOT LESS THAN THREE AT-LARGE MEMBERS OF THE BOARD WHO ARE NOT MEMBERS OF THE GOVERNING BOARDS OF ANY OF THE BELOW NAMED AFFILIATES OF THE CORPORATION, RECOMMENDED BY THE NOMINATING COMMITTEE AND APPOINTED BY THE BOARD, AND (IV) A VOTING MEMBER FROM THE BOARD OF DIRECTORS OF EACH OF THE MONROE COUNTY AND MIAMI-DADE COUNTY HOSPITALS AFFILIATED WITH THE CORPORATION, THE BOARD OF DIRECTORS OF BAPTIST OUTPATIENT SERVICES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH ENTERPRISES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH MEDICAL GROUP, INC., THE BOARD OF DIRECTORS OF MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH SOUTH FLORIDA FOUNDATION, INC., AND THE BOARD OF DIRECTORS OF BETHESDA HEALTH, INC., RECOMMENDED BY THE NOMINATING COMMITTEE AND APPROVED BY THE BOARD. THE RIGHT OF A MEMBER OF THIS COMMITTEE WHO SERVES BY REASON OF HOLDING OFFICE TO SERVE ON THIS COMMITTEE SHALL TERMINATE AT SUCH TIME AS SUCH PERSON CEASES TO HOLD SUCH OFFICE. PHYSICIAN RELATIONS AND MEDICAL ACADEMIC AFFILIATION COMMITTEE: THE PURPOSE OF THE PHYSICIAN RELATIONS AND MEDICAL ACADEMIC AFFILIATION COMMITTEE IS TO EVALUATE AND MONITOR EMPLOYMENT RELATIONSHIPS WITH PHYSICIANS AND AFFILIATIONS WITH MEDICAL ACADEMIC INSTITUTIONS BY THE CORPORATION AND ITS AFFILIATE ENTITIES; TO REVIEW COMPLIANCE WITH APPLICABLE LAWS AND REGULATIONS; TO REPORT ITS FINDINGS TO THE BOARD; TO REVIEW POLICIES AND PROCEDURES; AND TO REVIEW AND RECOMMEND TO THE BOARD THE STRATEGIC PLANS RELATING THERETO. THE PHYSICIAN RELATIONS AND MEDICAL ACADEMIC AFFILIATION COMMITTEE SHALL CONSIST OF THE CHAIRPERSON OF THE BOARD AND THE CHAIRPERSONS OF THE BOARD OF DIRECTORS OF EACH OF THE MONROE COUNTY AND MIAMI-DADE COUNTY HOSPITALS AFFILIATED WITH THE CORPORATION, THE BOARD OF DIRECTORS OF BAPTIST OUTPATIENT SERVICES, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH MEDICAL GROUP, INC., THE BOARD OF DIRECTORS OF MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC., THE BOARD OF DIRECTORS OF BAPTIST HEALTH ENTERPRISES, INC., AND THE BOARD OF DIRECTORS OF BETHESDA HEALTH, INC. FORM 990, PART VI, SECTION A, LINE 4 THE ARTICLES OF INCORPORATION OF BAPTIST HEALTH SOUTH FLORIDA, INC WERE AMENDED AND RESTATED DURING THE FISCAL YEAR FISCAL YEAR AS FOLLOWS: ARTICLE II - PURPOSES & ACTIVITES (B) CLASSIFICATION TO SATISFY THE REQUIREMENTS OF SECTION 509(A)(3) OF THE INTERNAL REVENUE CODE OF 1986 AND THE EQUIVALENT SECTION OF ANY FUTURE UNITED STATES INTERNAL REVENUE LAW THIS CORPORATION: (1) IS ORGANIZED AND AT ALL TIMES HERE AFTER SHALL BE OPERATED, EXCLUSIVELY FOR THE BENEFIT OF, TO PERFORM THE FUNCTIONS OF, OR TO CARRY OUT THE PURPOSES OF BAPTIST HOSPITAL OF MIAMI, INC.; SOUTH MIAMI HOSPITAL, INC.; HOMESTEAD HOSPITAL INC.; MARINERS HOSPITAL, INC.; DOCTORS HOSPITAL, INC.; BAPTIST OUTPATIENT SERVICES, INC.; WEST KENDALL BAPTIST HOSPITAL, INC.; BAPTIST HEALTH MEDICAL GROUP, INC.; MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC.; BETHESDA HOSPITAL, INC.; AND BAPTIST HEALTH SOUTH FLORIDA FOUNDATION, INC., SO LONG AS THEY ARE DESCRIBED IN SECTION 509(A)(1) OR 509(A)(2) OF THE CODE. ARTICLE IV - MEMBERSHIP (B) AFFILIATE CHAIRPERSON TRUSTEES. THE CHAIRPERSON OF THE BOARD OF DIRECTORS OF EACH OF THE MONROE COUNTY AND MIAMI-DADE COUNTY HOSPITALS AFFILIATED WITH THE CORPORATION SHALL BE A TRUSTEE DURING SUCH TIME AS HE OR SHE IS SERVING AS CHAIRPERSON. THE CHAIRPERSONS OF THE BOARD OF DIRECTORS OF BAPTIST OUTPATIENT SERVICES, INC.; BAPTIST HEALTH ENTERPRISES, INC.; BAPTIST HEALTH MEDICAL GROUP, INC.; MIAMI CANCER INSTITUTE AT BAPTIST HEALTH, INC.; AND BAPTIST HEALTH SOUTH FLORIDA FOUNDATION, INC.; SHALL BE TRUSTEES PROVIDED HOWEVER, THAT THE RIGHT OF EACH SUCH CHAIRPERSON TO SERVE AS A TRUSTEE SHALL TERMINATE WHEN SUCH CHAIRPERSON CEASES TO HOLD SUCH OFFICE. THE CHAIRPERSON OF BETHESDA HEALTH, INC. OR HIS OR HER DESIGNEE FROM THE BETHESDA HEALTH, INC. BOARD OF DIRECTORS, SHALL BE A TRUSTEE, PROVIDED THAT THE RIGHT OF THE BETHESDA HEALTH, INC. CHAIRPERSON TO SERVE AS A TRUSTEE SHALL TERMINATE WHEN SUCH CHAIRPERSON CEASES TO HOLD SUCH OFFICE, AND THAT THE RIGHT OF THE BETHESDA HEALTH, INC. DESIGNEE TO SERVE AS A TRUSTEE SHALL TERMINATE IF SUCH PERSON CEASES TO BE A MEMBER OF THE BOARD OF DIRECTORS OF BETHESDA HEALTH, INC. OR CEASES TO BE THE BETHESDA HEALTH, INC. DESIGNEE. FORM 990, PART VI, SECTION B, LINE 11B PROCESS FOR REVIEWING FORM 990 THE MANAGEMENT OF BAPTIST HEALTH SOUTH FLORIDA (BHSF) IS RESPONSIBLE FOR THE ACCURACY AND COMPLETENESS OF THE TAX RETURNS OF BHSF AND ALL OF ITS NONPROFIT, CHARITABLE AFFILIATES. THIS FORM 990 HAS BEEN PREPARED IN CONFORMITY WITH THE INTERNAL REVENUE CODE AND TREASURY REGULATIONS. INDEPENDENT TAX CONSULTANTS AND MEMBERS OF MANAGEMENT HAVE REVIEWED IN DETAIL THE COMPLETED FORM 990. PRIOR TO FILING, THE FORM 990 PREPARATION PROCESS AND THE DOCUMENTS ARE DISCUSSED AT A MEETING OF THE FINANCE & INSURANCE COMMITTEE OF THE BOARD OF TRUSTEES AND MADE AVAILABLE ELECTRONICALLY TO ALL MEMBERS OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENTARY. ADDITIONALLY THE EXECUTIVE AND COMPENSATION COMMITTEES OF THE BHSF BOARD OF TRUSTEES, COMPOSED OF INDEPENDENT UNCOMPENSATED MEMBERS, REVIEW OTHER PERTINENT AREAS OF THE RETURN. THE PRESIDENT AND CEO AS WELL AS THE EXECUTIVE VICE PRESIDENT AND CFO HEREBY CERTIFY AS TO THE ACCURACY AND COMPLETENESS OF THIS FORM 990. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEE CONFLICT OF INTEREST AN ACTUAL, POTENTIAL OR PERCEIVED CONFLICT OF INTEREST OCCURS IN THOSE CIRCUMSTANCES WHERE AN EMPLOYEE'S JUDGEMENT COULD BE AFFECTED BECAUSE THE EMPLOYEE HAS A PERSONAL INTEREST, OTHER THAN THE RECEIPT OF COMPENSATION FROM BAPTIST HEALTH SOUTH FLORIDA, INC. AND ITS AFFILIATES ("BHSF"), IN THE OUTCOME OF A DECISION OVER WHICH THE EMPLOYEE HAS CONTROL OR INFLUENCE. FOR THE PURPOSES OF THIS POLICY, IT IS PRESUMED THAT MANAGERS HAVE CONTROL OR INFLUENCE OVER ANY DECISION AFFECTING A MATTER FOR WHICH A MANAGER HAS RESPONSIBILITY. A PERSONAL INTEREST EXISTS WHEN AN EMPLOYEE OR A MEMBER OF HIS OR HER FAMILY STANDS TO DIRECTLY OR INDIRECTLY OBTAIN FINANCIAL GAIN AS A RESULT OF A DECISION. THIS POLICY IS INTENDED FOR ALL EMPLOYEES IN ORDER THAT THEY MAY UNDERSTAND, IDENTIFY, MANAGE AND APPROPRIATELY DISCLOSE THOSE TRANSACTIONS WHICH COULD RESULT IN AN ACTUAL, POTENTIAL OR PERCEIVED CONFLICT OF INTEREST. IN ACCORDANCE WITH OUR CODE OF ETHICS, HIGH ETHICAL STANDARDS MUST BE OBSERVED IN THE NEGOTIATION AND EXECUTION OF ALL BUSINESS ACTIVITIES CONDUCTED AT, BY OR WITH BHSF. ANY DECISIONS MADE BY BHSF EMPLOYEES MUST BE MADE IN COMPLIANCE WITH APPLICABLE LAWS AND REGULATIONS, WITH THE BEST ORGANIZATIONAL INTERESTS OF BHSF AS THE HIGHEST PRIORITY AND WITHOUT REGARD TO THE PERSONAL GAIN OR INTEREST OF ANY OTHER PERSON OR ENTITY. LIKEWISE, THE APPEARANCE OF ANY SUCH IMPROPER INFLUENCE ON ANY DECISIONS SHOULD BE CONSCIOUSLY AVOIDED. EMPLOYEES SHOULD ALSO ADHERE TO POLICY 828 WHICH PROHIBITS VENDOR SPONSORED TRAVEL AND POLICY 829 LIMITING ACCEPTANCE OF PERSONAL HONORARIUMS AND POLICY 831 WHICH PROVIDES LIMITATIONS AND GUIDELINES ON PHILANTHROPIC SOLICITATION OF VENDORS. A POTENTIAL OR PERCEIVED CONFLICT OF INTEREST MAY EXIST IRRESPECTIVE OF THE INTENT OF THE EMPLOYEE. BOARD CONFLICT OF INTEREST BAPTIST HEALTH AND ITS AFFILIATES HAVE A STRONG AND ROBUST CONFLICT OF INTEREST POLICY. THE POLICY IS MEANT TO ENSURE THAT EACH VOTING MEMBER OF THE BOARD OF TRUSTEES GOVERNS THE AFFAIRS OF BAPTIST HEALTH WITH HONESTY AND INTEGRITY AND MAKES DECISIONS FOR THE BENEFIT OF BAPTIST HEALTH. VOTING BOARD MEMBERS MAY NOT BE EMPLOYED BY BAPTIST HEALTH NOR ENGAGED TO PROVIDE SERVICES TO BAPTIST HEALTH IN EXCHANGE FOR CASH COMPENSATION. CONFLICT FREE DECISION MAKING EXTENDS BEYOND THE BOARD MEMBERS. TRANSACTIONS THAT MIGHT BENEFIT (I) THE PRIVATE INTEREST OF A MEMBER OR HIS OR HER FAMILY (II) AN ORGANIZATION CONTROLLED BY A MEMBER OF HIS OR HER FAMILY (III) AN ORGANIZATION IN WHICH A MEMBER OR HIS OR HER FAMILY HAS A MATERIAL INTEREST. SINCE THE APPEARANCE OF A CONFLICT OF INTEREST MAY BE AS DAMAGING TO BAPTIST HEALTH'S REPUTATION AS ACTUALLY PERMITTING A CONFLICT TO EXIST, EACH BOARD MEMBER HAS A CONTINUING OBLIGATION TO DISCLOSE ANY POTENTIAL CONFLICTS. THIS CONTINUING OBLIGATION IS SUPPLEMENTED BY AN ANNUAL CERTIFICATION THAT THE BOARD MEMBER IS FREE FROM ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. THE ANNUAL CERTIFICATION IS REVIEWED BY THE VICE PRESIDENT OF COMPLIANCE WHO REPORTS DIRECTLY TO THE BOARD. POTENTIAL CONFLICTS ARE FURTHER REVIEWED BY THE BOARD'S ETHICS COMMITTEE. IF A CONFLICT DOES EXIST, THE CONFLICTED BOARD MEMBER MAY BE REQUIRED TO (I) RESIGN FROM THE BOARD OR (II) ELIMINATE THE RELATIONSHIP WHICH GIVES RISE TO THE CONFLICT. ENFORCEMENT AND MONITORING OF CONFLICT OF INTEREST POLICY ONE OF BAPTIST HEALTH SOUTH FLORIDA'S GREATEST ASSETS IS THE INTEGRITY OF ITS VOLUNTEER BOARD MEMBERS. ONE WAY TO ASSURE INTEGRITY IS THEIR COMMITMENT TO A STRINGENT CONFLICT OF INTEREST POLICY FOR THEIR GOVERNING BOARDS AND MANAGEMENT. AS A PART OF A ROBUST CONFLICT OF INTEREST POLICY, BOARD MEMBERS MUST ANNUALLY COMPLETE A CONFLICT OF INTEREST DECLARATION FORM. THE AUDIT AND COMPLIANCE DEPARTMENT MONITOR TO ENSURE ALL VOTING MEMBERS SUBMIT THE DECLARATION FORM AND PERFORM NECESSARY RESEARCH TO UNDERSTAND IF A POTENTIAL CONFLICT EXISTS. ALL DISCLOSURES AND THE RELATED RESEARCH ARE SUMMARIZED FOR THE ETHICS COMMITTEE OF THE BAPTIST HEALTH BOARD OF TRUSTEES. ANY DISCLOSURES THAT MAY RESULT IN THE APPEARANCE OF A CONFLICT ARE ADDRESSED BY THE COMMITTEE FOR ITS CONSIDERATION AND RESOLUTION. FORM 990, PART VI, SECTION B, LINE 15 PERFORMANCE-BASED EXECUTIVE COMPENSATION THE SOUTH FLORIDA MARKET FOR HIGHLY COMPETENT HEALTHCARE EXECUTIVES REFLECTS A VERY COMPETITIVE ENVIRONMENT FOR QUALIFIED EXECUTIVES. IT IS COMPRISED OF LARGE, NATIONAL, FOR PROFIT CHAINS AND NOT-FOR-PROFIT HOSPITAL SYSTEMS AND STAND-ALONE HOSPITALS. THE BOARD OF TRUSTEES OF BAPTIST HEALTH SOUTH FLORIDA SEEKS EXECUTIVES OF VISION AND LEADERSHIP TO CARRY OUT THE ORGANIZATION'S FAITH-BASED MISSION OF QUALITY CARE AND COMMUNITY SERVICE. THE BOARD EXPECTS THESE EXECUTIVES TO PROVIDE LEADERSHIP THAT WILL PLACE BAPTIST HEALTH AMONG THE BEST HEALTHCARE SYSTEMS IN THE NATION FOR QUALITY AND EXCELLENCE. THE BOARD EXPECTS EXECUTIVES TO DEMONSTRATE INTEGRITY AND LOYALTY IN THE PERFORMANCE OF THEIR DUTIES AND TO ADHERE TO BAPTIST HEALTH CONFLICT OF INTEREST POLICY, EXECUTIVE CODE OF CONDUCT AND ALL COMPLIANCE/ETHICS POLICIES. EXECUTIVE COMPENSATION IS CONSIDERED THE FOUNDATION TO ATTRACT AND RETAIN EXECUTIVES WITH THE TALENT, EXPERIENCE AND CHARACTER TO MEET THESE EXPECTATIONS. THE BOARD'S COMPENSATION COMMITTEE IS COMPRISED EXCLUSIVELY OF INDEPENDENT BOARD MEMBERS WHO SERVE VOLUNTARILY WITHOUT ANY REMUNERATION, AND WHO MUST ADHERE TO A STRINGENT CONFLICT OF INTEREST POLICY THAT PRECLUDES THEM OR THEIR FAMILIES FROM DOING BUSINESS WITH BAPTIST HEALTH. THE COMMITTEE IS RESPONSIBLE FOR REVIEWING THE PERFORMANCE AND APPROVING THE COMPENSATION FOR EXECUTIVES. THE TERM "COMPENSATION" INCLUDES SALARIES, BENEFITS AND INCENTIVES. THE COMPENSATION COMMITTEE ANNUALLY ENGAGES A NATIONALLY-RECOGNIZED, INDEPENDENT CONSULTANT TO CONDUCT COMPENSATION SURVEYS AND TO ADVISE THE BOARD ON COMPENSATION POLICIES. THE COMPENSATION COMMITTEE DECISIONS ARE BASED ON THE FOLLOWING: 1. TOTAL COMPENSATION PACKAGE: RECRUITMENT AND RETENTION OF CAPABLE, PRODUCTIVE EXECUTIVES IS ACCOMPLISHED THROUGH DESIGN OF A TOTAL COMPENSATION PACKAGE THAT INCLUDES A BASE SALARY, AT-RISK INCENTIVE PAY, AND BENEFITS. IT IS THE OBJECTIVE OF BAPTIST HEALTH TO ENSURE A CONSISTENT COMPENSATION PHILOSOPHY ACROSS ALL EMPLOYEE AND LEADERSHIP LEVELS THAT REWARDS OUTSTANDING PERFORMANCE USING A CASH PLUS EMPLOYEE BENEFITS PACKAGE TARGETING THE 75TH PERCENTILE. BASE SALARIES OF FULLY PRODUCTIVE EXECUTIVES ARE INDEXED TO THE MEDIAN (50TH PERCENTILE) SALARY PAID BY SIMILAR HEALTHCARE ORGANIZATIONS. INCENTIVE PAY FOR SUPERIOR ACHIEVEMENT PROVIDES THE OPPORTUNITY FOR TOTAL CASH COMPENSATION AT THE 75TH PERCENTILE OF THE EXECUTIVE'S PEER GROUP IF THE EXECUTIVE EXCEEDS HIS/HER PERFORMANCE METRICS. 2. PERFORMANCE-BASED SALARY INCREASES: ONE OF THE KEY ELEMENTS OF BAPTIST HEALTH'S EXECUTIVE COMPENSATION PHILOSOPHY IS "PAY FOR PERFORMANCE." SALARY INCREASES ARE BASED UPON THE DEGREE TO WHICH EACH EXECUTIVE ACHIEVES HIS/HER INDIVIDUAL PERFORMANCE OBJECTIVES FOR THE YEAR, WHICH ARE TIED TO CORPORATE OBJECTIVES. GENERALLY THESE OBJECTIVES RELATE TO CLINICAL QUALITY; PATIENT, PHYSICIAN AND COMMUNITY SATISFACTION; CHARITY CARE AND MISSION GOALS; FINANCIAL PERFORMANCE AND EXPENSE MANAGEMENT. INDIVIDUAL AND GROUP PERFORMANCE AGAINST THESE OBJECTIVES IS REVIEWED BY THE COMPENSATION COMMITTEE AND BOARD OF TRUSTEES ANNUALLY AFTER THE CLOSE OF THE FISCAL YEAR. 3. MARKET-BASED SALARY INCREASES: THE BOARD'S COMPENSATION COMMITTEE REVIEWS THE MARKET VALUE OF EXECUTIVE POSITIONS ANNUALLY TO ASSURE THAT BAPTIST HEALTH'S PAY LEVELS ARE COMPETITIVE. THE INDEPENDENT CONSULTANT, SELECTED BY THE COMPENSATION COMMITTEE, OBTAINS EXECUTIVE SALARY INFORMATION FOR FUNCTIONALLY COMPARABLE POSITIONS AT HEALTHCARE INSTITUTIONS OF COMPARABLE SIZE WITHIN FLORIDA AND THE UNITED STATES. BAPTIST HEALTH'S PEER GROUP IS COMPRISED OF OTHER COMPLEX NOT-FOR-PROFIT HOSPITAL SYSTEMS OF SIMILAR SIZE ($2.5 BILLION IN REVENUES; 16,000 EMPLOYEES), SCOPE (6 HOSPITALS, 20 OUTPATIENT CENTERS AND A LARGE INTERNATIONAL SERVICE). THE PEER GROUP DOES NOT INCLUDE FOR-PROFIT HOSPITALS, WHOSE COMPENSATION PRACTICES ARE FAR MORE GENEROUS (AND INCLUDE SUCH THINGS AS STOCK OPTIONS AND EQUITY/OWNERSHIP INTERESTS). 4. NO GUARANTEED SALARY INCREASES: THERE IS NO GUARANTEE OF ANNUAL EXECUTIVE SALARY INCREASES. SALARY INCREASES DEPEND UPON THE ORGANIZATION'S ABILITY TO PAY, THE EXECUTIVE'S SALARY IN RELATION TO THE MARKET, THE EXECUTIVE'S PERFORMANCE LEVEL, AND INTERNAL PAY RELATIONSHIPS TO PEERS. 5. AT-RISK INCENTIVE PAY: KEY EXECUTIVES WHO CONTROL SIGNIFICANT ASSETS OR WHO HAVE A MAJOR IMPACT ON OPERATIONS MAY EARN INCENTIVE PAY, CAPPED AT A PRE-DETERMINED PERCENTAGE OF THE EXECUTIVE'S BASE SALARY. THE PURPOSE OF INCENTIVE PAY IS TO FOCUS EXECUTIVE ACTION ON KEY "PERFORMANCE THRESHOLDS AND CORPORATE GOALS THAT ARE APPROVED BY THE BOARD'S COMPENSATION COMMITTEE. THE ACHIEVEMENT OF THESE GOALS REQUIRES EXTRAORDINARY EFFORT, COMMITMENT AND ACHIEVEMENT. THE INCENTIVE COMPONENT OF THE EXECUTIVE'S TOTAL COMPENSATION IS VARIABLE AND TOTALLY AT RISK, DEPENDING UPON THE ACHIEVEMENT OF THE AGREED-UPON GOALS. 6. PERQUISITES: BAPTIST HEALTH EXECUTIVES ARE PROVIDED WITH A COMMON SET OF PERQUISITES THAT ARE TYPICAL OF OTHER RESPONSIBLE NOT-FOR-PROFIT ORGANIZATIONS TO ENABLE THEM TO MORE EFFECTIVELY CONDUCT THEIR BUSINESS. THESE BENEFITS ARE DEEMED BY THE COMPENSATION COMMITTEE TO BE APPROPRIATE AND CONSERVATIVE. PERQUISITES ARE GENERALLY LIMITED TO AUTO AND CELL PHONE ALLOWANCES WHICH ARE FULLY TAXABLE TO THE EXECUTIVE. OTHER PERQUISITES PROVIDED TO EXECUTIVES, SUCH AS PAID TIME OFF OR REIMBURSEMENT FOR RELEVANT EDUCATIONAL EXPENSES, ARE OFFERED TO ALL EMPLOYEES IN ACCORDANCE WITH ENTERPRISE-WIDE POLICIES AND PROCEDURES. BUSINESS TRAVEL FOR EXECUTIVES ON COMMERCIAL AIRLINES IS LIMITED TO COACH FARES (AN UPGRADE TO THE NEXT AVAILABLE CLASS OF SERVICE, E.G., BUSINESS CLASS, MAY BE PERMITTED WHEN THE FLIGHT DURATION IS IN EXCESS OF FIVE HOURS OR AN OVERNIGHT ACCOMMODATION CAN BE AVOIDED). CHARTERED PLANE TRAVEL, SPOUSAL TRAVEL, LUXURY RESIDENCES FOR PERSONAL USE, HEALTH, COUNTRY OR SOCIAL CLUB DUES AND PERSONAL SERVICES (SUCH AS MAID, CHAUFFEUR, CHEF, LANDSCAPER) ARE NOT PROVIDED (OR REIMBURSED) TO BAPTIST HEALTH EXECUTIVES. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS AVAILABLE TO THE PUBLIC DOCUMENTS THAT ARE REQUIRED TO BE OPEN FOR PUBLIC INSPECTION ARE MADE AVAILABLE UPON REQUEST. IN ADDITION BOTH THE FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC VIEWING ON THIRD PARTY WEBSITES. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON WWW.BAPTISTHEALTH.NET. FORM 990, PART VII THE AMOUNTS APPEARING AS REPORTABLE COMPENSATION ON FORM 990 PART VII FOR VOLUNTEER BOARD MEMBERS ARE COMPOSED OF EITHER PAYMENTS FOR SERVICES AS AN ELECTED REPRESENTATIVE OF THE MEDICAL STAFF, NON-CLINICAL SERVICES RENDERED TO BAPTIST HEALTH SOUTH FLORIDA OR ITS AFFILIATES WHICH MAKE POSSIBLE AN IMPORTANT ADMINISTRATIVE FUNCTION, OR MINOR DISCOUNTS ON CLINICAL SERVICES RECEIVED AT A BAPTIST HEALTH SOUTH FLORIDA FACILITY. ALL OF THESE AMOUNTS ARE REPORTED IN ACCORDANCE WITH THE RULES AND REGULATIONS PERTAINING TO IRS FORMS W-2 AND 1099 RESPECTIVELY. FORM 990, PART XI, LINE 9: BOOK TO TAX DIFFERENCE FROM INVESTMENT IN PARTNERSHIP -1,935,975. EQUITY IN AFFILIATES -51,646,727. TEMPORARILY RESTRICTED NOT-FOR-PROFIT EQUITY -135,721. BENEFICIAL INTEREST IN NET ASSETS OF BHSF FOUNDATION 13,310,661. CHANGE IN PERMANENTLY RESTRICTED NET ASSETS 494,833. FORM 990, AMENDED RETURN THE 2016 FORM 990 HAS BEEN AMENDED TO ADJUST THE STATEMENT OF REVENUE TO INCLUDE THE ORGANIZATION'S DISTRIBUTIVE SHARE OF INCOME FROM A PARTNERSHIP IN WHICH THE ORGANIZATION HAS A DIRECT INTEREST. THE FOLLOWING SCHEDULES HAVE BEEN ADJUSTED AS A RESULT: FORM 990, PART VIII FORM 990, PART XI SCHEDULE D, PART XI BAPTIST HEALTH INTERNATIONAL SERVICES LLC 6855 RED ROAD STE 600 CORAL GABLES FL 33143 454706492 INTERNATIONAL SERVICES FL 1287896 0 BHSF BAPTIST HOSPITAL OF MIAMI 8900 N KENDALL DRIVE MIAMI FL 33176 590910342 HOSPITAL FL 501(C)(3) LINE 3 BHSF 1 HOMESTEAD HOSPITAL 975 BAPTIST WAY HOMESTEAD FL 33033 650232993 HOSPITAL FL 501(C)(3) LINE 3 BHSF 1 SOUTH MIAMI HOSPITAL 6200 SW 73 ST SOUTH MIAMI FL 33143 590872594 HOSPITAL FL 501(C)(3) LINE 3 BHSF 1 MARINERS HOSPITAL 91500 OVERSEAS HIGHWAY TAVERNIER FL 33070 591987355 HOSPITAL FL 501(C)(3) LINE 3 BHSF 1 WEST KENDALL BAPTIST HOSPITAL 9555 SW 162 AVE MIAMI FL 33196 522438452 HOSPITAL FL 501(C)(3) LINE 3 BHSF 1 DOCTORS HOSPITAL 5000 UNIVERSITY DRIVE CORAL GABLES FL 33146 043775926 HOSPITAL FL 501(C)(3) LINE 3 BHSF 1 BAPTIST OUTPATIENT SERVICES 6855 RED ROAD STE 600 CORAL GABLES FL 33143 562290370 MED. DIAG. FL 501(C)(3) LINE 3 BHSF 1 BAPTIST HEALTH SOUTH FLORIDA FOUNDATION 6855 RED ROAD STE 600 CORAL GABLES FL 33143 591923401 FUNDRAISING FL 501(C)(3) LINE 7 BHSF 1 BHSF REAL ESTATE FOUNDATION 6855 RED ROAD STE 600 CORAL GABLES FL 33143 650611015 SUPPORT FL 501(C)(3) 12A, TYPE 1 BHSF 1 BAPTIST HEALTH MEDICAL GROUP INC 6855 RED ROAD STE 600 CORAL GABLES FL 33143 462597739 HEALTHCARE FL 501(C)(3) LINE 10 BHSF 1 MIAMI CANCER INSTITUTE AT BAPTIST HEALTH 6855 RED ROAD STE 600 CORAL GABLES FL 33143 473090066 HEALTHCARE FL 501(C)(3) LINE 10 BHSF 1 FISHERMEN'S HEALTH INC 3301 OVERSEAS HWY MARATHON FL 33050 821682066 HOSPITAL FL 501(C)(3) LINE 3 BHSF 1 KENDALL PROFESSIONAL CENTER LIMITED 6855 RED ROAD SUITE 600 CORAL GABLES FL 33143 592645094 LEASING OFFICE SPACE FL N/A BAPTIST SLEEP CENTER AT GALLOWAY LLC 6855 RED ROAD SUITE 600 CORAL GABLES FL 33143 271591797 MEDICAL SERVICES FL N/A BAPTIST SLEEP CENTERS OF SOUTH FLORIDA LLC 6855 RED ROAD SUITE 600 CORAL GABLES FL 33143 273597226 MEDICAL SERVICES FL N/A BAPTIST SURGERY AND ENDOSCOPY CENTERS LLC 6855 RED ROAD SUITE 600 CORAL GABLES FL 33143 201796841 MEDICAL SERVICES FL N/A BHS AMBULATORY SURGICAL CENTER AT BAPTIST LTD 8900 N KENDALL DRIVE MIAMI FL 33176 650663357 MEDICAL SERVICES FL N/A AMSURG BAPTIST NETWORK ALLIANCE LLC 6855 RED ROAD SUITE 600 CORAL GABLES FL 33143 473088958 HOLDING COMPANY FL N/A BAPTIST AMBULATORY ALLIANCE LLC 6855 RED ROAD SUITE 600 CORAL GABLES FL 33143 814431967 HOLDING COMPANY FL N/A HEALTH NETWORK AMBULATORY ALLIANCE LLC 6855 RED ROAD SUITE 600 CORAL GABLES FL 33143 814490589 HOLDING COMPANY FL N/A MIAMI CARDIAC AND VASCULAR INSTITUTE MANAGEMENT COMPANY 8900 N KENDALL DRIVE CORAL GABLES FL 33143 474128811 CARDIAC MEDICAL CENTER FL BHSF RELATED 1264943 1823698 0 0 0.50000 MEDLEY OPPORTUNITY FUND III LP 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10152 471284126 INVESTMENT IN DEBT NY BHSF RELATED 3450210 57980156 0 0 0.53160 SOUTH FLORIDA CENTER FOR ENDOSCOPY & DIGESTIVE DISEASE LLC 7875 SW 104TH STSUITE 201 MIAMI FL 33156 651112489 MEDICAL SERVICES FL N/A BAPTIST HEALTH ENTERPRISES INC 6855 RED ROAD STE 600 CORAL GABLES FL 33143 592572862 REAL ESTATE MANAGEMENT FL BHSF C 33613196 106612448 1.00000 1 SAMARITAN RISK RETENTION GROUP 7301 RIVERS AVENUE STE 230 NORTH CHARLESTON SC 29406 203433505 INSURANCE SC BHSF C 2805548 35505059 1.00000 1 PINEAPPLE INSURANCE COMPANY 23 LIME TREE BAY AVE PO BOX 1051 GRAND CAYMAN CJ KY1-1102 980465790 INSURANCE CJ BHSF C 6739175 1.00000 1 BMAB EAST TOWER INC 6855 RED ROAD STE 600 CORAL GABLES FL 33143 654047110 LEASE OFFICE SPACE FL BHE C 4521905 9897757 1.00000 1 BAPTIST MEDICAL SERVICES CORP 6855 RED ROAD STE 600 CORAL GABLES FL 33143 650506620 HOLDING COMPANY FL BHE C 2910058 768922 1.00000 1 KENDALL CREDIT & BUSINESS SERVICES INC 6855 RED ROAD STE 600 CORAL GABLES FL 33143 650434778 COLLECTION AGENCY FL BHE C 2343397 219120 1.00000 1 WEST KENDALL PROFESSIONAL SERVICES INC 6855 RED ROAD STE 600 CORAL GABLES FL 33143 650475570 COLLECTION AGENCY FL BHE C 1.00000 1 SOUTH MIAMI HEALTH ENTERPRISES INC 6855 RED ROAD STE 600 CORAL GABLES FL 33143 592623930 MEDICAL CENTER FL BHE C 48560 1.00000 1 EAST KENDALL INVESTMENTS INC 6855 RED ROAD STE 600 CORAL GABLES FL 33143 650593165 REAL ESTATE RENTAL FL BHE C 1554691 1.00000 1 BAPTIST AMBULATORY SERVICES INC 6855 RED ROAD STE 600 CORAL GABLES FL 33143 421573814 HOLDING COMPANY FL BHE C 12523355 31029929 1.00000 1 BHE REALTY INC 6855 RED ROAD STE 600 CORAL GABLES FL 33143 900152617 REAL ESTATE BROKER FL BHE C 22530 1832178 1.00000 1 BAPTIST ANCILLARY SERVICES INC 6855 RED ROAD STE 600 CORAL GABLES FL 33143 550800138 HOLDING COMPANY FL BHE C 1.00000 1 1 0 0 1 0 0 0 0 1 1 1 1 1 1 0 0 0 1 1 BAPTIST HEALTH ENTERPRISES INC A 882724 FAIR MARKET VALUE SAMARITAN RISK RETENTION GROUP A 214528 FAIR MARKET VALUE BAPTIST HEALTH ENTERPRISES INC K 401470 FAIR MARKET VALUE BAPTIST OUTPATIENT SERVICES K 160492 FAIR MARKET VALUE BMAB EAST TOWER INC K 119910 FAIR MARKET VALUE KENDALL PROFESSIONAL SERVICES K 184780 FAIR MARKET VALUE BAPTIST HEALTH ENTERPRISES INC L 6935097 FAIR MARKET VALUE BAPTIST HOSPITAL OF MIAMI INC L 117954379 FAIR MARKET VALUE HOMESTEAD HOSPITAL INC L 27279415 FAIR MARKET VALUE SOUTH MIAMI HOSPITAL INC L 56205917 FAIR MARKET VALUE MARINERS HOSPITAL INC L 4924767 FAIR MARKET VALUE DOCTORS HOSPITAL INC L 21260256 FAIR MARKET VALUE BAPTIST OUTPATIENT SERVICES INC L 7510452 FAIR MARKET VALUE WEST KENDALL BAPTIST HOSPITAL INC L 26458620 FAIR MARKET VALUE MIAMI CANCER INSTITUTE AT BAPTIST HEALTH INC L 2546417 FAIR MARKET VALUE BAPTIST HOSPITAL OF MIAMI INC S 7853724 FAIR MARKET VALUE SOUTH MIAMI HOSPITAL INC S 6815830 FAIR MARKET VALUE DOCTORS HOSPITAL INC S 7343038 FAIR MARKET VALUE MARINERS HOSPITAL INC S 16669890 FAIR MARKET VALUE BAPTIST OUTPATIENT SERVICES INC S 9444014 FAIR MARKET VALUE PINEAPPLE INSURANCE COMPANY M 3680606 FAIR MARKET VALUE BAPTIST HEALTH ENTERPRISES INC S 325085 CHANGE IN ACCT MARINERS HOSPITAL INC R 441383 CHANGE IN ACCT HOMESTEAD HOSPITAL INC R 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VALUE SOUTH MIAMI HOSPITAL INC I 2665 NET BOOK VALUE SAMARITAN RISK RETENTION GROUP L 200000 FAIR MARKET VALUE SAMARITAN RISK RETENTION GROUP D 3200000 NET BOOK VALUE MIAMI CARDIAC & VASCULAR MANAGEMENT COMPANY LLC L 1075100 FAIR MARKET VALUE BAPTIST HEALTH ENTERPRISES INC M 1727716 FAIR MARKET VALUE