2019-04-24T17:00:33-05:00 2018-12-31 990PF 2018-01-01 756063759 JOHN WILLIAM ROGERS AND LENA WELLS ROGERS ROGE 8003577094 BANK OF AMERICA NA PO BOX 831 DALLAS TX 752831041 BANK OF AMERICA N A MANAGING DIR 8003577094 2019-04-24 171.159.192.10 P 7942A969322908E3F6E4399B7E1CEC777F3F8D6A C86E3C19BACDD0B0925298935F266FAF2D4D7DDB 2018 2019-02-21 02:37:17Z X 4452304 X 98412 98414 471503 4262547 471503 0 1358 -30612 571273 539305 45240 27144 18096 0 0 0 0 0 0 1250 750 0 500 2095 2095 0 0 1864 1864 0 0 0 0 0 0 0 220 257 50669 32110 0 18596 237302 237302 287971 32110 0 255898 283302 507195 0 258521 193729 193729 0 0 0 4109612 4459145 4258575 0 4368133 4652874 4452304 0 X 4368133 4652874 4368133 4652874 4368133 4652874 4368133 283302 3799 4655234 2360 4652874 3827.367 AQR LONG-SHORT EQUITY FUND CL I 2018-10-12 2018-11-30 44780 46656 -1876 -1876 5000. AT&T INC UNSECD SR GBL NT C02/01/22 @100 2017-05-16 2018-10-02 4930 5052 -122 -122 25000. AT&T INC UNSECD SR GBL NT C02/01/22 @100 2017-02-10 2018-10-02 24649 25069 -420 -420 30000. AMERICAN EXPRESS CO UNSECD SR NT CALL 01/27/23 @100 2018-02-23 2018-10-02 29596 30024 -428 -428 30000. ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT CALL 11/1/25 @100 2017-02-10 2018-10-02 29043 30214 -1171 -1171 5000. APPLE INC SR UNSECD NT 2017-05-16 2018-10-02 4809 4970 -161 -161 30000. APPLE INC SR UNSECD NT 2017-02-10 2018-10-02 28854 29407 -553 -553 5000. BP CAP MKTS PLC UNSECD SR CO GTD NT UNITED KINGDOM 2017-04-24 2018-10-02 5174 5295 -121 -121 25000. BP CAP MKTS PLC UNSECD SR CO GTD NT UNITED KINGDOM 2017-02-17 2018-10-02 25868 26391 -523 -523 30000. CITIGROUP INC SR UNSECD BD CALL 7/21/26 @100 2017-07-25 2018-10-02 27997 29255 -1258 -1258 1557.129 COLUMBIA DIVIDEND INCOME FUND INSTL3 CL 2016-01-14 2018-10-12 35113 26627 8486 8486 16258.911 COLUMBIA DIVIDEND INCOME FUND INSTL3 CL 2009-02-02 2018-10-12 366638 155615 211023 211023 5000. CONNECTICUT ST TAXABLE GO BDS-TAXBL 2017-05-24 2018-10-02 4573 4825 -252 -252 35000. CONNECTICUT ST TAXABLE GO BDS-TAXBL 2017-03-14 2018-10-02 32013 33209 -1196 -1196 17578.125 CREDIT SUISSE COMMODITY-RETURN STRATEGY FUND CL I 2017-02-21 2018-10-12 86484 90000 -3516 -3516 3510. DB X-TRACKERS MSCI EAFE HEDGED EQUITY FUND 2015-03-20 2018-10-12 106272 106888 -616 -616 35000. DURHAM N C LTD OBLIG TAXABLE REF LTD OBLIG BDS-TAXBL 2017-02-23 2018-06-01 35000 35000 10000. DURHAM N C LTD OBLIG TAXABLE REF LTD OBLIG BDS-TAXBL 2017-12-07 2018-06-01 10000 9986 14 14 1359.4 FEDERAL HOME LN MTG CORP POOL #G12311 2017-02-15 2018-01-31 1359 1397 -38 -38 1262.15 FEDERAL HOME LN MTG CORP POOL #G12311 2017-02-15 2018-02-28 1262 1297 -35 -35 1113.89 FEDERAL HOME LN MTG CORP POOL #G12311 2017-02-15 2018-03-31 1114 1145 -31 -31 1012.38 FEDERAL HOME LN MTG CORP POOL #G12311 2017-02-15 2018-04-30 1012 1040 -28 -28 916.86 FEDERAL HOME LN MTG CORP POOL #G12311 2017-02-15 2018-05-31 917 942 -25 -25 861.09 FEDERAL HOME LN MTG CORP POOL #G12311 2017-02-15 2018-06-30 861 885 -24 -24 755.37 FEDERAL HOME LN MTG CORP POOL #G12311 2017-02-15 2018-07-31 755 776 -21 -21 687.81 FEDERAL HOME LN MTG CORP POOL #G12311 2017-02-15 2018-08-31 688 707 -19 -19 546.05 FEDERAL HOME LN MTG CORP POOL #G12311 2017-02-15 2018-09-30 546 561 -15 -15 3260.322 FEDERAL HOME LN MTG CORP POOL #G12311 2017-02-15 2018-10-02 3260 3350 -90 -90 396.37 FEDERAL HOME LN MTG CORP POOL #G13324 2017-02-15 2018-01-31 396 427 -31 -31 595.69 FEDERAL HOME LN MTG CORP POOL #G13324 2017-02-15 2018-02-28 596 641 -45 -45 452.73 FEDERAL HOME LN MTG CORP POOL #G13324 2017-02-15 2018-03-31 453 488 -35 -35 365.82 FEDERAL HOME LN MTG CORP POOL #G13324 2017-02-15 2018-04-30 366 394 -28 -28 492.51 FEDERAL HOME LN MTG CORP POOL #G13324 2017-02-15 2018-05-31 493 530 -37 -37 439.48 FEDERAL HOME LN MTG CORP POOL #G13324 2017-02-15 2018-06-30 439 473 -34 -34 451. FEDERAL HOME LN MTG CORP POOL #G13324 2017-02-15 2018-07-31 451 486 -35 -35 382.11 FEDERAL HOME LN MTG CORP POOL #G13324 2017-02-15 2018-08-31 382 411 -29 -29 326.54 FEDERAL HOME LN MTG CORP POOL #G13324 2017-02-15 2018-09-30 327 352 -25 -25 13304.284 FEDERAL HOME LN MTG CORP POOL #G13324 2017-02-15 2018-10-02 13678 14327 -649 -649 1207.41 FEDERAL HOME LN MTG CORP POOL #G14925 2018-06-05 2018-06-30 1207 1242 -35 -35 1773.19 FEDERAL HOME LN MTG CORP POOL #G14925 2018-06-05 2018-07-31 1773 1824 -51 -51 1251.27 FEDERAL HOME LN MTG CORP POOL #G14925 2018-06-05 2018-08-31 1251 1287 -36 -36 1383.67 FEDERAL HOME LN MTG CORP POOL #G14925 2018-06-21 2018-09-30 1384 1420 -36 -36 14243.452 FEDERAL HOME LN MTG CORP POOL #G14925 2018-06-05 2018-10-02 14457 14653 -196 -196 22513.752 FEDERAL HOME LN MTG CORP POOL #G14925 2018-06-21 2018-10-02 22851 23105 -254 -254 10000. FEDERAL NATL MTG ASSN NT 2017-08-17 2018-10-02 9783 10003 -220 -220 40000. FEDERAL NATL MTG ASSN NT 2017-02-10 2018-10-02 39132 39876 -744 -744 40000. FEDERAL HOME LN MTG CORP REFERENCE NT 2017-02-10 2018-10-02 38063 38656 -593 -593 1227.48 FEDERAL NATL MTG ASSN POOL #785817 2017-02-15 2018-01-31 1227 1273 -46 -46 1052.16 FEDERAL NATL MTG ASSN POOL #785817 2017-02-15 2018-02-28 1052 1091 -39 -39 1116.19 FEDERAL NATL MTG ASSN POOL #785817 2017-02-15 2018-03-31 1116 1157 -41 -41 992.95 FEDERAL NATL MTG ASSN POOL #785817 2017-02-15 2018-04-30 993 1030 -37 -37 1290.81 FEDERAL NATL MTG ASSN POOL #785817 2017-02-15 2018-05-31 1291 1338 -47 -47 849.35 FEDERAL NATL MTG ASSN POOL #785817 2017-02-15 2018-06-30 849 881 -32 -32 1029.56 FEDERAL NATL MTG ASSN POOL #785817 2017-02-15 2018-07-31 1030 1068 -38 -38 933.66 FEDERAL NATL MTG ASSN POOL #785817 2017-02-15 2018-08-31 934 968 -34 -34 1257.88 FEDERAL NATL MTG ASSN POOL #785817 2017-02-15 2018-09-30 1258 1304 -46 -46 8309.895 FEDERAL NATL MTG ASSN POOL #785817 2017-02-15 2018-10-02 8320 8616 -296 -296 230. FEDERAL NATL MTG ASSN POOL #993733 2017-06-01 2018-01-31 230 244 -14 -14 327.22 FEDERAL NATL MTG ASSN POOL #993733 2017-06-01 2018-02-28 327 347 -20 -20 397.35 FEDERAL NATL MTG ASSN POOL #993733 2017-06-01 2018-03-31 397 422 -25 -25 346.25 FEDERAL NATL MTG ASSN POOL #993733 2017-06-01 2018-04-30 346 367 -21 -21 261.79 FEDERAL NATL MTG ASSN POOL #993733 2017-06-01 2018-05-31 262 278 -16 -16 217.33 FEDERAL NATL MTG ASSN POOL #993733 2017-06-01 2018-06-30 217 231 -14 -14 353.06 FEDERAL NATL MTG ASSN POOL #993733 2017-06-01 2018-07-31 353 375 -22 -22 378.42 FEDERAL NATL MTG ASSN POOL #993733 2017-06-01 2018-08-31 378 402 -24 -24 292.54 FEDERAL NATL MTG ASSN POOL #993733 2017-06-01 2018-09-30 293 310 -17 -17 8029.767 FEDERAL NATL MTG ASSN POOL #993733 2017-06-01 2018-10-02 8135 8522 -387 -387 1326.93 FEDERAL NATL MTG ASSN POOL #995329 2017-09-20 2018-01-31 1327 1384 -57 -57 1217.12 FEDERAL NATL MTG ASSN POOL #995329 2017-09-20 2018-02-28 1217 1270 -53 -53 1048.39 FEDERAL NATL MTG ASSN POOL #995329 2017-09-20 2018-03-31 1048 1094 -46 -46 1032.16 FEDERAL NATL MTG ASSN POOL #995329 2017-09-20 2018-04-30 1032 1077 -45 -45 937.8 FEDERAL NATL MTG ASSN POOL #995329 2017-09-20 2018-05-31 938 978 -40 -40 875.93 FEDERAL NATL MTG ASSN POOL #995329 2017-09-20 2018-06-30 876 914 -38 -38 1215.24 FEDERAL NATL MTG ASSN POOL #995329 2017-09-20 2018-07-31 1215 1268 -53 -53 905.91 FEDERAL NATL MTG ASSN POOL #995329 2017-09-20 2018-08-31 906 945 -39 -39 749.31 FEDERAL NATL MTG ASSN POOL #995329 2017-09-20 2018-09-30 749 782 -33 -33 15214.914 FEDERAL NATL MTG ASSN POOL #995329 2017-09-20 2018-10-02 15415 15871 -456 -456 249.04 FEDERAL NATL MTG ASSN POOL #AC8868 2017-02-16 2018-01-31 249 263 -14 -14 398.29 FEDERAL NATL MTG ASSN POOL #AC8868 2017-02-16 2018-02-28 398 421 -23 -23 209.89 FEDERAL NATL MTG ASSN POOL #AC8868 2017-02-16 2018-03-31 210 222 -12 -12 224.94 FEDERAL NATL MTG ASSN POOL #AC8868 2017-02-16 2018-04-30 225 238 -13 -13 169.65 FEDERAL NATL MTG ASSN POOL #AC8868 2017-02-16 2018-05-31 170 179 -9 -9 266.13 FEDERAL NATL MTG ASSN POOL #AC8868 2017-02-16 2018-06-30 266 281 -15 -15 162.78 FEDERAL NATL MTG ASSN POOL #AC8868 2017-02-16 2018-07-31 163 172 -9 -9 397.06 FEDERAL NATL MTG ASSN POOL #AC8868 2017-02-16 2018-08-31 397 420 -23 -23 134.37 FEDERAL NATL MTG ASSN POOL #AC8868 2017-02-16 2018-09-30 134 142 -8 -8 8481.136 FEDERAL NATL MTG ASSN POOL #AC8868 2017-02-16 2018-10-02 8583 8969 -386 -386 5000. FLORIDA HURRICANE CATASTROPHE REV BDS-TAXBL 2017-05-17 2018-10-02 4974 5077 -103 -103 35000. FLORIDA HURRICANE CATASTROPHE REV BDS-TAXBL 2017-02-21 2018-10-02 34821 35482 -661 -661 35000. FLORIDA ST MUN PWR AGY REV REV BDS-TAXBL 2017-02-21 2018-10-02 35979 36369 -390 -390 10000. FLORIDA ST MUN PWR AGY REV REV BDS-TAXBL 2018-01-23 2018-10-02 10280 10350 -70 -70 5000. GOLDMAN SACHS GROUP INC SR MTN 2017-04-24 2018-10-02 5228 5303 -75 -75 25000. GOLDMAN SACHS GROUP INC SR MTN 2017-02-10 2018-10-02 26138 26474 -336 -336 10000. GOLDMAN SACHS GROUP INC SR MTN 2018-04-04 2018-10-02 10455 10489 -34 -34 340. ISHR MSCI EAFE INDEX FUND 2017-05-08 2018-10-12 21644 22141 -497 -497 2345. ISHR MSCI EAFE INDEX FUND 2015-07-06 2018-10-12 149277 146970 2307 2307 1215. ISHR MSCI EAFE INDEX FUND 2017-02-21 2018-10-12 77344 73611 3733 3733 170. ISHARES CORE S&P MID CAP ETF 2018-04-06 2018-10-12 31788 31467 321 321 617. ISHARES CORE S&P MID CAP ETF 2017-02-21 2018-10-12 115370 107349 8021 8021 2300. ISHARES S&P SMALLCAP 600 INDEX FUND 2017-02-21 2018-10-12 183728 162851 20877 20877 600. ISHARES S&P SMALLCAP 600 INDEX FUND 2017-05-08 2018-10-12 47929 41766 6163 6163 30000. JPMORGAN CHASE & CO UNSECD SR NT 2018-05-16 2018-10-02 29602 29465 137 137 30000. JPMORGAN CHASE & CO SR UNSECD NT 2017-02-10 2018-05-15 30000 30000 10000. KANSAS ST DEV FIN AUTH REV REV BDS-TAXBL 2017-06-28 2018-10-02 9860 10296 -436 -436 35000. KANSAS ST DEV FIN AUTH REV REV BDS-TAXBL 2017-02-28 2018-10-02 34511 35988 -1477 -1477 12744.265 LEGG MASON BW ABSOLUTE RETURN OPPORTUNITIES FUND CL I 2015-10-13 2018-10-12 146432 150000 -3568 -3568 24932.588 NATIXIS LOOMIS SAYLES GROWTH FUND CL Y 2017-01-20 2018-10-12 399420 307917 91503 91503 20000. MICROSOFT CORP SR UNSECD NT CALL 8/3/20 @100 2017-07-25 2018-10-02 19556 20481 -925 -925 5000. MICROSOFT CORP SR UNSECD NT CALL 8/3/20 @100 2018-02-23 2018-10-02 4889 4940 -51 -51 5000. MICROSOFT CORP SR UNSECD NT CALL 8/3/20 @100 2018-04-04 2018-10-02 4889 4933 -44 -44 15000. MONROVIA CALIF PENSION OBLIG TAXABLE BDS-TAXBL 2018-01-08 2018-10-02 14597 14927 -330 -330 30000. MORGAN STANLEY SR UNSECD NT SER F 2017-02-10 2018-10-02 29910 30699 -789 -789 10000. ONTARIO PROV CDA SR UNSECD BD CANADA 2017-05-16 2018-10-02 9680 10092 -412 -412 40000. ONTARIO PROV CDA SR UNSECD BD CANADA 2017-02-10 2018-10-02 38721 40054 -1333 -1333 752.35 OPPENHEIMER INT GROWTH FUND CL I SHS 2017-05-08 2018-10-12 28657 30000 -1343 -1343 5599.367 OPPENHEIMER INT GROWTH FUND CL I SHS 2015-12-14 2018-10-12 213280 200000 13280 13280 5000. ORACLE CORP SR UNSECD NT CALL 7/15/23 @100 2017-05-16 2018-10-02 4774 4941 -167 -167 30000. ORACLE CORP SR UNSECD NT CALL 7/15/23 @100 2017-02-10 2018-10-02 28642 29133 -491 -491 35000. OREGON ST DEPT ADMINISTRATIVE REV BDS-TAXBL 2017-03-23 2018-10-02 33874 35000 -1126 -1126 10000. OREGON ST DEPT ADMINISTRATIVE REV BDS-TAXBL 2018-03-21 2018-10-02 9678 9793 -115 -115 1194.922 PRINCIPAL MIDCAP BLEND FUND INSTL CL 2018-04-06 2018-10-12 32406 32000 406 406 6772.911 PRINCIPAL MIDCAP BLEND FUND INSTL CL 2016-01-14 2018-10-12 183681 130243 53438 53438 30000. QUALCOMM INC SR UNSECD NT C3/20/24 @100 2017-05-19 2018-10-02 28742 29993 -1251 -1251 11117.795 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL 2015-07-06 2018-10-12 183555 172659 10896 10896 10000. ROYAL BANK CANADA SECD NT CANADA 2017-05-16 2018-10-02 9768 10005 -237 -237 40000. ROYAL BANK CANADA SECD NT CANADA 2017-02-10 2018-10-02 39072 39944 -872 -872 35000. SAN FRANCISCO CALIF CITY & CNT THIRD LIEN TAX ALLOC BDS-TAXBL 2017-03-10 2018-10-02 34230 35000 -770 -770 35000. TEXAS TECH UNIV REVS REV FIN SYS REF AND IMPT B-TAXBL 2017-02-10 2018-10-02 33810 35371 -1561 -1561 378.558 UNDISCOVERED MANAGERS FDS BEHAVIORAL VALUE FD INSTL CL 2017-05-08 2018-04-06 25367 25000 367 367 113.906 UNDISCOVERED MANAGERS FDS BEHAVIORAL VALUE FD INSTL CL 2015-12-14 2018-04-06 7633 6247 1386 1386 1449.37 UNDISCOVERED MANAGERS FDS BEHAVIORAL VALUE FD INSTL CL 2015-12-14 2018-10-12 100166 79483 20683 20683 5000. UNIVERSITY CALIF REVS LTD PROJ REV BDS-TAXBL 2017-06-13 2018-10-02 4872 5180 -308 -308 5000. UNIVERSITY CALIF REVS LTD PROJ REV BDS-TAXBL 2017-05-17 2018-10-02 4872 5131 -259 -259 35000. UNIVERSITY CALIF REVS LTD PROJ REV BDS-TAXBL 2017-02-23 2018-10-02 34102 35499 -1397 -1397 135. VANGUARD FTSE EMERGING MKTS ETF 2017-05-08 2018-10-12 5209 5426 -217 -217 645. VANGUARD FTSE EMERGING MKTS ETF 2017-02-21 2018-10-12 24887 25395 -508 -508 3984. VANGUARD FTSE EMERGING MKTS ETF 2016-11-17 2018-10-12 153721 142168 11553 11553 300. VANGUARD REIT ETF 2016-05-06 2018-04-06 22624 24803 -2179 -2179 600. VANGUARD REIT ETF 2016-10-19 2018-04-06 45248 49344 -4096 -4096 30000. VISA INC UNSECD SR GLBL NT C10/14/22 @100 2017-05-16 2018-02-22 29652 30590 -938 -938 30000. WELLS FARGO & CO NEW MEDIUM TERM SR NT 2017-09-15 2018-10-02 30854 31678 -824 -824 10000. WELLS FARGO & CO NEW MEDIUM TERM SR NT 2018-04-04 2018-10-02 10285 10355 -70 -70 4300.984 WELLS FARGO ABSOLUTE RETURN FUND INSTL CL 2018-10-12 2018-11-30 47010 46967 43 43 421.852 WELLS FARGO SMALL CO GROWTH FUND INSTL CL 2017-05-08 2018-04-06 23029 20000 3029 3029 494.067 WELLS FARGO SMALL CO GROWTH FUND INSTL CL 2016-01-14 2018-04-06 26971 18029 8942 8942 1794.228 WELLS FARGO SMALL CO GROWTH FUND INSTL CL 2016-01-14 2018-10-12 104621 65471 39150 39150 40000. WISCONSIN ST GEN FD ANNUAL APP REF BDS-TAXBL 2017-05-17 2018-10-02 38004 40359 -2355 -2355 CAPITAL GAIN DIVIDENDS P 10819 471503 false 253248 4710293 0.053765 247768 4511430 0.05492 248995 4803315 0.051838 236868 4836459 0.048976 224091 4605980 0.048652 0.258151 0.05163 4793188 247472 5072 252544 255898 X 5072 0 5072 0 5072 2812 0 2812 0 2260 0 0 false false false false false false false true true TX true false false false false true NONE U S TRUST FIDUCIARY TAX SERVICES 2142091830 901 MAIN ST FL 19 DALLAS TX 752023714 false false false false true false false false false false false false false false false false false false false false false false BANK OF AMERICA N A PO BOX 830241 DALLAS TX 750821041 TRUSTEE 1 45240 NONE 0 NONE 0 NONE NONE NONE 4716333 149848 0 4866181 0 0 4866181 72993 4793188 239659 239659 5072 5072 234587 0 234587 0 234587 255898 0 0 0 0 255898 5072 250826 234587 0 0 285 0 19952 36152 23353 79742 255898 0 0 0 234587 21311 0 0 101053 0 0 0 0 0 0 285 100768 0 19952 36152 23353 21311 NONE NONE X THE DALLAS FOUNDATION ATTN MATTHEW RANDAZZO 900 JACKSON ST STE 705 DALLAS TX 752024454 N/A PC UNRESTRICTED GENERAL 237302 237302 14 98412 18 471503 EXCISE TAX REFUND 1 1358 571273 571273 false false false false false false false false false false TAX PREPARATION FEE - BOA 1250 750 500 FEDERAL FOOTNOTE PART VIII LIST OF OFFICERS AND DIRECTORS THE COMPENSATION SHOWN ON THE RETURN THAT IS PAID TO BANK OF AMERICA, N.A. AS CORPORATE TRUSTEE IS NOT CALCULATED BASED UPON AN HOURLY RATE FOR THE TIME SPENT BY THE TRUSTEE; RATHER, BANK OF AMERICA'S COMPENSATION AS CORPORATE TRUSTEE IS CALCULATED USING A MARKET VALUE FEE SCHEDULE. THE TRUST OFFICER'S TIME SPENT PERFORMING ADMINISTRATIVE RESPONSIBILITIES FOR THIS FOUNDATION AVERAGES ONE HOUR PER WEEK. IN ADDITION, TIME IS SPENT BY OTHER STAFF MEMBERS FOR RECORDKEEPING, INVESTMENT MANAGEMENT, INCOME COLLECTION, RENDERING STATEMENTS AND ACCOUNTINGS, REGULATORY REPORTING, REGULATORY COMPLIANCE, AND TAX SERVICES. 464287226 ISHARES CORE US AGGR 93340 94883 464287507 ISHARES CORE S&P MID 152759 145801 464287655 ISHARES RUSSELL 2000 140844 121983 921943858 VANGUARD FTSE DEVELO 281139 257251 92203J407 VANGUARD TOTAL INTL 70065 70037 922042858 VANGUARD FTSE EMERGI 88177 94145 922908363 VANGUARD S&P 500 ETF 441396 449968 46138B103 INVESCO DB COMMODITY 211537 174648 00203H859 AQR MANAGED FUTURES 46656 44537 62827P816 CATALYST/MILLBURN HE 69983 67750 74253Q747 PRINCIPAL MIDCAP BLE 69116 81480 09257V201 BLACKSTONE ALTERNATI 92566 89795 09260B382 BLACKROCK STRATEGIC 233278 231111 693390841 PIMCO HIGH YIELD FD 46656 44660 00142R539 INVESCO BALANCED-RIS 81647 79631 94987W737 WELLS FARGO ABSOLUTE 34681 33124 589509108 THE MERGER FD 46656 45655 693390882 PIMCO FOREIGN BD US$ 69983 69591 202671913 AGGREGATE BOND CTF 652387 659800 207543877 SMALL CAP GROWTH LEA 47112 41503 29099J109 EMERGING MARKETS STO 181448 179558 302993993 MID CAP VALUE CTF 68676 61808 303995997 SMALL CAP VALUE CTF 46931 40644 323991307 MID CAP GROWTH CTF 70988 64347 45399C107 DIVIDEND INCOME COMM 212622 194328 99Z466197 INTERNATIONAL FOCUSE 277181 257668 99Z501647 STRATEGIC GROWTH COM 71441 62113 99Z639934 LARGE CAP CORE CTF 210132 190273 99Z639942 MID CAP CORE CTF 162966 147268 99Z639959 SMALL CAP CORE CTF 186782 163215 ROC ADJ - PRIOR YEAR 920 END OF YEAR SALES 193 COST BASIS ADJ 153 CTF TIMING ADJUSTMENT 1094 OTHER ALLOCABLE EXPENSE-PRINCI 110 110 0 OTHER ALLOCABLE EXPENSE-INCOME 110 110 0 FROM PARTNERSHIP/S-CORP 37 0 EXCISE TAX REFUND 1358 0 FROM PARTNERSHIP/S-CORP -30612 MUTUAL FUND INCOME ADJ 1362 ACCRUAL ADJ 165 PARTNERSHIP BASIS ADJ 2272 INVESTMENT ADVISORY FEES 2095 2095 FOREIGN TAXES 240 240 0 FOREIGN TAXES ON QUALIFIED FOR 1088 1088 0 FOREIGN TAXES ON NONQUALIFIED 536 536 0