2019-02-04T09:45:34-06:00 2018-06-30 521855942 TATE & TRYON 2021 L ST NW WASHINGTON DC 20036 990 2017-07-01 520747578 AMERICAN ASSOCIATION OF STATE COLLEGES AND UNIVERSITIES AMER 2022937070 1307 NEW YORK AVENUE NW NO 5TH FL WASHINGTON DC 20005 AMY STAKE CONTROLLER 2022937070 2019-02-04 SARA SMITH P01332734 2022932200 216.59.105.130 2019-02-04 09:45:30 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 5BC65B47B3A1F1CE2534BD8A8DAEFAC1BF945F16 2017 2019-02-21 02:37:17Z MILDRED GARCIA 1307 NEW YORK AVENUE NW NO 5TH FL WASHINGTON DC 20005 16058682 0 X WWW.AASCU.ORG X 1970 DC FORUM FOR THE EXCHANGE OF HIGHER EDUCATION TOPICS AMONG STATE UNIVERSITIES. 20 19 94 19 0 9176 2696597 3537609 13395714 10603732 336090 371335 -8669 -25358 16419732 14487318 1278460 857497 0 0 9703648 8501494 0 0 347665 6275301 7009311 17257409 16368302 -837677 -1880984 21151297 20874133 10409731 11370549 10741566 9503584 X THE AMERICAN ASSOCIATION OF STATE COLLEGES AND UNIVERSITIES (AASCU) IS A PUBLIC 501(C)(3) MEMBERSHIP ASSOCIATION ENGAGED IN THE FURTHERANCE OF PUBLIC EDUCATION AMONG STATE UNIVERSITIES IN THE UNITED STATES OF AMERICA AND ITS TERRITORIES. 0 0 3912634 840000 5128783 CONTRACTS AND GRANTS - THE CONTRACTS AND GRANTS PROGRAM CONSISTS OF A CONTRACT WITH THE DEPARTMENT OF DEFENSE(DOD) AND VARIOUS GRANTS FROM PRIVATE FOUNDATIONS. THE DOD CONTRACT, WHICH ENDED SEPTEMBER 2017, IS TO SUPPORT UNIVERSITIES PROVIDING DEGREE AWARDING PROGRAMS TO ACTIVE AND INACTIVE MEMBERS OF THE ARMED FORCES, THE "SERVICE MEMBERS OPPORTUNITY COLLEGES" (SOC). AASCU CURRENTLY HAS THREE GRANTS FROM THE BILL & MELINDA GATES FOUNDATION, ALL FOCUSED ON STUDENT SUCCESS. THE FIRST, RE-IMAGINING THE FIRST YEAR, INVOLVES 44 MEMBER CAMPUSES WORKING TOGETHER ON IMPROVING STUDENT SUCCESS IN THE FIRST YEAR OF COLLEGE. THE SECOND, FRONTIER SET, INVOLVES A CROSS-SECTOR PROJECT WITH 31 CAMPUSES OR SYSTEMS. THE THIRD, PREP FOR SCALE, FOCUSES ON PREPARING AASCU TO BE MORE EFFECTIVE IN ASSISTING MEMBER CAMPUSES ACHIEVE GREATER LEVELS OF STUDENT SUCCESS. 1619512 1183223 ACADEMIC LEADERSHIP AND CHANGE REPRESENTS OUR SECOND LARGEST PROGRAM. IT RESEARCHES AND CONDUCTS CONFERENCES ON ACADEMIC GOALS SUCH AS TEACHER EDUCATION, GRADUATION RATES, AND OTHER IDEAS ON UNIVERSITY PERFORMACE AND ACHIEVEMENT AMONG NEARLY 400 STATE COLLEGES AND UNIVERSITIES. NOT INCLUDED IN THIS REVENUE IS INCOME FROM CONTRIBUTIONS, GIFTS, AND GRANTS. 1372843 17497 1417269 LEADERSHIP DEVELOPMENT AND MEMBER SERVICES REPRESENTS THE THIRD LARGEST PROGRAM. THE DIVISION OF LEADERSHIP DEVELOPMENT AND MEMBER SERVICES LINKS THE ORGANIZATION'S PRESIDENTIAL MEMBERSHIP TO THE WORK OF THE ORGANIZATION. IT FACILITATES PRESIDENTIAL INVOLVEMENT IN THE COMMITTEES, COMMISSIONS AND TASK FORCES THAT ALLOW PRESIDENTS AND CHANCELLORS THE OPPORTUNITY TO WORK COLLECTIVELY ON ISSUES AT THE NATIONAL LEVEL. IT ALSO TRACKS INFORMATION ON MEMBERS AREAS OF PROFESSIONAL EXPERTISE TO HELP ENGAGE THEM IN ACTIVITIES RELATED TO THEIR SPECIAL INTERESTS. MEMBER DIRECTORIES HELP PRESIDENTS AND CHANCELLORS STAY IN TOUCH WITH A NATIONAL NETWORK OF THE ORGANIZATION'S COLLEAGUES. AN ACTIVE PROGRAM FOR FORMER PRESIDENTS PROVIDES AN OPPORTUNITY FOR THOSE WHO HAVE SERVED THE ORGANIZATION TO REMAIN MEMBERS. 3325956 2874457 OTHER PROGRAMS: GOVERNMENT RELATIONS & POLICY ANALYSIS, GRANTS RESOURCE CENTER, COMMUNICATIONS AND INTERNATIONAL PROGRAMS. 3325956 2874457 10230945 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 105 0 1 94 1 1 1 0 0 0 0 0 0 0 0 0 X 20 19 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 DC X AMY STAKE 2022937070 1307 NEW YORK AVENUE NW NO 5TH FL WASHINGTON DC 20005 DEBORAH F STANLEY CHAIR 1.70 X X 0 0 0 STEPHEN M JORDAN PAST-CHAIR 1.70 X X 0 0 0 GEORGE E ROSS SECRETARY-TREASURER 1.20 X X 0 0 0 DENISE A BATTLES AT-LARGE MEMBER 1.20 X 0 0 0 JOSEPH BERTOLINO BOARD MEMBER 1.20 X 0 0 0 LINDA BLEICKEN BOARD MEMBER 1.20 X 0 0 0 RITA CHENG BOARD MEMBER 1.20 X 0 0 0 PHILIP L DUBOIS BOARD MEMBER 1.20 X 0 0 0 DIANNE F HARRISON BOARD MEMBER 1.20 X 0 0 0 DANA G HOYT BOARD MEMBER 1.20 X 0 0 0 SANDRA J JORDAN BOARD MEMBER 1.20 X 0 0 0 EMILLE NETZHAMMER III BOARD MEMBER 1.20 X 0 0 0 SCOTT ROBERT OLSON BOARD MEMBER 1.20 X 0 0 0 NASSER H PAYDAR BOARD MEMBER 1.20 X 0 0 0 DENNIS J SHIELDS BOARD MEMBER 1.20 X 0 0 0 JACK THOMAS BOARD MEMBER 1.20 X 0 0 0 CHARLES L WELCH II BOARD MEMBER 1.20 X 0 0 0 KAREN WHITNEY BOARD MEMBER 1.20 X 0 0 0 MURIEL H HOWARD PRESIDENT (THRU 1/18) 37.50 X X 713548 0 86307 MILDRED GARCIA PRESIDENT (AS OF 1/18) 37.50 X X 0 0 0 CATHY JONES VP OF ADMIN AND FINANCE 37.50 X 202684 0 48647 MICHAEL ZOLA VP OF GOVT RELATIONS & POLICY ANALYSIS 37.50 X 247681 0 31514 GEORGE MEHAFFY VP OF ACADEMIC LEADERSHIP AND CHANGE 37.50 X 236846 0 30287 TOYIA YOUNGER VP OF LEADERSHIP DEVELOPMENT AND MEMBER SERVICES 37.50 X 211895 0 24883 JOHN BALLARD VP MILITARY/VETERANS PARTNERSHIPS 37.50 X 203630 0 20421 SUSAN CHILLCOTT VP COMMUNICATIONS 37.50 X 195359 0 30436 ARLENE JACKSON DIRECTOR OF INTERNATIONAL EDUCATION 37.50 X 132516 0 20112 JOLANDA WESTERHOF SENIOR DIRECTOR, ACADEMIC LEADERSHIP AND CHANGE 37.50 X 141044 0 20755 RAMONA CRAWFORD DIRECTOR OF SPONSORSHIPS & CORPORATE PARTNER ENGAG 37.50 X 126984 0 13142 2412187 0 326504 18 0 1 0 DESIGN DATA SYSTEMS INC 610 PROFESSIONAL DRIVE SUITE 102 GAITHERSBURG MD 20879 IT SERVICES 124787 SOVA SOLUTIONS LLC 1092 PIPESTEM PLACE POTOMAC MD 20852 CONSULTING SERVICES 115000 2 33981 3503628 3537609 MEMBERSHIP DUES 611710 6159543 6159543 CONTRACTS 900099 2106372 2106372 MEETINGS/WORKSHOPS 611710 1374368 1374368 SPONSORSHIPS 900099 670905 670905 OTHER PROGRAM REVENUE 900099 299014 299014 -6470 -6470 10603732 191664 191664 1242 1242 27667 54267 -26600 -26600 -26600 1696768 1517097 179671 179671 179671 14487318 9932827 0 1016882 X 840000 840000 17497 17497 1849882 956523 814356 79003 4185139 2195463 1805816 183860 457726 213280 228708 15738 1536717 716044 767838 52835 472030 219946 235855 16229 55635 28383 27252 49439 2465 46974 23840 12162 11678 81754 81754 2128595 882333 1246262 124267 49776 74491 296163 152731 143432 357727 206709 151018 585484 516524 68960 2162697 2150141 12556 57398 57398 273152 273152 OTHER/MISC 518803 239563 279240 TRAINING/AWARD/RECRUIT 106305 3230 103075 EQUIPMENT RENTAL AND MA 105822 36 105786 PRINTING AND PUBLICATIO 77974 41327 36647 4256 786812 -782556 16368302 10230945 5789692 347665 2134324 2864739 958750 326332 334704 256580 10000750 4198235 5680523 5802515 10926818 10601041 1116178 1022926 21151297 20874133 3816670 3395398 3580976 5400285 2744129 2341806 267956 233060 10409731 11370549 X 8971876 7622294 769690 881290 1000000 1000000 10741566 9503584 21151297 20874133 X -1880984 392644 250358 X X 0 1 X 1 0 X 506094 619321 870582 2696957 3537609 8230563 11478432 13096949 13313678 13395714 10603732 61888505 11984526 13716270 14184260 16092671 14141341 70119068 0 2636868 4173370 4004866 3892107 863888 15571099 2636868 4173370 4004866 3892107 863888 15571099 54547969 146612 329052 344013 191035 220573 1231285 146612 329052 344013 191035 220573 1231285 383668 383668 12514806 14045322 14528273 16283706 14361914 71734021 0.76040 0.70170 0.01720 0.01720 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2013 AMOUNT: $ 383,668. 16777 16777 16324038 16340815 967041 241760 0 0 833168 913618 1000000 967041 3713827 5570741 87568 81207 40202 16777 225754 208292 228405 250000 241760 928457 1392686 1460457 9035 84278 198922 1354848 2614565 10330 92540 207911 1049067 1460457 3249505 11120 162778 808838 2614565 3297111 35300 47543 130449 3249505 2997098 343300 265658 308945 3297111 0.00000 0.73810 0.26190 0 0 2223859 2223859 5251646 2581517 2670129 2525245 1616718 908527 5802515 457 PLAN LIABILITIES 233060 233060 14852475 392644 54267 446911 14405564 81754 81754 14487318 16340815 54267 54267 16286548 81754 81754 16368302 PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT IS TO CONDUCT A FOUR-WEEK INSTITUTE ON JAPAN STUDIES IN ORDER TO SUPPORT THE INTEREST OF INCORPORATING JAPANESE STUDIES INTO THE AMERICAN UNDERGRADUATE EDUCATION CURRICULUM. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE TO PART VIII 54,267. LOSS ON DISPOSAL OF ASSETS PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE TO PART VIII 54,267. LOSS ON DISPOSAL OF ASSETS EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES INFORMATIONAL EXCHANGE BETWEEN CULTURES 394080 SOUTH AMERICA 0 0 PROGRAM SERVICES INFORMATIONAL EXCHANGE BETWEEN CULTURES 33981 0 0 0 0 0 0 428061 0 428061 0 0 0 0 0 0 1 RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 230 WEST 41ST STREET NEW YORK NY 10036 131988190 501C3 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. NORTHERN ARIZONA UNIVERSITY BOX 4070 FLAGSTAFF AZ 86011 742579628 115 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. NEW JERSEY CITY UNIVERSITY 2039 KENNEDY BOULEVARD JERSEY CITY NJ 07305 222830882 115 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. SAM HOUSTON STATE UNIVERSITY ORSP BOX 2448 HUNTSVILLE TX 77340 746001430 115 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. THE UNIVERSITY OF NORTH CAROLINA AT GREENSBORO 1111 SPRING GARDEN STREET ROOM 2511 MHRA BUILDING GREENSBORO NC 27412 566001468 115 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. UNIVERSITY OF TEXAS RIO GRANDE VALLEY 2102 TREASURE HILLS BLVD HARLINGEN TX 78550 465292740 115 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. 6 0 ADP INTERN STIPEND 1 2500 TDC INTERN STIPEND 2 500 JSI SUMMER INTERN STIPEND 13 6500 TRAVEL SCHOLARSHIP 1 497 MLI SCHOLARSHIP 3 6000 CHINA PROGRAM SUMMER INTERNSHIP 3 1500 PART I, LINE 2: GRANT FUNDS ARE BUILT BASED ON AWARD DOCUMENTS. GRANT FUNDS ARE ALSO MONITORED ON A MONTHLY BASIS AS ACCOUNTS ARE UPDATED IN THE OSR SYSTEM. X X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 MURIEL H HOWARD PRESIDENT (THRU 1/18) 638583 0 0 0 74965 0 83077 0 5486 0 802111 0 0 0 CATHY JONES VP OF ADMIN AND FINANCE 201712 0 0 0 972 0 28668 0 21153 0 252505 0 0 0 MICHAEL ZOLA VP OF GOVT RELATIONS & POLICY ANALYS 246409 0 0 0 1272 0 31514 0 409 0 279604 0 0 0 GEORGE MEHAFFY VP OF ACADEMIC LEADERSHIP AND CHANGE 235574 0 0 0 1272 0 30199 0 4048 0 271093 0 0 0 TOYIA YOUNGER VP OF LEADERSHIP DEVELOPMENT AND MEM 211895 0 0 0 0 0 21599 0 11095 0 244589 0 0 0 JOHN BALLARD VP MILITARY/VETERANS PARTNERSHIPS 202570 0 0 0 1060 0 20421 0 11092 0 235143 0 0 0 SUSAN CHILLCOTT VP COMMUNICATIONS 195359 0 0 0 0 0 25624 0 10072 0 231055 0 0 0 ARLENE JACKSON DIRECTOR OF INTERNATIONAL EDUCATION 132516 0 0 0 0 0 17299 0 5069 0 154884 0 0 0 JOLANDA WESTERHOF SENIOR DIRECTOR, ACADEMIC LEADERSHIP 141044 0 0 0 0 0 18526 0 2993 0 162563 0 0 0 PART I, LINE 1A TRAVEL FOR COMPANIONS: THE PRESIDENT'S HUSBAND, WHO IS ALSO THE DIRECTOR OF SPOUSAL PROGRAMS FOR THE ORGANIZATION, TRAVELS ON SOME OF THIS ORGANIZATION'S INTERNATIONAL MISSIONS TO FOREIGN COUNTRIES. HE ACTS AS A GUIDE FOR THE SPOUSES OF OUR MEMBERS (STATE UNIVERSITY PRESIDENTS OR CHANCELLORS) ON THESE TRIPS. THE TRIPS ARE DESIGNED TO COORDINATE EDUCATIONAL ISSUES WITH THE EDUCATION MINISTRY AND UNIVERSITIES OF THE COUNTRIES VISITED, INCLUDING FACULTY TRAINING, STUDENT ATTENDANCE, ETC. DISCRETIONARY SPENDING ACCOUNT (AUTO): A TAXABLE ALLOWANCE IS PROVIDED TO THE PRESIDENT BASED ON AN AGREEMENT SIGNED BY THE BOARD AND THE PRESIDENT. HOUSING ALLOWANCE: A TAXABLE HOUSING ALLOWANCE IS PROVIDED TO THE PRESIDENT BASED ON AN AGREEMENT SIGNED BY THE BOARD AND THE PRESIDENT. PART I, LINE 4B MURIEL HOWARD PARTICIPATES IN A 457(F) PLAN. FOR CALENDAR YEAR 2017, $29,077 WAS CONTRIBUTED TO THIS PLAN. FORM 990, PART VI, SECTION A, LINE 1 THERE SHALL BE AN EXECUTIVE COMMITTEE COMPOSED OF THE OFFICERS AND ONE DIRECTOR APPOINTED BY THE BOARD FOR A TERM OF ONE YEAR, WHICH COMMITTEE IS AUTHORIZED TO EXERCISE ALL POWERS AND HAVE SUCH AUTHORITY AND RESPONSIBILITIES OF THE BOARD WHEN THE BOARD IS NOT IN SESSION. THE CHAIR SHALL SERVE AS THE CHAIR OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 6 AASCU SHALL HAVE TWO CLASSES OF MEMBERS WITH VOTING RIGHTS (VOTING MEMBERS). AASCU SHALL HAVE THREE CLASSES OF MEMBERS WITH NO VOTING RIGHTS (NON-VOTING MEMBERS). INDIVIDUALS OR INSTITUTIONS THAT MERELY PARTICIPATE IN ONE OR MORE AASCU PROGRAMS OR ACTIVITIES SHALL NOT BE CONSIDERED MEMBERS FOR PURPOSES OF THESE BYLAWS, EVEN IF THEY ARE REFERRED TO AS MEMBERS FOR THE PURPOSE OF DESIGNATING THEIR PARTICIPATION IN AN AASCU PROGRAM OR ACTIVITY. INSTITUTIONAL MEMBERSHIP SHALL BE AVAILABLE TO ANY REGIONALLY ACCREDITED INSTITUTION OF HIGHER EDUCATION AND ANY IN PROCESS OF SECURING ACCREDITATION, WHICH (I) OFFERS PROGRAMS LEADING TO THE DEGREE OF BACHELOR, MASTER, OR DOCTOR, (II) IS WHOLLY OR PARTIALLY STATE-SUPPORTED AND STATE-CONTROLLED; AND (III) AT LEAST 25% OF DEGREES CONFERRED BY SUCH INSTITUTION ARE AT THE BACCALAUREATE LEVEL AND ARE IN AREAS OF STUDY DEFINED IN AASCU POLICIES AND PROCEDURES. INSTITUTIONAL MEMBERS SHALL BE VOTING MEMBERS WITH VOTING RIGHTS AND THEIR REPRESENTATIVES MAY SERVE AS DIRECTORS AND OFFICERS AND COMMITTEE MEMBERS. SYSTEM OFFICE MEMBERSHIP SHALL BE AVAILABLE TO SYSTEM OFFICES OF MULTI-CAMPUS GOVERNING BOARDS OF ELIGIBLE STATE-SUPPORTED AND STATE-CONTROLLED INSTITUTIONS OF HIGHER EDUCATION WHICH ARE WHOLLY OR PARTIALLY STATE-SUPPORTED AND STATE-CONTROLLED. SYSTEM OFFICE MEMBERS SHALL BE VOTING MEMBERS WITH FULL VOTING RIGHTS AND THEIR REPRESENTATIVES MAY SERVE AS DIRECTORS AND OFFICERS AND COMMITTEE MEMBERS. ASSOCIATE MEMBERSHIP SHALL BE AVAILABLE TO COORDINATING COMMITTEES, BOARDS AND COMMISSIONS OF HIGHER EDUCATION WHICH REPORT TO STATE EXECUTIVE OR LEGISLATIVE BODIES; STATE COMMISSIONS OF ELIGIBLE INSTITUTIONS; INSTITUTIONS OF HIGHER EDUCATION WHOSE PRINCIPAL SOURCE OF OPERATING FUNDS IS THE FEDERAL GOVERNMENT; AND FORMER TWO-YEAR INSTITUTIONS THAT HAVE BEEN DESIGNATED AS FOUR-YEAR INSTITUTIONS BY THE RESPONSIBLE AUTHORITIES WITHIN THEIR STATE, BUT HAVE NOT YET MET THE REQUIREMENTS FOR AASCU MEMBERSHIP. ASSOCIATE MEMBERS ARE ELIGIBLE TO PARTICIPATE IN ACTIVITIES OF AASCU, BUT THEIR REPRESENTATIVES MAY NOT VOTE OR SERVE AS DIRECTORS OR OFFICERS. THEIR REPRESENTATIVES MAY SERVE ON NON-BOARD COMMITTEES. INTERNATIONAL ASSOCIATE MEMBERSHIP SHALL BE AVAILABLE TO (1) INSTITUTIONS OUTSIDE THE UNITED STATES AND ITS TERRITORIES THAT ARE: (I) RECOGNIZED BY THE APPROPRIATE GOVERNMENTAL ENTITIES AS ELIGIBLE TO AWARD DEGREES AT THE BACCALAUREATE LEVEL OR HIGHER; AND (II) WHOLLY OR PARTIALLY GOVERNMENT-SUPPORTED AND PUBLICLY GOVERNED, AND (2) ASSOCIATIONS COMPRISED EXCLUSIVELY OF SUCH INSTITUTIONS. INTERNATIONAL ASSOCIATE MEMBERS ARE ELIGIBLE TO PARTICIPATE IN ACTIVITIES OF AASCU, BUT THEIR REPRESENTATIVES MAY NOT VOTE OR SERVE AS DIRECTORS OR OFFICERS. THEIR REPRESENTATIVES MAY SERVE ON NON-BOARD COMMITTEES. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S MEMBERS HAVE THE RESPONSIBILITY TO ELECT ONE OR MORE MEMBERS OF THE GOVERNING BODY AT THE ASSOCIATION'S ANNUAL BUSINESS MEETING HELD IN THE FALL EACH YEAR. FORM 990, PART VI, SECTION A, LINE 7B THE GOVERNING BOARD'S DECISIONS RELATED TO THE MAJOR INITIATIVES OF THE ORGANIZATION ARE SUBJECT TO APPROVAL BY THE GENERAL MEMBERSHIP OF THE ASSOCIATION AT THE ANNUAL BUSINESS MEETING. FORM 990, PART VI, SECTION B, LINE 11B THE VP OF FINANCE & ADMINISTRATION PRESENTS THE 990 TO THE EXECUTIVE COMMITTEE OF THE ASSOCIATION FOR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD AND ALL EMPLOYEES ARE REQUIRED TO ANNUALLY DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST, IN CONSISTENCY WITH THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 ALL EMPLOYEES, INCLUDING AASCU'S CEO, ARE PROVIDED ANNUAL EVALUATIONS OF THEIR PERFORMANCE TO DETERMINE ELIGIBILITY FOR INCREASED COMPENSATION. THE CEO'S SALARY IS ESTABLISHED BY THE COMPENSATION COMMITTEE OF THE BOARD. TO ESTABLISH THE CEO'S COMPENSATION, THE COMPENSATION COMMITTEE USES COMPARATIVE DATA OF THE FIVE PRESIDENTIALLY BASED, HIGHER EDUCATION ASSOCIATIONS IN THE DISTRICT OF COLUMBIA. AASCU USES A THIRD PARTY TO ESTABLISH APPROPRIATE COMPENSATION BENCHMARKS FOR ALL REMAINING AASCU EMPLOYEES. ANY INCREASE TO THE BENCHMARK IS BASED ON AN ANNUAL PERFORMANCE REVIEW FOR EACH EMPLOYEE. THE OUTCOME OF THE EMPLOYEE'S EVALUATION DETERMINES THE LEVEL OF MERIT INCREASE RECEIVED. DURING THE SPRING BOARD MEETING, THE BOARD REVIEWS ALL COMPENSATION REQUESTS AND ESTABLISHES COMPENSATION INCREASES THROUGH BOARD VOTE, WHICH IS THEN DOCUMENTED IN THE MINUTES OF THE MEETING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO ANY INDIVIDUAL OR ORGANIZATION UPON REQUEST EITHER BY TELEPHONE, WRITTEN CORRESPONDENCE, OR IN PERSON AT THE ORGANIZATION'S OFFICES IN DC. THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS OR CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UNLESS REQUESTED. FORM 990, PART IX, LINE 11G CONSULTANTS: PROGRAM SERVICE EXPENSES 711,432. MANAGEMENT AND GENERAL EXPENSES 515,162. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,226,594. GRANT CONSULTANTS: PROGRAM SERVICE EXPENSES 202,253. MANAGEMENT AND GENERAL EXPENSES 139,010. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 341,263. MEETING SERVICES & CONSULTANTS: PROGRAM SERVICE EXPENSES 171,729. MANAGEMENT AND GENERAL EXPENSES 124,206. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 295,935. MISC CONSULTANTS: PROGRAM SERVICE EXPENSES -245,601. MANAGEMENT AND GENERAL EXPENSES 435,224. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 189,623. NEWS SERVICES: PROGRAM SERVICE EXPENSES 4,516. MANAGEMENT AND GENERAL EXPENSES 4,336. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 8,852. PROJECT & PROGRAM CONSULTANTS: PROGRAM SERVICE EXPENSES 29,929. MANAGEMENT AND GENERAL EXPENSES 20,571. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 50,500. PUBLISHING SERVICES: PROGRAM SERVICE EXPENSES 8,075. MANAGEMENT AND GENERAL EXPENSES 7,753. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 15,828. FORM 990, PART XI, LINE 9: POST-RETIREMENT BENEFIT RELATED CHANGES OTHER THAN NET POST RETIREMENT COST 250,358. FORM 990, PART XII, LINE 2C THE PROCESS REMAINS UNCHANGED FROM THE PRIOR YEAR. AASCU PENSON CENTER FOR PROFESSIONAL DEVELOPMENT LLC 1307 NEW YORK AVE NW 5TH FL WASHINGTON DC 20005 465411974 EDUCATIONAL, LEADERSHIP, & ORGANIZATIONAL DEVELOPMENT SERVICES DC AMERICAN ASSOCIATION FOR STATE COLLEGES AND UNIVERSITIES AMERICAN ACADEMIC LEADERSHIP INSTITUTE (AALI) 1825 K STREET NW SUITE 705 WASHINGTON DC 20006 521572800 EDUCATION DC 501(C)(3) LINE 12B, II 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0