2019-09-11T13:33:06-05:00 2019-03-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2018-04-01 411336784 AMERICAN ACADEMY OF OPHTHALMOLOGY AMER 4155618500 655 BEACH STREET SAN FRANCISCO CA 94109 LAWRENCE MENDENHALL COO 4155618500 2019-09-10 1 TRACY S PAGLIA P00366884 4159561500 2019-09-10 12.129.4.210 2019-09-10 12:14:06 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 32BFBF1104AA8EEBC72962A0CCB0C2C16BC479E3 2018 2019-02-21 02:37:17Z DAVID W PARKE II MD 655 BEACH STREET SAN FRANCISCO CA 94109 64962793 0 X WWW.AAO.ORG X 1979 MN AAO IS THE LARGEST NATIONAL MEMBERSHIP ORGANIZATION FOR OPHTHALMOLOGISTS. 21 11 235 0 3179158 812547 8338506 6259811 39038894 41697517 932920 1160044 13378899 10940433 61689219 60057805 1988886 1439602 0 0 27075605 28318676 0 0 0 25417649 24332600 54482140 54090878 7207079 5966927 80460360 86858091 22475811 23111922 57984549 63746169 X THE MISSION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY IS TO PROTECT SIGHT AND EMPOWER LIVES BY SERVING AS AN ADVOCATE FOR PATIENTS AND THE PUBLIC, LEADING OPHTHALMIC EDUCATION, AND ADVANCING THE PROFESSION OF OPHTHALMOLOGY. 0 0 AMERICAN ACADEMY OF OPHTHALMOLOGY, WITH A GLOBAL COMMUNITY OF 32,000, IS THE LARGEST TRADE ORGANIZATION IN THE WORLD FOR OPHTHALMOLOGISTS. WE ARE EYE PHYSICIANS AND SURGEONS, DEDICATED TO PROTECTING SIGHT AND EMPOWERING LIVES. AS THE LEADER IN OPHTHALMIC EDUCATION, THE ACADEMY OFFERS A WEALTH OF MATERIALS TO SUPPORT OUR PHYSICIANS IN EVERY ASPECT OF PRACTICE - INCLUDING THE ONLINE OPHTHALMIC NEWS AND EDUCATION (ONE) NETWORK, PRACTICE MANAGEMENT TOOLS, THE INNOVATIVE IRIS REGISTRY (INTELLIGENT RESEARCH IN SIGHT), AND EYE HEALTH RESOURCES FOR PATIENTS AND THE PUBLIC. WE PRODUCE THE LARGEST ANNUAL OPHTHALMIC CONVENTION IN THE WORLD WHICH FOR THE 2018 ANNUAL MEETING (HELD OCTOBER 12-15, 2018 IN CHICAGO, IL) BROUGHT TOGETHER 15,233 TECHNICIANS, PRACTICE MANAGERS, AND INDUSTRY PROFESSIONALS TO SHARE THE LATEST ADVANCES AND TECHNOLOGY IN OPHTHALMIC MEDICINE. WE RELENTLESSLY ADVOCATE FOR THE HIGHEST QUALITY EYE CARE, REPRESENTING OPHTHALMOLOGISTS AND THEIR PATIENTS BEFORE THE GOVERNMENT AND OTHER ORGANIZATIONS THAT INFLUENCE EYE CARE POLICY. 0 1 0 1 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 1 155 0 1 235 1 1 1 0 0 0 1 1 0 0 0 X 21 11 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA MN X MICHAEL ROLL 4154470255 655 BEACH STREET SAN FRANCISCO CA 94109 DAVID W PARKE II MD EXECUTIVE VP/CEO/TREASURER/SECRETARY 32.00 8.00 X X 960576 0 66548 MARIA M AARON MD SECRETARY FOR ANNUAL MEETING 1.00 1.00 X 25000 0 0 CYNTHIA BRADFORD MD PAST PRESIDENT THROUGH 12/2018 1.00 1.00 X 0 0 0 DANIEL J BRICELAND MD SENIOR SECRETARY FOR ADVOCACY 1.00 1.00 X 25000 0 0 LOUIS B CANTOR MD SR SECR FOR CLINICAL ED THRU 12/2018 1.00 1.00 X 25000 0 0 KEITH D CARTER MD FACS PRES. (2018) / PAST PRES. (2019) 1.00 1.00 X X 85000 0 0 MICHAEL F CHIANG MD TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 WILLIAM S CLIFFORD MD TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 ANNE LOUISE COLEMAN MD PHD PRESIDENT-ELECT (2019) 1.00 1.00 X 0 0 0 PAUL B GINSBURG PHD PUBLIC TRUSTEE 1.00 1.00 X 17500 0 0 SANJAY D GOEL MD TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 LYNN K GORDON MD PHD CHAIR, THE COUNCIL 1.00 1.00 X 15000 0 0 JUDY E KIM MD TRUSTEE-AT-LARGE (2019) 1.00 1.00 X 0 0 0 KGAOGELO EDWARD LEGODI MD INTERNATIONAL TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 CYNTHIA MATTOX MD TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 STEPHEN D MCLEOD MD EDITOR, OPHTHALMOLOGY 1.00 1.00 X 150000 0 0 WILLIAM F MIELER MD TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 CHRISTIE L MORSE MD CHAIR-FAAO ADVIS BOARD THRU 12/2018 1.00 1.00 X 0 0 0 ANDREW M PRINCE MD TRUSTEE-AT-LARGE THRU 12/2018 1.00 1.00 X 0 0 0 CHRISTOPHER J RAPUANO MD SR SECR FOR CLINICAL ED (2019) 1.00 1.00 X 18500 0 0 SARWAT SALIM MD VICE CHAIR/CHAIR, THE COUNCIL 1.00 1.00 X 10000 0 0 GREGORY L SKUTA MD CHAIR-FAAO ADVISORY BOARD (2019) 1.00 1.00 X 0 0 0 DONALD TAN MD FRCS FRCOPHTH INT'L TRUSTEE-AT-LARGE (2019) 1.00 1.00 X 0 0 0 ROBERT E WIGGINS MD MHA SR SECRETARY FOR OPHTHALMIC PRACTICE 1.00 1.00 X 25000 0 0 GEORGE A WILLIAMS MD PRES. ELECT (2018) / PRES. (2019) 1.00 1.00 X X 30000 0 0 LIHTEH WU MD INT'L TRUSTEE-AT-LARGE THRU 12/2018 1.00 1.00 X 0 0 0 JILL A BOYETT VP, ORG SERVICES & CFO THRU 10/2018 34.00 6.00 X 358069 0 44670 LAWRENCE MENDENHALL COO START 11/2018 34.00 6.00 X 126197 0 0 JANE AGUIRRE VP, MEMBERSHIPS AND ALLIANCES 40.00 0.00 X 279799 0 41023 JOE CARR VP, INFORMATION TECHNOLOGY 40.00 0.00 X 285483 0 86321 CATHY COHEN MHSA CAE VP, GOVERNMENTAL AFFAIRS 40.00 0.00 X 334612 0 43089 DALE FAJARDO EDD MBA VP, EDUCATION 40.00 0.00 X 337858 0 35536 RENALDO JUANSO VP, COMM & MARKETING THRU 3/2019 40.00 0.00 X 279910 0 51548 FLORA LUM MD VP, QUALITY AND DATA SCIENCE 40.00 0.00 X 299738 0 45443 DEBRA ROSENCRANCE CMP CAE VP, MEETINGS AND EXHIBITS 40.00 0.00 X 281080 0 43089 ROBERT PALMER STATE AFFAIRS POLICY DIRECTOR 40.00 0.00 X 221239 0 45991 CHERIE MCNETT DIRECTOR OF HEALTH POLICY 40.00 0.00 X 180464 0 17900 MICHAEL ROLL DIRECTOR OF FINANCE 34.00 6.00 X 176069 0 78236 DANIEL MUMMERT DIRECTOR OF ONLINE EDUCATION 40.00 0.00 X 175760 0 36991 BRIAN WAECHTER DIRECTOR OF INFORMATION TECHNOLOGY 40.00 0.00 X 169154 0 50866 4892008 0 687251 96 0 1 0 FREEMAN PO BOX 650036 DALLAS TX 85265 ANNUAL MEETING LOGISTICS SERVICES 1979975 KUSHNER & ASSOCIATES 24003A VENTURA BLVD SUITE 100 CALABASAS CA 91302 MEETING & CONVENTION TRANSPORTATION SERV 784119 THE REGENTS OF THE UNIVERSITY OF CALIFOR BOX 957089 1125 MURPHY HALL 405 H LOS ANGELES CA 90095 RESEARCH 621766 ELSEVIER INC 1600 JFK BLVD SUITE 1800 PHILADELPHIA PA 19103 PUBLISHING SERVICES 549898 TORA PRINT SERVICES INC 1500 N GREENVIEW AVENUE CHICAGO IL 60642 PRINTING SERVICES 519489 53 4689318 1570493 6259811 ANNUAL MEETING REVENUE 611430 17795122 17795122 MEMBERSHIP DUES 900099 17469086 17469086 COURSE/SEMINAR FEES 611430 1729288 1729288 ADVERTISING - QUAL TRADE SHOW 541800 1716324 1716324 LICENSING FEES 900099 1155651 1155651 1832046 1832046 41697517 1061115 1061115 3597015 3597015 3935665 31125 3867861 0 67804 31125 98929 98929 4913497 1037127 3876370 3876370 ADVERTISING 541800 1990430 1990430 JOB POSTING REVENUE 900099 1054088 1054088 MAILING LIST REVENUE 900099 222483 134640 87843 200047 200047 3467048 60057805 45573887 3179158 5044949 X 1439602 4376588 18881453 1695873 1839265 1525497 516929 60775 539358 138931 5523743 10000 1582378 527284 1922879 2545058 9481227 51887 754767 263624 PRINTING & PUBLICATIONS 1464313 DUES & SUBSCRIPTIONS 467078 UNRELATED BUS INC TAX 121670 EXPENSE ALLOCATION -2286753 647452 54090878 1693305 3202103 7593340 6493906 800000 700000 779890 594209 1595471 1670729 9672737 7826737 2033957 1846000 28013646 28906704 499986 499986 37450765 42944454 80460360 86858091 5670048 6470819 15986342 15837542 819421 803561 22475811 23111922 X 55991550 61587808 1992999 2158361 57984549 63746169 80460360 86858091 5966927 -205307 0 X 0 1 X 1 0 0 0 1 15130466 4459744 1417175 5876919 3596064 2280855 PART III-B THE ACADEMY WORKS TO EDUCATE OTHER HEALTH CARE PROVIDERS AND THE PUBLIC ABOUT EYE CARE AND REPRESENTS OPHTHALMOLOGISTS AND THEIR PATIENTS BEFORE THE GOVERNMENT AND OTHER ORGANIZATIONS THAT INFLUENCE THE PROVISION OF EYE CARE. 125000 125000 125000 125000 125000 125000 125000 125000 125000 125000 0.00000 0.00000 1.00000 0 0 400621 198933 201688 5473733 4466807 1006926 3798383 3160997 637386 1846000 DUE FROM RELATED ORGANIZATIONS 42924417 DEPOSITS 20037 42944454 RETIREE HEALTH INSURANCE BENEFITS 519734 CAPITAL LEASE OBLIGATIONS 283827 803561 X PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUND IS UTILIZED AS A RESERVE FOR THE SURGICAL SCOPE FUND, SHOULD THAT FUND RUN DRY. THROUGH THE SURGICAL SCOPE FUND, AAO WORKS WITH OPHTHALMOLOGICAL AND MEDICAL SOCIETIES TO ENSURE PATIENT SAFETY STANDARDS. AAO UPHOLDS THIS COMMITMENT BY OPPOSING STATE-LEVEL EFFORTS TO GRANT MEDICAL AND SURGICAL PRIVILEGES, LEGISLATIVELY OR THROUGH REGULATIONS, TO NON-PHYSICIAN HEALTH CARE PRACTITIONERS. PART X, LINE 2: AAO FOLLOWS FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ASC TOPIC 740, INCOME TAXES, TO ACCOUNT FOR UNCERTAIN TAX POSITIONS. MANAGEMENT HAS CONCLUDED THAT AAO HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE ADJUSTMENT TO THE CONSOLIDATED STATEMENTS OF FINANCIAL POSITION TO COMPLY WITH PROVISIONS OF THIS GUIDANCE. EUROPE 0 0 PROGRAM SERVICES EDUCATION - TRADESHOWS 7019 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION - TRADESHOWS 8220 0 0 0 0 0 0 15239 0 15239 0 0 0 0 0 0 PART I, LINE 3: ACCRUAL METHOD 1 THE ALLIANCE FOR EYE AND VISION RESEARCH 1801 ROCKVILLE PIKE SUITE 400 ROCKVILLE MD 20852 521846140 501(C)(3) 18740 GENERAL SUPPORT BLINDED VETERANS ASSOCIATION 125 N WEST STREET 3RD FLOOR ALEXANDRIA VA 22314 530214281 501(C)(3) 10000 GENERAL SUPPORT ARKANSAS OPHTHALMOLOGICAL SOCIETY PO BOX 55088 LITTLE ROCK AR 72215 710583640 501(C)(6) 82000 SCOPE OF SURGERY CAMPAIGNS CALIFORNIA ACADEMY OF EYE PHYSICIANS & SURGEONS 71 STEVENSON STREET SUITE 400 SAN FRANCISCO CA 94105 941479836 501(C)(6) 262000 SCOPE OF SURGERY CAMPAIGNS FLORIDA SOCIETY OF OPHTHALMOLOGY 6816 SOUTHPOINT PARKWAY 1000 JACKSONVILLE FL 32216 591980531 501(C)(6) 140000 SCOPE OF SURGERY CAMPAIGNS IOWA ACADEMY OF OPHTHALMOLOGY PO BOX 262 GRIMES IA 50111 421345104 501(C)(6) 25000 SCOPE OF SURGERY CAMPAIGNS ILLINOIS SOCIETY OF EYE PHYSICIANS & SURGEONS 10 E PHILLIP RD 120 VERNON HILLS IL 60061 237123007 501(C)(6) 257750 SCOPE OF SURGERY CAMPAIGNS MASSACHUSETTS SOCIETY OF EYE PHYSICIANS & SURGEONS PO BOX 236 BOSTON MA 02133 237208474 501(C)(6) 75000 SCOPE OF SURGERY CAMPAIGNS MARYLAND SOCIETY OF EYE PHYSICIANS & SURGEONS 1211 CATHEDRAL ST BALTIMORE MD 21201 521284530 501(C)(6) 40000 SCOPE OF SURGERY CAMPAIGNS MISSISSIPPI ACADEMY OF EYE PHYSICIANS & SURGEONS PO BOX 217 JACKSON MS 39205 646023774 501(C)(6) 55720 SCOPE OF SURGERY CAMPAIGNS NORTH CAROLINA SOCIETY OF EYE PHYSICIANS & SURGEONS PO BOX 27167 RALEIGH NC 27611 581314518 501(C)(6) 85000 SCOPE OF SURGERY CAMPAIGNS ALABAMA ACADEMY OF OPHTHALMOLOGY 2012 SEATON BLVD MONTGOMERY AL 36116 630809050 501(C)(6) 37500 SCOPE OF SURGERY CAMPAIGNS WYOMING OPHTHALMOLOGICAL SOCIETY 122 E 17TH STREET CHEYENNE WY 82001 742339259 501(C)(6) 123030 SCOPE OF SURGERY CAMPAIGNS VIRGINIA SOCIETY OF OPHTHALMOLOGY PO BOX 3268 GLEN ALLEN VA 23058 541309871 501(C)(6) 25000 SCOPE OF SURGERY CAMPAIGNS PENNSYLVANIA ACADEMY OF OPHTHALMOLOGY 777 EAST PARK DRIVE PO BOX 8820 HARRISBURG PA 17105 232611653 501(C)(6) 13500 SCOPE OF SURGERY CAMPAIGNS 2 13 PART I, LINE 2: GRANT RECIPIENTS ARE REQUIRED TO SUBMIT RESULT REPORTS ANNUALLY, WHICH INCLUDES A DESCRIPTION OF THE USE OF FUNDS GRANTED. X X X X 1 1 X X X X 0 0 0 DAVID W PARKE II MD EXECUTIVE VP/CEO/TREASURER/SECRETARY 820131 0 121350 0 19095 0 27500 0 39048 0 1027124 0 0 0 JILL A BOYETT VP, ORG SERVICES & CFO THRU 10/2018 309069 0 49000 0 0 0 27500 0 17170 0 402739 0 0 0 JANE AGUIRRE VP, MEMBERSHIPS AND ALLIANCES 234569 0 44000 0 1230 0 27500 0 13523 0 320822 0 0 0 JOE CARR VP, INFORMATION TECHNOLOGY 243668 0 41000 0 815 0 27500 0 58821 0 371804 0 0 0 CATHY COHEN MHSA CAE VP, GOVERNMENTAL AFFAIRS 294417 0 39000 0 1195 0 27500 0 15589 0 377701 0 0 0 DALE FAJARDO EDD MBA VP, EDUCATION 290369 0 44000 0 3489 0 27500 0 8036 0 373394 0 0 0 RENALDO JUANSO VP, COMM & MARKETING THRU 3/2019 237630 0 41000 0 1280 0 27500 0 24048 0 331458 0 0 0 FLORA LUM MD VP, QUALITY AND DATA SCIENCE 251558 0 47000 0 1180 0 27500 0 17943 0 345181 0 0 0 DEBRA ROSENCRANCE CMP CAE VP, MEETINGS AND EXHIBITS 233860 0 45000 0 2220 0 27500 0 15589 0 324169 0 0 0 ROBERT PALMER STATE AFFAIRS POLICY DIRECTOR 210379 0 9700 0 1160 0 22447 0 23544 0 267230 0 0 0 CHERIE MCNETT DIRECTOR OF HEALTH POLICY 172889 0 7100 0 475 0 17822 0 78 0 198364 0 0 0 MICHAEL ROLL DIRECTOR OF FINANCE 167669 0 7500 0 900 0 19415 0 58821 0 254305 0 0 0 DANIEL MUMMERT DIRECTOR OF ONLINE EDUCATION 165960 0 9150 0 650 0 18043 0 18948 0 212751 0 0 0 BRIAN WAECHTER DIRECTOR OF INFORMATION TECHNOLOGY 161404 0 6850 0 900 0 17816 0 33050 0 220020 0 0 0 PART I, LINE 1A THESE BENEFITS ARE PROVIDED TO THE CEO UNDER TERMS OF HIS CONTRACT AND ARE INCLUDED IN FORM W-2 AS TAXABLE COMPENSATION. DAVID W PARKE II MD OFFICER HOME LOAN X 1800000 700000 0 1 1 700000 FORM 990, PART VI, SECTION A, LINE 1 PUBLIC TRUSTEES AND INTERNATIONAL TRUSTEES-AT-LARGE ARE NOT ENTITLED TO VOTE ON MATTERS INVOLVING GOVERNANCE, RULES, OR PROCEDURES OF AAO; ADDITIONALLY, PUBLIC TRUSTEES AND INTERNATIONAL TRUSTEES-AT-LARGE CANNOT VOTE TO REMOVE ANY TRUSTEE, WHICH CAN OCCUR WITH AN AFFIRMATIVE WRITTEN BALLOT OF FOUR-FIFTHS (4/5THS) VOTE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 2 EACH OF THE FOLLOWING MEMBERS OF THE BOARD OF TRUSTEES HAS A BUSINESS RELATIONSHIP WITH ONE ANOTHER: GEORGE A. WILLIAMS, MD; DAVID W. PARKE II, MD; DANIEL J. BRICELAND, MD; ROBERT E. WIGGINS, MD, MHA. AND GREGORY L. SKUTA, MD. FORM 990, PART VI, SECTION A, LINE 6 AAO IS A MEMBERSHIP ORGANIZATION WITH THE FOLLOWING CLASSES OF MEMBERS ENTITLED TO VOTE ON ANY MATTER OR TO ATTEND ANY ANNUAL OR SPECIAL BUSINESS MEETING: ACTIVE FELLOWS, ACTIVE OSTEOPATHIC FELLOWS, LIFE FELLOWS, LIFE OSTEOPATHIC FELLOWS, ACTIVE MEMBERS, AND LIFE MEMBERS. ONLY ACTIVE FELLOWS, ACTIVE OSTEOPATHIC FELLOWS, AND LIFE FELLOWS SHALL BE ELIGIBLE FOR NOMINATION, ELECTION, OR APPOINTMENT TO A POSITION ON THE BOARD OF TRUSTEES; ONLY INTERNATIONAL MEMBERS, OR THOSE FELLOWS AND MEMBERS WHO PRACTICE EXCLUSIVELY OUTSIDE OF THE UNITED STATES, SHALL BE ELIGIBLE FOR APPOINTMENT AS AN INTERNATIONAL TRUSTEE. FORM 990, PART VI, SECTION A, LINE 7A THE VOTING FELLOWS AND MEMBERS (ACTIVE FELLOWS, ACTIVE OSTEOPATHIC FELLOWS, LIFE FELLOWS, LIFE OSTEOPATHIC FELLOWS, ACTIVE MEMBERS, AND LIFE MEMBERS) ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B ANY AMENDMENT OR REVISION TO THE ARTICLES OF INCORPORATION, THE BYLAWS, AND THE ACADEMY'S CODE OF ETHICS MUST BE RATIFIED BY THE VOTING FELLOWS OR MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT TAX PREPARER IN CONJUNCTION WITH THE ORGANIZATION'S INTERNAL FINANCE AND ACCOUNTING DEPARTMENT. THE CHIEF OPERATING OFFICER AND DIRECTOR OF FINANCE THEN COMPLETELY REVIEW THE FORM 990; ADJUSTMENTS ARE MADE AS NECESSARY. UPON APPROVAL WITH THE COO AND DIRECTOR OF FINANCE, THE FORM 990 IS THEN MAILED TO EACH MEMBER OF THE BOARD OF DIRECTORS AT LEAST ONE WEEK PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE, WHO WERE INVITED TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C AAO HAS A PROFOUND DUTY TO ITS MEMBERS, THE LARGER MEDICAL COMMUNITY, AND THE PUBLIC TO ENSURE THE INTEGRITY OF ALL OF ITS SCIENTIFIC, EDUCATIONAL, ADVOCACY, AND CONSUMER INFORMATION ACTIVITIES AND MATERIALS. THUS, EACH ACADEMY TRUSTEE AND AAO STAFF ARE RESPONSIBLE FOR DISCLOSING INTERACTIONS WITH COMPANIES AND MANAGE CONFLICTS OF INTEREST OR THE APPEARANCE OF CONFLICTS OF INTEREST THAT AFFECT THIS INTEGRITY. AAO LEADERS AND PERSONS IN A POSITION TO INFLUENCE (INCLUDING TRUSTEES, OFFICERS, AND KEY EMPLOYEES) MUST SUBMIT AN ANNUAL DISCLOSURE FORM OF ALL FINANCIAL RELATIONSHIPS IN ANY AMOUNT AND UNCOMPENSATED INTERACTIONS WITH COMPANIES WITHIN THE PREVIOUS 12 MONTHS PRIOR TO THEIR PARTICIPATION IN THE ACTIVITY. IN THE EVENT A CONFLICT OF INTEREST IS IDENTIFIED, THE ACADEMY LEADER WHO DISCLOSES A CONFLICT OR POTENTIAL CONFLICT, OR TO WHOM A FELLOW LEADER IDENTIFIES A PERCEIVED CONFLICT, PREPARES A STATEMENT DESCRIBING THE CONFLICT AND SUGGESTING WAYS OF RESOLVING OR MANAGING IT. THIS STATEMENT OF CONFLICT MANAGEMENT IS SUBMITTED TO THE EXECUTIVE COMMITTEE OF THE BOARD; IF A CHAIRPERSON OR EXECUTIVE COMMITTEE MEMBER IS SUBMITTING THE STATEMENT, TWO INDEPENDENT MEMBERS WILL BE APPOINTED TO REVIEW THE STATEMENT. IF THERE IS A CONSENSUS THAT A CONFLICT EXISTS, METHODS FOR RESOLUTION INCLUDE: HIGHLY SPECIFIC CONFIDENTIALITY AGREEMENTS; RECUSAL FROM SPECIFIC DISCUSSIONS, ACTIVITIES, OR VOTES; OR A REQUIREMENT THAT THE LEADER STEP-DOWN FROM A PARTICULAR POSITION OF LEADERSHIP. FORM 990, PART VI, SECTION B, LINE 15 THE AAO COMPENSATION COMMITTEE IS MADE UP OF THE PRESIDENT, PRESIDENT-ELECT, PAST PRESIDENT, AND THE MOST RECENT PAST PRESIDENT NO LONGER SERVING ON THE BOARD. THE COMMITTEE ANNUALLY REVIEWS THE STIPEND AND CONTRACT PAYMENTS FOR ALL PHYSICIAN POSITIONS AND USES COMPARATIVE DATA FROM OTHER MEDICAL SPECIALTY SOCIETIES IN THEIR ANALYSIS. THE COMMITTEE IS RESPONSIBLE FOR THE INITIAL CONTRACT NEGOTIATION WITH A NEW CEO/EVP WITH THE ADVICE AND ASSISTANCE OF A PROFESSIONAL COMPENSATION ANALYST WHO PROVIDES COMPARATIVE DATA AND CONSULTATION. FINALLY, THE COMPENSATION COMMITTEE ANNUALLY REVIEWS THE PERFORMANCE OF THE CEO/EVP IN JUNE OF EACH YEAR TO DETERMINE THE ANNUAL PERFORMANCE BONUS - WHICH IS LIMITED TO A MAXIMUM OF 15% OF HIS SALARY PER THE EMPLOYMENT CONTRACT. FOR OTHER OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION, THE ORGANIZATION CONTRACTS WITH AN OUTSIDE COMPENSATION CONSULTANT, WHO USES COMPARATIVE DATA FROM OTHER MEDICAL SPECIALTY SOCIETIES IN THEIR ANALYSIS, TO DETERMINE REASONABLE COMPENSATION FOR EACH JOB CLASSIFICATION; THESE SALARIES ARE THEN APPROVED BY THE CEO/EVP. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY, BYLAWS, AS WELL AS OTHER POLICY STATEMENTS FOR ACADEMY LEADERS ARE AVAILABLE ON THE AAO WEBSITE. THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE PUBLISHED EVERY FALL IN THE JOURNAL OF OPHTHALMOLOGY AND ARE AVAILABLE TO THE GENERAL PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONTRACT SERVICES 4,737,404. CONSULTING SERVICES 786,339. THE FOUNDATION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY 655 BEACH STREET SAN FRANCISCO CA 94109 942682387 SUPPORT CHARITABLE MISSION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY CA 501(C)(3) LINE 12B, II AMERICAN ACADEMY OF OPHTHALMOLOGY 1 AMERICAN ACADEMY OF OPHTHALMOLOGY CES FUND 655 BEACH STREET SAN FRANCISCO CA 94109 411865087 SUPPORT CHARITABLE MISSION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY CA 501(C)(3) LINE 12B, II AMERICAN ACADEMY OF OPHTHALMOLOGY 1 ACADEMY SERVICES INC AND SUBSIDIARIES 655 BEACH STREET SAN FRANCISCO CA 94109 942960420 MANAGEMENT CA AMERICAN ACADEMY OF OPHTHALMOLOGY C 2358098 3023049 1.00000 1 AMERICAN ACADEMY OF OPHTHALMOLOGY INC PAC 655 BEACH STREET SAN FRANCISCO CA 94109 942971109 POLITICAL ACTION COMMITTEE CA AMERICAN ACADEMY OF OPHTHALMOLOGY C 604706 196014 1.00000 1 0 0 1 1 0 0 0 0 0 0 1 0 1 1 1 0 0 0 0 THE FOUNDATION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY C 4689318 BOOK VALUE THE FOUNDATION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY D 28080202 BOOK VALUE THE FOUNDATION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY K 1563816 BOOK VALUE THE FOUNDATION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY O 91637 BOOK VALUE ACADEMY SERVICES INC AND SUBSIDIARIES D 14844215 BOOK VALUE