2019-07-12T10:52:25-05:00 2018-12-31 331197384 ANDERSEN TAX LLC 100 FIRST STREET STE 1600 SAN FRANCISCO CA 94105 990PF 2018-01-01 471609591 PANTAS AND TING SUTARDJA FOUNDATION PANT 18690 BLYTHSWOOD DR LOS GATOS CA 95030 TING CHUK DIRECTOR 2019-07-11 1 RAYMOND L THORNSON P01254947 4157642700 108.60.140.66 2019-07-11 20:27:26 PD P 0EB4CE1ACD44DB279B6C2D9A8476B20948576B96 5D794220C68C161820A811785299AFD302F4C684 2018 2019-02-21 02:37:17Z X 43566170 X X 121898 121898 334005 334005 298585 8185316 298585 3040 0 757528 754488 0 0 0 151512 146512 5000 46346 23174 23174 205 102 102 198063 169788 28276 2381232 2381232 2579295 169788 2409508 -1821767 584700 2041851 4622714 4622714 47518750 43426787 38943456 49560601 48049501 43566170 34585 45807 34585 45807 X 49526016 48003694 49526016 48003694 49560601 48049501 49526016 -1821767 299445 48003694 0 48003694 CALL/IBB @ 108.33 EXP 01/05/2018 (AGNSWX) P 2017-11-28 2018-01-05 25116 -25116 -25116 CALL/IBB @ 110 EXP 01/12/2018 (AGNSY1) P 2017-12-07 2018-01-12 39560 -39560 -39560 CALL/IBB @ 110 EXP 01/19/2018 (AGNSXU) P 2017-12-12 2018-01-19 24805 -24805 -24805 CALL/IBB @ 115 EXP 02/09/2018 (AGX5VQ) P 2018-01-05 2018-02-09 15210 15210 15210 CALL/IBB @ 117 EXP 02/16/2018 (AGMZKV) P 2018-01-12 2018-02-16 16790 16790 16790 CALL/IBB @ 115 EXP 02/23/2018 (AGPFW0) P 2018-01-19 2018-02-23 26675 26675 26675 ISHARES NASDAQ BIOTECHNOLOGY ETF (XXX-XX-XXXX) P 2015-04-01 2018-01-26 2612550 2644082 -31532 -31532 ISHARES NASDAQ BIOTECHNOLOGY ETF (XXX-XX-XXXX) P 2015-04-29 2018-02-02 1215728 1229432 -13704 -13704 ISHARES NASDAQ BIOTECHNOLOGY ETF (XXX-XX-XXXX) P 2015-04-01 2018-02-02 1418349 1423736 -5387 -5387 BARCLAYS BANK PLC LINKED TO BASKET OF INDICES P 2015-12-01 2018-03-06 1340139 1250000 90139 90139 CREDIT SUISSE AG LINKED TO S&P 500 INDEX UPSIDE P 2015-12-01 2018-03-06 1539875 1250000 289875 289875 298585 0 2143599 48586616 0.044119 1200347 43929621 0.027324 24020 44133871 0.000544 0 49066 0.000000 0.071987 0.017997 49548529 891725 5847 897572 2409508 X 5847 0 5847 0 5847 15267 0 0 15267 X 0 9420 9420 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A TING CHUK 4157642773 18690 BLYTHSWOOD DR LOS GATOS CA 95030 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PANTAS SUTARDJA 18690 BLYTHSWOOD DR LOS GATOS CA 95030 DIRECTOR 1.00 0 0 0 TING CHUK 18690 BLYTHSWOOD DR LOS GATOS CA 95030 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 43846987 6456088 0 50303075 0 0 50303075 754546 49548529 2477426 2477426 5847 5847 2471579 0 2471579 0 2471579 2409508 0 2409508 5847 2403661 2471579 2381232 0 0 2409508 2381232 0 0 28276 0 0 0 0 0 0 0 0 2443303 0 0 0 X THE PANTAS AND TING SUTARDJA CHARITABLE FUND 18690 BLYTHSWOOD DRIVE LOS GATOS CA 95030 DONOR ADVISED FUND CONTRIBUTION TO THE PANTAS AND TING SUTARDJA CHARITABLE FUND FOR CHARITABLE PURPOSES. 1631232 UC BERKELEY PO BOX 774 BERKELEY CA 94701 PUBLIC CHARITY CONTRIBUTION TO UC BERKELEY GENERAL FUND FOR EDUCATION PURPOSES. 750000 2381232 0 14 121898 14 334005 14 3040 18 298585 0 757528 0 757528 3 EARNINGS FROM INVESTMENTS ARE USED TO SUPPORT THE GOALS OF THE FOUNDATION 0 0 0 0 0 0 0 0 0 0 OTHER INVESTMENTS AT COST 42415461 37738476 INVESTMENT IN VINTAGE VII AT COST 1011326 1204980 NON DIVIDEND DISTRIBUTION 3040 0 3040 PREVIOUSLY RECOGNIZED INCOME 299445 TAX PREPARATION 10000 5000 5000 MANAGEMENT FEES 141512 141512 0 DELAWARE TAXES 25 13 13 CA TAXES 185 93 93 FEDERAL TAXES 46136 23068 23068