2019-08-13T17:45:19-05:00 2018-09-30 420714325 RSM US LLP 9801 WASHINGTONIAN BLVD STE 500 GAITHERSBURG MD 20878 990 2017-10-01 203568840 UNITED CEREBRAL PALSY INC UNIT 2027760406 1825 K STREET NW NO 600 WASHINGTON DC 20006 ARMANDO A CONTRERAS PRESIDENT & CEO 2027760406 2019-08-13 1 WILLIAM E TURCO CPA P00369217 3012963600 66.98.98.129 2019-08-13 16:41:34 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 00BFBB601F26E6691F3C42FDB75EEBE807206D5E 2017 2019-02-21 02:37:17Z ARMANDO A CONTRERAS 1825 K STREET NW NO 600 WASHINGTON DC 20006 3766966 0 X WWW.UCP.ORG X 2005 DC TO ADVANCE THE INDEPENDENCE, PRODUCTIVITY, AND FULL CITIZENSHIP OF PEOPLE WITH CEREBRAL PALSY, INTELLECTUAL AND DEVELOPMENTAL DISABILITIES, AND OTHER CONDITIONS. 17 17 10 34 0 0 713657 1568581 2120081 1045140 236211 -22760 201708 239397 3271657 2830358 0 0 0 0 1259184 672992 15011 21616 260663 1385415 1673845 2659610 2368453 612047 461905 10554727 10568930 1822890 796654 8731837 9772276 X UCP AND ITS 64 AFFILIATES SHARE A MISSION TO ADVANCE THE INDEPENDENCE, PRODUCTIVITY AND FULL CITIZENSHIP OF PEOPLE WITH CEREBRAL PALSY, INTELLECTUAL AND DEVELOPMENTAL DISABILITIES, AND OTHER CONDITIONS. 0 0 572680 SUPPORT OF AFFILIATES:APPROXIMATELY 64 LOCAL SERVICE PROVIDERS OR UCP AFFILIATES REACHED MORE THAN 176 000 INDIVIDUALS AND THEIR FAMILIES. AFFILIATES SERVICES INCLUDES: HOUSING, THERAPY, ASSISTIVE TECHNOLOGY TRAINING EARLY, INTERVENTION PROGRAMS; INDIVIDUAL AND FAMILY SUPPORT; SOCIAL AND RECREATION PROGRAMS; COMMUNITY LIVING; STATE AND LOCAL REFERRALS; EMPLOYMENT ASSISTANCE AND ADVOCACY. INFORMATIONAL AND REFERRAL PROGRAM WAS DELEGATED TO UCP AFFILIATE IN BOSTON TO RECEIVE CALLS AND ONLINE INQUIRIES REGARDING SERVICES AND RESOURCES IN THEIR AREA FROM PEOPLE LOOKING FOR MORE INFORMATION. UCP NATIONAL SUPPORTED THE AFFILIATE NETWORK THROUGH: AFFILIATE AND NATIONAL REVENUE SHARING PROGRAMS (ONLINE GIVING AND THE CAR PROGRAM). UCP 70TH ANNIVERSARY MARKETING AND COMMUNICATIONS BEST PRACTICES & MARKETING TOOL KIT. IN ADDITION, UCP NATIONAL FACILITATED A NATIONAL ANNUAL MEETING, TWO REGIONAL AFFILIATE CONVENINGS, AND QUARTERLY AFFILIATE VIRTUAL TOWN HALLS. UCP NATIONAL ALSO FACILITATED AND UPDATED THE AFFILIATE CHARTER AGREEMENTS WHICH ALLOWED AFFILIATES TO REVIEW THEIR TERRITORY AND REQUEST AN EXPANSION (IF APPLICABLE). 322922 1023190 NON-FEDERAL (BELLOWS):ASSISTIVE TECHNOLOGY OFTEN PLAYS A VITAL ROLE IN THE LIVES OF PEOPLE WITH DISABILITIES. ASSISTIVE TECHNOLOGY IS ANY ITEM, PIECE OF EQUIPMENT, OR PRODUCT THAT IS USED TO INCREASE, MAINTAIN, OR IMPROVE THE FUNCTIONAL CAPABILITIES OF INDIVIDUALS WITH DISABILITIES. WE OFFER FINANCIAL ASSISTANCE THROUGH OUR NON-FEDERAL GRANT PROGRAM, WHICH HELPS PROVIDE ASSISTIVE TECHNOLOGY EQUIPMENT TO INDIVIDUALS WITH DISABILITIES. USE OF THIS PROGRAM IS AVAILABLE ONLY THROUGH UCP AFFILIATES. 88903 PUBLIC EDUCATION:THE UCP AFFILIATES PROVIDE SUPPORT AND SERVICES TO MORE THAN 176,000 PEOPLE WITH DISABILITIES ON AN ANNUAL BASIS, ONE PERSON AT A TIME, ONE FAMILY AT A TIME, MEETING THE UNIQUE NEEDS THAT EACH POSSESSES. THROUGH AN AFFILIATE NETWORK, UCP PROVIDES SUCH DIVERSE PROGRAMS AS CHILDCARE, SUPPORTED LIVING, EDUCATION, HEALTH, EMPLOYMENT AND RECREATIONAL ACTIVITIES. UCP SUPPORTS PUBLIC EDUCATION AND OUTREACH PROGRAMS, PROVIDING INFORMATION, RESOURCES AND SOCIAL NETWORKING RESOURCES TO PARENTS, CAREGIVERS AND PEOPLE WITH DISABILITIES AROUND THE GLOBE. IN ADDITION, UCP EDUCATES THE AFFILIATE NETWORK THROUGH THE LIFE WITHOUT LIMITS NEWSLETTER AND SEMINARS AT THE ANNUAL MEETING, WHICH PROVIDE INFORMATION ON CEREBRAL PALSY AND DISABILITY RELATED ISSUES, AS WELL AS PHILANTHROPY AND LEADERSHIP TOPICS. UCP ALSO EDUCATES THE GENERAL PUBLIC THROUGH ITS NEWLY REVAMPED WEBSITE, WHICH PROVIDES INFORMATION FOR PARENTS, CAREGIVERS AND PEOPLE WITH DISABILITIES AROUND THE GLOBE. UCP ALSO PROVIDES INFORMATION REFERRAL SERVICES. 984505 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 9 10 1 0 0 0 0 0 1 1 0 0 0 1 0 X 17 17 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AK AL AR AZ CA CO CT DC DE FL GA IA ID IL IN KS KY LA MA MD ME MI MS MN MO MT NC ND NE NJ NH NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY X X KRISTI SCHARL 4143591040 648 N PLANKINTON AVE STE 425 MILWAUKEE WI 53203 DIANE WILUSH CHAIR 1.00 X X 0 0 0 MELVIN CHIP HURLEY TREASURER 1.00 X X 0 0 0 STEPHEN L DEBIASI FACHE CMPE SECRETARY 1.00 X X 0 0 0 KEITH GRAHAM TRUSTEE 1.00 X 0 0 0 MICHAEL BURKE JR TRUSTEE 1.00 X 0 0 0 PABLO CHAVEZ TRUSTEE 1.00 X 0 0 0 JEANNE DE SA TRUSTEE 1.00 X 0 0 0 MARGARET FARMAN TRUSTEE 1.00 X 0 0 0 RUTH GULLERUD TRUSTEE 1.00 X 0 0 0 JOHN R HANCOCK CPA TRUSTEE 1.00 X 0 0 0 GLENN HARGER TRUSTEE 1.00 X 0 0 0 ERIC HESPENHEIDE TRUSTEE 1.00 X 0 0 0 JENNIFER KEATLEY TRUSTEE 1.00 X 0 0 0 LINDA MAGUIRE TRUSTEE 1.00 X 0 0 0 MIKE MEADORS TRUSTEE 1.00 X 0 0 0 PATRICIA TRISH OTTER TRUSTEE 1.00 X 0 0 0 OUIDA SPENCER TRUSTEE 1.00 X 0 0 0 ARMANDO CONTRERAS CEO 40.00 X 120603 0 8285 TANNEKA JONES DIRECTOR OF FINANCE 40.00 X 122062 0 16165 ANITA PORCO VP OF AFFILIATE NETWORK 40.00 X 173461 0 22020 ELEANOR H COLLINSON CHIEF PROGRAM OFFICER 40.00 X 114804 0 5772 RICK FORKOSH FORMER INTERIM CEO 40.00 X 124850 0 3587 655780 0 55829 5 1 1 0 0 13195 1555386 765927 1568581 MEMBERSHIP FEES 900099 1012190 1012190 ANNUAL CONFERENCE 900099 32950 11000 21950 1045140 168056 168056 237278 0 237278 237278 237278 745792 936608 -190816 -190816 -190816 OTHER REVENUE 900099 2119 2119 2119 2830358 1023190 0 238587 524830 160201 273597 91032 93663 28590 48827 16246 6673 2037 3479 1157 3239 988 1689 562 44587 13610 23243 7734 25958 25958 50683 50683 21616 21616 53385 53385 129928 44047 60898 24983 8455 2539 5916 717826 213744 421369 82713 32202 7822 24219 161 24788 20446 1673 2669 35680 35680 389965 389965 102321 30468 60063 11790 DUES & SUPPORT & SUB. 89858 70048 19810 BAD DEBTS 10857 10857 OTHER EXPENSES 1939 1939 2368453 984505 1123285 260663 708330 400663 151354 77313 8015 22878 1121158 789965 431258 331193 5000015 5317700 3904327 4096839 351428 322344 10554727 10568930 308921 104758 24500 29515 1489469 662381 1822890 796654 X 1082019 2042135 2953368 3020211 4696450 4709930 8731837 9772276 10554727 10568930 X 461905 561418 17116 X X 0 1 X 1 0 X 3574993 3154086 2954677 2659082 2580771 14923609 3574993 3154086 2954677 2659082 2580771 14923609 955658 13967951 308156 317320 237197 428692 405334 1696699 10930 34830 39228 9572 2119 96679 16716987 501524 0.83560 0.88820 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2013 AMOUNT: $ 10,930. 2014 AMOUNT: $ 34,830. 2015 AMOUNT: $ 39,228. 2016 AMOUNT: $ 9,572. 2017 AMOUNT: $ 2,119. 0 2368453 2368453 268423 67106 0 0 373410 359379 282981 268423 1284193 1926290 21000 27000 48000 93353 89845 70745 67106 321049 481574 20000 15000 35000 9228524 405698 322922 9311300 9571790 1150648 1493914 9228524 9516315 667537 612062 9571790 10659686 -746169 397202 9516315 10131565 977161 449040 10659686 0.18360 0.49080 0.32560 1 0 1121158 789965 331193 331193 60020.611-METROPOLITAN W. TOT RET 618813 F 30,957.686-OAKMARK INTERNATL II 865193 F 89080.04-TOUCHSTONE ULT SH DUR 823990 F 8402.295-T ROWE PRICE GROWTH 606814 F 28276.468-TOUCHSTONE SANDS CAP 529618 F 60745.943-PIMCO INTL BD USD HEDGED 652411 F 4096839 DEFERRED RENT 662381 662381 X 3559724 561418 167948 729366 2830358 0 2830358 2536401 167948 167948 2368453 0 2368453 PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS AT SEPTEMBER 30, 2018, CONSIST OF THE BELLOWS ENDOWMENT DETAILED ABOVE, AS WELL AS CHARITABLE ANNUITY TRUST INTERESTS. EARNINGS ON THE BELLOWS ENDOWMENT FUND ARE TEMPORARILY RESTRICTED FOR PROGRAM PURPOSES AS SPECIFIED BY THE DONOR. UCP IS THE BENEFICIARY OF THE INCOME OF TWO CHARITABLE ANNUITY TRUSTS THAT IT DOES NOT ADMINISTER. THE INVESTMENTS OF EACH TRUST ARE ADMINISTERED BY A TRUSTEE WHO IS INDEPENDENT OF UCP, AND DISTRIBUTIONS ARE MADE TO UCP IN ACCORDANCE WITH THE TRUST AGREEMENT FOR EACH TRUST. THESE TRUSTS ARE INVESTED IN CASH AND CASH EQUIVALENTS, FIXED INCOME FUNDS, MUTUAL FUNDS, AND EQUITIES. UCP RECORDS ITS INTEREST IN THESE TRUSTS AT FAIR MARKET VALUE WITHIN PERMANENTLY RESTRICTED NET ASSETS. ANUALLY, UCP MAY BUDGET FOR 5% OF THE BOARD DESIGNATED ENDOWMENT FUNDS TO BE SPENT IN THE FOLLOWING YEAR. PART X, LINE 2: UCP IS A NONPROFIT VOLUNTARY HEALTH AND WELFARE AGENCY EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE IRC). IT HAS BEEN CLASSIFIED AS A PUBLICLY SUPPORTED CHARITABLE ORGANIZATION UNDER SECTION 509(A)(1) OF THE IRC AND QUALIFIES FOR THE MAXIMUM CHARITABLE CONTRIBUTION DEDUCTION ALLOWABLE TO DONORS AND IS NOT A PRIVATE FOUNDATION. INCOME, WHICH IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. UCP HAD DE MINIMIS NET UNRELATED BUSINESS INCOME FOR THE YEAR ENDED SEPTEMBER 30, 2018. MANAGEMENT HAS EVALUATED UCP'S TAX POSITIONS AND HAS CONCLUDED THAT UCP HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENTS TO THE FINANCIAL STATEMENTS. X 1 LEWIS ADVERTISING 325 EAST OLIVER STREET BALTIMORE MD 21202 DIRECT MAIL GIFT LABELS, APPEALS, SOLICITATION CARDS 0 0 21616 -21616 21616 -21616 AL AK AZ AR CA CO CT DE DC FL GA IA ID IL KS KY LA MA MD ME MI MS MN MO MT NC ND NE NJ NH NM NV NY OH OK IN OR PA RI SC SD TN TX UT VA VT WA WI WV WY X X X 0 0 0 0 0 0 0 0 0 ANITA PORCO VP OF AFFILIATE NETWORK 173461 0 0 0 0 0 8496 0 13524 0 195481 0 0 0 RICK FORKOSH FORMER INTERIM CEO 124850 0 0 0 0 0 3587 0 918 0 129355 0 0 0 X 9 12220 FMV X 1 753707 FMV 9 0 1 1 PART I, LINE 32B: UCP HIRES MELWOOD HORTICULTURAL TRAINING CENTER TO PROCESS AND SELL THE CAR DONATIONS. FORM 990, PART VI, SECTION A, LINE 6 UCP'S MEMBERSHIP IS COMPOSED OF DOMESTIC 501(C)(3) CHARITABLE NONPROFITS WHICH PROVIDE SERVICES TO AND ADVOCACY ON BEHALF OF PEOPLE WITH DISABILITIES AND THEIR FAMILIES. FORM 990, PART VI, SECTION A, LINE 7A A NOMINATING COMMITTEE ASSESSES THE NEEDS OF THE UCP BOARD AND VETS CANDIDATES FOR THE BOARD OF TRUSTEES. THE NOMINATING COMMITTEE RECOMMENDS A SLATE OF CANDIDATES TO THE MEMBERS OF THE CORPORATION ANNUALLY. FLOOR NOMINATIONS ARE TAKEN AT THE ANNUAL MEETING. THE MEMBERS THEN VOTE ON THE SLATE OF CANDIDATES FOR THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS OF THE ORGANIZATION VOTE ON CHANGES TO THE ORGANIZATIONAL DOCUMENTS OF UCP, INCLUDING ITS ARTICLES OF INCORPORATION OR BYLAWS; ELECTION OF TRUSTEES BY THE BOARD TO SERVE A VACANT SEAT ON THE BOARD; ELECTION OF MEMBERS OF THE NOMINATING COMMITTEE; AND ELECTION OF MEMBERS OF THE PROFESSIONAL COUNCIL. FORM 990, PART VI, SECTION B, LINE 11B UCP'S AUDITED FINANCIAL STATEMENTS UPON WHICH THE FINANCIAL INFORMATION IN THE 990 IS BASED WAS REVIEWED AND ACCEPTED BY THE AUDIT COMMITTEE AND THE BOARD. UCP'S 990 WILL BE PROVIDED TO THE FINANCE COMMITTEE AND BOARD OF TRUSTEES UPON FILING. FORM 990, PART VI, SECTION B, LINE 12C UCP'S BOARD CHAIR ANNUALLY REQUESTS CONFLICT OF INTEREST DISCLOSURE STATEMENTS FROM BOARD MEMBERS AND SENIOR MANAGEMENT EMPLOYEES, WHICH ARE SUBMITTED TO UCP'S PRESIDENT AND CEO. OTHER INDIVIDUALS MAY ALSO SUBMIT TO THE PRESIDENT AND CEO INFORMATION REGARDING POTENTIAL CONFLICTS OF WHICH THEY ARE AWARE. UCP'S PRESIDENT AND CEO REVIEWS ANY POTENTIAL CONFLICT DISCLOSURES AND REPORTS TO THE BOARD CHAIR OR OTHER RELEVANT BOARD LEADER IF THE BOARD CHAIR IS CONFLICTED. IF AN APPARENT CONFLICT IS PRESENT, THE BOARD CHAIR OR OTHER BOARD LEADER WILL SEEK RECUSAL OF THE INDIVIDUAL WITH A CONFLICT. THE POLICY REQUIRES THAT ALL BOARD MEMBERS AND SENIOR MANAGEMENT EMPLOYEES SUBMIT UPDATED DISCLOSURE STATEMENTS UPON A CHANGE IN MATERIAL CIRCUMSTANCES WHICH MAY PRESENT THE APPEARANCE OF A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE COMMITTEE OF THE BOARD CONDUCTS A SALARY AND BENEFITS REVIEW AND APPROVAL. THE COMMITTEE CONSULTS SURVEYS OF COMPARABLE SALARIES AND BENEFITS PROVIDED TO INDIVIDUALS IN SIMILAR POSITIONS WITHIN SIMILAR GEOGRAPHICAL AREAS. THE COMMITTEE ALSO REVIEWS COMPARABLE SALARIES AND BENEFITS AT OTHER 501(C)(3) NONPROFIT CORPORATIONS AVAILABLE VIA IRS 990S. THE COMMITTEE CONSIDERS INDIVIDUAL PERFORMANCE FACTORS, COMPARABLE SALARIES, AND POSITION DESCRIPTIONS IN APPROVING SALARIES AND BENEFITS. THE COMMITTEE'S RECOMMENDATION IS THEN SUBMITTED TO THE BOARD FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FINANCIAL STATEMENTS ARE POSTED TO OUR WEBSITE FOR PUBLIC VIEWING AND PRINTING, IF NEEDED. FORM 990, PART XI, LINE 9: CHANGE IN BENEFICIAL INTERESTS IN TRUSTS HELD BY THIRD PARTIES 17,116. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS.