2019-07-09T14:04:54-05:00 2018-08-31 721202445 POSTLETHWAITE & NETTERVILLE ONE GALLERIA BLVD STE 2100 METAIRIE LA 70001 990 2017-09-01 720692744 NEW ORLEANS JAZZ & HERITAGE FESTIVAL AND FOUNDATION INC NEWO 5045586100 1205 N RAMPART STREET NEW ORLEANS LA 70116 DONALD K MARSHALL EXECUTIVE DIRECTOR 5045586100 2019-07-09 1 SHARON CASSIERE P00543368 5048375990 206.124.204.139 2019-07-09 14:02:44 CD P EE056D54A12A4A74942A5D2584B0D4B0A596CD72 3E3287E3C942902DEBF01276BC3FECE7E5773018 2017 2019-02-21 02:37:17Z DONALD K MARSHALL 1205 N RAMPART STREET NEW ORLEANS LA 70116 47244245 0 X WWW.JAZZANDHERITAGE.ORG X 1970 LA TO PROMOTE NEW ORLEANS JAZZ AND HERITAGE. 26 26 1003 960 0 2233 1797486 1884307 35477453 35359327 -329342 1205236 -61234 20390 36884363 38469260 2155000 2299800 0 0 6187687 6338624 0 0 0 28514662 30083533 36857349 38721957 27014 -252697 36710915 37333983 2357836 2603456 34353079 34730527 TO PROMOTE, PRESERVE, PERPETUATE, AND ENCOURAGE THE MUSIC, CULTURE, AND HERITAGE OF COMMUNITIES IN LOUISIANA THROUGH FESTIVALS, PROGRAMS, AND OTHER CULTURAL, EDUCATIONAL, AND ECONOMIC ACTIVITIES. 0 0 35298178 1250517 35355451 CULTURAL ENRICHMENT: THE NEW ORLEANS JAZZ & HERITAGE FESTIVAL AND FOUNDATION, INC. HAS SEVERAL ENRICHMENT PROGRAMS, INCLUDING MULTIPLE MUSIC FESTIVALS AND CONCERT SERIES HIGHLIGHTING LOCAL CULTURE THROUGH MUSIC, CUISINE, AND ART. IN FYE 2018, THERE WERE APPROXIMATELY 438,000 ATTENDEES AT JAZZ FEST AND OTHER FESTIVAL AND CONCERT SERIES. IN ADDITION, THE FOUNDATION PROVIDED SUPPORT TO WWOZ A RELATED ORGANIZATION WHICH OPERATES A RADIO STATION IN NEW ORLEANS, LA FOR PRODUCTION AND BROADCASTING OF JAZZ PROGRAMMING. 1096394 1049283 ECONOMIC DEVELOPMENT: THE NEW ORLEANS JAZZ & HERITAGE FESTIVAL AND FOUNDATION, INC. HAS SEVERAL ECONOMIC DEVELOPMENT PROGRAMS BENEFITING LOCAL MUSICIANS AND THE LOCAL ENTERTAINMENT INDUSTRY. THESE PROGRAMS INCLUDE THOSE WHICH PROVIDE COMMUNITY GRANTS TO SUPPORT PROJECTS IN MUSIC AND THE ARTS AND NETWORKING OPPORTUNITIES FOR LOCAL MUSICIANS AND TALENT SEEKERS. IN FYE 2018, THERE WERE APPROXIMATELY 3,625 COMMUNITY PARTNERSHIP GRANT AND SYNC-UP PARTICIPANTS. 1411898 3876 EDUCATION: THE NEW ORLEANS JAZZ & HERITAGE FESTIVAL AND FOUNDATION, INC. HAS SEVERAL EDUCATIONAL PROGRAMS, INCLUDING HANDS-ON MUSICAL INSTRUCTION FOR KIDS AGES 8-17. OTHER PROGRAMS ENGAGE ADULTS AND CHILDREN IN MEANINGFUL DIALOGUE ABOUT HISTORY, CULTURE, AND BUSINESS. IN FYE 2018, THERE WERE APPROXIMATELY 990 STUDENTS, TEACHERS, AND PARTICIPANTS IN SYMPOSIUMS AND INSTRUCTION. 37806470 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 901 0 1 1003 1 1 1 0 0 0 0 1 1 0 0 0 0 X 26 26 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X SARITA M CARRIERE 5045586100 1205 N RAMPART STREET NEW ORLEANS LA 70116 JAY BANKS DIRECTOR 3.00 X 0 0 0 MARC BARNES DIRECTOR (THRU 11/2017) 7.00 4.00 X 0 0 0 GERALD BILLES DIRECTOR 4.00 X 0 0 0 CECIL CJ BLANCHE DIRECTOR 4.00 X 0 0 0 SKIPPER BOND DIRECTOR 4.00 X 0 0 0 MICKEY CAPLINGER DIRECTOR 3.00 X 0 0 0 JUDGE SIDNEY H CATES IV DIRECTOR 6.00 2.00 X 0 0 0 RACHEL F COUSIN DIRECTOR 7.00 X 0 0 0 RICHARD F CORTIZAS DIRECTOR 3.00 X 0 0 0 DOUGLAS HAMMEL DIRECTOR 5.00 2.00 X 0 0 0 DEBORAH HARKINS DIRECTOR 5.00 3.00 X 0 0 0 BARBARA HERMAN DIRECTOR 3.00 X 0 0 0 FRED J JOHNSON JR DIRECTOR (THRU 05/2018) 2.00 X 0 0 0 CLIFFORD V JOHNSON DIRECTOR 2.00 X 0 0 0 ELLEN M LEE DIRECTOR 4.00 X 0 0 0 JULIE WISE ORECK DIRECTOR 5.00 2.00 X 0 0 0 JR PEGUES DIRECTOR 3.00 2.00 X 0 0 0 KATY ROUBION DIRECTOR 4.00 X 0 0 0 LEONARD SMITH III DIRECTOR 3.00 X 0 0 0 KAREN SOLOMON DIRECTOR 3.00 X 0 0 0 PARKER STERNBERGH DIRECTOR 3.00 X 0 0 0 SUZETTE TOLEDANO DIRECTOR 4.00 X 0 0 0 DAVID TORKANOWSKY DIRECTOR 3.00 X 0 0 0 DONNA SANTIAGO PRESIDENT 5.00 X X 0 0 0 KATHLEEN TURNER FIRST VICE PRESIDENT 6.00 X X 0 0 0 JEFF GOLDRING SECOND VICE PRESIDENT 7.00 X X 0 0 0 TARA CARTER HERNANDEZ TREASURER 8.00 X X 0 0 0 DAVID FRANCIS SECRETARY 7.00 X X 0 0 0 DONALD K MARSHALL EXECUTIVE DIRECTOR 40.00 X 138508 0 12581 SARITA M CARRIERE DIRECTOR OF FINANCE & HR 40.00 X 118455 0 11498 SCOTT AIGES DIRECTOR OF COMM/MKTG/PR 40.00 X 117891 0 11669 374854 0 35748 3 0 1 0 CAPS UNIVERSAL 10600 VIRGINIA AVE CULVER CITY CA 90232 STAFFING CONTRACT 5261774 FESTIVAL PRODUCTIONS INC - NEW ORLEANS 365 CANAL ST SUITE 2250 NEW ORLEANS LA 70130 CO-PRODUCER OF JAZZ FEST 3291767 AEG PRESENTS LLC 425 W 11ST ST SUITE 300 LOS ANGELES CA 90015 CO-PRODUCER OF JAZZ FEST 1922564 WME IMG HOLDINGS LLC 1600 DIVISION ST SUITE 300 NASHVILLE TN 37203 ARTIST PERFORMANCE 1125000 CREATIVE ARTIST AGENCY 2000 AVENUE OF THE STARS CENTURY C LOS ANGELES CA 90067 ARTIST PERFORMANCE 687500 51 67910 148060 1228375 66000 373962 9445 1884307 NO JAZZ & HERITAGE FESTIVAL 711300 35122614 35122614 OTHER FESTIVALS REVENUE 711300 236713 236713 35359327 400405 400405 28720 0 28720 28720 28720 9147739 8342908 804831 804831 804831 423747 148060 432077 -8330 -8330 38469260 35359327 0 1225626 X 2203686 2203686 96114 96114 291927 291927 5146160 4991637 154523 93828 90128 3700 257429 243163 14266 549280 518748 30532 3708433 3708433 58535 21050 37485 35800 35800 83068 83068 14698059 14698059 1193960 1179196 14764 320580 261276 59304 12498 12498 76862 76862 387428 311320 76108 620323 620211 112 1957 1158 799 678492 660322 18170 1445309 1350380 94929 OTHER JAZZ & MINI FESTI 5999052 5999052 OTHER FOUNDATION FESTIV 339707 339707 FESTIVAL CRAFTS & SPECI 148910 148910 HERITAGE SCHOOL OF MUSI 83786 83786 190774 190774 38721957 37806470 915487 0 6389510 6907366 4425487 1432400 3200 1700 972777 377544 173915 274343 12666781 3494553 8041586 9172228 15295155 17775767 691378 678159 717907 714476 36710915 37333983 1092836 1325006 1265000 1278450 2357836 2603456 X 33510833 33891693 342246 338834 500000 500000 34353079 34730527 36710915 37333983 -252697 630145 0 X X 0 1 X 1 0 X 1997786 1808689 1691179 1797486 1884307 9179447 33500993 37057451 40562438 35477453 35359327 181957662 35498779 38866140 42253617 37274939 37243634 191137109 1815485 1196846 1069366 1207710 1281363 6570770 2771155 3034724 2866724 3146948 2969816 14789367 4586640 4231570 3936090 4354658 4251179 21360137 169776972 578168 265774 226358 301392 429125 1800817 578168 265774 226358 301392 429125 1800817 851907 851907 36076947 39131914 43331882 37576331 37672759 193789833 0.87610 0.87510 0.00930 0.00910 X 0 689223 X X X X 0 691378 14931 28150 678159 700685 10693 20000 691378 703977 50239 43156 10375 700685 786471 -35788 40000 6706 703977 727605 106638 40000 7772 786471 0.00000 0.73730 0.26270 0 0 446250 446250 11303898 2987380 8316518 734099 435129 298970 182534 72044 110490 9172228 X 6671527 630145 2500 632645 6038882 32430378 32430378 38469260 6294079 2500 2500 6291579 32430378 32430378 38721957 PART III, LINE 4: ALL OF THE ARTWORK THAT WAS ACQUIRED IS FROM LOCAL ARTISTS FROM THE SOUTHEAST REGION OF LOUISIANA. THE VARIOUS PIECES IN THE COLLECTION DEPICT THE MUSIC, CULTURE AND HERITAGE OF THE COMMUNITIES IN THE NEW ORLEANS AREA. PART V, LINE 4: TO PROMOTE JAZZ CONCERTS AND JAZZ RELATED LECTURE SERIES IN THE COMMUNITY. PART X, LINE 2: THE FOUNDATION IS A NON-PROFIT ORGANIZATION THAT IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IT IS EXEMPT FROM LOUISIANA INCOME TAX UNDER THE SECTION 121(5) OF TITLE 47 OF THE LOUISIANA REVISED STATUES OF 1950. THE FOUNDATION APPLIES A "MORE-LIKELY-THAN-NOT" RECOGNITION THRESHOLD FOR ALL TAX UNCERTAINTIES. THIS APPROACH ONLY ALLOWS THE RECOGNITION OF THOSE TAX BENEFITS THAT HAVE A GREATER THAN FIFTY PERCENT LIKELIHOOD OF BEING SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES. THE FOUNDATION HAS REVIEWED ITS TAX POSITIONS AND DETERMINED THERE WERE NO OUTSTANDING OR RETROACTIVE TAX POSITIONS WITH LESS THAN A FIFTY PERCENT LIKELIHOOD OF BEING SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: NO JAZZ & HERITAGE FESTIVAL EXPENSES SEPARATELY STATED 32,430,378. PART XII, LINE 4B - OTHER ADJUSTMENTS: NO JAZZ & HERITAGE FESTIVAL EXPENSES SEPARATELY STATED 32,430,378. FUNDRAISING GALA 571807 148060 423747 51534 87867 93615 199061 571807 148060 423747 51534 87867 93615 199061 432077 -8330 1 FRIENDS OF WWOZ PO BOX 51810 NEW ORLEANS LA 70151 581702220 501(C)(3) 1216869 TO PROVIDE MATCHING FUNDS IN OPERATION TO RECEIVE OTHER FUNDING. NORMAN DIXON FUND 365 CANAL STREET STE 2250 NEW ORLEANS LA 70130 510482622 501(C)(3) 75000 TO PROVIDE SECURITY FOR SECOND LINE PARADES. NEW ORLEANS MUSICIANS CLINIC 3700 ST CHARLES AVE 2ND FLOOR NEW ORLEANS LA 70115 208139539 501(C)(3) 75000 TO PROVIDE COMPREHENSIVE HEALTH CARE AND MENTAL HEALTH/SOCIAL SERVICES FOR MUSICIANS. NATIONAL PERFORMANCE NETWORK 8121 FIG ST NEW ORLEANS LA 70118 061522546 501(C)(3) 16500 COMMUNITY PARTNERSHIP GRANT - TO PROVIDE OPPORTUNITIES TO CONTRACT WITH ARTISTS AND PURCHASE SUPPLIES FOR EDUCATIONAL PROGRAMS FOR CHILDREN AND ADULTS. JEFFERSON PARISH PUBLIC SCHOOL SYSTEM 501 MANHATTAN BLVD HARVEY LA 70058 726000592 9725 COMMUNITY PARTNERSHIP GRANT - TO PROVIDE OPPORTUNITIES TO CONTRACT WITH ARTISTS AND PURCHASE SUPPLIES FOR EDUCATIONAL PROGRAMS FOR CHILDREN AND ADULTS. CHOICE FOUNDATION 9330 FORSHEY ST NEW ORLEANS LA 70118 202024597 501(C)(3) 5655 COMMUNITY PARTNERSHIP GRANT - TO PROVIDE OPPORTUNITIES TO CONTRACT WITH ARTISTS AND PURCHASE SUPPLIES FOR EDUCATIONAL PROGRAMS FOR CHILDREN AND ADULTS. KIPP NEW ORLEANS INC 1307 ORETHA CASTLE HALEY STE 302 NEW ORLEANS LA 70113 202277213 501(C)(3) 33000 COMMUNITY PARTNERSHIP GRANT - TO PROVIDE OPPORTUNITIES TO CONTRACT WITH ARTISTS AND PURCHASE SUPPLIES FOR EDUCATIONAL PROGRAMS FOR CHILDREN AND ADULTS. LAFOURCHE PARISH SCHOOL BOARD PO BOX 879 THIBODAUX LA 703020879 726000636 6500 COMMUNITY PARTNERSHIP GRANT - TO PROVIDE OPPORTUNITIES TO CONTRACT WITH ARTISTS AND PURCHASE SUPPLIES FOR EDUCATIONAL PROGRAMS FOR CHILDREN AND ADULTS. NEW ORLEANS COLLEGE PREP ACADEMICS 2301 MARENGO ST NEW ORLEANS LA 70115 205595689 501(C)(3) 15000 COMMUNITY PARTNERSHIP GRANT - TO PROVIDE OPPORTUNITIES TO CONTRACT WITH ARTISTS AND PURCHASE SUPPLIES FOR EDUCATIONAL PROGRAMS FOR CHILDREN AND ADULTS. ST HELENA PARISH SCHOOL BOARD PO BOX 540 GREENSBURG LA 70441 726001219 7500 COMMUNITY PARTNERSHIP GRANT - TO PROVIDE OPPORTUNITIES TO CONTRACT WITH ARTISTS AND PURCHASE SUPPLIES FOR EDUCATIONAL PROGRAMS FOR CHILDREN AND ADULTS. XAVIER UNIVERSITY DIVISION OF BUSINESS ROOM 325 1 DREXEL DR BOX 52 NEW ORLEANS LA 70125 720635884 501(C)(3) 6000 COMMUNITY PARTNERSHIP GRANT - TO PROVIDE OPPORTUNITIES TO CONTRACT WITH ARTISTS AND PURCHASE SUPPLIES FOR EDUCATIONAL PROGRAMS FOR CHILDREN AND ADULTS. NEW ORLEANS ARTS EDUCATION ALLIANCE 2533 COLUMBUS ST SUITE 203 NEW ORLEANS LA 70119 823096107 50000 TO FORM A COLLABORATION THAT IS WORKING TO PUT ART AND MUSIC BACK IN SCHOOLS. 12 ARCHIVE DOCUMENTATION 4 15000 COMMUNITY GRANT 39 81114 PART I, LINE 2: THE RECIPIENTS OF A GRANT OR ASSISTANCE ARE REQUIRED TO SUBMIT A REPORT OUTLINING HOW FUNDS WERE USED. SHOULD THE RECIPIENT NOT SUBMIT, THEY ARE NO LONGER ELIGIBLE FOR ANY FUTURE FUNDING OR ASSISTANCE UNTIL THAT COMPLIANCE OBLIGATION IS MET. X X X 0 0 0 0 0 0 0 0 0 DONALD K MARSHALL EXECUTIVE DIRECTOR 132508 0 6000 0 0 0 5300 0 7281 0 151089 0 0 0 FORM 990, PART VI, SECTION A, LINE 3 ON JANUARY 27, 2005, THE FOUNDATION ENTERED INTO A PRODUCTION MANAGEMENT AND FINANCING AGREEMENT BETWEEN TWO COMPANIES, FESTIVAL PRODUCTIONS LOUISIANA, LLC AND AEG LOUISIANA PRODUCTION, LLC, COLLECTIVELY THE PRODUCERS, TO PRODUCE AND MANAGE THE NEW ORLEANS JAZZ AND HERITAGE FESTIVAL. THE AGREEMENT INCLUDES TWO EXTENSION PERIODS OF FIVE YEARS OR LONGER AS A RESULT OF AN OPTION FOR A SUCCESSIVE ONE YEAR EXTENSION AS A RESULT OF SPECIALLY CANCELLED FESTIVALS, AS DEFINED IN THE AGREEMENT. THE CURRENT EXPIRATION DATE OF THE AGREEMENT IS JANUARY 27, 2019. FORM 990, PART VI, SECTION B, LINE 11B THE DIRECTOR OF FINANCE REVIEWS THE COMPLETE IRS FORM 990 FOR ACCURACY AND COMPLETENESS. ONCE APPROVED BY THE DIRECTOR OF FINANCE, THE 990 IS PRESENTED TO THE FINANCE AND EXECUTIVE COMMITTEES FOR FINAL APPROVAL. AFTER APPROVAL BY THE FINANCE AND EXECUTIVE COMMITTEES, THE EXECUTIVE DIRECTOR SIGNS THE IRS FORM 990 FOR FILING. THE IRS FORM 990 IS AVAILABLE TO THE ENTIRE GOVERNING BODY UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12C STAFF, PRODUCERS, AND BOARD MEMBERS ARE REQUIRED TO DISCLOSE THE EXISTENCE OF ANY FINANCIAL INTEREST IN ANY TRANSACTION OR ARRANGEMENT OF THE CORPORATION. THERE IS A CONFLICT OF INTEREST COMMITTEE THAT WILL CONVENE A MEETING TO DISCUSS WHETHER THERE IS A CONFLICT OF INTEREST WHEN A MATTER IS PUT BEFORE THEM. STAFF MAKE PERIODIC REVIEWS OF CONTRACTS AND COMPENSATION ARRANGEMENTS TO ENSURE THE ARM'S LENGTH ARRANGEMENT DOES NOT JEOPARDIZE ITS TAX-EXEMPT STATUS. IF THE COMMITTEE DETERMINES THAT A CONFLICT OF INTEREST EXISTS, THE PRESIDENT OF THE BOARD OF DIRECTORS MAY, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER EXERCISING DUE DILIGENCE, THE BOARD OF DIRECTORS SHALL DETERMINE WHETHER THE CORPORATION CAN OBTAIN WITH REASONABLE EFFORTS A TRANSACTION OR ARRANGEMENT THAT IS EQUALLY ADVANTAGEOUS TO THE CORPORATION, OR MORE ADVANTAGEOUS TO THE CORPORATION, THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A TRANSACTION OR ARRANGEMENT THAT IS EQUALLY ADVANTAGEOUS TO THE CORPORATION, OR MORE ADVANTAGEOUS TO THE CORPORATION, IS NOT REASONABLY AVAILABLE TO THE CORPORATION UNDER THE CIRCUMSTANCES, THE BOARD SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED BOARD MEMBERS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE CORPORATIONS' BEST INTEREST, WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION, IT SHALL DECIDE BY MAJORITY VOTE WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. THE MINUTES OF THE BOARD MEETING SHALL CONTAIN A BRIEF STATEMENT OF ANY ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT CONSIDERED AND A RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE EVALUATES THE PERFORMANCE OF THE EXECUTIVE DIRECTOR. AN INCREASE IS GIVEN BASED ON PERFORMANCE EVALUATION. THE EXECUTIVE DIRECTOR EVALUATES ALL KEY STAFF AND ASSESSES INCREASES BASED ON PERFORMANCE EVALUATION AND COST OF LIVING. FORM 990, PART VI, SECTION C, LINE 19 ALL INFORMATION IS AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G ENTERTAINERS, MUSICIANS: PROGRAM SERVICE EXPENSES 14,698,059. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 14,698,059. FORM 990, PART XII, LINE 2C: THERE HAVE BEEN NO CHANGES FROM THE PRIOR YEAR IN THE OVERSIGHT OR SELECTION PROCESSES FOR THE AUDIT THAT THE ORGANIZATION'S COMMITTEE USES. FRIENDS OF WWOZ INC PO BOX 51840 NEW ORLEANS LA 70151 581702220 PUBLIC BROADCASTING RADIO STATION LA 501(C)(3) LINE 10 NEW ORLEANS JAZZ & HERITAGE FESTIVAL AND FOUNDATION INC 1 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 FRIENDS OF WWOZ INC B 1216869 CASH PAYMENTS FRIENDS OF WWOZ INC C 1228375 CASH PAYMENTS FRIENDS OF WWOZ INC M 485929 CASH PAYMENTS