2019-05-15T14:55:01-05:00 2018-06-30 420714325 RSM US LLP 1 S Wacker Drive Ste 800 Chicago IL 60606 990 2017-07-01 362670036 Gateway Foundation Inc GATE 3126631130 55 E Jackson Blvd No 1500 Chicago IL 60604 Tomas Del Rio CFO 3126631130 2019-05-14 1 Zack Fortsch P00052725 3126343400 66.98.98.9 2019-05-14 17:05:00 CD P F6217F2D6ED5C2D75B43E0AF4E216B671259B073 2A28FA2E2A09A40AF4F0A751499BE74D16D20E85 2017 2019-02-21 02:37:17Z Dr Thomas P Britton Ph 55 E Jackson Blvd No 1500 Chicago IL 60604 82706339 0 X www.recovergateway.org X 1964 IL Gateway Foundation, Inc. is a national, non-profit organization committed to reducing substance abuse and co-occurring mental health problems through effective and efficient treatment programs. 15 15 1959 16 0 32399 13794 4388374 73620840 77994098 15040 4420 1077447 309880 74727121 82696772 0 0 0 0 51197245 53247817 0 0 0 26560838 26001737 77758083 79249554 -3030962 3447218 30732784 34288052 34382633 32194709 -3649849 2093343 X Gateway Foundation, Inc. is a national, non-profit organization committed to reducing substance abuse and co-occurring mental health problems through effective and efficient treatment programs. 0 0 59755261 77994098 See Schedule OEstablished in 1968, Gateway Foundation, Inc. is a 501(c)(3) not-for-profit corporation incorporated in the State of Illinois. Celebrating its 50th year in 2018, Gateway has become one of the largest and most trusted providers of substance use and co-occurring treatment services in the United States. Our mission is the provision of substance use and co-occurring disorders treatment that are therapeutically effective and cost efficient. Gateway's vision is to be the nation's leading treatment provider, helping to create access through affordable, high quality intervention for individuals suffering from substance use and mental health disorders. Gateway employs a clinical model that is constantly evolving to incorporate best practice, science driven intervention including the use of psychiatry and addiction medicine.Gateway treatment sites span seven states, including Illinois, Texas, Delaware, Missouri, New Jersey, Michigan and Wyoming. In total, Gateway maintains over 50 sites, all dedicated to providing a range of substance use disorder treatment. Programs are provided in both community and correctional settings, and serve a diverse clientele. Gateway has a 50 year legacy of providing evidenced-based, trauma-informed, licensed, accredited services in these programs. We provide expertise in best practices, possess financial stability, and have extensive administrative support services.In fiscal year 2018, Gateway Foundation, Inc. expanded operations to include a new state as well as expand our services in three existing states. Specifically, Gateway's Community Division opened a new program in Jacksonville, Illinois. Our Jacksonville site provides residential treatment for men and outpatient treatment for men and women.Gateway's Corrections Division entered into a new contract with the Michigan Department of Corrections in February 2018. Gateway provides in-custody substance use disorder treatment services in eight institutions throughout the state of Michigan for men and women. Continuing our expansion in Community Corrections, Gateway was awarded a contract with the Travis County Community supervision and Corrections Department (Austin, Texas) to provide facility operations and client supervision for its 100 bed Substance Abuse Treatment Facility. This facility serves both men and women on felony or misdemeanor probation. Additionally, in Missouri, Gateway was awarded a pre- and post-release case management contract in September 2017. Gateway serves over 500 incarcerated men with pre-and post-release reentry services for the Missouri Department of Corrections. 59755261 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 169 0 1 1959 1 1 1 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X Courtney White 3126631130 55 E Jackson Blvd No 1500 Chicago IL 60604 France Pitera Secretary 1.00 1.00 X X 0 0 0 David Johnson Director 1.00 1.00 X 0 0 0 David Onion Director 1.00 1.00 X 0 0 0 Warren Harrington Chairman 1.00 1.00 X X 0 0 0 Glenn Baer Huebner Director 1.00 1.00 X 0 0 0 Michael Anthony Director 1.00 1.00 X 0 0 0 Mary Cesare-Murphy PhD Director 1.00 1.00 X 0 0 0 Lawrence E Singer Director (As of 1/18) 1.00 1.00 X 0 0 0 Arla Lach Director 1.00 1.00 X 0 0 0 Amalesh Sanku Treasurer 1.00 1.00 X X 0 0 0 Ivy Walker Director (As of 11/17) 1.00 1.00 X 0 0 0 Elizabeth Ogilvie Simer Director 1.00 1.00 X 0 0 0 Andy Smith Director 1.00 1.00 X 0 0 0 Richard L Eichholz PhD Director 1.00 1.00 X 0 0 0 Sidney Bradley Director 1.00 1.00 X 0 0 0 Patricia Aitken Vice President 34.00 4.00 X 223362 0 8838 Dr Thomas P Britton PhD President & CEO 34.00 4.00 X 523389 0 23324 Tomas Del Rio CFO 34.00 4.00 X 271786 0 14293 Daniel Molitor Vice President 34.00 4.00 X 181237 0 23690 Gregory Dockins President Corr Division 34.00 4.00 X 237297 0 16595 Susan Cambria until 0817 President Comm Division 34.00 4.00 X 184547 0 1088 Rafeyan Roueen Chief Medical Officer 34.00 4.00 X 299172 0 14963 Mary K Green Executive Director 38.00 0.00 X 149873 0 16871 Sarah Thoren Executive Director 38.00 0.00 X 181281 0 20238 2251944 0 139900 36 0 1 0 Therapractic Management Systems 6502 Slide Road Ste 207 Lubbock TX 79424 IT 236355 Perkins Coie LLP 131 S Dearborn Avenue Ste 1700 Chicago IL 60603 Legal 204486 RSM US LLP 5155 Paysphere Circle Chicago IL 606740051 Auditing 180005 Rakesh Chandra MD 396 Lake Indian Hills Carbondale IL 62902 Medical 154442 Michael John Sullivan 216 Western Gailes Williamsburg VA 23188 M&A Consulting 140743 10 4388374 4388374 Substance Abuse & Mental Health 624100 77994098 77994098 77994098 27000 0 27000 27000 27000 13987 9567 4420 4420 4420 Interest on Acct Receivable 900099 155949 155949 Other Revenue 900099 106318 106318 Insurance Proceeds 900099 20613 20613 282880 82696772 77994098 0 314300 1282919 1282919 41796906 33381024 8415882 455940 304691 151249 6488252 5187494 1300758 3223800 2456365 767435 612069 61567 550502 150055 150055 88067 88067 2674259 1839123 835136 1941259 35255 1906004 5976421 5556602 419819 1735172 458181 1276991 6283723 5457029 826694 992828 623386 369442 186284 96107 90177 1265664 759063 506601 262167 166191 95976 Bad Debts 2708777 2708777 Staff Development/Recog 538110 290408 247702 Operating Fees 220305 47905 172400 Toxicology Lab Expenses 184118 182479 1639 182459 143614 38845 79249554 59755261 19494293 0 5032075 11916115 126660 136772 18769244 13980588 1479646 1140687 16400731 13472502 3325159 2928229 2000000 4185661 30732784 34288052 8001381 8433857 16635 9439 26364617 23751413 34382633 32194709 X -3649849 2082548 10795 -3649849 2093343 30732784 34288052 X 3447218 2295974 X 0 1 X 1 1 1 X 12708 13395 12623 13794 242713 295233 67681246 67935328 75304287 73620840 77994098 362535799 67693954 67948723 75316910 73634634 78236811 362831032 0 0 0 362831032 20871 15000 69312 35100 27000 167283 20871 15000 69312 35100 27000 167283 84902 297750 372175 880795 282880 1918502 67799727 68261473 75758397 74550529 78546691 364916817 0.99430 0.99470 0.00050 0.00050 X Schedule A, Part III, Line 12, Explanation of Other Income: Other Income - 2013 Amount: $ 84,902. 2014 Amount: $ 297,750. 2015 Amount: $ 301,952. 2016 Amount: $ 57,288. 2017 Amount: $ 106,318. Insurance Proceeds - 2015 Amount: $ 70,223. 2017 Amount: $ 20,613. Vendor Refunds - 2016 Amount: $ 374,080. Work Comp Reimbursement - 2016 Amount: $ 449,427. Interest on Acct Receivable - 2017 Amount: $ 155,949. 88067 88067 79161487 79249554 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 31500 69128 101251 88067 289946 250000 250000 250000 250000 1000000 1500000 823216 99869 228225 169970 981340 700790 100315 179563 157542 823216 740527 88100 -5308 122528 700790 683485 100669 85919 129547 740527 531375 106604 165055 119549 683485 1.00000 0 1 1 1577006 1126580 450426 8442971 7502882 940089 6380754 4843040 1537714 2928229 Investment in Beacon House 4145661 Other Assets 40000 4185661 Due to Related Organizations 20763052 Due to Third Party Contractors 333022 Overpayment on Services 1228005 Self-Insured Employee Health Claims 1427334 23751413 X Part V, Line 4: Endowment funds are used to provide underwriting to clients for treatment and educational scholarships. Part X, Line 2: The accounting standard on uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Organization may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Organization, the continued tax-exempt status of bonds issued by the Organization, and various positions related to the potential sources of unrelated business taxable income (UBIT). The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. There were no unrecognized tax benefits identified or recorded as liabilities during the periods covered by these financial statements. The Organization files Forms 990 in the U.S. federal jurisdiction and Form AG 990-IL in the State of Illinois. Forms 990 file by the Organization are subject to examination by the Internal Revenue Service (IRS) up to three years from extended due to date of each return. The Organization is generally no longer subject to examination by the IRS for fiscal years ended before 2015. X X X X 0 0 0 0 0 0 0 0 0 Patricia Aitken Vice President 193043 0 28576 0 1743 0 0 0 8838 0 232200 0 0 0 Dr Thomas P Britton PhD President & CEO 457400 0 62359 0 3630 0 0 0 23324 0 546713 0 0 0 Tomas Del Rio CFO 235604 0 33410 0 2772 0 0 0 14293 0 286079 0 0 0 Daniel Molitor Vice President 180310 0 0 0 927 0 0 0 23690 0 204927 0 0 0 Gregory Dockins President Corr Division 211214 0 25117 0 966 0 0 0 16595 0 253892 0 0 0 Susan Cambria until 0817 President Comm Division 182724 0 10 0 1813 0 0 0 1088 0 185635 0 0 0 Rafeyan Roueen Chief Medical Officer 287290 0 11882 0 0 0 0 0 14963 0 314135 0 0 0 Mary K Green Executive Director 148458 0 0 0 1415 0 0 0 16871 0 166744 0 0 0 Sarah Thoren Executive Director 164963 0 14760 0 1558 0 0 0 20238 0 201519 0 0 0 Part I, Line 3 The Gateway Foundation, Inc. Board of Directors, through the Compensation Committee, develops the compensation plan for the executive staff and establishes appropriate salary ranges and other features of the compensation plan. The Chief Executive Officer's compensation is determined by the Compensation Committee. Salaries for the other members of the executive staff are developed by the CEO, within approved parameters, and are approved by the Compensation Committee. All Compensation Committee members are free of conflict, and are required to disclose any potential conflicts at each meeting prior to taking action on any item. Committee meeting minutes include the Committee members conflict of interest responses; should a Committee member disclose a potential conflict, the Committee member is recused, if deemed appropriate by the remainder of the Committee members, and abstains from voting. Form 990, Part IV, Line 24a A $3,210,000 tax-exempt bond that was assumed by Gateway Foundation has been recorded on the balance sheet of G.W. Foundation (EIN: 23-7128924). G.W. Foundation holds the title and indebtedness of real property used and operated by its tax-exempt affiliates, which includes Gateway Foundation, Inc. The details of the bond are included on G.W. Foundation's Form 990. Form 990, Part VI, Section B, line 11b Form 990 is reviewed by the Management team and Audit Committee before being presented to the Board of Directors prior to filing with the IRS. Form 990, Part VI, Section B, line 12c Our directors are selected for many reasons, among which are their integrity and honesty. Each year our directors provide a "Conflict of Interest" statement certifying that he/she is not engaged in any activities that would constitute a conflict of interest. For our part, the Corporate Compliance officer monitors the companies with which each of our directors is employed and/or owns to determine if those companies have procured or are seeking to procure business with Gateway or with the business of any other director. Per our conflict of interest policy, if it is determined that a conflict exists, the Supply Management Director or designee will investigate alternatives to the proposed vendor. Form 990, Part VI, Section B, line 15 The Board of Directors has a compensation committee made up of independent board members that determine and approve the executive compensation. All compensation committee meetings have a record of actions and decisions that were made. Gateway Foundation, Inc. has used compensation surveys and independent consultants in 2008, 2012, and 2013. Form 990, Part VI, Section C, line 19 Form 990, governing documents, the conflict of interest policy, and financial statements are available upon request for the same period of disclosure as set forth in the IRC Section 6104(d). Form 990, Part XI, line 9: Administrative Overhead Allocation to Gateway Foundation-Texas 2,295,974. Gateway Youth Care Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 363820903 Treatment of mental/substance abuse IL 501(c)(3) Line 10 Gateway Foundation Inc 1 Gateway Foundation - Texas 800 Town and Country Blvd Houston TX 77024 760431133 Substance abuse TX 501(c)(3) Line 10 Gateway Foundation Inc 1 GW Foundation Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 237128924 Holds titles of property & investments IL 501(c)(3) Line 12a, I Gateway Foundation Inc 1 Gateway Charitable Foundation Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 364063660 Collects donations IL 501(c)(3) Line 12a, I Gateway Foundation Inc 1 Beacon House PO Box 301 Pacific Grove CA 93950 941572781 Treatment of mental/substance abuse CA 501(c)(3) Line 10 Gateway Foundation Inc 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 Gateway Foundation - Texas P 17442672 Cash GW Foundation Inc Q 1940327 Cash GW Foundation Inc K 2548803 FMV Gateway Charitable Foundation Inc Q 218527 Cash Beacon House R 4441915 FMV Gateway Charitable Foundation Inc S 269443 Cash