2019-03-13T08:25:24-05:00 2018-06-30 580673524 MOORE STEPHENS TILLER LLC 250 E HARTSDALE AVE SUITE 34 HARTSDALE NY 10530 990 2017-07-01 132792409 THE COMMUNITY PRESERVATION CORPORATION COMM 2128695300 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 100167943 DAVID ROTHBERG EVP & CFO 2128695300 2019-03-12 1 ROGER DEVRIES P00233256 9147237743 2019-01-03 108.41.59.223 2019-03-12 17:17:04 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 8AB005EB025AB0A5D404143A045A51515FE06058 2017 2019-02-21 02:37:17Z RAFAEL E CESTERO 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 100167943 59381767 0 X WWW.COMMUNITYP.COM X 1974 NY TO COMBAT COMMUNITY DETERIORATION, PROMOTE THE GENERAL WELFARE, AND LESSEN THE BURDENS OF GOVERNMENT BY PROVIDING FINANCING FOR LOW & MODERATE INCOME HOUSING. 15 14 157 0 0 0 12436044 997976 33542300 53624673 8649813 4728945 0 0 54628157 59351594 341729 334662 0 0 18930684 21453490 0 0 0 30060486 33872221 49332899 55660373 5295258 3691221 1003612478 1212783861 789844422 981222846 213768056 231561015 TO COMBAT COMMUNITY DETERIORATION, PROMOTE THE GENERAL WELFARE, AND LESSEN THE BURDENS OF GOVERNMENT BY PROVIDING DEBT AND/OR EQUITY FINANCING FOR LOW & MODERATE INCOME HOUSING. 0 0 45131486 334662 53624673 THE COMMUNITY PRESERVATION CORPORATION (CPC) IS A PRIVATE NOT-FOR-PROFIT MORTGAGE LENDER AND INVESTOR SPECIALIZING IN THE FINANCING OF LOW AND MODERATE INCOME HOUSING. CPC'S MISSION IS TO WORK WITH GOVERNMENT TO PRESERVE AND DEVELOP AFFORDABLE HOUSING IN NEW YORK AND, TO A LESSER EXTENT, ELSEWHERE. IN ITS 44 YEARS OF EXISTENCE, CPC HAS FINANCED THE REHABILITATION OR CONSTRUCTION OF 171,298 AFFORDABLE HOUSING UNITS. DURING THE YEAR ENDED JUNE 30, 2018, CPC ORIGINATED $841,814,393 OF PUBLIC AND PRIVATE FUNDS REPRESENTING FINANCING ON 5,761 UNITS. 45131486 1 1 0 1 0 0 0 0 1 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 1 2455 0 1 157 1 1 1 0 0 0 0 0 0 0 0 0 X 15 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 NY GA X DAVID ROTHBERG 2128695300 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 100167943 BRUCE A BEAL DIRECTOR 0.00 X 0 0 0 EDUARDO DIAZ-PEREZ DIRECTOR 0.00 X 0 0 0 ROBERT J DUFFY DIRECTOR 0.00 X 0 0 0 INGRID GOULD ELLEN DIRECTOR 0.00 X 0 0 0 TODD A GOMEZ DIRECTOR 0.00 X 0 0 0 CAROL M JOSEPH DIRECTOR 0.00 X 0 0 0 D KENNETH PATTON DIRECTOR 0.00 X 0 0 0 GREGORY R REIMERS DIRECTOR 0.00 X 0 0 0 RICHARD ROBERTS DIRECTOR 0.00 X 0 0 0 GARY RODNEY DIRECTOR 0.00 X 0 0 0 ARTHUR H SETER DIRECTOR 0.00 X 0 0 0 ANDERS TOMSON DIRECTOR 0.00 X 0 0 0 ALAN WIENER DIRECTOR 0.00 X 0 0 0 STEVEN J WEISS DIRECTOR 0.00 X 0 0 0 RAFAEL E CESTERO PRESIDENT & CEO, DIRECTOR 22.70 12.30 X 577561 310994 59113 SARAH J SINGMAN EXEC VICE PRESIDENT & COO 34.70 0.30 X 467157 3531 62178 DAVID ROTHBERG EXEC VICE PRESIDENT & CFO 32.10 2.90 X 377906 33916 61033 RICHARD A KUMRO EVP, GENL COUNSEL, SECY 30.60 4.40 X 358566 51224 53472 CAROLYN AU SENIOR VICE PRESIDENT 35.00 0.00 X 380418 0 45012 THOMAS P MCGRATH SENIOR VICE PRESIDENT 34.60 0.40 X 343449 3470 49993 ELIZABETH PROPP SENIOR VICE PRESIDENT 14.40 20.60 X 134743 191905 33261 RICHARD P CONLEY SENIOR VICE PRESIDENT 35.00 0.00 X 325488 0 38474 WANDA CHIN SENIOR VICE PRESIDENT 35.00 0.00 X 290518 0 54462 JEFFREY B ELY SENIOR VICE PRESIDENT 34.50 0.50 X 276440 4170 46688 ROBERT L RIGGS SENIOR VICE PRESIDENT 35.00 0.00 X 277425 0 58123 DOUGLAS L OLCOTT SENIOR VICE PRESIDENT 35.00 0.00 X 270964 0 52320 ANDREA D GLADSTONE SENIOR VICE PRESIDENT 35.00 0.00 X 250500 0 47319 NICHOLAS V PETRAGNANI JR SENIOR VICE PRESIDENT 35.00 0.00 X 237271 0 49519 MICHAEL A SKREBUTENAS SENIOR VICE PRESIDENT 35.00 0.00 X 225715 0 52976 MICHAEL A DEWITT SENIOR VICE PRESIDENT 35.00 0.00 X 210960 0 10034 MARY SCHOUENBORG-PADEN VICE PRESIDENT 35.00 0.00 X 183476 0 28672 WILLIAM C RUSSO IV SENIOR VICE PRESIDENT 35.00 0.00 X 0 0 0 ARTHUR R PHIDD VICE PRESIDENT 34.50 0.50 X 245980 3709 30905 HELENE S RUDOLPH VICE PRESIDENT 35.00 0.00 X 244651 0 45864 SHARON S FIERSTEIN VICE PRESIDENT 34.50 0.50 X 223154 3366 7371 ERIN K MACHER VICE PRESIDENT 34.50 0.50 X 222212 3352 13240 DANIEL J WHEELER VICE PRESIDENT 35.00 0.00 X 219748 0 50524 SUSAN C MCCLURE VICE PRESIDENT 34.60 0.40 X 211269 2739 33187 JAIME S DEMASO VICE PRESIDENT 35.00 0.00 X 209531 0 50334 LAWRENCE G HAMMOND VICE PRESIDENT 35.00 0.00 X 204762 0 41984 JAMES P MILLARD VICE PRESIDENT 35.00 0.00 X 199212 0 29563 LU JIN VICE PRESIDENT 14.80 20.20 X 81682 111581 41216 JOHN J TUCCI VICE PRESIDENT 35.00 0.00 X 184786 0 22358 MATTHEW L NELSON VICE PRESIDENT 35.00 0.00 X 173516 0 45014 GLENN P LUNDE VICE PRESIDENT 35.00 0.00 X 162066 0 5625 MELANIE A CROCCO VICE PRESIDENT 34.70 0.30 X 155687 253 51006 ERIC B BEDERMAN VICE PRESIDENT 35.00 0.00 X 155717 0 11050 STEPHANIE C CANZANI VICE PRESIDENT 35.00 0.00 X 153793 0 47131 ANDREW J D'AGOSTINO VICE PRESIDENT 35.00 0.00 X 135788 0 42084 CHRISTOPHER L SCHILLING VICE PRESIDENT 35.00 0.00 X 134244 0 20217 TRACY M CONLEY VICE PRESIDENT 35.00 0.00 X 115172 0 14618 MICHAEL K STATON SR VICE PRESIDENT 35.00 0.00 X 85717 0 2525 FERGUS P O'CONNELL VICE PRESIDENT 34.30 0.70 X 82230 1580 7028 ROGER G GARCIA VICE PRESIDENT 35.00 0.00 X 46092 0 3248 LINDA TANG VICE PRESIDENT 35.00 0.00 X 40069 0 5573 TIMOTHY DEEGAN VICE PRESIDENT 35.00 0.00 X 20914 0 260 JOSEPH TANCREDI VICE PRESIDENT 35.00 0.00 X 20412 0 270 LOUIS J TIBERIO VICE PRESIDENT 0.00 0.00 X 0 0 0 MICHELLE A VOLPE VICE PRESIDENT 0.00 0.00 X 0 0 0 GEORGE CHUNG ASSOCIATE ATTORNEY 35.00 0.00 X 181689 0 28710 LEON SHNAYDER SR NETWORK ADMIN 34.50 0.50 X 165890 2501 45192 BRENDA BARNABY AVP HUMAN RESOURCES 34.50 0.50 X 147260 2220 27462 ERIC W MANDEL ANALYST 34.80 0.20 X 119014 126 39855 MICHAEL J KROOG AVP MORTGAGE OFFICER 35.00 0.00 X 110791 0 38423 9641605 730637 1604486 49 0 1 0 IBM CORPORATION PO BOX 643600 PITTSBURGH PA 15264 INFORMATION TECHNOLOGY 891341 BERKELEY RESEARCH GROUP LLC 2200 POWELL STREET EMERYVILLE CA 94608 CONSULTING 575215 MCCRACKEN FINANCIAL SOLUTIONS CORP 8 SUBURBAN PARK DRIVE BILLERICA MA 01821 INFORMATION TECHNOLOGY 496546 HILLMAN CONSULTING LLC 25 FIRST AVE ATLANTIC HIGHLANDS NJ 07716 CONSTRUCTION SERVICES 403775 COHN REZNICK LLP 500 EAST PRATT STREET BALTIMORE MD 21202 ACCOUNTING 307600 12 997976 997976 MORTGAGE LOAN INTEREST 522292 24972737 24972737 GAIN ON SALE OF LOANS 522292 10566846 10566846 SERVICING FEES 522292 8266548 8266548 MORTGAGE LOAN COMMITMENT FEES 522292 7073985 7073985 OTHER SERVICING INCOME 522292 1420615 1420615 1323942 1323942 53624673 4728945 4728945 30173 30173 0 59351594 53624673 0 4728945 334662 334662 11814678 7899317 3915361 7290854 5208359 2082495 521320 359396 161924 736101 575919 160182 1090537 778996 311541 315738 315738 309899 309899 60000 60000 1624892 1007945 616947 468612 468612 666845 470417 196428 1305434 1027538 277896 1753361 1282379 470982 612024 447624 164400 126748 92701 34047 21731607 21731607 442371 323543 118828 581164 581164 LOAN LOSS RESERVE INCRE 3420073 3420073 DUES & SUBSCRIPTIONS 166640 34280 132360 OTHER LOAN-RELATED EXPE 107344 107344 EMPLOYMENT AGENCY FEES 44144 44144 135325 29386 105939 55660373 45131486 10528887 0 154765041 205187000 196356905 140175241 2012869 2341450 477997 505682 10401791 8686402 1143496 1715389 154362668 167142138 463363834 656192908 24043917 34579200 7085751 4944853 1003612478 1212783861 7313267 8031279 311272117 245115129 466401855 714176752 4857183 13899686 789844422 981222846 X 213768056 231561015 213768056 231561015 1003612478 1212783861 X 3691221 14101738 X X 0 1 X 1 1 1 X 2643906 3776485 4947641 12436044 997976 24802052 33358835 28024623 37384490 33542300 52821436 185131684 36002741 31801108 42332131 45978344 53819412 209933736 0 991191 317301 3006254 731864 5359458 10406068 991191 317301 3006254 731864 5359458 10406068 199527668 1209204 45217838 400688 8650546 4728945 60207221 1209204 45217838 400688 8650546 4728945 60207221 37211945 77018946 42732819 54628890 58548357 270140957 0.73860 0.75700 0.22290 0.22050 X 0 1 0 0 1 0 1 75000 0 0 75000 0 PART II-B, LINE 1: LOBBYING IS NOT A SUBSTANTIAL PART OF THE ACTIVITIES OF THE CORPORATION. DURING THE FISCAL YEAR ENDED JUNE 30, 2018, OFFICERS OF THE CORPORATION DID LOBBY WITH RESPECT TO FEDERAL, STATE, AND LOCAL LEGISLATION RELATING TO AFFORDABLE HOUSING ISSUES, AND THE CORPORATION RETAINED THE SERVICES OF LEGAL COUNSEL TO REPRESENT ITS INTERESTS WITH RESPECT TO LOCAL, STATE, AND FEDERAL LEGISLATIONS. THE CORPORATION ALSO SOMETIMES CONTRIBUTES ARTICLES OR OPINION PIECES TO PUBLICATIONS CONCERNING AFFORDABLE HOUSING ISSUES. DIRECT LOBBYING EXPENSES OF THIS NATURE FOR THE FISCAL YEAR ENDED JUNE 30, 2018, TOTALED $60,000. LOBBYING EXPENSES OF CORPORATION OFFICERS FOR THE PERIOD (INCLUDING REIMBURSEMENT OF TRAVEL EXPENSES AND A PER HOUR PRORATION OF OFFICERS' SALARIES) ARE ESTIMATED TO HAVE BEEN LESS THAN $15,000. THE CORPORATION'S TOTAL LOBBYING EXPENDITURES FOR THE FISCAL YEAR ENDED JUNE 30, 2018, ARE THEREFORE ESTIMATED TO HAVE BEEN LESS THAN $75,000. 0 1 X 76890 76691 199 2784683 1214665 1570018 7540218 7395046 145172 1715389 CPC RESOURCES INC 167142138 C 167142138 CONSTRUCTION LOANS 256494386 C CONSTRUCTION LOAN PARTICIPATIONS 110907409 C PERMANENT MORTGAGE LOANS 66033316 C PERMANENT LOAN PARTICIPATIONS 232565006 C LESS RESERVE FOR LOAN LOSSES -12701497 C INVESTMENT IN REAL ESTATE 2894288 C 656192908 DUE TO PARTICIPANTS 13899686 13899686 X 75949934 20276071 20276071 55673863 3677731 3677731 59351594 58156975 2496602 2496602 55660373 0 55660373 PART IV, LINE 2B: AMONG ITS ACTIVITIES, THE CORPORATION MAKES CONSTRUCTION LOANS AND PERMANENT MORTGAGE LOANS TO BORROWERS FOR LOW AND MODERATE INCOME HOUSING. IN CONJUNCTION WITH THOSE LOANS, THE CORPORATION HOLDS BORROWER FUNDS IN ESCROW FOR THE PAYMENT OF REAL ESTATE TAXES, PROPERTY INSURANCE PREMIUMS, INSPECTION FEES, AND OTHER LOAN-RELATED ITEMS. IN ADDITION, THE CORPORATION HOLDS FUNDS BELONGING TO NEW YORK CITY DEPARTMENT OF HOUSING PRESERVATION AND DEVELOPMENT AND CERTAIN OTHER GOVERNMENT AGENCIES, WHICH PARTICIPATE IN CERTAIN OF THE CORPORATION'S LOANS, FOR FUTURE LOAN ADVANCES TO BORROWERS ON BEHALF OF THOSE AGENCIES. AT JUNE 30, 2018, THE CORPORATION HELD APPROXIMATELY $176 MILLION OF BORROWER ESCROW FUNDS AND APPROXIMATELY $69 MILLION OF GOVERNMENT AGENCY FUNDS. PART X, LINE 2: THE CORPORATION USES A MORE-LIKELY-THAN-NOT THRESHOLD FOR RECOGNITION AND DE-RECOGNITION OF TAX POSITIONS TAKEN OR TO BE TAKEN IN A TAX RETURN. IN ACCORDANCE WITH ASC 740, INCOME TAXES, THE CORPORATION ASSESSED ITS TAX POSITIONS FOR ALL OPEN TAX YEARS AS OF JUNE 30, 2018, WHICH ARE FROM JULY 1, 2014 THROUGH JUNE 30, 2017. THE CORPORATION CONCLUDED THAT IT HAD NO MATERIAL UNCERTAIN TAX POSITIONS TO BE RECOGNIZED AT THIS TIME. IF THERE ARE INTEREST AND PENALTIES ON TAX POSITIONS, THE CORPORATION'S POLICY IS TO CLASSIFY THESE AS OTHER EXPENSES. PART XI, LINE 2D - OTHER ADJUSTMENTS: INCOME OF NON-EXEMPT SUBSIDIARIES INCLUDED IN CONSOLIDATED AUDIT 20,276,071. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIVIDEND FROM NON-EXEMPT SUBSIDIARY 3,677,731. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES OF NON-EXEMPT SUBSIDIARIES INCLUDED IN CONSOLIDATED AUDIT 2,496,602. 1 BUFFALO NIAGARA PARTNERSHIP 257 W GENESEE ST 600 BUFFALO NY 14202 160365700 501(C)(6) 5800 GENERAL SUPPORT CITIZENS HOUSING & PLANNING COUNCIL OF NEW YORK INC 42 BROADWAY NEW YORK NY 10004 131782468 501(C)(3) 20000 GENERAL SUPPORT ENTERPRISE COMMUNITY PARTNERS INC ONE WHITEHALL ST NEW YORK NY 10004 521231931 501(C)(3) 10000 GENERAL SUPPORT HARLEM CONGREGATIONS FOR COMMUNITY IMPROVEMENT INC 256 W 153RD ST NEW YORK NY 10039 133516262 501(C)(3) 15544 GENERAL SUPPORT MAKE ROOM INC 8401 COLESVILLE RD 300 SILVER SPRING MD 20910 814676815 501(C)(3) 25000 GENERAL SUPPORT MHANY MANAGEMENT INC 1 METROTECH CENTER BROOKLYN NY 11201 721303737 501(C)(3) 10000 GENERAL SUPPORT NATIONAL ASSOCIATION OF AFFORDABLE HOUSING LENDERS 1025 CONNECTICUT AVE NW WASHINGTON DC 20036 521677752 501(C)(6) 15000 GENERAL SUPPORT NEW YORK CARES INC 65 BROADWAY 19TH FLOOR NEW YORK NY 10006 133444193 501(C)(3) 10000 GENERAL SUPPORT NYS ASSOCIATION FOR AFFORDABLE HOUSEING 242 W 36TH ST NEW YORK NY 10018 134001946 501(C)(6) 9810 GENERAL SUPPORT SAMARITAN DAYTOP FOUNDATION 138-02 QUEENS BOULEVARD BRIARWOOD NY 11435 112490500 501(C)(3) 7020 GENERAL SUPPORT SETTLEMENT HOUSING FUND INC 247 W 37TH ST 4TH FLOOR NEW YORK NY 10018 237078882 501(C)(3) 25000 GENERAL SUPPORT WESTHAB INC 8 BASHFORD STREET YONKERS NY 10701 061064281 501(C)(3) 15448 GENERAL SUPPORT 9 3 PART I, LINE 2: THE CORPORATION MAKES CHARITABLE CONTRIBUTIONS FROM ITS OWN FUNDS FROM TIME TO TIME TO NON-PROFITS WITH WHICH THE CORPORATION COLLABORATES IN CARRYING OUT ITS TAX-EXEMPT PURPOSES. EXAMPLES INCLUDE THE NEW YORK HOUSING CONFERENCE, THE NATIONAL ASSOCIATION OF AFFORDABLE HOUSING LENDERS, THE CITIZENS HOUSING AND PLANNING COUNCIL, AMONG MANY OTHERS. THE CHARITABLE CONTRIBUTIONS ARE RELATIVELY MODEST IN AMOUNT, AND HELP MEET THE OPERATING BUDGETS OF THE RECIPIENT ORGANIZATIONS. X X X X X 0 0 0 0 0 0 0 0 0 RAFAEL E CESTERO PRESIDENT & CEO, DIRECTOR 272132 146532 292500 157500 12929 6962 22815 12285 15608 8405 615984 331684 0 0 SARAH J SINGMAN EXEC VICE PRESIDENT & COO 298141 2253 143143 1082 25873 196 34837 263 26875 203 528869 3997 0 0 DAVID ROTHBERG EXEC VICE PRESIDENT & CFO 244248 21921 116541 10459 17117 1536 32209 2891 23797 2136 433912 38943 0 0 RICHARD A KUMRO EVP, GENL COUNSEL, SECY 266642 38092 89441 12777 2483 355 30713 4388 16075 2296 405354 57908 0 0 CAROLYN AU SENIOR VICE PRESIDENT 278988 0 100000 0 1430 0 27000 0 18012 0 425430 0 0 0 THOMAS P MCGRATH SENIOR VICE PRESIDENT 236659 2391 79200 800 27590 279 34749 351 14744 149 392942 3970 0 0 ELIZABETH PROPP SENIOR VICE PRESIDENT 91556 130397 35031 49892 8156 11616 9486 13510 4234 6031 148463 211446 0 0 RICHARD P CONLEY SENIOR VICE PRESIDENT 236686 0 68000 0 20802 0 33379 0 5095 0 363962 0 0 0 WANDA CHIN SENIOR VICE PRESIDENT 183404 0 80000 0 27114 0 28889 0 25573 0 344980 0 0 0 JEFFREY B ELY SENIOR VICE PRESIDENT 187170 2823 64034 966 25236 381 28017 423 17977 271 322434 4864 0 0 ROBERT L RIGGS SENIOR VICE PRESIDENT 197772 0 60000 0 19653 0 29302 0 28821 0 335548 0 0 0 DOUGLAS L OLCOTT SENIOR VICE PRESIDENT 172628 0 72500 0 25836 0 26455 0 25865 0 323284 0 0 0 ANDREA D GLADSTONE SENIOR VICE PRESIDENT 183445 0 60000 0 7055 0 23306 0 24013 0 297819 0 0 0 NICHOLAS V PETRAGNANI JR SENIOR VICE PRESIDENT 164299 0 62500 0 10472 0 22654 0 26865 0 286790 0 0 0 MICHAEL A SKREBUTENAS SENIOR VICE PRESIDENT 168982 0 30000 0 26733 0 26111 0 26865 0 278691 0 0 0 MICHAEL A DEWITT SENIOR VICE PRESIDENT 141156 0 45000 0 24804 0 3180 0 6854 0 220994 0 0 0 MARY SCHOUENBORG-PADEN VICE PRESIDENT 135387 0 30000 0 18089 0 20238 0 8434 0 212148 0 0 0 ARTHUR R PHIDD VICE PRESIDENT 179930 2713 52213 787 13837 209 12812 193 17634 266 276426 4168 0 0 HELENE S RUDOLPH VICE PRESIDENT 177123 0 48000 0 19528 0 26346 0 19518 0 290515 0 0 0 SHARON S FIERSTEIN VICE PRESIDENT 153027 2308 44331 669 25796 389 1681 25 5581 84 230416 3475 0 0 ERIN K MACHER VICE PRESIDENT 165898 2502 46794 706 9520 144 3005 45 10039 151 235256 3548 0 0 DANIEL J WHEELER VICE PRESIDENT 166532 0 40973 0 12243 0 24088 0 26436 0 270272 0 0 0 SUSAN C MCCLURE VICE PRESIDENT 166434 2158 17770 230 27065 351 24751 321 8011 104 244031 3164 0 0 JAIME S DEMASO VICE PRESIDENT 150664 0 40000 0 18867 0 23009 0 27325 0 259865 0 0 0 LAWRENCE G HAMMOND VICE PRESIDENT 141002 0 38239 0 25521 0 15399 0 26585 0 246746 0 0 0 JAMES P MILLARD VICE PRESIDENT 150675 0 37400 0 11137 0 21898 0 7665 0 228775 0 0 0 LU JIN VICE PRESIDENT 62640 85570 10989 15011 8053 11000 9431 12884 7988 10913 99101 135378 0 0 JOHN J TUCCI VICE PRESIDENT 136482 0 33750 0 14554 0 3452 0 18906 0 207144 0 0 0 MATTHEW L NELSON VICE PRESIDENT 128270 0 30000 0 15246 0 19474 0 25540 0 218530 0 0 0 GLENN P LUNDE VICE PRESIDENT 131687 0 15000 0 15379 0 4232 0 1393 0 167691 0 0 0 MELANIE A CROCCO VICE PRESIDENT 121477 228 25000 0 9210 25 18641 35 32273 57 206601 345 0 0 ERIC B BEDERMAN VICE PRESIDENT 121200 0 20000 0 14517 0 9925 0 1125 0 166767 0 0 0 STEPHANIE C CANZANI VICE PRESIDENT 120732 0 22000 0 11061 0 18301 0 28830 0 200924 0 0 0 ANDREW J D'AGOSTINO VICE PRESIDENT 100506 0 20000 0 15282 0 15899 0 26185 0 177872 0 0 0 CHRISTOPHER L SCHILLING VICE PRESIDENT 95617 0 30000 0 8627 0 8398 0 11819 0 154461 0 0 0 GEORGE CHUNG ASSOCIATE ATTORNEY 131369 0 30000 0 20320 0 19832 0 8878 0 210399 0 0 0 LEON SHNAYDER SR NETWORK ADMIN 147870 2230 17733 267 287 4 15789 238 28732 433 210411 3172 0 0 BRENDA BARNABY AVP HUMAN RESOURCES 121043 1825 25614 386 603 9 16393 247 10661 161 174314 2628 0 0 ERIC W MANDEL ANALYST 88105 109 17635 0 13274 17 14184 18 25624 29 158822 173 0 0 VARIOUS DIRECTORS DIRECTORS 0 SEVERAL OF THE CORPORATION'S DIRECTORS AT ANY GIVEN TIME ARE INCUMBENT SENIOR OFFICIALS OF FINANCIAL INSTITUTIONS THAT PROVIDE CREDIT TO, AND/OR HAVE TRANSACTIONS WITH THE CORPORATION IN THE ORDINARY COURSE OF BUSINESS, SUCH AS PURCHASING LOAN PARTICIPATIONS. 0 FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, A DRAFT COPY OF FORM 990 WAS REVIEWED FOR COMPLETENESS AND ACCURACY BY MEMBERS OF THE CORPORATION'S MANAGMENT AND WAS ALSO SUPPLIED TO THE COMPENSATION COMMITTEE OF THE CORPORATION'S BOARD OF DIRECTORS FOR COMMENT. THE FINAL REVIEWED VERSION OF FORM 990 WAS THEN PROVIDED TO EACH MEMBER OF THE BOARD OF DIRECTORS PRIOR TO THE FORM'S ELECTRONIC FILING. FORM 990, PART VI, SECTION B, LINE 12C RESPONSES ARE REVIEWED BY THE ORGANIZATION'S INDEPENDENT AUDITORS AS PART OF THE ANNUAL FINANICAL AUDIT. FORM 990, PART VI, SECTION B, LINE 15 EACH YEAR THE CORPORATION PARTICIPATES IN MARKET SURVEYS RELEVANT TO BOTH THE REAL ESTATE FINANCIAL SERVICES INDUSTRY AND "GENERAL" INDUSTRIES, WHICH INCLUDES THE NOT FOR PROFIT INDUSTRY. THE CORPORATION THEN BENCHMARKS ITS TOTAL COMPENSATION AGAINST A BLEND OF PEERS IN THE FINANCIAL SERVICES INDUSTRIES AND THE NOT FOR PROFIT INDUSTRY. THE CORPORATION'S COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE BOARD OF DIRECTORS, REVIEWS AND APPROVES ANNUALLY THE RECOMMENDED TOTAL COMPENSATION FOR THE CORPORATION'S SENIOR MANAGEMENT AND APPROVES GENERALLY, THE BASE COMPENSATION AND BONUS COMPENSATION TOTALS FOR REMAINDER OF THE CORPORATION. THE COMPENSATION COMMITTEE'S DECISIONS ARE BASED ON MARKET DATA, BUSINESS CONDITIONS AND THE OVERALL COMPETITIVE MARKETPLACE. THE CORPORATION'S BOARD OF DIRECTORS THEN REVIEWS AND APPROVES ALL FINAL COMPENSATION RECOMMENDATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE CORPORATION'S CHARTER IS A PUBLIC DOCUMENT AVAILABLE FROM THE NEW YORK SECRETARY OF STATE. A SUMMARY OF THE CORPORATION'S AUDITED FINANCIAL STATEMENTS IS INCLUDED EACH YEAR IN THE CORPORATION'S ANNUAL REPORT, WHICH IS AVAILABLE ON THE CORPORATION'S WEBSITE, AND THE FULL AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST. THE CORPORATION'S BY-LAWS, CONFLICT OF INTEREST POLICY AND SIMILAR DOCUMENTS ARE NOT GENERALLY MADE AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: EQUITY IN NON-EXEMPT SUBSIDIARIES 14,101,738. FORM 990, PART XII, LINE 2C: FORM 990, PART XI, LINE 2: THE CORPORATION HAS HAD NO CHANGE FROM THE PRIOR YEAR IN THE PROCESS FOR SELECTION OF AUDITOR OR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS. CPC REO LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION CPC REO NJ LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION CPC REO CT LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION CPC FUNDING SPE 1 LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY 20280706 344340646 THE COMMUNITY PRESERVATION CORPORATION CPC FUNDING SPE 2 LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY 178037 4222051 THE COMMUNITY PRESERVATION CORPORATION CPC FUNDING SPE 3 LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION CPC COMMUNITY CAPITAL ADVISORS LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY 800234 5702511 THE COMMUNITY PRESERVATION CORPORATION CPC MORTGAGE COMPANY LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 AGENCY LENDING NY 500000 THE COMMUNITY PRESERVATION CORPORATION CCA CHARLOTTE SQUARE LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY 853275 THE COMMUNITY PRESERVATION CORPORATION CCA 320 STERLING LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY 15837 993182 THE COMMUNITY PRESERVATION CORPORATION CCA RIVERDALE OSBORNE TOWERS LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY 925513 3866684 THE COMMUNITY PRESERVATION CORPORATION CCA 270 ST NICHOLAS LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION CCA BEDFORD ARMORY LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION MILLBROOK NOMINEE LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION CPC CLINTON AVENUE HDFC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION 10505 BEACH HOLDINGS LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION 90035 MYRTLE HOLDINGS LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER CT THE COMMUNITY PRESERVATION CORPORATION 10682 HENRY STREET HOLDINGS LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION 10799 BARMANN HOLDINGS LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION 10756 ROSE STREET HOLDINGS LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION 10698 CONKLIN STREET HOLDINGS LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION 4212 FEDERAL STREET HOLDINGS LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION 7960 FOURTH STREET HOLDINGS LLC 28 EAST 28TH STREET 9TH FLOOR NEW YORK NY 10016 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION CPC RESOURCES INC 28 EAST 28TH STREET NEW YORK NY 10016 133692436 REAL ESTATE INVESTMENT TRUST NY THE COMMUNITY PRESERVATION CORPORATION C 7338375 154630587 1.00000 1 CPC TRS LLC 28 EAST 28TH STREET NEW YORK NY 10016 470979800 INVESTMENT, CONSULTING, REAL ESTATE DEVELOPMENT NY CPC RESOURCES INC C 1828460 3100808 1.00000 1 1 0 0 0 0 1 0 0 0 1 0 0 0 1 1 0 1 0 1 CPC RESOURCES INC A 30173 CASH CPC RESOURCES INC F 1322269 CASH CPC RESOURCES INC J 30173 CASH CPC RESOURCES INC N 83827 CASH CPC RESOURCES INC O 1098388 CASH CPC RESOURCES INC Q 1212388 CASH CPC RESOURCES INC S 1322269 CASH