2019-10-04T16:19:53-05:00 2018-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2018-01-01 320020119 ASTS FOUNDATION ASTS 7034147870 1401 SOUTH CLARK STREET NO 1120 ARLINGTON VA 22202 DANIEL D GARRETT CAE EXECUTIVE DIRECTOR 7034147870 2019-10-04 1 FRANK H SMITH P00639053 2022274000 2019-10-04 47.19.127.190 2019-10-04 13:48:33 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 2270870E5AC7EBBD0B361335193D8AAA5AB6242B 2018 2020-01-14 16:20:31Z X DANIEL D GARRETT CAE 1401 SOUTH CLARK STREET NO 1120 ARLINGTON VA 22202 6980727 0 X WWW.ASTS.ORG/ABOUT-ASTS/ASTS-FOUNDATION X 2002 VA CONDUCTS EDUCATIONAL AND RESEARCH PROGRAMS RELATING TO ORGAN TRANSPLANTATION. 11 11 7 62 0 0 670369 520133 0 0 1255237 1173969 12328 0 1937934 1694102 441328 577000 0 0 66722 77452 0 0 46118 199742 212182 707792 866634 1230142 827468 18789864 17979136 92683 242500 18697181 17736636 X THE FOUNDATION OF THE AMERICAN SOCIETY OF TRANSPLANT SURGEONS (THE FOUNDATION) PROVIDES ADDITIONAL PROGRAMS THAT SUPPORT THE MISSION AND ASSURE THE FUTURE OF THE AMERICAN SOCIETY OF TRANSPLANT SURGEONS (THE SOCIETY). THE MISSION OF THE THE SOCIETY IS TO ADVANCE THE ART AND SCIENCE OF TRANSPLANT SURGERY THROUGH LEADERSHIP, ADVOCACY, EDUCATION AND TRAINING. THE SOCIETY ACHIEVES ITS MISSION THROUGH FOUR STRATEGIC GOALS: ADVOCACY, RESEARCH, TRAINING AND PROFESSIONAL DEVELOPMENT AND OPTIMAL PATIENT CARE. THE ACTIVITIES OF THE FOUNDATION SUPPORT THESE GOALS AND STRIVE TO POSITIVELY IMPACT THE MEMBERSHIP AND THE PATIENTS THEY SERVE. 0 0 646013 577000 THE FOUNDATION, THROUGH STRATEGIC PARTNERSHIPS, PROVIDES FUNDING FOR RESEARCH GRANTS DESIGNED TO ADVANCE THE FIELD OF ORGAN TRANSPLANTATION. RESEARCH GRANTS ARE AVAILABLE TO THE SOCIETY'S MEMBERS AND THEIR TRAINEES THROUGHOUT THE UNITED STATES AND CANADA. SINCE THE PROGRAM'S INCEPTION, OVER 200 PEOPLE HAVE RECEIVED MORE THAN $10M IN RESEARCH GRANT FUNDING. 646013 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 2 0 1 7 1 0 0 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AK CA CO AZ DE FL GA IL KS KY ME CT OR VA OK PA RI TN UT TX WA WV WI MA MD MN MI MS MO NJ NM NY NC ND OH SC X DANIEL D GARRETT CAE 7034147870 1401 SOUTH CLARK STREET NO 1120 ARLINGTON VA 22202 TIMOTHY L PRUETT MD PRESIDENT - UNTIL 06/2018 0.50 5.00 X X 0 0 0 JOHN P ROBERTS MD CHAIR - AS OF 06/2018 0.50 X X 0 0 0 JEAN C EMOND MD VICE PRESIDENT - UNTIL 06/2018 0.50 5.00 X X 0 0 0 GINNY L BUMGARDNER MD PHD VICE CHAIR - AS OF 06/2018 0.50 X X 0 0 0 CHARLES M MILLER IMM. PAST PRESIDENT - UNTIL 06/2018 0.50 3.00 X X 0 0 0 LLOYD E RATNER MD MPH SECRETARY/TREASURER - UNTIL 06/2018 0.50 1.00 X X 0 0 0 WILLIAM C CHAPMAN MD DIRECTOR - UNTIL 06/2018; TREASURER 0.50 0.50 X X 0 0 0 A OSAMA GABER MD FACS DIRECTOR - UNTIL 06/2018; SECRETARY 0.50 0.50 X X 0 0 0 PETER L ABT MD DIRECTOR - UNTIL 06/2018 0.50 0.50 X 0 0 0 TALIA B BAKER MD DIRECTOR - UNTIL 06/2018 0.50 0.50 X 0 0 0 RONALD W BUSUTTIL MD PHD DIRECTOR - AS OF 06/2018 0.50 X 0 0 0 CARLOS O ESQUIVEL MD PHD DIRECTOR - UNTIL 06/2018 0.50 0.50 X 0 0 0 JONATHAN P FRYER MD DIRECTOR - UNTIL 06/2018 0.50 0.50 X 0 0 0 WENDY J GRANT MD DIRECTOR 0.50 0.50 X 0 0 0 JULIE K HEIMBACH MD DIRECTOR - AS OF 06/2018 0.50 X 0 0 0 DIXON B KAUFMAN MD PHD DIRECTOR 0.50 1.00 X 0 0 0 GORAN B KLINTMALM MD PHD DIRECTOR - AS OF 06/2018 0.50 X 0 0 0 THOMAS G PETERS MD DIRECTOR - AS OF 06/2018 0.50 X 0 0 0 ALAN I REED MD MBA DIRECTOR 0.50 0.50 X 0 0 0 DORRY L SEGEV MD PHD DIRECTOR - UNTIL 06/2018 0.50 0.50 X 0 0 0 GEORGEINE SMITH MHS MSPA-C DIRECTOR - UNTIL 06/2018 0.50 0.50 X 0 0 0 RANDALL S SUNG MD DIRECTOR - UNTIL 06/2018 0.50 X 0 0 0 KIMBERLY A GIFFORD MBA EXECUTIVE DIRECTOR 2.00 38.00 X 20350 223071 24130 LAUREL KULIKOSKY DEPUTY DIRECTOR 2.00 38.00 X 1659 132164 9935 22009 355235 34065 0 0 1 0 0 129345 60788 330000 520133 673432 673432 5787162 5286625 500537 500537 500537 1694102 0 0 1173969 577000 577000 22367 1566 14761 6040 41580 24251 8991 8338 2079 1199 461 419 7218 3350 2304 1564 4208 1745 1524 939 4411 4213 198 5414 5414 118570 118570 22856 16364 364 6128 6314 692 3346 2276 5325 2865 1521 939 8969 3718 3248 2003 17527 11959 5084 484 7942 14 2846 5082 1495 620 541 334 1445 599 523 323 STATE FILINGS 11023 10 11013 TAXES 719 719 DUES AND SUBSCRIPTIONS 172 71 63 38 866634 646013 174503 46118 1216213 1268112 181402 206050 0 4262 17324028 16434634 68221 66078 18789864 17979136 183 0 92500 242500 92683 242500 X 17857450 16888058 839731 848578 18697181 17736636 18789864 17979136 827468 -1788013 0 X 0 1 X 1 0 X X 1 ASTS 133048373 7 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 X PART X, LINE 2: THE FOUNDATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND THEREFORE DID NOT IDENTIFY ANY MATERIAL UNCERTAIN TAX POSITIONS. 1 ASTS PRESIDENTIAL STUDENT MENTOR GRANT 2 7000 ASTS FELLOWSHIP IN TRANSPLANTATION GRANT 1 85000 ASTS FACULTY DEVELOPMENT GRANT 2 200000 JONATHAN FRYER RESIDENT SCIENTIST 2 80000 COLLABORATIVE SCIENTIST GRANT 2 100000 ENHANCING ORGAN DONATION & TRANSPORTATION GRANT 1 100000 PIONEER AWARD 1 5000 PART I, LINE 2: GRANTS ARE AWARDED BASED ON A COMPETITIVE REVIEW BY THE FOUNDATION'S LEADERSHIP, GRANTS REVIEW COMMITTEE MEMBERS AND MEMBERS-AT-LARGE. A BUDGET IS REQUIRED FOR EACH GRANT APPLICATION AND ANY VARIANCE FROM THE SUBMITTED BUDGET REQUIRES APPROVAL OF THE GRANTS REVIEW COMMITTEE. FOR GRANTS $10,000 OR GREATER, CHECKS ARE ISSUED TO THE INSTITUTION, OFTEN IN TWO INSTALLMENTS. PRIOR TO DISPERSING THE SECOND INSTALLMENT, A PROGRESS REPORT IS DUE TO THE FOUNDATION. ANY CONCERNS ARE ADDRESSED PRIOR TO ISSUING THE REMAINING FUNDS. GRANTS OF LESS THAN $10,000 ARE TYPICALLY PAID AS A SINGLE PAYMENT. 0 0 0 0 0 0 0 1 0 KIMBERLY A GIFFORD MBA EXECUTIVE DIRECTOR 20350 223071 0 0 0 0 978 10722 1039 11391 22367 245184 0 0 PART I, LINE 3 THE FOUNDATION DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE SOCIETY, A RELATED ORGANIZATION. THE COST OF THE SOCIETY'S OFFICER AND HIGHLY COMPENSATED EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING AGREEMENT. THE SOCIETY'S COMPENSATION COMMITTEE CONSISTING OF OFFICERS OF THE EXECUTIVE COMMITTEE CONDUCTS AN ANNUAL REVIEW WITH INPUT FROM COMMITTEE CHAIRS AND COUNCIL MEMBERS. THE SOCIETY'S COMPENSATION COMMITTEE ANALYZES RELEVANT BENCHMARK DATA, REVIEWS THE EVALUATIONS AND MAKES RECOMMENDATIONS TO THE SOCIETY'S COUNCIL/BOARD FOR LEVEL OF COMPENSATION. PART I, LINE 7 LAUREL KULIKOSKY, DEPUTY DIRECTOR, AND PATRICIA HOLLYN WARREN, DIRECTOR, NLDAC OPERATIONS, RECEIVED A BONUS WHICH WAS AWARDED BASED ON AN EVALUATION OF THEIR RESPECTIVE PERFORMANCES. FORM 990, PART VI, SECTION A, LINE 7A THE AFFILIATED ORGANIZATION, THE SOCIETY, HAS MEMBERS THAT ELECT THE GOVERNING BODY WHICH SERVES BOTH THE SOCIETY AND THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND UPON SUBMISSION OF THE DRAFT, IS REVIEWED BY THE SECRETARY/TREASURER AND EXECUTIVE DIRECTOR. THE FORM 990 IS PRESENTED TO THE BOARD OF DIRECTORS FOR REVIEW AND DISCUSSION PRIOR TO FINALIZING WITH THE INTERNAL REVENUE SERVICE. FORMAL APPROVAL IS RECORDED IN THE MINUTES. FORM 990, PART VI, SECTION B, LINE 12C TO ENSURE ACCURATE, UP TO DATE INFORMATION, EACH BOARD MEMBER REVIEWS HIS OR HER DISCLOSURE STATEMENT DURING FACE-TO-FACE MEETINGS AND UPDATES AS NECESSARY BETWEEN MEETINGS. EACH BOARD MEMBER CLEARLY DESCRIBES HIS OR HER INTEREST IN EACH SUCH ISSUE, SUBJECT, PERSON OR ENTITY ON THIS FORM AND RETURN TO THE FOUNDATION'S EXECUTIVE DIRECTOR. THE INFORMATION ON THIS FORM IS REVIEWED BY THE PRESIDENT AND EXECUTIVE DIRECTOR, AND SHARED WITH THE BOARD OF DIRECTORS IF RELEVANT TO THE DISCUSSION AT HAND. THE BOARD MEMBER MAY VOLUNTARILY RECUSE HIM/HERSELF FROM DISCUSSION AND/OR VOTING ON THE BASIS OF A CONFLICT OF INTEREST. IN ADDITION, THE BOARD OF DIRECTORS MAY REQUIRE THAT THE FOUDATION'S MEMBER: (A) REFRAIN FROM VOTING ON THE ISSUE, (B) NOT PARTICIPATE IN EITHER THE DISCUSSION OR THE VOTE ON THE ISSUE, (C) LEAVE THE ROOM DURING DISCUSSION AND VOTING ON THE ISSUE, OR (D) EXPLAIN HIS OR HER INTEREST IN THE MATTER FULLY SO THE BOARD OF DIRECTORS MAY WEIGH THE BOARD MEMBERS FURTHER PARTICIPATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE ON THE PUBLIC PORTION OF THE WEBSITE. FINANCIAL STATEMENTS ARE PROVIDED UPON REQUEST. AMERICAN SOCIETY OF TRANSPLANT SURGEONS 1401 SOUTH CLARK STREET SUITE 1120 ARLINGTON VA 22202 133048373 PROMOTE EDUCATION, TRAINING & RESEARCH IN ORGAN & CELLULAR TRANSPLANTATION. OR 501(C)(3) LINE 7 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0