2019-05-14T11:10:53-07:00 2018-06-30 990 2017-07-01 160743900 ALFRED UNIVERSITY ALFR 6078712966 ONE SAXON DRIVE ALFRED NY 14802 Giovina Lloyd VP for Business & Finance 6078712966 2019-05-14 149.84.153.34 2017 2019-02-21 02:37:17Z Mark Zupan One Saxon Drive Alfred NY 14802 110948746 0 X www.alfred.edu X 1857 NY The mission of Alfred University is to provide excellent quality and enduring value through academic and co-curricular programming that is both intellectually challenging and practically relevant. We are culturally diverse and student-centered, and aim to serve an ever-changing student population. We seek students with the aspiration and dedication to do well for themselves and for their greater communities. Thus, we prepare our students with the knowledge, skills and life-habits that will enable them to succeed, and to live lives of continuous personal growth and service to others. These outcomes are achieved through a commitment, by the entire AU community, to teaching and research, the pursuit of scientific and technical expertise, artistic creativity, and humanistic learning. 36 36 2049 90 83617 0 31658513 32945250 68882049 66647289 2093270 2435629 2067611 1752827 104701443 103780995 31291479 31080756 0 0 38929855 39242454 91850 0 1599031 30629883 31368925 100943067 101692135 3758376 2088860 301036751 313500632 48781710 42670617 252255041 270830015 The mission of Alfred University is to provide excellent quality and enduring value through academic and co-curricular programming that is both intellectually challenging and practically relevant. We are culturally diverse and student-centered, and aim to serve an ever-changing student population. We seek students with the aspiration and dedication to do well for themselves and for their greater communities. Thus, we prepare our students with the knowledge, skills and life-habits that will enable them to succeed, and to live lives of continuous personal growth and service to others. These outcomes are achieved through a commitment, by the entire AU community, to teaching and research, the pursuit of scientific and technical expertise, artistic creativity, and humanistic learning. 0 0 91557403 31080756 68405205 HIGHER EDUCATION: ALFRED UNIVERSITY CONTAINS THE COLLEGE OF LIBERAL ARTS AND SCIENCE, SCHOOL OF ART AND DESIGN, SCHOOL OF ENGINEERING, AND COLLEGE OF PROFESSIONAL STUDIES. WE OFFER BOTH UNDERGRADUATE AND GRADUATE DEGREES ALONG WITH UNDERGRADUATE AND GRADUATE RESEARCH OPPORTUNITIES. (2,059 STUDENTS) 0 0 0 91557403 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 0 0 1 1 0 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 300 0 1 2049 1 1 1 0 0 0 0 1 1 0 0 0 0 X 36 36 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X Jodi Howe 6078712128 ONE SAXON DRIVE ALFRED NY 14802 Gregory R Connors Chariman 1.5 0.5 X 0 0 0 Carolyn S Clark Vice Chairman 1.5 0.5 X 0 0 0 Gene M Bernstein Trustee 1.5 0.5 X 0 0 0 Eric M Bershad Trustee 1.5 0.5 X 0 0 0 Cheryl R Blanchard Trustee 1.5 0.5 X 0 0 0 Michael P Carey Trustee 1.5 0.5 X 0 0 0 Joseph Cesarano III Trustee 1.5 0.5 X 0 0 0 Michele R Cohen Trustee 1.5 0.5 X 0 0 0 Peter Cuneo Trustee 1.5 0.5 X 0 0 0 John A Edmond Trustee 1.5 0.5 X 0 0 0 Terry S Galanis Jr Trustee 1.5 0.5 X 0 0 0 Leselie J Gelber Trustee 1.5 0.5 X 0 0 0 Frederick A George Trustee 1.5 0.5 X 0 0 0 Frederick W Gibbs Trustee 1.5 0.5 X 0 0 0 Jay L Haberland Trustee 1.5 0.5 X 0 0 0 Christine E Heckle Trustee 1.5 0.5 X 0 0 0 Stephen k Heine Trustee 1.5 0.5 X 0 0 0 Thomas R Hinman Trustee 1.5 0.5 X 0 0 0 James M Jordan Trustee 1.5 0.5 X 0 0 0 Charles P Joyce Trustee 1.5 0.5 X 0 0 0 Kristen M Klabin Trustee 1.5 0.5 X 0 0 0 Kevin H Livingston Trustee 1.5 0.5 X 0 0 0 Jeffrey S Maurer Trustee 1.5 0.5 X 0 0 0 Robert R McComsey Trustee 1.5 0.5 X 0 0 0 Robert K Meltzer Trustee 1.5 0.5 X 0 0 0 Victoria A Meyer Trustee 1.5 0.5 X 0 0 0 Terry A Michalske Trustee 1.5 0.5 X 0 0 0 Marlin Miller Jr Trustee 1.5 0.5 X 0 0 0 Ann D Moskowitz Trustee 1.5 0.5 X 0 0 0 Craig J Peretz Trustee 1.5 0.5 X 0 0 0 William Pullman Trustee 1.5 0.5 X 0 0 0 Kathleen A Richardson Trustee 1.5 0.5 X 0 0 0 Elizabeth T Reina Trustee 1.5 0.5 X 0 0 0 AN Sreeram Trustee 1.5 0.5 X 0 0 0 Robert K Welter Trustee 1.5 0.5 X 0 0 0 Eric M Zuckerman Trustee 1.5 0.5 X 0 0 0 Mary McAllister Corporate Secretary 40 0.5 X 70673 0 5218 Mark Zupan President 60 0.25 X 485905 0 34354 Rick Stephens Vice President and Provost 60 0.25 X 214082 0 29280 Giovina Lloyd VP Business Finance and Treasurer 60 0.25 X 176610 0 15341 Scott Misture Professor of Engineering 50 0 X 154992 0 33124 Jason Amore VP University Advancement, Began 3/1/17 50 0 X 195782 0 21416 Kathleen Woughter VP Student Affairs 50 0 X 150692 0 11775 Lou Lichtman Dean, Liberal Arts 50 0 X 146644 0 8658 Alastair Cormack Dean, Engineering 50 0 X 181872 0 45501 Charles Edmondson Former President 0.00 0 X 108033 0 0 1885285 0 204667 26 1 1 0 AVI Foodsystems Inc 2590 Elm Road NE Warren OH 44483 Food Service Vendor 3831076 LeChase Construction Services LLC 205 Indigo Creek Drive Rochester NY 14626 Contracted Services 2207853 PTC Contracting 8 Glen Court Hornell NY 14843 BUILDING CONTRACTOR 683390 HotChalk Inc 2 Third Street Troy NY 12180 Professional Services 435731 Center for Integrated Teacher Educa 50 Court Street Suite 1111 Brooklyn NY 11201 Professional Services 2373971 13 0 0 0 0 21076516 11868734 3207835 32945250 Tuition & Fees 611310 52139998 52139998 0 0 Auxiliary Services 611710 14196842 14031983 164859 0 Educational Activities 611710 310449 310449 0 0 0 0 0 0 66647289 2430540 0 -100185 2530725 0 0 0 0 0 0 0 0 0 0 7172840 0 7167751 0 5089 0 5089 5089 0 0 0 Research 541712 549290 549290 0 0 Athletics & Equestrian 711210 276030 276030 0 0 Student Loan Interest 611710 310278 310278 0 0 617229 598286 18943 0 1752827 103780995 68221403 83617 2530725 X 0 0 31080756 31080756 0 0 0 0 1398520 0 1398520 0 0 0 0 0 27851099 23754792 3069508 1026799 1997577 1747222 225770 24585 6031795 5275835 681724 74236 1963463 1717384 221914 24165 0 0 0 0 161832 11708 150124 0 140293 4800 135493 0 60342 0 60342 0 0 0 0 0 0 0 8417788 7681347 698097 38344 127040 116429 9698 913 3258014 2866865 291067 100082 1070582 1070582 0 0 0 0 0 0 2319318 2281037 38281 0 2606616 2170008 288166 148442 0 0 0 0 169125 124955 38593 5577 227281 227281 0 0 0 0 0 0 7417769 7058904 300041 58824 510801 121616 389185 0 Repairs & Maintenance 1302138 1115581 185540 1017 Small Equipment 1192615 1035856 153643 3116 Indirect Costs 497402 497011 391 0 1889969 1597434 199604 92931 101692135 91557403 8535701 1599031 8818091 6999725 2458094 5272500 1597526 1645368 16535606 16303543 307848 323153 253213 253244 280701636 130883378 148743415 149818258 67030175 83960819 55292783 48924022 301036751 313500632 5113666 5437123 3034650 2979640 7525248 6945356 876061 441232 32232085 26867266 48781710 42670617 X 135110399 141629470 40549273 48926971 76595369 80273574 252255041 270830015 301036751 313500632 X 2088860 12007084 0 -80837 0 4559867 X 0 1 X 1 1 1 X 0 0 0 0 0 0 0 0 1 60342 60342 0 Schedule C, Part II-B, Line 1 Alfred University contracts a lobbying firm to lobby the New York State Legislature, executive and various NYS agencies to facilitate the goals of Alfred University. These goals include economic development, funding for Alfred University and general legislative issues that affect higher education. 118618959 1681205 14438018 2042581 3377378 0 129318223 105846496 3357866 14749037 2033707 3300733 0 118618959 107966345 2302716 922189 2035352 3309402 0 105846496 108873666 1232002 2521533 2056622 2604234 0 107966345 93754316 7570012 11908174 1694161 2664675 0 108873666 0.11 0.59 0.3 0 0 0 1122832 1122832 0 233887732 94554997 139332735 0 8061149 6933673 1127476 0 34347577 29394708 4952869 0 3282346 0 3282346 149818258 47686022 F 1238000 C 48924022 Asset Retirement Obligation 2565696 Post-retirement Benefit Obligation 21092601 Annuities Payable 785539 US Government Refundable Grants 2423430 26867266 84626486 12007085 0 0 0 12007085 72619401 80837 31080757 31161594 103780995 70611379 0 0 0 0 0 70611379 0 31080756 31080756 101692135 Schedule D, Part V, Line 4 The long-term objective of the endowment is to maintain the purchasing power with the goal of providing a reasonable, predictable, stable an sustainable level of income to support scholarship, academic instruction, infrastructure and current operations. Schedule D, Part XI, Line 4b Financial Aid $31,080,757 Schedule D, Part XII, Line 4b Financial Aid 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Alfred University draws a substantial percentage of its students from New York State and the Northeast and follows a non-discriminatory policy as to students. Alfred University's promotional activities and recruitment efforts in each are are designed to inform students of all racial segments, in the general communities within the area of the availability of the school. Schedule E, Part I, Line 6 Alfred University received funding from a variety of sources. Some of these sources are governmental agencies providing funding for research projects, student financial aid or general operations., In addition, the New York State College of Ceramics at Alfred University is funded in part by the State of New York and is included in the Alfred University financial statements and reporting. Central America and the Caribbean 0 0 Speaking at Seminars or Conferences 1200 Central America and the Caribbean 0 0 Program Services Study Abroad 19875 East Asia and the Pacific 0 0 Speaking at Seminars or Conferences 56685 East Asia and the Pacific 0 0 Program Services Program Development 18612 East Asia and the Pacific 0 0 Program Services Study Abroad 2015 Europe (including Iceland and Greenland) 0 0 Speaking at Seminars or Conferences 11295 Europe (including Iceland and Greenland) 0 0 Program Services Faculty Development 23335 Europe (including Iceland and Greenland) 0 0 Program Services Study Abroad 105000 Europe (including Iceland and Greenland) 0 0 Program Services Program Development 965 North America (including Canada and Mexico, but not the United States) 0 0 Speaking at Seminars or Conferences 4894 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Faculty Development 853 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Program Development 965 South America 0 0 Program Services Program Development/Research 2445 0 0 248139 1 0 1 1 1 0 1 Scholarships 1738 31080757 0 Schedule I, Part I, Line 2 Students receiving Scholarship and Fellowships are judged worthy by the institution's assessment on the basis of academic achievement, financial need and other similar standards. X X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 Mark Zupan President 424742 0 0 0 61163 0 0 0 34354 0 520259 0 0 0 Rick Stephens Vice President and Provost 187372 0 0 0 26710 0 0 0 29280 0 243362 0 0 0 Giovina Lloyd VP Business Finance and Treasurer 176610 0 0 0 0 0 0 0 15341 0 191951 0 0 0 Scott Misture Professor of Engineering 113600 0 0 0 41392 0 0 0 33124 0 188116 0 0 0 Jason Amore VP University Advancement 195582 0 0 0 200 0 0 0 21416 0 217198 0 0 0 Kathleen Woughter VP Student Affairs 133781 0 0 0 16912 0 0 0 11775 0 162468 0 0 0 Lou Lichtman Dean, Liberal Arts 136117 0 0 0 10527 0 0 0 8658 0 155302 0 0 0 Alastair Cormack Dean, Engineering 168244 0 0 0 13627 0 0 0 45501 0 227372 0 0 0 Charles Edmondson Former President 0 0 0 0 108033 0 0 0 0 0 108033 0 0 0 Schedule J, Part I, Line 1a The University requires the president to live in on-campus housing and provides a custodian to clean the facility. The University maintains a country club membership in the president's name for entertainment of donors. It is acceptable that the president's spouse or significant other may accompany him on University business trips/events. During these trips/events, the expense of the spouse or significant other will be paid by the University. A First Niagara Series 2015A Bonds 2015-07-30 8716483 Refinancing 0 0 0 A 1191235 0 8716483 0 0 8716483 0 0 0 0 0 0 1 0 1 1 A 0 0 0 0 0 0 0 0 A 0 0 0 0 0 0 0 0 0 A 0 X 26 3237972 Market Value X Horse Equestrian Center 5 0 Appraisal 0 0 1 0 Schedule M, Part I, Line 33 The University has elected not to capitalize the appraised value of the horses donated to its Equestrian Program. Form 990, Part VI, Section B, Line 11b Form 990 is prepared by the University's controller and submitted for review to the University auditors, President, Vice President for Business & Finance, and the chairman of the audit committee of the board of trustees, who has been delegated this responsibility by the board of trustees. The University also makes the draft form available to all board members for their review and comment. Form 990, Part VI, Section B, Line 12c Conflict of Interest disclosure forms are completed annually by members of the Board and key employees. The disclosure responses are compiled by a third party and provided to the Secretary of the Corporation and the Director of Human Resources. The Secretary of the Corporation provides a copy of all completed disclosure statements to the chairperson of the Audit Committee and ensures that any Board member with a stated conflict of interest abstains from any voting associated with the conflict and is not present for discussion on the matter. The Director of Human Resources provides a copy of potential conflicts of interest to the President who is responsible for determining the proper way to handle Corporate decisions which involved unresolved employee conflicts of interest. Form 990, Part VI, Section B, Line 15 The human resource committee of the board of trustees sets the salary for the president. They utilize many sources of comparative data including the use of surveys, and Form 990 filings from comparative universities to determine the appropriate compensation. Form 990, Part VI, Section C, Line 19 The University complies with all laws and regulations and provides photocopies of required documents upon request. Form 990, Part IX, Line 11g Professional Services Form 990, Part XI, Line 9 Post-retirement benefit related changes other than net periodic benefit cost Alfred University Housing Corporation One Saxon Drive Alfred NY 14802 166052251 Rental Housing for University Students NY 501 (c) (2) Alfred University 1 Saxon Inn Inc One Saxon Drive Alfred NY 14802 160960711 Provides Services/Sells Beverages NY 501 (c)(7) Alfred University 1 Alfred University Research Fdn Inc One Saxon Drive Alfred NY 14802 161063285 Auxiliary of reporting NY 501 (c)(3) Line 2 Alfred University 1 Foster Lake Inc One Saxon Drive Alfred NY 14802 161000109 Lake Access to Students NY Alfred University C 20000 95079 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 Alfred University Housing Corporation q 0 Transactions are below the threshold. Saxon Inn Inc p 0 Transactions are below the threshold.