2019-05-24T11:15:21-05:00 2018-08-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2017-09-01 131992402 CATALYST INC CATA 2125147600 120 WALL STREET NO 15 FL NEW YORK NY 10005 LORRAINE HARITON PRESIDENT 2125147600 2019-05-20 1 MAGDALENA M CZERNIAWSKI P00535099 2125038800 2019-05-20 69.74.165.34 2019-05-20 14:40:02 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 C9F00FD95E436BC684235A774996A9E8B56183B1 2017 2019-02-21 02:37:17Z LORRAINE HARITON 120 WALL STREET NO 15 FL NEW YORK NY 10005 18894917 0 X WWW.CATALYST.ORG X 1962 OH CATALYST IS THE LEADING NONPROFIT ORGANIZATION WITH A MISSION TO ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 37 36 87 38 0 25712 10004501 9780928 2185100 3833016 500354 772676 141 18802 12690096 14405422 0 0 0 0 10392358 9706112 0 0 1432669 3689070 4718084 14081428 14424196 -1391332 -18774 27436897 27693095 5839296 6152152 21597601 21540943 X ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 0 0 2134036 3324233 GLOBAL LEARNING PRODUCTS AND PROGRAMS THE GLOBAL LPP TEAM IS RESPONSIBLE FOR THE DEVELOPMENT AND DELIVERY OF FEE-FOR-SERVICE WORKSHOPS AND OTHER PROGRAMMING DESIGNED TO ACCELERATE PROGRESS FOR WOMEN IN THE WORKPLACE THROUGH INDIVIDUAL AWARENESS BUILDING, SHIFTING MINDSETS AND BEHAVIORS AND COMMITMENT TO ACTION PLANS. TWO FOUNDATIONAL PROGRAMS INCLUDE MARC (MEN ADVOCATING REAL CHANGE) WHICH ENGAGES MEN IN CHAMPIONING WOMEN IN THE WORKPLACE AND LWI (LEADING WITH INCLUSION) WHICH HELPS INDIVIDUALS LEARN HOW TO OVERCOME BIAS AND BECOME MORE INCLUSIVE LEADERS. THROUGH IN-PERSON AND VIRTUAL WORKSHOPS, LPP SOLUTIONS REACH THOUSANDS OF INDIVIDUALS GLOBALLY. 1895914 397596 CONSULTING SERVICES CONSULTING SERVICES IS THE DEPARTMENT CHARGED WITH FOSTERING IMPACT THROUGH A VARIETY OF SERVICES, BENEFITS AND ACTIVITIES. IT DRIVES ENGAGEMENT AND IMPACT THROUGH: CONSULTING SERVICES, VITAL SIGNS AND LEADERSHIP OF THE CEO SUMMIT FRANCHISE. IT SUPPORTS CATALYST'S RELATIONSHIPS WITH DONORS THROUGH INVOLVEMENT WITH RELATIONSHIP MANAGERS. THE TEAM ALSO CONTRIBUTES TO CATALYST'S KNOWLEDGE DEVELOPMENT THROUGH THE INSIGHT LOOP, FOCUSING ON IMPACT METRICS AND BY SCALING INSIGHTS FROM CONSULTING WORK INTO PUBLICATIONS, TOOLS, COMMUNICATIONS AND EVENTS. 1875025 471999 GLOBAL BRAND AND STRATEGIC COMMUNICATIONS THE GLOBAL BRAND AND STRATEGIC COMMUNICATIONS DEPARTMENT CREATES AND EXECUTES STRATEGIES TO INCREASE CATALYST'S VISIBILITY GLOBALLY BY DEVELOPING AND STRENGTHENING ITS BRAND, PRODUCTS AND SERVICES. THE DEPARTMENT IS RESPONSIBLE FOR EDITING, DESIGNING AND PRODUCING ALL PRODUCTS, PUBLICATIONS AND COLLATERAL MATERIALS, AND FOR BUILDING PUBLIC EDUCATION AND AWARENESS OF CATALYST'S WORK THROUGH MEDIA RELATIONS, MARKETING OPPORTUNITIES AND SOCIAL MEDIA CAMPAIGNS, AS WELL AS INITIATIVES LIKE THE CATALYST CEO CHAMPIONS FOR CHANGE. 4776193 ALL OTHER PROGRAMS:NATIONAL EDUCATION, RESEACH, GLOBAL EVENTS, AND INFORMATION CENTER AND SERVICES. 4776193 10681168 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 X 25 0 1 87 1 1 1 1 CA SZ IN AS JA 0 0 0 1 1 0 0 0 0 X 37 36 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY NJ CA AL AZ AK CO CT DC FL GA IL KY MD MA MI MN NC OR RI PA VA TN OH WA WI UT X TATYANA BASIS 2125147600 120 WALL STREET 15TH FLOOR NEW YORK NY 10005 X ALBERT BOURLA DIRECTOR 1.00 X 0 0 0 ARNOLD W DONALD DIRECTOR 1.00 X 0 0 0 BETH MOONEY DIRECTOR 1.00 X 0 0 0 BRIAN CORNELL DIRECTOR 1.00 X 0 0 0 BRIAN MOYNIHAN DIRECTOR 1.00 X 0 0 0 CATHY ENGELBERT CHAIR 1.00 X X 0 0 0 CHANDA KOCHHAR DIRECTOR (OUTGOING) 1.00 X 0 0 0 CHRISTOPHER J SWIFT DIRECTOR (OUTGOING) 1.00 X 0 0 0 DARA KHOSROWSHAHI DIRECTOR 1.00 X 0 0 0 DAVID ABNEY DIRECTOR 1.00 X 0 0 0 DAVID S TAYLOR DIRECTOR 1.00 X 0 0 0 DEBORAH GILLIS PRESIDENT & CEO (OUTGOING) 25.00 10.00 X X 250817 166598 0 DENIS MACHUEL DIRECTOR 1.00 X 0 0 0 DENISE MORRISON DIRECTOR (OUTGOING) 1.00 X 0 0 0 ELLIOTT PORTNOY DIRECTOR 1.00 X 0 0 0 ERIC J FOSS DIRECTOR 1.00 X 0 0 0 FEIKE SIJBESMA DIRECTOR 1.00 X 0 0 0 GERALD LEMA DIRECTOR 1.00 X 0 0 0 HOWARD A WILLARD III DIRECTOR 1.00 X 0 0 0 IAN M COOK DIRECTOR 1.00 X 0 0 0 IAN READ DIRECTOR (OUTGOING) 1.00 X 0 0 0 ILENE H LANG INTERIM PRESIDENT (OUTGOING) 35.00 X X 0 0 0 INDRA K NOOYI DIRECTOR (OUTGOING) 1.00 X 0 0 0 JAMIE DIMON DIRECTOR 1.00 X 0 0 0 JAQUELINE HINMAN TREASURER 1.00 X X 0 0 0 JOHN B VEIHMEYER DIRECTOR (OUTGOING) 1.00 X 0 0 0 JOHN BRYAN DIRECTOR (OUTGOING) 1.00 X 0 0 0 JULIE SWEET DIRECTOR 1.00 X 0 0 0 KATHY WARDEN DIRECTOR 1.00 X 0 0 0 LINDA ADDISON DIRECTOR 1.00 X 0 0 0 LORRAINE HARITON DIR/PRESIDENT (INCOMING) 1.00 X X 0 0 0 LYNNE DOUGHTIE DIRECTOR 1.00 X 0 0 0 MAGGIE WILDEROTTER SECRETARY (OUTGOING) 1.00 X X 0 0 0 MARC LAUTENBACH SECRETARY 1.00 X X 0 0 0 MARILLYN A HEWSON DIRECTOR 1.00 X 0 0 0 MARK WEINBERGER DIRECTOR 1.00 X 0 0 0 MARY B CRANSTON ESQ DIRECTOR 1.00 X 0 0 0 MARY BETH HOGAN ESQ DIRECTOR 1.00 X 0 0 0 VICTOR G DODIG DIRECTOR 1.00 X 0 0 0 MICHAEL S DELL DIRECTOR 1.00 X 0 0 0 MICHEL LANDEL DIRECTOR (OUTGOING) 1.00 X 0 0 0 MUHTAR KENT DIRECTOR 1.00 X 0 0 0 NV TYAGARAJAN DIRECTOR 1.00 X 0 0 0 PETER VOSER DIRECTOR 1.00 X 0 0 0 RICHARD K TEMPLETON DIRECTOR (OUTGOING) 1.00 X 0 0 0 SHELLEY O'CONNOR DIRECTOR 1.00 X 0 0 0 SHERI S MCCOY DIRECTOR (OUTGOING) 1.00 X 0 0 0 STEPHEN S RASMUSSEN DIRECTOR 1.00 X 0 0 0 STEVE EASTERBROOK DIRECTOR 1.00 X 0 0 0 THOMAS J FALK DIRECTOR 1.00 X 0 0 0 URSULA M BURNS DIRECTOR (OUTGOING) 1.00 X 0 0 0 VICTOR G DODIG DIRECTOR 1.00 X 0 0 0 BRANDE STELLINGS SENIOR VICE PRESIDENT (OUTGOING) 35.00 X 153629 0 49037 CATHERINE CORLEY SENIOR VICE PRESIDENT 35.00 X 215805 0 51749 HEATHER FOUST CUMMINGS SENIOR VICE PRESIDENT 35.00 X 158497 0 15350 JAN COMBOPIANO CHIEF KNOWLEDGE OFFICER (OUTGOING) 35.00 X 153983 0 13280 JEANINE PRIME OUTGOING SENIOR VICE. PRESIDENT 35.00 X 80088 0 16910 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 35.00 X 236067 0 44785 MARGARET MCGEE SENIOR VICE PRESIDENT (OUTGOING) 35.00 X 121525 0 0 MERYLE MAHRER-KAPLAN SENIOR VICE PRESIDENT (OUTGOING) 35.00 X 91696 0 362 EMMA SABIN VICE PRESIDENT (OUTGOING) 35.00 X 171217 0 31032 JENNIFER TARLOW VP HUMAN CAPITAL 35.00 X 158084 0 26346 KATHERINE GISCOMBE VICE PRESIDENT 35.00 X 157711 0 27314 MARY BOUGHTON VICE PRESIDENT (OUTGOING) 35.00 X 150256 0 27585 MICHAEL J CHAMBERLAIN VP 35.00 X 145315 0 0 2244690 166598 303750 12 0 1 0 WMFDP LLC PO BOX 12436 PORTLAND OR 97212 CONSULTING 274000 MERIACURRENT INTERACTIVE SOLUTIONS LLC 3180 NORTH POINT PKWY BLDG 200 ST ALPHARETTA GA 30005 CONSULTING 130015 2 3611660 6169268 9780928 MARC LEADERS COHORT/WORKSHOPS 900099 1961262 1961262 HONORARIA 900099 727483 727483 CONFERENCE REVENUE 900099 446950 446950 UBIL WORKSHOPS AND LEARNING PROGR 900099 361725 361725 ADVISORY SERVICES 900099 335596 335596 3833016 344598 344598 4483135 4055057 428078 428078 428078 453240 3611660 434438 18802 18802 14405422 3833016 0 791478 1571061 1258474 312587 6022205 4284234 1092292 645679 523347 387159 95109 41079 1033885 741943 190584 101358 555614 401927 104127 49560 90437 90437 1364533 1147965 168268 48300 382599 373138 6004 3457 56014 48576 5596 1842 736054 482242 131982 121830 306245 247929 12240 46076 274205 274205 395325 313239 44360 37726 REPAIRS AND MAINTENANCE 373429 345752 18489 9188 OTHER 369194 320171 36884 12139 BAD DEBT 312190 312190 BOOKS AND SUBSCRIPTIONS 57859 54214 1400 2245 14424196 10681168 2310359 1432669 630073 861307 4855878 3266831 1927857 4813888 944564 626735 334494 4170353 2691461 1643028 1478892 12219453 12186513 4236889 0 5103590 27436897 27693095 4425331 1154876 174800 101492 1239165 4895784 5839296 6152152 X 10098284 9911491 898172 552869 10601145 11076583 21597601 21540943 27436897 27693095 X -18774 -11172 -26712 X 0 1 X 1 0 X 12818623 12793113 9927343 10004501 9780928 55324508 12818623 12793113 9927343 10004501 9780928 55324508 715474 54609034 163049 183692 248306 301408 344598 1241053 451110 505908 499542 447088 453240 2356888 58922449 9917197 0.92680 0.96210 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING INCOME - 2013 AMOUNT: $ 451,110. 2014 AMOUNT: $ 505,908. 2015 AMOUNT: $ 499,542. 2016 AMOUNT: $ 447,088. 2017 AMOUNT: $ 453,240. 10601145 5184 475438 11076583 9766496 5637 829012 10601145 9085284 10957 670671 416 9766496 9114287 140862 -169865 9085284 7953489 789727 371071 9114287 1.00000 0 0 1533251 696203 837048 2258267 1616423 641844 378835 378835 0 1478892 OTHER ASSETS 250000 DUE FROM AFFILIATES 4853590 5103590 DEFERRED RENT OBLIGATION 1156363 DUE TO AFFILIATES 3739421 4895784 X PART V, LINE 4: DURING 1992, THE "FELICE N. SCHWARTZ RESERVE FUND FOR THE ADVANCEMENT OF WOMEN IN BUSINESS AND THE PROFESSIONS" WAS CREATED. THE PRINCIPAL AMOUNT OF THE FUND MAY BE BORROWED ON A SHORT-TERM BASIS BY CATALYST TO COMPLETE RESEARCH PROJECTS, WHICH ARE OF STRATEGIC IMPORTANCE BUT LACK COMPLETE FUNDING, AND TO MEET TEMPORARY CASH FLOW NEEDS. THE INCOME EARNED FROM INVESTED PRINCIPAL WILL BE USED TO GROW THE FUND IN LINE WITH INFLATION AND TO COMPLETE THE FINANCING OF RESEARCH PROJECTS FOR WHICH THE MAJORITY OF FUNDS HAVE BEEN RAISED. BORROWINGS FROM THE PRINCIPAL AND INTEREST OF THIS FUND MUST BE REPAID. THERE WERE NO BORROWINGS FROM THE FUND FOR THE YEARS ENDED AUGUST 31, 2018 AND 2017. IN DECEMBER 2010, THE MAJOR GIFTS CAMPAIGN TO FUND THE LONGITUDINAL RESEARCH INITIATIVE: CHANGE LEADERSHIP RESEARCH CENTER, CAREER PATHWAYS RESEARCH CENTER, CORPORATE PRACTICES RESEARCH CENTER AND CORPORATE GOVERNANCE RESEARCH CENTER WAS ESTABLISHED. THE PRINCIPAL AMOUNT OF THE FUND WILL REMAIN INTACT. ONCE ALL THE PAYMENTS ARE RECEIVED, THE INTEREST ON THE FUND WILL SUPPORT THE ACTIVITIES OF THE FOUR RESEARCH CENTERS. EXPENDITURES WILL INCLUDE SALARIES FOR THE RESEARCH CENTER LEADERS, ENDOWED FELLOWS AND SCHOLARS; ENDOWED LONGITUDINAL DATA SETS AND; THOUGHT LEADERS CONVENING EVENTS. THERE WAS NO SPENDING FOR THE YEARS ENDED AUGUST 31, 2018 AND 2017. PART X, LINE 2: CATALYST INC. BELIEVES THAT IT HAS NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2018 AND 2017 IN ACCORDANCE WITH FASB ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. AWARDS DINNER 4064900 3611660 453240 24600 332235 77603 4064900 3611660 453240 24600 332235 77603 434438 18802 X X 1 0 0 0 0 0 0 1 0 DEBORAH GILLIS PRESIDENT & CEO (OUTGOING) 250817 166598 0 0 0 0 0 0 0 0 250817 166598 0 0 BRANDE STELLINGS SENIOR VICE PRESIDENT (OUTGOING) 151129 0 2500 0 0 0 15113 0 33924 0 202666 0 0 0 CATHERINE CORLEY SENIOR VICE PRESIDENT 213305 0 2500 0 0 0 21331 0 30418 0 267554 0 0 0 HEATHER FOUST CUMMINGS SENIOR VICE PRESIDENT 153497 0 5000 0 0 0 15350 0 0 0 173847 0 0 0 JAN COMBOPIANO CHIEF KNOWLEDGE OFFICER (OUTGOING) 84555 0 0 0 69428 0 8455 0 4825 0 167263 0 0 0 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 232567 0 3500 0 0 0 23257 0 21528 0 280852 0 0 0 EMMA SABIN VICE PRESIDENT (OUTGOING) 124901 0 0 0 46316 0 12490 0 18542 0 202249 0 0 0 JENNIFER TARLOW VP HUMAN CAPITAL 155584 0 2500 0 0 0 15558 0 10788 0 184430 0 0 0 KATHERINE GISCOMBE VICE PRESIDENT 155211 0 2500 0 0 0 15521 0 11793 0 185025 0 0 0 MARY BOUGHTON VICE PRESIDENT (OUTGOING) 103822 0 0 0 46434 0 12478 0 15107 0 177841 0 0 0 PART I, LINE 4A JAN COMBOPIANO, MERLE MAHRER-KAPLAN, MARY BOUGHTON AND EMMA SABIN RECEIVED SEVERANCE PAYMENTS OF $58,563, 76,490, 26,962, AND 43,749 RESPECTIVELY. PART I, LINE 7 THE BONUSES LISTED ON PART II, COLUMN B(II) ARE BASED ON PERFORMANCE AND MANAGING BUDGET EXPECTATIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND REVIEWED IN DETAIL BY THE AUDIT COMMITTEE AND IS MADE AVAILABLE FOR SEVEN DAYS TO THE FULL BOARD FOR REVIEW AND COMMENTS. AFTER SUCH TIME IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCES WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING MEMBERS OF THE BOARD OF DIRECTORS TO NOTIFY THE ORGANIZATION IMMEDIATELY OF ANY CHANGES. BOARD MEMBERS ARE REQUIRED TO FILE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15A THE PERFORMANCE OF THE CEO IS DISCUSSED AND REVIEWED BY THE CHAIR OF THE BOARD. THE FULL BOARD THEN DISCUSSES AND APPROVES THE SALARY OF THE CEO, COMPARABILITY DATA IS NOTED. THE APPROVED SALARY IS DOCUMENTED IN THE MINUTES AND A LETTER IS SENT BY THE CHAIR TO THE CFO AUTHORIZING PAYMENT OF THE SALARY. THE CEO REVIEWS THE PERFORMANCE OF THE OTHER OFFICERS AND RECOMMENDS THEIR SALARY TO THE FULL BOARD WHO THEN APPROVES. COMPARABILITY DATA IS NOTED. THE APPROVAL OF THE RECOMMENDED SALARIES IS DOCUMENTED IN THE MINUTES. THE BOARD CHAIR INCLUDES THIS INFORMATION IN THE LETTER TO THE CFO AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE WWW.CATALYST.ORG. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART VII ILENE LANG, INTERIM PRESIDENT, DID NOT RECEIVE ANY CALENDAR YEAR COMPENSATION. FORM 990, PART XI, LINE 9: NON-DEDUCTIBLE TRANSPORTION BENEFITS -26,712. CATALYST CANADA INC 8 KING STREET SUITE 505 TORONTO ONTARIO CA ON M5C 1B5 885700815 RESEARCH AND ADVISORY CA 501 (C) (3) 7 CATALYST INC 1 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD LEVEL 12 31 QUEEN STREET MELBOURNE VICTORIA AS 3000 RESEARCH AND ADVISORY AS 501 (C) (3) 7 CATALYST INC 1 CATALYST EUROPE AG CO KPMG FIDES SEMPACHERSTRASSE 15 8032 ZURICH SZ RESEARCH AND ADVISORY SZ CATALYST INC C 888467 3185288 1.00000 1 CATALYST WOMEN RESEARCH AND CONSULTANCY INDIA PRIVATE LTDB-601 IVY TOWER IN RESEARCH AND ADVISORY IN CATALYST INC C 26100 26169 1.00000 1 CATALYST JAPAN 4-3-9 NIHONBASHI MUROMACHI TOKYO CHOU-KU JA 103-0022 RESEARCH AND ADVISORY JA CATALYST INC C 55696 70340 1.00000 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD D 53996 CATALYST CANADA INC O 60821 CATALYST CANADA INC E 1380859 CATALYST EUROPE AG D 1090166 CATALYST JAPAN WOMEN RESEARCH AND CONSULTING LTD D 798477 CATALYST WOMEN RESEARCH AND CONSULTINCY INDIA PRIVATE LTD D 552390