2019-05-10T08:51:06-05:00 2018-12-31 042713795 MEYERS BROTHERS KALICKA PC 330 WHITNEY AVE SUITE 800 HOLYOKE MA 01040 990PF 2018-01-01 822036857 THE ERIC AND BARBARA CARLE FOUNDATION INC ERIC 4135862046 84 NORTH STREET NORTHAMPTON MA 01060 JOHN FORTIER JR TREASURER 4135862046 2019-04-29 1 KRISTINA DRZAL HOUGHTON P00733363 4135368510 2019-04-29 70.91.134.109 2019-04-29 14:42:29 ED P 5A9B31946DE11F1F68DF3A25C8ADA0442EF748AE 5A9B31946DE11F1F68DF3A25C8ADA0442EF748AE 2018 2019-02-21 02:37:17Z X 3196616 X X 17151 17151 47712 48812 35461 277510 35461 3676 3676 104000 105100 0 0 0 138229 0 138229 16675 8337 8338 6845 6845 0 2857 341 0 392 315 70 164998 15838 146637 17750 17750 182748 15838 164387 -78748 89262 1674039 1577977 1577977 961626 902151 813384 52274 52082 46661 383054 490968 758594 30933 0 0 3101926 3023178 3196616 0 0 X 3080776 3080776 0 0 21150 -57598 3101926 3023178 3101926 3023178 3101926 -78748 0 3023178 0 3023178 PUBLICLY TRADED SECURITIES P 199020 199488 -468 -468 PUBLICLY TRADED SECURITIES P 50482 42561 7921 7921 CAPITAL GAINS DIVIDENDS P 28008 28008 28008 35461 0 33444 3381988 0.009889 42593 3301310 0.012902 23075 3065389 0.007528 323853 2474344 0.130884 179304 1913806 0.093690 0.254893 0.050979 3350136 170787 893 171680 164387 1785 0 1785 0 1785 2000 0 0 2000 0 215 215 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A THE FOUNDATION 4135862046 84 NORTH STREET NORTHAMPTON MA 01060 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOHN F FORTIER JR 84 NORTH STREET NORTHAMPTON MA 01060 PRESIDENT, TREASURER, CLER 2.00 0 0 0 ERIC CARLE 84 NORTH STREET NORTHAMPTON MA 01060 DIRECTOR 1.00 0 0 0 ROLF CARLE 84 NORTH STREET NORTHAMPTON MA 01060 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 1462197 1688956 250000 3401153 0 0 3401153 51017 3350136 167507 167507 1785 1785 165722 0 165722 0 165722 164387 0 164387 0 164387 165722 0 0 88624 204968 293592 164387 0 0 0 164387 0 1335 1335 292257 0 0 0 0 0 0 87289 204968 204968 ERIC CARLE X ISLAND DOLPHIN CARE INC 150 LORELANE PLACE KEY LARGO FL 33037 PC GENERAL FUNDING 2500 CHILDREN'S BRAIN TUMOR FOUNDATION 1460 BROADWAY NEW YORK NY 10036 PC GENERAL FUNDING 5000 THE SOUTH END COMMUNITY HEALTH 1601 WASHINGTON STREET BOSTON MA 02118 PC GENERAL FUNDING 2500 THE ASHLEY BRYAN CENTER PO BOX 263 ISLESFORD ME 04646 PC GENERAL FUNDING 2500 ERIC CARLE MUSEUM OF PICTURE BOOK ART INC 125 WEST BAY ROAD AMHERST MA 01002 PC GENERAL FUNDING 5250 17750 0 14 17151 14 47712 15 3676 18 35461 0 104000 0 104000 0 0 0 0 0 0 0 0 0 0 ACCOUNTING & TAX 16675 8337 8338 IRC SECTION 507(B)(2) TRANSFER 990PF PARTS V, X, XIII, XV DURING DECEMBER 2017, THE ERIC & BARBARA CARLE FOUNDATION ("TRUST"), EIN 04-3296725, TRANSFERRED ALL ITS ASSETS TO THE ERIC AND BARBARA CARLE FOUNDATION, INC. ("CORPORATION") TO EFFECT A REORGANIZATION FROM TRUST TO CORPORATION. THE TRUSTEES OF TRUST ARE THE OFFICERS AND DIRECTORS OF CORPORATION, AND THE CORPORATION HAS THE SAME CHARITABLE PURPOSE AS THE TRUST. PURSUANT TO IRC SECTION 507(B)(2) AND TREAS. REG. SECTION 1.507-3(A)(9), THE CORPORATION IS TREATED AS IF IT WERE THE TRUST. FORM 990-PF HAS BEEN PREPARED WITH THE FOLLOWING ADJUSTMENTS:PART V LINE 1 INCLUDES TRUST'S HISTORICAL DISTRIBUTIONS AND ASSET VALUES.PART XIII INCLUDES THE EXCESS DISTRIBUTION CARRYOVERS OF THE TRUST.PART XV REPORTS SUBSTANTIAL CONTRIBUTOR OF THE TRUST AS A SUBSTANTIAL CONTRIBUTOR OF THE CORPORATION. VIACOM INC 52082 46661 AT&T 57297 42810 FORD MOTOR COMPANY 50098 34425 INTERNATIONAL PAPER CO 51136 48432 ISHARES ETF US PFD STOCK 103418 90710 VANGUARD REIT ETF 58937 52199 VERIZON COMMUNICATIONS 50827 56220 BECTON DCKNSN 6.125% PFD 50511 53345 CAPITAL ONE FIN 5.2% PFD 74230 64860 EBAY INC 6% PFD 50601 50960 MORGAN STANLEY 6.375% PFD 52683 50460 PUBLIC STORAGE 5.4% PFD 51937 45600 QWEST CORP 7% PFD 50923 41380 STATE STREET 5.35% PFD 52227 47760 PUBLIC STORAGE 5.125% PFD 77618 64626 WISDOMTREE FLOATING RT TSY ETF 69708 69597 DIAMOND HILL LARGE CAP AT COST 65170 66033 FMI FDS LARGE CAP AT COST 60973 65257 FORESIDE FD POLARIS GLOBAL VALUE FD AT COST 58314 68482 FPA CRESCENT PORTFOLIO AT COST 59125 66594 HARDING LOEVNER INTL EQUITY AT COST 47136 64183 AMERICAN FUNDS NEW PERSPECTIVE AT COST 72682 64412 AMERICAN MUTUAL FUND F3 AT COST 71456 65730 AMERICAN FUNDS AMCAP F3 AT COST 56112 47903 COPYRIGHT AT COST 0 250000 LEGAL FEES 138229 0 138229 SALE PROCEEDS DUE FROM SALE NOT SETTLED 30933 ACCOUNT FEES 230 230 0 FILING FEES - OTHER 85 85 0 MA FILING FEES 70 0 70 UNLOCATED DIFFERENCE AND ROUNDING 7 0 0 ROYALTIES 3676 3676 3676 INVESTMENT FEES 6845 6845 0 FOREIGN TAXES WITHHELD 293 341 0 FEDERAL TAX PAYMENTS 2564 0 0