2019-06-13T13:58:36-05:00 2018-12-31 541029635 THOMPSON GREENSPON 4035 RIDGE TOP RD SUITE 700 FAIRFAX VA 22030 990 2018-01-01 131945157 HUDSON INSTITUTE INC HUDS 2029742400 1201 PENNSYLVANIA AVE NW NO 400 WASHINGTON DC 20004 JOHN P WALTERS CHIEF OPERATING OFFICER 2029742400 2019-05-29 1 NATALIE R ANZZOLIN CPA P01329867 7033858888 98.172.28.234 2019-05-29 09:40:58 ED P 51DD0012975BFE00ACE4135394508FF66E8A7918 8D1D5A522FF350F007D7F3F82B1C1B64FFA35387 2018 2019-02-21 02:37:17Z KENNETH R WEINSTEIN 1201 PENNSYLVANIA AVE NW NO 400 WASHINGTON DC 20004 26786258 0 X WWW.HUDSON.ORG X 1961 NY HUDSON INSTITUTE IS AN INDEPENDENT RESEARCH ORGANIZATION PROMOTING STRONG AND ENGAGED U.S. INTERNATIONAL LEADERSHIP IN PARTNERSHIP WITH OUR ALLIES. 14 13 69 144 0 43886 17948431 15317272 492140 602452 1253174 1849966 -107440 -191470 19586305 17578220 0 0 0 0 7372423 7996771 162750 257680 1558157 7347197 8065146 14882370 16319597 4703935 1258623 44242772 40281522 3763326 4034282 40479446 36247240 HUDSON INSTITUTE'S MISSION IS PRIMARILY TO PROMOTE AMERICAN LEADERSHIP AND GLOBAL ENGAGEMENT FOR A SECURE, FREE, AND PROSPEROUS FUTURE. 0 0 8845514 5816505 TO PROMOTE THE DISCUSSION AND EXCHANGE OF IDEAS ON ISSUESRELATED TO NATIONAL SECURITY, HUMAN RIGHTS, AND FOREIGN POLICY. (PLEASE SEE WWW.HUDSON.ORG FOR ADDITIONAL INFORMATION). 3408563 1606401 TO PROMOTE THE DISCUSSION AND EXCHANGE OF IDEAS ON ISSUES RELATED TO ECONOMICS AND DOMESTIC POLICY. (PLEASE SEE WWW.HUDSON.ORG FOR ADDITIONAL INFORMATION). 12254077 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 1 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 122 0 69 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 14 13 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL CO AR CA DC KY MD MA NH NY PA VA WA WI CT FL GA IL KS MI MN MS MO NV NJ NM NC OH OK OR SC TN UT WV AK HI ME ND RI X KENNETH WEINSTEIN 2029742400 1201 PENNSYLVANIA AVE NW SUITE 400 WASHINGTON DC 20004 SARAH MAY STERN CHAIRMAN 8.00 X 0 0 0 WALTER P STERN CHAIRMAN EMERITUS 1.00 X 0 0 0 MARIE-JOSE KRAVIS VICE CHAIR 1.00 X 0 0 0 THOMAS C BARRY TRUSTEE 1.00 X 0 0 0 JEFFREY L BERENSON TRUSTEE 1.00 X 0 0 0 LINDEN S BLUE TRUSTEE 1.00 X 0 0 0 RAJEEV CHANDRASEKHAR TRUSTEE 1.00 X 0 0 0 JACK DAVID TRUSTEE 1.00 X 0 0 0 SHINYA KATANOZAKA TRUSTEE 1.00 X 0 0 0 LAURENCE C LEEDS JR TRUSTEE 1.00 X 0 0 0 RUSSELL PENNOYER TRUSTEE 1.00 X 0 0 0 GILBERT SCHARF TRUSTEE 1.00 X 0 0 0 KENNETH R WEINSTEIN PRESIDENT AND CEO 50.00 X X 425439 0 53946 MARGARET WHITEHEAD TRUSTEE 1.00 X 0 0 0 JOHN P WALTERS CHIEF OPERATING OFFICER 50.00 X 411589 0 48787 LEWIS LIBBY SENIOR VICE PRESIDENT 50.00 X 326212 0 53661 STEVE CORDER DIR. OF FINANCE AND TREASURER 50.00 X 177232 0 24926 MATTHEW HUNTER DIR.STRATEGIC PARTNERSHIPS&SECRETARY 50.00 X 110803 0 7813 DANIEL MCKIVERGAN VICE PRESIDENT, GOVERNMENT RELATIONS 50.00 X 221738 0 32177 R BRIAN BLAKE SENIOR FELLOW AND VP, DEVELOPMENT 50.00 X 211640 0 41064 JOEL SCANLON DIR. OF STUDIES 50.00 X 185592 0 25362 WALTER RUSSELL MEAD DISTINGUISHED FELLOW 50.00 X 300894 0 33005 MICHAEL DORAN SENIOR FELLOW 50.00 X 257171 0 43918 ERIC BROWN SENIOR FELLOW 50.00 X 228896 0 14468 ARTHUR HERMAN SENIOR FELLOW 50.00 X 221551 0 19842 HILLEL FRADKIN SENIOR FELLOW 50.00 X 217165 0 43944 3295922 0 442913 24 0 1 0 MARKETING VENTURES OF AMERICA INC 97501 FRANKLIN RIDGE SUITE 100 CHAPEL HILL NC 27517 CONSULTANT 198250 STELZER ASSOCIATES INC 0372 NORTH STARWOOD DRIVE ASPEN CO 81611 CONSULTANT 195500 AMERICAN PHILANTHROPIC 18 N CHURCH STREET 2 WEST CHESTER PA 19380 FUNDRAISING 174386 SORIN D DUCARU STR G ALEXANDRESCU NR1 BLD7 A BUCHAREST RO CONSULTANT 157270 RAYMOND C KENNEDY 713 VALENCIA ROAD VENICE FL 34285 CONSULTANT 125000 8 998762 14318510 586436 15317272 INDEPENDENT RESEARCH 541900 602452 602452 602452 1419447 1419447 30 30 9380877 8950358 430519 430519 430519 66000 998762 257680 -191680 -191680 BOOK & PUBLICATION SALES 511130 180 180 180 17578220 602662 0 1658286 X 2563875 1923052 390879 249944 4526293 3395566 686348 444379 246953 185011 39024 22918 242189 181442 38271 22476 417461 312751 65968 38742 224305 17963 206337 5 232021 232021 257680 257680 16947 2473 7964 6510 2894460 2812270 73568 8622 143481 32606 105017 5858 318795 151372 158669 8754 2176372 1717890 278291 180191 980304 802942 36064 141298 385031 327151 29606 28274 685 685 251506 36695 118186 96625 48755 36575 7393 4787 OTHER 392484 318318 33072 41094 16319597 12254077 2507363 1558157 3345 3411 1478051 3104466 730477 373214 341278 19200 34987 24169 2205534 808974 1616268 1396560 39889787 35360502 148579 0 44242772 40281522 2747197 3001194 1016129 1033088 3763326 4034282 X 35650504 31901961 4828942 4345279 40479446 36247240 44242772 40281522 X 1258623 -5480829 -10000 X X 0 1 X 1 0 X 11305549 18036772 7209307 17948431 15317272 69817331 11305549 18036772 7209307 17948431 15317272 69817331 25410494 44406837 1157162 1999952 1142457 1151013 1419477 6870061 180 180 76687572 3221711 0.57910 0.54100 X 38344309 380172 -3566376 1920000 33238105 30285409 6085299 3487601 1514000 38344309 27745163 41576 4025670 1527000 30285409 23135957 8094837 -2188833 1296798 27745163 22219452 2240936 904879 2229310 23135957 1.00000 0 0 1278681 279749 998932 926853 529225 397628 1396560 X 12338124 -5480829 -5480829 17818953 16947 -257680 -240733 17578220 16570330 267680 267680 16302650 16947 16947 16319597 PART V, LINE 4: HUDSON USES ITS ENDOWMENT FUNDS TO PROVIDE A PREDICTABLE STREAM OF REVENUE FOR OPERATIONS WHILE SEEKING TO MAINTAIN AND EXPAND THE PRINCIPAL. PART X, LINE 2: THE INSTITUTE HAS NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. NO INTEREST AND PENALTIES HAVE BEEN RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENTS RELATED TO UNCERTAIN TAX POSITIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING DINNER EXPENSES NETTED AGAINST REVENUES -257,680. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING DINNER EXPENSES NETTED AGAINST REVENUES 257,680. UNCOLLECTIBLE PRIOR YEAR PLEDGES 10,000. X X X X X X X 1 AMERICAN PHILANTHROPIC 18 N CHURCH STREET 2 WEST CHESTER PA 19380 FUNDRAISING CONSULTING 0 0 174386 -174386 174386 -174386 AL AR CA CO CT DC FL GA IL KS KY MD MA MI MN MS NV NH NJ NM NC NY OH OK OR PA SC TN UT VA WA WI WV AK HI ME ND RI HERMAN KAHN AWARDS DINNER 965262 915462 49800 163215 68296 SCHWEITZER DINNER 99500 83300 16200 23665 2504 1064762 998762 66000 186880 70800 257680 -191680 SCHEDULE G, PART I, LINE 2B, COLUMN (V) AMERICAN PHILANTHROPIC ASSISTS WITH PERFORMING BACK-OFFICE FUNDRAISING FUNCTIONS AND NO DIRECT GROSS RECEIPTS ARE ATTRIBUTABLE. X X X 0 0 0 0 0 0 0 1 0 KENNETH R WEINSTEIN PRESIDENT AND CEO 405439 0 20000 0 0 0 21764 0 32182 0 479385 0 0 0 JOHN P WALTERS CHIEF OPERATING OFFICER 391589 0 20000 0 0 0 20601 0 28186 0 460376 0 0 0 LEWIS LIBBY SENIOR VICE PRESIDENT 324212 0 2000 0 0 0 21840 0 31821 0 379873 0 0 0 STEVE CORDER DIR. OF FINANCE AND TREASURER 167232 0 10000 0 0 0 0 0 24926 0 202158 0 0 0 DANIEL MCKIVERGAN VICE PRESIDENT, GOVERNMENT RELATIONS 211738 0 10000 0 0 0 11800 0 20377 0 253915 0 0 0 R BRIAN BLAKE SENIOR FELLOW AND VP, DEVELOPMENT 196640 0 15000 0 0 0 17667 0 23397 0 252704 0 0 0 JOEL SCANLON DIR. OF STUDIES 175592 0 10000 0 0 0 15267 0 10095 0 210954 0 0 0 WALTER RUSSELL MEAD DISTINGUISHED FELLOW 300894 0 0 0 0 0 18796 0 14209 0 333899 0 0 0 MICHAEL DORAN SENIOR FELLOW 252171 0 5000 0 0 0 19871 0 24047 0 301089 0 0 0 ERIC BROWN SENIOR FELLOW 206896 0 22000 0 0 0 12557 0 1911 0 243364 0 0 0 ARTHUR HERMAN SENIOR FELLOW 211551 0 10000 0 0 0 0 0 19842 0 241393 0 0 0 HILLEL FRADKIN SENIOR FELLOW 217165 0 0 0 0 0 18000 0 25944 0 261109 0 0 0 PART I, LINE 7 THE COMPENSATION COMMITTEE OF THE BOARD DETERMINES THE AMOUNTS OF THE BONUSES GIVEN EACH YEAR. X 21 586436 STOCK QUOTE 0 0 1 PART I, LINE 32B: WELLS FARGO AND MORGAN STANLEY SELL NON-CASH CONTRIBUTIONS OF PUBLICLY TRADED STOCK FOR HUDSON. FORM 990, PART VI, SECTION A, LINE 2 SARAH MAY STERN AND WALTER STERN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED IN DETAIL BY THE AUDIT AND RISK COMMITTEE, THE PRESIDENT, COO, AND DIRECTOR OF FINANCE, AND IT IS ALSO PROVIDED TO THE FULL BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY COVERS ALL MEMBERS OF THE BOARD AND ALL OFFICERS. COMPLIANCE WITH THE POLICY IS MONITORED BY THE CORPORATE SECRETARY WHO MAINTAINS THE DISCLOSURE FORMS. EACH YEAR, TRUSTEES AND CORPORATE OFFICERS ARE REQUIRED TO FILL OUT ANNUAL DISCLOSURE FORMS THAT ARE DESIGNED TO ELICIT POTENTIAL CONFLICTS OF INTEREST THAT MAY ARISE THROUGH DEALINGS OR RELATIONSHIPS WITH STAFF MEMBERS, TRUSTEES OR INSTITUTE VENDORS. THESE DISCLOSURES ARE REVIEWED BY THE CORPORATE SECRETARY, THE INSTITUTE PRESIDENT AND THE CHAIRMAN OF THE BOARD. THE BOARD CHAIRMAN REVIEWS EACH TRANSACTION TO COME BEFORE THE BOARD FOR POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. BOARD MEMBERS ARE ASKED TO RECUSE THEMSELVES FROM ANY VOTES THAT MAY ENTAIL A CONFLICT OF INTEREST. ANY IDENTIFIED CONFLICTS OF INTEREST AND APPROPRIATE RECUSALS ARE DOCUMENTED IN THE MINUTES OF EACH BOARD OR COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF ALL OFFICERS AND KEY EMPLOYEES INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT MEMBERS OF THE COMPENSATION COMMITTEE. COMPARABILITY DATA USED IN THE REVIEW PROCESS IS OBTAINED FROM THE FORM 990 OF OTHER ORGANIZATIONS. THE DELIBERATIONS AND DECISIONS ARE DOCUMENTED IN THE MINUTES OF THE BOARD. THE COMPENSATION DETERMINATION PROCESS IS PERFORMED ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS/SUBCONTRACTORS: PROGRAM SERVICE EXPENSES 2,812,270. MANAGEMENT AND GENERAL EXPENSES 73,568. FUNDRAISING EXPENSES 8,622. TOTAL EXPENSES 2,894,460. FORM 990, PART XI, LINE 9: UNCOLLECTIBLE PRIOR YEAR PLEDGES -10,000. FORM 990 PART XII LINE 2C THE PROCESS HAS NOT CHANGED. HUDSON ANALYTICAL SERVICES INC 1201 PENNSYLVANIA AVE NW NO400 WASHINGTON DC 20004 351645201 RESEARCH NY C 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0