2019-08-13T15:32:30-05:00 2018-12-31 410746749 CLIFTONLARSONALLEN LLP 610 W GERMANTOWN PIKE STE 400 PLYMOUTH MEETING PA 19462 990 2018-01-01 231731998 FOREIGN POLICY RESEARCH INSTITUTE FORE 2157323774 1528 WALNUT STREET NO 610 PHILADELPHIA PA 19102 GEORGE C BURGWIN ASST. TREASURER/DIR. FINANCE 2157323774 2019-08-13 1 CONNIE M LIRA P00481097 2156433900 67.137.57.251 2019-08-13 13:49:15 ED P 40B1045984B6BD7CE0CB919AAE2F7A412AF27D98 CC80BB28DB493DE71058EC613179C6B5E4EAE681 2018 2019-02-21 02:37:17Z ALAN LUXENBERG 1528 WALNUT STREET NO 610 PHILADELPHIA PA 19102 2072939 0 X WWW.FPRI.ORG X 1970 DE HIGHEST QUALITY SCHOLARSHIP AND NONPARTISAN POLICY ANALYSIS FOCUSED ON U.S. FOREIGN POLICY 46 46 13 75 0 0 2271469 1616432 346331 349776 -1058 2969 67115 67084 2683857 2036261 0 0 0 0 835819 925768 0 0 176574 1613422 1554106 2449241 2479874 234616 -443613 1914290 1462433 302267 294023 1612023 1168410 X THE FOREIGN POLICY RESEARCH INSTITUTE (FPRI) IS DEDICATED TO PRODUCING THE HIGHEST QUALITY SCHOLARSHIP AND NONPARTISAN POLICY ANALYSIS FOCUSED ON CRUCIAL FOREIGN POLICY AND NATIONAL SECURITY CHALLENGES FACING THE UNITED STATES. WE EDUCATE THOSE WHO MAKE AND INFLUENCE POLICY, AS WELL AS THE PUBLIC AT LARGE, THROUGH THE LENS OF HISTORY, GEOGRAPHY, AND CULTURE. 0 0 1430738 0 58294 RESEARCH: FPRI BRINGS THE INSIGHTS OF SCHOLARSHIP TO BEAR ON THE DEVELOPMENT OF POLICIES THAT ADVANCE U.S. NATIONAL INTERESTS ABROAD, ADDING PERSPECTIVE TO EVENTS BY FITTING THEM INTO LONGER-RANGE PATTERNS, AND DEVELOPING ALTERNATIVE POLICIES TO DEAL WITH PRESSING U.S. INTERNATIONAL PROBLEMS. MAJOR RESEARCH PROGRAMS ARE: PROGRAM ON NATIONAL SECURITY; CENTER FOR THE STUDY OF AMERICA AND THE WEST; ASIA PROGRAM; PROGRAM ON THE MIDDLE EAST; EURASIA PROGRAM; AND THINK TANKS AND FOREIGN POLICY. 333988 0 178655 LECTURES & SEMINARS: FPRI HOSTS NUMEROUS EVENTS THROUGHOUT THE YEAR, SUCH AS BRIEFINGS, BOOKTALKS, AND LECTURES ON ALL ASPECTS OF FOREIGN AFFAIRS. THESE LECTURES AND SEMINARS INCLUDE: AN ANNUAL DINNER WHERE WE AWARD THE BENJAMIN FRANKLIN AWARD FOR PUBLIC SERVICE TO A LEADING FIGURE IN INTERNATIONAL RELATIONS (AWARDEES HAVE INCLUDED HENRY KISSINGER, JAMES MATTIS, MICHAEL HAYDEN, AND ASH CARTER); THE ANNUAL GINSBURG-SATELL LECTURE ON AMERICAN IDENTITY AND CHARACTER; THE ANNUAL TEMPLETON LECTURE ON RELIGION AND WORLD AFFAIRS; AN ANNUAL BRUNCH WITH LEADING INTERNATIONAL SCHOLARS AND PLAYERS; GEOPOLITICS WITH GRANIERI (A MONTHLY EVENT FEATURING INTERVIEWS WITH GUEST SCHOLARS ON SUBJECTS IN THE NEWS); OTHER REGULAR BRIEFINGS ARE HELD IN THE PHILADELPHIA SUBURBS, PRINCETON-NJ, WASHINGTON-DC, AND ELSEWHERE; MONTHLY SALONS WITH LEADING THINKERS ARE ALSO HELD AT THE HOMES OF PRIVATE INDIVIDUALS IN PHILADELPHIA, NEW YORK CITY, AND MIAMI, DRAWING ACADEMICS AND BUSINESS LEADERS TOGETHER FOR INTIMATE DISCUSSIONS ON PRESSING ISSUES OF THE DAY. 111681 0 167304 PUBLICATIONS: FPRI SPONSORS AND PUBLISHES A WIDE ARRAY OF ARTICLES, PAPERS, BOOKS, E-BOOKS, AND OTHER PUBLICATIONS FOR POLICYMAKERS, FOR EDUCATORS, AND FOR THE PUBLIC. THESE INCLUDE: ORBIS: FPRI'S JOURNAL OF WORLD AFFAIRS; GEOPOLITICUS: THE FPRI BLOG; E-NOTES (REGULAR BULLETINS COVERING TOPICS IN THE NEWS; FOOTNOTES (AN FPRI BULLETIN INTENDED FOR EDUCATORS); AND E-BOOKS (WEB-BASED MONOGRAPHS AND ESSAY COLLECTIONS). FPRI ALSO PROVIDES ACCESS TO AND DISTRIBUTES AUDIO-VISUAL MATERIALS, INCLUDING: A YOU-TUBE CHANNEL; REGULAR PODCASTS; V-NOTES (VIDEO ESSAYS FUSING SCHOLARLY RIGOR, RARE FOOTAGE, AND INNOVATIVE ANALYSIS ABOUT AMERICAN FOREIGN POLICY TOWARD THE ARAB WORLD AND BEYOND); FPRI RADIO (PODCASTS BETWEEN MEMBERS OF THE FPRI STAFF AND LEADING EXPERTS ON CURRENT EVENTS RELATING TO AND AFFECTING WORLD AFFAIRS). THE EURASIA PROGRAM OFFERS SPECIAL REPORTS ON RUSSIAN FOREIGN POLICY AND THE RUSSIAN ECONOMY, PLUS THE BALTIC BULLETIN AND A SERIES ON THE BLACK SEA. 200350 8163 EDUCATION ACTIVIES: THE BUTCHER HISTORY INSTITUTE, CO-CHAIRED BY PULITZER PRIZE-WINNING HISTORIAN WALTER A. MCDOUGALL AND FPRI SENIOR FELLOW DAVID EISENHOWER, AIMS TO CONTIBUTE TO THE MORE EFFECTIVE TEACHING OF HISTORY AND TO THE PUBLIC DISCOURSE OVER AMERICA'S IDENTITY AND ITS ROLE IN THE WORLD. RECURRING HISTORY INSTITUTES ADDRESS AMERICAN MILITARY HISTORY AND TOPICS CONCERNING THE MIDDLE EAST, AND EURASIA. THE INSTITUTES ARE PRESENTED BY DISTINGUISHED SCHOLARS FROM FPRI AND ELSEWHERE. THE INSTITUTES ARE WEEKEND-LONG SEMINARS PRESENTED TO HIGH-SCHOOL TEACHERS FROM AROUND THE COUNTRY, WHOSE LODGING AND TRAVEL COSTS ARE SUBSIDIZED BY FPRI. FPRI HAS INITIATED WEEK-LONG STUDY TRIPS FOCUSED ON ASIA, WITH A TOUR OF SECONDARY SCHOOL TEACHERS TO SOUTH KOREA IN 2015, AND JAPAN IN 2016 AND 2018. FPRI PROVIDES THE KNOWLEDGE AND SERVICES OF ITS FELLOWS AND SCHOLARS TO ORGANIZATIONS AND INDIVIDUALS NEEDING EXPERTISE IN VARIOUS ASPECTS OF FOREIGN POLICY AND INTERNATIONAL RELATIONS. BUILDING ON OUR TWENTY YEARS OF WORK WITH HIGH SCHOOL TEACHERS, FPRI'S CENTER FOR THE STUDY OF AMERICA AND THE WEST HAS BEGUN AN AMBITIOUS PROGRAM IN CIVIC EDUCATION FOR STUDENTS. THIS INITIATIVE INCLUDES BOTH PARTNERSHIPS WITH LOCAL SCHOOLS AND THE PRODUCTION OF MATERIALS AIMED AT SCHOOL AUDIENCES, TO ENRICH YOUNG PEOPLE'S UNDERSTANDING OF THE INSTITUTIONS AND IDEAS THAT SHAPE AMERICAN POLITICAL LIFE. THROUGH THE DEVELOPMENT OF MULTIMEDIA PRIMERS ON IMPORTANT AMERICAN AND WESTERN INSTITUTIONS, AS WELL AS A SERIES OF EDUCATIONAL SIMULATION PROGRAMS ON THE FOUNDING AND THE CORNERSTONES OF AMERICAN LIBERTY, THE CENTER IS MAKING A TIMELY CONTRIBUTION TO CIVIC EDUCATION AND GOOD CITIZENSHIP NOT ONLY IN PHILADELPHIA BUT NATIONALLY. 200350 8163 2076757 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 61 0 13 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 46 46 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA X X THE ORGANIZATION 2157323774 1528 WALNUT STREET NO 610 PHILADELPHIA PA 19102 JAMES H AVERILL TRUSTEE 2.00 X 0 0 0 MAUREEN AUSTIN TRUSTEE 2.00 X 0 0 0 J MICHAEL BARRON TRUSTEE 2.00 X 0 0 0 AMB ADRIAN A BASORA TRUSTEE 2.00 X 0 0 0 EDWARD T BISHOP TRUSTEE 2.00 X 0 0 0 RAZA BOKHARI TRUSTEE 2.00 X 0 0 0 GWEN BOROWSKY TRUSTEE 2.00 X 0 0 0 RUTH BRAMSON TRUSTEE 2.00 X 0 0 0 RICHARD P BROWN JR TRUSTEE 2.00 X 0 0 0 ROBERT E CARR TRUSTEE 2.00 X 0 0 0 AHMED CHARAI TRUSTEE 2.00 X 0 0 0 WINSTON J CHURCHILL TRUSTEE 2.00 X 0 0 0 WILLIAM L CONRAD TRUSTEE 2.00 X 0 0 0 GERARD CUDDY TRUSTEE 2.00 X 0 0 0 GENE CUNNINGHAM TRUSTEE 2.00 X 0 0 0 PETER DACHOWSKI TRUSTEE 2.00 X 0 0 0 JOSEPH FIELD TRUSTEE 2.00 X 0 0 0 ROBERT A FOX TRUSTEE 2.00 X 0 0 0 JAMES H GATELY TRUSTEE 2.00 X 0 0 0 SUSAN H GOLDBERG TRUSTEE 2.00 X 0 0 0 JOHN R HAINES TRUSTEE 2.00 X 0 0 0 JAMES T HITCH III TRUSTEE 2.00 X 0 0 0 SA IBRAHIM TRUSTEE 2.00 X 0 0 0 DONALD R KARDON TRUSTEE 2.00 X 0 0 0 MARINA KATS TRUSTEE 2.00 X 0 0 0 HON JOHN F LEHMAN TRUSTEE 2.00 X 0 0 0 MURRAY S LEVIN TRUSTEE 2.00 X 0 0 0 DAVID MARSHALL TRUSTEE 2.00 X 0 0 0 SARAH JM MARSHALL TRUSTEE 2.00 X 0 0 0 JAMES MEYER TRUSTEE 2.00 X 0 0 0 RONALD J NAPLES TRUSTEE 2.00 X 0 0 0 MICHAEL NOVAKOVIC TRUSTEE 2.00 X 0 0 0 EDWARD OCONNOR TRUSTEE 2.00 X 0 0 0 ROBERT ODONNELL TRUSTEE 2.00 X 0 0 0 MARSHALL W PAGON TRUSTEE 2.00 X 0 0 0 JAMES M PAPADA III TRUSTEE 2.00 X 0 0 0 JOHN W PIASECKI TRUSTEE 2.00 X 0 0 0 EILEEN ROSENAU TRUSTEE 2.00 X 0 0 0 ADELE K SCHAEFFER TRUSTEE 2.00 X 0 0 0 HILLARD R TORGERSON TRUSTEE 2.00 X 0 0 0 LEE WOOLLEY TRUSTEE 2.00 X 0 0 0 GARY A FRANK TRUSTEE 2.00 X 0 0 0 ALAN L REED TRUSTEE 2.00 X 0 0 0 LIONEL SAVADOVE TRUSTEE 2.00 X 0 0 0 EDWARD L SNITZER TRUSTEE 2.00 X 0 0 0 ROBERT L FREEDMAN CHAIRMAN 2.00 X X 0 0 0 DEVON CROSS VICE CHAIR 2.00 X X 0 0 0 SAMUEL J SAVITZ VICE CHAIR 2.00 X X 0 0 0 HON DOV S ZAKHEIM VICE CHAIR 2.00 X X 0 0 0 HON JOHN HILLEN TREASURER 2.00 X X 0 0 0 ALAN H LUXENBERG PRESIDENT 40.00 X 176460 0 18423 GEORGE C BURGWIN ASST. TREASURER/DIR. FINANCE 40.00 X 90808 0 13705 ELI S GILMAN SECRETARY/VP OPERATIONS/COO 40.00 X 80042 0 12719 347310 0 44847 1 0 1 0 0 1616432 36678 1616432 MEMBERSHIPS & PARTNERS 928120 228428 228428 PUBLICATIONS 511120 100114 100114 LECTURES & SEMINARS 713990 21234 21234 349776 4777 4777 62640 62640 34870 36678 -1808 -1808 -1808 OTHER INCOME 900099 3871 3871 MERCHANDISE REVENUE 900099 573 573 4444 2036261 412416 0 7413 392157 177497 121680 92980 424061 421793 1329 939 15039 14955 35 49 35504 30528 2516 2460 59007 41641 9688 7678 19562 12421 5287 1854 7688 5599 1941 148 4034 2561 1090 383 84727 37839 46888 81176 63223 15339 2614 49177 33155 14392 1630 121415 85962 22826 12627 218535 212862 4292 1381 220736 212342 6967 1427 15918 10824 4733 361 14532 9881 4321 330 HONORARIA & STIPEND 654862 653602 1260 SUBS. & MEMBERSHIPS 12697 3836 6036 2825 49047 46236 2811 2479874 2076757 226543 176574 956463 582744 228581 287443 615400 496878 72295 64724 14185 10335 139315 132961 22273 6354 5093 13955 1914290 1462433 122348 107764 179919 186259 302267 294023 X -24429 51818 1636452 1116592 1612023 1168410 1914290 1462433 -443613 0 X 0 1 X 1 0 X 1298460 1212188 2189475 2271469 1616432 8588024 1298460 1212188 2189475 2271469 1616432 8588024 4572405 4015619 30 11 324 1418 4777 6560 9127 1150 4444 14721 8609305 2178634 0.46640 0.43600 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2016 AMOUNT: $ 9,127. 2017 AMOUNT: $ 1,150. 2018 AMOUNT: $ 3,871. MERCHANDISE REVENUE - 2018 AMOUNT: $ 573. 139315 132961 6354 6354 X 2036261 0 2036261 0 2036261 2479874 0 2479874 0 2479874 PART X, LINE 2: THE INSTITUTE IS EXEMPT FROM FEDERAL INCOME TAXES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) AND APPLICABLE STATE LAW. THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. IF THE INSTITUTE WERE TO INCUR ANY INCOME TAX LIABILITY IN THE FUTURE, INTEREST ON ANY INCOME TAX LIABILITY WOULD BE REPORTED AS INTEREST EXPENSE AND PENALTIES ON INCOME TAX WOULD BE REPORTED AS INCOME TAXES. THERE ARE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2018 AND 2017. X X X 0 0 0 0 0 0 0 0 0 ALAN H LUXENBERG PRESIDENT 156460 0 20000 0 0 0 8892 0 9531 0 194883 0 0 0 X 6 36678 FMV 0 0 0 0 PART I, COLUMN (B): THE FIGURE IN THIS COLUMN REPRESENTS THE NUMBER OF DONORS IN THE GIVEN CATEGORY. FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES MAY DESIGNATE AND APPOINT AN EXECUTIVE COMMITTEE OF FIVE OR MORE TRUSTEES, WHICH MAY EXERCISE THE AUTHORITY OF THE BOARD OF TRUSTEES IN THE MANAGEMENT OF THE CORPORATION; PROVIDED THAT THE EXECUTIVE COMMITTEE SHALL NOT HAVE THE AUTHORITY OF THE BOARD OF TRUSTEES TO ELECT OR REMOVE TRUSTEES, TO ELECT OR REMOVE OFFICERS, TO ADOPT AN AGREEMENT OF MERGER OR CONSOLIDATION, OR TO AMEND THE CERTIFICATE OF INCORPORATION OR THE BY-LAWS OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM. A DRAFT OF THE FORM 990 IS PROVIDED TO TRUSTEES AND SENIOR MANAGEMENT FOR THEIR REVIEW AND COMMENTARY. THE VERSION OF THE FORM 990 PREPARED FOR ELECTRONIC FILING IS THEN PROVIDED TO THE SAME INDIVIDUALS FOR FINAL REVIEW BEFORE E-FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST CERTIFICATIONS ARE REQUESTED FROM TRUSTEES AND OTHER OFFICERS AT THE BEGINNING OF EACH CALENDAR YEAR. MANAGEMENT PROVIDES COPIES OF: 1) THE CONFLICT OF INTEREST POLICY; 2) A LIST OF VENDORS, FINANCIAL INSTITUTIONS, EMPLOYEES, AND INDEPENDENT CONTRACTORS WITH WHICH THE ORGANIZATION DOES BUSINESS, AND 3) A CERTIFICATION FORM TO BE RETURNED, CERTIFYING THAT: 1) THE INDIVIDUAL HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY AND 2) SPECIFYING THE INDIVIDUAL'S CONFLICTS OF INTEREST, IF ANY, OR SPECIFYING THAT THE INDIVIDUAL HAS NO CONFLICTS. INTERIM CERTIFICATION REQUESTS ARE SUBMITTED TO INDIVIDUALS FOR ACTUAL OR POTENTIAL CONFLICTS THAT ARISE BETWEEN ANNUAL CERTIFICATIONS. POTENTIAL CONFLICTS THAT ARE DISCLOSED ARE DISCUSSED AND ACTED UPON BY THE FULL BOARD OF TRUSTEES. BOARD ACTIONS MAY INCLUDE: DETERMINATION THAT NO ACTUAL CONFLICT EXISTS AND THAT NO FURTHER ACTION IS REQUIRED BASED ON ANY REASONABLE GROUNDS, INCLUDING THE NOMINAL NATURE OF ANY INTEREST INVOLVED. IF AN ACTUAL CONFLICT IS DETERMINED TO EXIST, NEITHER FPRI NOR THE INTERESTED PERSON SHALL ENTER INTO OR CONTINUE THE TRANSACTION OR ARRANGEMENT PRESENTING THE CONFLICT UNLESS IT IS APPROVED BY THE BOARD. IN APPROVING A TRANSACTION OR RELATIONSHIP WHERE THERE IS A CONFLICT, THE BOARD SHALL CONSIDER WHETHER A MORE FAVORABLE ALTERNATIVE TRANSACTION OR ARRANGEMENT IS AVAILABLE WITH A PARTY THAT DOES NOT PRESENT A CONFLICT. IF A MORE ADVANTAGEOUS NON-CONFLICT TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER THE CIRCUMSTANCES, THE BOARD SHALL DETERMINE, BY A MAJORITY VOTE OF THE DISINTERESTED TRUSTEES, WHETHER TO APPROVE A CONFLICT BY CONSIDERING WHETHER SUCH CONFLICT IS IN THE ORGANIZATION'S BEST INTEREST AND WHETHER IT IS FAIR AND REASONABLE. INDIVIDUALS WHO HAVE CONFLICTS ARE NOT PERMITTED TO PARTICIPATE IN THE DISCUSSIONS OR DECISIONS CONCERNING CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE PRESIDENT IS REVIEWED AND RECOMMENDED TO THE BOARD OF TRUSTEES BY THE BOARD'S COMPENSATION COMMITTEE AS PART OF THE PROCESS OF APPROVING THE ANNUAL BUDGET. CRITERIA USED IN THE COMMITTEE'S DELIBERATIONS INCLUDE: COMPENSATION PAID BY SIMILAR ORGANIZATIONS IN TERMS OF FOCUS/SIZE. THE BOARD OF TRUSTEES REVIEWS THE COMMITTEE'S RECOMMENDATION AND EITHER APPROVES THE RECOMMENDATION OR APPROVES A REVISED AMOUNT OF COMPENSATION. COMPENSATION OF OTHER OFFICERS IS DETERMINED BY SENIOR MANAGEMENT, IN CONSULTATION WITH THE FINANCE COMMITTEE, WITH REFERENCE TO COMPENSATION LEVELS FOR SIMILAR POSITIONS IN SIMILAR ORGANIZATIONS. DELIBERATIONS AND FINAL DETERMINATION OF COMPENSATION FOR THE PRESIDENT AND OTHER OFFICERS ARE TIMELY DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE: 1) POSTED ON THE ORGANIZATION'S WEBSITE, AND 2) AVAILABLE TO THE PUBLIC UPON REQUEST.