2019-11-04T14:39:09-06:00 2018-12-31 541631262 KEITERSTEPHENSHURSTGARY & SHREAVESPC 4401 DOMINION BLVD GLEN ALLEN VA 23060 990PF 2018-01-01 113276603 CAPITAL ONE FOUNDATION INC CAPI 7032171419 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 CATHERINE FOCA PRESIDENT 7032171419 2019-11-04 1 VIRGINIA R BELCHER P00421964 8047470000 184.80.4.98 2019-11-04 10:36:34 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 C3A53CDEB478D1AFA3FA719685CBA2C1CF695A89 2018 2020-01-14 16:20:31Z X 33942549 X 2600000 835770 835770 215929 13090528 215929 3651699 1051699 0 0 0 116155 58077 58078 10126 0 0 39662 19577 19578 165943 77654 77656 5531770 5531770 5697713 77654 5609426 -2046014 974045 768348 281097 281097 28478 18352 18352 1048081 2565344 2565344 27092207 21742429 21742429 1507796 1308298 1308298 8894896 8024226 8024226 1053 2803 2803 39340859 33942549 33942549 550702 46883 70000 35000 620702 81883 X 38720157 33860666 38720157 33860666 39340859 33942549 38720157 -2046014 0 36674143 2813477 33860666 AT&T INC. GLOBAL NOTE DUE 5/15/18 P 40000 45984 -5984 -5984 AT&T INC. SR.GLOBAL NOTE DUE 2/14/23 P 35037 34994 43 43 ABBOTT LABS SR. NT DUE 11/30/23 P 14132 13934 198 198 PIA MBS BOND FUND P 44909 47870 -2961 -2961 AMERICAN INTL GROUP NOTE DUE 1/16/`18 P 35000 40352 -5352 -5352 BARCLAYS BK PLC COMMODITY INDEX TR P 297481 307087 -9606 -9606 CRANE CO SR NT DUE 12/15/18 P 35130 35594 -464 -464 FEDERAL NATL MTG ASSN P 99171 99171 0 0 FIDELITY IMM GOVT FUND P 6701970 6701970 0 0 ISHARES CORE S&P 500 ETF P 790865 592025 198840 198840 ISHARES MSCI EAFE ETF P 2431851 2433651 -1800 -1800 ISHARES CORE S&P SMALL CAP ETF P 165695 144130 21565 21565 ISAHRES JP MORGAN USD EMERGING MKTS BOND ETF P 438291 473179 -34888 -34888 BRANDYWINE GLOBAL INTL OPP BOND FUND P 233503 237998 -4495 -4495 MONSANTO CO NEW SR GLBL NT P 38202 38866 -664 -664 ROCKWELL COLLINS INC ST GLBL P 38644 39885 -1241 -1241 SPDR S&P MIDCAP 400 ETF TR P 486673 385834 100839 100839 SHERWIN WILLIAMS CO SR GLBK NT P 34423 34999 -576 -576 STATE ST CORP SR NT DUE 5/15/18 P 34631 34631 0 0 TEXTRON INC SR NT DUE 3/1/21 P 15081 15397 -316 -316 THERMO FISHER SCIENTIFIC INC SR NT DUE 7/11/18 P 32883 34742 -1859 -1859 TORONTO DOMINION BANK P 35000 36334 -1334 -1334 UBS ALERIAN MLP INDEX ETN P 26160 43541 -17381 -17381 US TREASURY BILL DUE 7/26/18 P 49824 49824 0 0 US TREASURY BILL DUE 9/20/18 P 69810 69810 0 0 US TREASURY BILL DUE 12/20/18 P 89522 89522 0 0 US TREASURY NOTE DUE 2/15/23 P 140274 141865 -1591 -1591 US TREASURY NOTE DUE 2/28/22 P 97023 100412 -3389 -3389 VANGUARD BD INDEX FD P 203837 210231 -6394 -6394 VANGUARD FSE EMERGING MKT ETF P 52165 52510 -345 -345 VANGUARD SCOTTSDALE FDS SHORT TERM GOVT BOND INDEX FD P 248341 253206 -4865 -4865 WELLS FAROG CO MTN SR NT DUE 1/16/18 P 35000 35051 -51 -51 215929 0 6696372 39251503 0.170602 6245967 39707023 0.157301 7136072 43444089 0.164259 6470466 43317538 0.149373 7713604 46022663 0.167604 0.809139 0.161828 36608931 5924350 9740 5934090 5609426 19481 0 19481 0 19481 0 20282 0 20282 801 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A CAPITAL ONE FOUNDATION 7032171419 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ELIAZBETH JOHNSON 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 VICE PRESIDENT 4.00 0 0 0 CATHERINE FOCA 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 PRESIDENT 4.00 0 0 0 ROBERT MAGNANO 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 4.00 0 0 0 ANDREW NAVARRETE 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 CHAIR 4.00 0 0 0 MR TULIP 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 4.00 0 0 0 MRS WINDBECK 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 4.00 0 0 0 ANDREW YOUNG 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 4.00 0 0 0 LAURA BAILEY 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 4.00 0 0 0 MICHAEL PASSARETTI 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 SECRETARY 4.00 0 0 0 APARNA CHANDA 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 TREASURER 4.00 0 0 0 KELLY A LEDMAN 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 ASSISTANT SECRETARY 4.00 0 0 0 KRISTEN GIAMBRONE 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 ASSISTANT TREASURER 4.00 0 0 0 NONE 0 CHRISTIAN MICHAEL 201 THIRD ST SAN FRANCISCO CA 94103 CONSULTING SERVICES 116155 0 GRAMEEN AMERICA, INC. - PROVIDE ECNOMIC OPPORTUNITIES AND MICROLOANS TO WOMEN ENTREPRENEURS IN MIAMI AND HOUSTON. 225000 ASSOCIATION OF ENTERPRISE OPPORTUNITY - THIS PROJECT SEEKS TO ACCELERATE WEALTH CREATION VIA ENTREPRENEURSHIP FOR RETURN CITIZENS; I.E. INDIVIDUALS WITH PRISON RECORDS 180000 MISSION ASSET FUND - TO PROVIDE HUNDREDS OF MICRO-BUSINESS OWNERS IN CALIFORNIA WITH 0% INTEREST LOANS, FINANCIAL EDUCATION AND TECHNICAL ASSISTANCE. 175000 ACCION, THE US NETWORK - THE PROGRAM PROVIDES ACCESS TO A PERSONAL FINANCIAL COUNSELOR THROUGH A CUSTOMIZED ONLINE PORTAL WITH SKYPE/PHONE SESSIONS. 160000 0 36641704 524723 0 37166427 0 0 37166427 557496 36608931 1830447 1830447 19481 19481 1810966 0 1810966 0 1810966 5609426 0 5609426 0 5609426 1810966 0 0 5482307 4411715 5026838 4273912 4792009 23986781 5609426 0 0 0 1810966 3798460 0 0 27785241 0 0 0 0 0 0 5482307 22302934 4411715 5026838 4273912 4792009 3798460 X ACCION THE US NETWORK 85 BROAD ST 18TH FLOOR NEW YORK NY 10004 509(A)(2) TECHNOLOGY INNOVATION TO PROMOTE FINANCIAL WELL-BEING 160000 AFFORDABLE HOUSING ALLIANCE INC 3535 ROUTE 66 PARKWAY 100 COMPLEX NEPTUNE NJ 07753 170(B)(1)(A)(VI HOUSING COUNSELING, EDUCATION, AND FINANCIAL CAPABILITIES PROGRAM 10000 ASSOCIATION FOR ENTERPRISE OPPORTUNITY 1310 L ST NW 830 WASHINGTON DC 20005 170(B)(1)(A)(VI ENTREPRENEURSHIP TRAINING FOR RETURNING CITIZENS 180000 ASSOCIATION FOR NEIGHBORHOOD AND HOUSING DEVELOPMENT 50 BROAD ST STE 1402 NEW YORK NY 100042699 170(B)(1)(A)(VI AFFORDABLE HOUSING PROGRAMMING 50000 BLUE ENGINE INC 75 BROAD ST SUITE 2900 NEW YORK NY 10004 170(B)(1)(A)(VI BLUE ENGINE CORE PROGRAM MODEL 2.0 35000 BOTTOM LINE 44 COURT ST SUITE 300 BROOKLYN NY 11201 170(B)(1)(A)(VI INCREASING THE SIZE AND IMPACT OF BOTTOM LINES SUCCESS PROGRAM 65000 CAMBA INC 1720 CHURCH AVE 2ND FL BROOKLYN NY 112262630 170(B)(1)(A)(VI CHV PRE-DEVELOPMENT PIPELINE FOR SUSTAINABLE, AFFORDABLE AND SUPPORTIVE HOUSING 25000 CENTER FOR INSPIRED TEACHING 1436 U ST NW SUITE 400 WASHINGTON DC 200093987 170(B)(1)(A)(VI 21ST CENTURY EDUCATION PROGRAMS IN WASHINGTON, DC 65001 CENTER FOR NEW YORK CITY NEIGHBORHOODS 17 BATTERY PLACE SUITE 728 NEW YORK NY 10004 170(B)(1)(A)(VI FINANCIAL CAPABILITY PROGRAM 40000 CHHAYA COMMUNITY DEVELOPMENT CORPORATION 37-43 77TH ST 2ND FLOOR JACKSON HEIGHTS NY 11372 170(B)(1)(A)(VI BASE CAMPAIGN 15000 COLLEGE ACCESS RESEARCH & ACTION 365 FIFTH AVE NEW YORK NY 100164309 170(B)(1)(A)(VI COLLEGE BRIDGE FULL-YEAR PROGRAM LAB 50000 COLLEGE SUCCESS FOUNDATION - DISTRICT OF COLUMBIA 1805 7TH ST STE 500 WASHINGTON DC 200013186 509(A)(3) CSF-DC EXPANSION: COMPONENT #1: THE ADDITION OF MIDDLE SCHOOL SERVICE SITES AND COMPONENT #2: THE ADDITION OF AN INTERNAL STAFF GRANT WRITER 50000 COLLIN COUNTY COMMUNITY COLLEGE FOUNDATION 3452 SPUR 399 MCKINNEY TX 750698742 170(B)(1)(A)(VI BUILDING BRIDGES TO MAP WORKFORCE PATHWAYS 94731 COMMUNITIES IN SCHOOLS OF HOUSTON INC 1235 NORTH LOOP W STE 300 HOUSTON TX 770084702 170(B)(1)(A)(VI CIS NURSING INTERNSHIP PROGRAM 25000 COMMUNITIES IN SCHOOLS OF THE DALLAS REGION INC 1341 W MOCKINGBIRD LANE SUITE 100E DALLAS TX 75247 170(B)(1)(A)(VI CISDR COLLEGE TO CAREER PATHWAY 45000 COMMUNITY DEVELOPMENT CORPORATION OF LONG ISLAND INC 2100 MIDDLE COUNTRY ROAD CENTEREACH NY 117203577 170(B)(1)(A)(VI CDCLI HOMEOWNERSHIP CENTER 50000 COMMUNITY LOAN FUND OF NEW JERSEY INC 108 CHRUCH ST 3RD FLOOR NEW BRUNSWICK NJ 08901 170(B)(1)(A)(VI LENDING AND INVESTING IN NEWARK 30000 COMMUNITY REINVESTMENT FUND USA 801 NICOLLET MALL MINNEAPOLIS MN 554022532 509(A)(3) NEW STRATEGIES TO REACH UNDERSERVED SMALL BUSINESS OWNERS 85000 CORPORATION FOR SUPPORTIVE HOUSING 61 BROADWAY SUITE 2300 NEW YORK NY 10006 170(B)(1)(A)(VI ENDING HOMELESSNESS BY INCREASING THE PRODUCTION OF HIGH-QUALITY SUPPORTIVE HOUSING IN LOS ANGELES, SAN DIEGO, THE BAY AREA, CHICAGO, AND WASHINGTON D.C 100000 CRENULATED CO LTD DBA NEW SETTLEMENT APARTMENTS 1512 TOWNSEND AVE BRONX NY 10452 509(A)(2) COLLEGE SUCCESS PROGRAM 50000 CRENULATED CO LTD DBA NEW SETTLEMENT APARTMENTS 1512 TOWNSEND AVE BRONX NY 10452 509(A)(2) COLLEGE SUCCESS PROGRAM 25000 CUNY RF (BMCC CUNY) 199 CHAMBERS ST NEW YORK NY 10007 170(B)(1)(A)(VI BMCC CAREER COMMUNITIES : NON-CREDIT TO CREDIT 150000 CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION 625 JAMAICA AVE BROOKLYN NY 112081203 170(B)(1)(A)(VI CHLDC COLLEGE SUCCESS PROGRAMS 75000 CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION 625 JAMAICA AVE BROOKLYN NY 112081203 170(B)(1)(A)(VI CHLDC COLLEGE SUCCESS PROGRAMS 40000 DALLAS COUNTY COMMUNITY COLLEGE DISTRICT 1602 LAMAR ST STE 130 DALLAS TX 75215 170(B)(1)(A)(VI 2019 DCCCD CAPITAL ONE WORKFORCE PROJECT 150000 DELGADO COMMUNITY COLLEGE FOUNDATION 615 CITY PARK AVE NEW ORLEANS LA 70119 170(B)(1)(A)(IV #NONCREDITCOUNTS 150000 DISTRICT OF COLUMBIA COLLEGE ACCESS PROGRAM 1400 L ST NW STE 400 WASHINGTON DC 20005 170(B)(1)(A)(VI STEM INCENTIVE & SCHOLARSHIP PROGRAM (SISP) AND AN ALLOTMENT FOR TRANSPORTATION FOR BANKING DAY 75000 ENTERPRISE COMMUNITY PARTNERS INC 70 CORPORATE CENTER SUITE 700 COLUMBIA MD 21044 170(B)(1)(A)(VI NATIONAL INITIATIVES 150000 FORDHAM-BEDFORD HOUSING CORPORATION 2751 GRAND CONCOURSE BRONX NY 104683001 509(A)(2) FBHC PRESERVATION INITIATIVE 30000 GARDEN STATE EPISCOPAL COMMUNITY DEVELOPMENT CORPORATION 118 SUMMIT AVE JERSEY CITY NJ 07304 170(B)(1)(A)(I) AFFORDABLE HOUSING AND NEIGHBORHOOD REVITALIZATION 20000 GATEWAY DEMONSTRATION ASSISTANCE CORPORATION 588 BROADWAY 1208 NEW YORK NY 100123229 170(B)(1)(A)(VI GATEWAY HOUSING REDEVELOPMENT INITIATIVE 15000 GODDARD RIVERSIDE COMMUNITY CENTER 593 COLUMBUS AVE NEW YORK NY 100241904 170(B)(1)(A)(VI OPTIONS COLLEGE SUCCESS COUNSELING 65000 GOODWILL OF GREATER WASHINGTON 2200 SOUTH DAKOTA AVE NE WASHINGTON DC 20018 509(A)(2) AWARD 1 GRAMEEN AMERICA INC 150 WEST 30TH ST 8TH FLOOR NEW YORK NY 10001 170(B)(1)(A)(VI GRAMEEN AMERICA MIAMI AND HOUSTON EXPANSION 225000 GUTTMAN COLLEGE FOUNDATION 50 W 40TH ST NEW YORK NY 100182602 170(B)(1)(A)(VI ENHANCING ESSENTIAL EMPLOYABILITY QUALITIES ACROSS THE CURRICULUM AND CO-CURRICULUM 40000 HOPE COMMUNITY INC 174 E 104TH ST NEW YORK NY 100294916 170(B)(1)(A)(VI HOPE CONNECTS 10000 HOSTOS COMMUNITY COLLEGE 560 EXTERIOR ST BRONX NY 10451 170(B)(1)(A)(VI HOSTOS COMMUNITY COLLEGE NON-CREDIT TO CREDIT ALIGNMENT 150000 HOUSING ACTION COUNCIL INC 55 SOUTH BROADWAY TARRYTOWN NY 105914000 170(B)(1)(A)(VI HOUSING DEVELOPMENT/LEADERSHIP TRAINING 30000 HOUSING AND COMMUNITY DEVELOPMENT NETWORK OF NJ 145 W HANOVER ST TRENTON NJ 086184823 170(B)(1)(A)(VI BUILD A THRIVING NEW JERSEY 50000 HOUSING AND NEIGHBORHOOD DEVELOPMENT SERVICES INC 15 S ESSEX AVE REAR ORANGE NJ 070502607 170(B)(1)(A)(VI UNLOCKING THE POTENTIAL FOR VIBRANT AND INCLUSIVE NEIGHBORHOODS 15000 HOUSING PARTNERSHIP 2 EAST BLACKWELL ST DOVER NJ 078014645 170(B)(1)(A)(VI HOMEBUYER EDUCATION AND COUNSELING 10000 HOUSTON INDEPENDENT SCHOOL DISTRICT FOUNDATION 4400 WEST 18TH ST HOUSTON TX 770928501 NCES SCHOOL DISTRICT EXTRA STEAM 10000 IRONBOUND COMMUNITY CORPORATION 317 ELM ST NEWARK NJ 07105 170(B)(1)(A)(VI IRONBOUND PUBLIC HOUSING PRESERVATION PROJECT 10000 KINGSBOROUGH COMMUNITY COLLEGE 2001 ORIENTAL BLVD BROOKLYN NY 112352333 170(B)(1)(A)(VI IMPLEMENTING A DATA-TRACKING STRATEGY TO INFORM INSTITUTIONAL GROWTH & IMPROVE STUDENT OUTCOMES 149878 LA CASA DE DON PEDRO 75 PARK AVE NEWARK NJ 071041034 170(B)(1)(A)(VI LA CASA DE DON PEDRO COUNSELING PROGRAM HOUSING 20000 LEAP INC DBA BROOKLYN WORKFORCE INNOVATIONS 621 DEGRAW ST BROOKLYN NY 112173120 170(B)(1)(A)(VI HIGH-IMPACT SECTOR FOCUSED TRAINING FOR LOW-INCOME NEW YORKERS 50000 LOCAL INITIATIVES SUPPORT CORPORATION 501 SEVENTH AVE WASHINGTON DC 20006 170(B)(1)(A)(VI BUILDING LISCS CAPACITY TO RESPOND TO NATURAL DISASTERS 100000 LONG ISLAND HOUSING PARTNERSHIP INC 180 OSER AVE SUITE 800 HAUPPAUGE NY 117883737 170(B)(1)(A)(VI PRE-PURCHASE HOMEBUYER EDUCATION AND FAIR HOUSING INITIATIVES PROGRAM 50000 LOW INCOME INVESTMENT FUND 50 CALIFORNIA ST SUITE 2900 SAN FRANCISCO CA 94111 170(B)(1)(A)(VI CALIFORNIA AFFORDABLE HOUSING INITIATIVE 75000 LOW INCOME INVESTMENT FUND 50 CALIFORNIA ST SUITE 2900 SAN FRANCISCO CA 94111 170(B)(1)(A)(VI CALIFORNIA AFFORDABLE HOUSING INITIATIVE 20000 MERCY LOAN FUND 1999 BROADWAY STE 1000 DENVER CO 802025704 170(B)(1)(A)(VI CMF APPLICATION PROCESS 75000 MISSION ASSET FUND 3269 MISSION ST SAN FRANCISCO CA 941101898 170(B)(1)(A)(VI EXPANDING LENDING FOR MICRO-BUSINESS OWNERS 175000 NATIONAL COALITION FOR ASIAN PACIFIC AMERICAN COMMUNITY DEVELOPMENT 1628 16TH ST NW 4TH FLOOR WASHINGTON DC 200093064 170(B)(1)(A)(VI EXPANDING OPPORTUNITIES AND ACCESS: AAPI HOUSING COUNSELING 100000 NEIGHBORHOOD HOUSING SERVICES OF JAMAICA INC 89-70 162ND ST JAMAICA NY 114325072 170(B)(1)(A)(VI NHS OF JAMAICA'S FIRST TIME HOMEBUYER COUNSELING AND FINANCIAL CAPABILITY PROGRAMS 10000 NEIGHBORHOOD HOUSING SERVICES OF NEW YORK CITY INC 307 WEST 36TH ST 12TH FL NEW YORK NY 10018 170(B)(1)(A)(VI NHSNYC'S SUSTAINABLE HOMEOWNERSHIP INITIATIVE 20000 NEIGHBORHOOD REINVESTMENT CORPORATION 999 NORTH CAPITOL ST NE WASHINGTON DC 20002 170(B)(1)(A)(VI CAPITAL PLANS, CAPITAL SOLUTIONS: STRENGTHENING AMERICAS RURAL COMMUNITIES 100000 NEW JERSEY COMMUNITY DEVELOPMENT CORPORATION 32 SPRUCE ST PATERSON NJ 07501 170(B)(1)(A)(VI GREAT FALLS PROMISE NEIGHBORHOOD REAL ESTATE PLAN 15000 NEW LEADERS INC 30 WEST 26TH ST 10TH FL NEW YORK NY 10010 170(B)(1)(A)(II EMERGING LEADERS AND ASPIRING PRINCIPALS 50000 NEW YORK MORTGAGE COALITION 85 BROAD ST 17TH FL NEW YORK NY 100042376 170(B)(1)(A)(VI NYMC HOMEOWNERSHIP PROGRAM 50000 NORTHERN MANHATTAN IMPROVEMENT CORPORATION 45 WADSWORTH AVE NEW YORK NY 100337038 170(B)(1)(A)(VI HOUSING DEVELOPMENT 15000 NORTHERN VIRGINIA COMMUNITY COLLEGE 4001 WAKEFIELD CHAPEL ROAD ANNANDALE VA 220033796 MANUALLY VERIFIED LEVERAGING INDUSTRY-FOCUSED ADVISORY BOARDS TO ENHANCE CAREER OUTCOMES FOR NOVA STUDENTS 150000 ONEGOAL 55 EXCHANGE PLACE SUITE 503 NEW YORK NY 10005 170(B)(1)(A)(VI CONTINUING OUR EXPANSION IN NEW YORK CITY 40000 OPPORTUNITY FINANCE NETWORK 620 CHESTNUT ST STE 572 PHILADELPHIA PA 191063411 509(A)(2) INCREASING CDFI SB LENDING CAPACITY 75000 PHI (PARAPROFESSIONAL HEALTHCARE INSTITUTE) 400 EAST FORDHAM RD 11TH FL BRONX NY 10458 170(B)(1)(A)(VI STRENGTHENING HOME CARE EMPLOYMENT: EXPANDING OPPORTUNITIES FOR ECONOMIC SECURITY IN LOW-INCOME NEW YORK CITY COMMUNITIES 40000 PLANO ISD EDUCATION FOUNDATION 2700 W 15TH ST PLANO TX 750757524 170(B)(1)(A)(VI AVID, PLANO FAMILY LITERACY SCHOOL & MATH CORP 44000 POAH INC 40 COURT ST BOSTON MA 02108 509(A)(2) WOODLAWN RESOURCE CENTER FOC 100000 PRATT AREA COMMUNITY COUNCIL INC 1000 DEAN ST ROOM 420 BROOKLYN NY 11238 170(B)(1)(A)(VI COMMUNITY STABILIZATION INITATIVE 40000 PRATT INSTITUTE 1000 DEAN ST ROOM 420 BROOKLYN NY 112053802 170(B)(1)(A)(II TECHNICAL ASSISTANCE TO THE BASE CAMPAIGN: RESEARCH AND RECOMMENDATIONS TO ADVANCE CITYWIDE EXPANSION 15000 PRINCE GEORGE'S COMMUNITY COLLEGE FOUNDATION INC 301 LARGO RD KENT 100 LARGO MD 207742109 170(B)(1)(A)(VI PGCC HOLISTIC APPROACH TO PATHWAYS 149600 PROJECT GRAD HOUSTON 3000 RICHMOND AVE STE 400 HOUSTON TX 770983111 170(B)(1)(A)(VI CAPITAL ONE EDUCATION COALITIONS AND STRATEGIC PLANNING 50000 QUEENS COMMUNITY HOUSE 108-25 62ND DRIVE QUEENS NY 113751217 170(B)(1)(A)(VI QCH HOUSING PRESERVATION AND ORGANIZING PROGRAM 20000 RED HOOK INITIATIVE 767 HICKS ST BROOKLYN NY 112312547 170(B)(1)(A)(VI RHI HIGH SCHOOL YOUTH LEADERS WORKFORCE DEVELOPMENT PROGRAM 30000 RESEARCH FOUNDATION OF CUNY ON BEHALF OF BRONX COMMUNITY COLLEGE 230 W 42ST ST 7 NEW YORK NY 10036 170(B)(1)(A)(VI CYBERSECURITY AND NETWORKING NONCREDIT TO CREDIT TRAINING PROGRAM 150000 RESEARCH FOUNDATION OF CUNY ON BEHALF OF LAGUARDIA COMMUNITY COLLEGE 230 W 42ST ST 7 NEW YORK NY 10036 170(B)(1)(A)(VI CYBERSECURITY AND NETWORKING NONCREDIT TO CREDIT TRAINING PROGRAM 143559 RESTORED HOMES HDFC 150 BROADWAY RM 2101 NEW YORK NY 100384484 509(A)(3) SMALL HOMES REHAB - NYCHA PROGRAM 25000 ST NICKS ALLIANCE 2 KINGSLAND AVE BROOKLYN NY 112112706 170(B)(1)(A)(VI GREENPOINT HOSPITAL CAMPUS 50000 SUMMER SEARCH 90 BROAD ST SUITE 701 NEW YORK NY 10004 170(B)(1)(A)(VI USING TEXTING TECHNOLOGY TO SUPPORT LOW-INCOME, FIRST-GENERATION COLLEGE STUDENTS 35000 SUPPORTIVE HOUSING NETWORK OF NEW YORK INC 247 WEST 37TH ST 18TH FLOOR NEW YORK NY 100185047 170(B)(1)(A)(VI CAPACITY BUILDING: YEAR TWO 25000 THE CENTER FOR URBAN PEDAGOGY INC 232 THIRD ST D201 BROOKLYN NY 11215 170(B)(1)(A)(VI ENVISIONING DEVELOPMENT WORKSHOP FACILITATION AND TOOLKIT TRANSLATIONS 10000 THE COMMIT PARTNERSHIP 3800 MAPLE AVE 800 DALLAS TX 75219 170(B)(1)(A)(VI THE DALLAS COUNTY PROMISE 35000 THE DOOR - A CENTER OF ALTERNATIVES INC 121 AVE OF THE AMERICAS SUITE 506 NEW YORK NY 100131535 509(A)(2) THE DOORS EPOCH CAREER AND EDUCATION PROGRAM 25000 THE HOUSING PARTNERSHIP NETWORK INC 1 WASHINGTON ST BOSTON MA 02108 170(B)(1)(A)(VI THE ENHANCED MORTGAGE MARKETPLACE 100000 THE OPPORTUNITY NETWORK INC 85 BROAD ST 6TH FLO NEW YORK NY 10004 170(B)(1)(A)(VI THE OPPORTUNITY NETWORK FELLOWS PROGRAM 65000 UNITED WAY OF METROPOLITAN DALLAS 1800 N LAMAR ST DALLAS TX 752021701 170(B)(1)(A)(VI PATHWAYS TO WORK 20000 UNITED WAY OF NEW YORK CITY 205 EAST 42ND ST NEW YORK CITY NY 10017 170(B)(1)(A)(VI CHANGE CAPITAL FUND 50000 UNIVERSITY NEIGHBORHOOD HOUSING PROGRAM 2751 GRAND CONCOURSE BRONX NY 104683001 170(B)(1)(A)(VI UNHP MULTIFAMILY ASSISTANCE CENTER 25000 UNIVERSITY SETTLEMENT SOCIETY OF NEW YORK 184 ELDRIDGE ST NEW YORK NY 100022924 170(B)(1)(A)(VI UNIVERSITY SETTLEMENTS PROJECT HOME EVICTION PREVENTION PROGRAM 20000 URBAN ALLIANCE FOUNDATION INC 2030 Q ST NW WASHINGTON DC 200091010 170(B)(1)(A)(VI DC AND NORTHERN VIRGINIA HIGH SCHOOL INTERNSHIP PROGRAM 60000 URBAN LEAGUE OF ESSEX COUNTY 508 CENTRAL AVE NEWARK NJ 071071430 170(B)(1)(A)(VI HOUSING COUNSELING 10000 VOLUNTEERS OF AMERICA INC 1660 DUKE ST ALEXANDRIA VA 22314 170(B)(1)(A)(I) POVERTY SOLUTIONS: HOPE MANOR II RESIDENT SERVICES 100000 WEST END RESIDENCES HDFC INC 475 RIVERSIDE DR 740 NEW YORK NY 10115 170(B)(1)(A)(VI TRUE COLORS SUPPORTIVE HOUSING PRE-DEVELOPMENT 15000 WEST HARLEM GROUP ASSISTANCE INC 1652 AMSTERDAM AVE NEW YORK NY 100316166 509(A)(2) RANDOLPH HOUSES RESIDENT SOCIAL SERVICES PROGRAM 10000 WOMEN'S HOUSING AND ECONOMIC DEVELOPMENT CORPORATION 50 E 168TH ST BRONX NY 104527929 170(B)(1)(A)(VI BRONX COMMONS AFFORDABLE HOUSING 10000 5531770 0 14 835770 18 215929 0 1051699 0 1051699 0 0 0 0 0 0 0 0 0 0 X X 1 CAPITAL ONE NATIONAL ASSOCIATION 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 2600000 X INFORMATION REGARDING CONTRIBUTIONS, GRANTS ETC. FORM 990PF, PART XV, LINE 2 THE FOUNDATION FOCUS AREAS INCLUDE EDUCATION, WORKFORCE DEVELOPMENT, AFFORDABLE HOUSING AND COMMUNITY DEVELOPMENT.BELOW IS THE PROCESS IN WHICH A DISBURSEMENT IS MADE:- THE FOUNDATION'S GEOGRAPHIC FOOTPRING SERVES: - VA - DC METRO AREA - LA - GREATER NEW ORLEANS - TX - GREATER DALLAS AND GREATER HOUSTON - NY - NEW YORK CITY (FIVE BOUROUGHS AND LONG ISLAND) - NJ - NORTHERN AND MID NEW JERSEY - NATIONAL- WITHIN EACH GEOGRAPHIC LOCATION ARE RELATIONSHIP MANAGERS WHO WORK DIRECTLY WITH THE NON-PROFIT PARTNERS IN THE SPECIFIC FOCUS AREAS THAT HAVE PROGRAMMING ACROSS THE FOUNDATION'S FOOTPRINT. - GRANTS ARE ONLY GIVE TO 501(C)(3)'S - WHEN RELATIONSHIP MANAGERS HAVE AN APPROPRIATE OPPORTUNITY FOR THE FOUNDATION, THEY GO TO AN ONLINE GRANT APPLICATION MANAGEMENT SYSTEM, CYBERGRANTS, WHERE INFORMATION IS COLLECTED FROM THE ORGANIZATION THAT INCLUDES THE PURPOSE OF THE PROGRAM, MISSION OF THE ORGANIZATION, GOALS AND PROGRAM METRICS. TO ACCESS THE FOUNDATION'S CYBER GRANTS SYSTEM GO TO: WWW.CYBERGRANTS.COM/CAPITALONE/FOUNDATION. OTHER ORGANIZATIONS MAY ALSO APPLY FOR A GRANT THROUGH THE CYBERGRANTS SYSTEM; HOWEVER THE POINT OF ENTRY IS DIFFERENT FROM THE FOUNDATION'S WEBSITE. ONCE PROVIDED WITH A GRANT INVITATION FROM THE RELATIONSHIP MANANGER, A NON-PROFIT CAN GO TO THE SITE, CREATE AN ACCOUNT, VIEW AN OVERVIEW OF THE FOUNDATION, AND THEN APPLY FOR A GRANT (BASED ON YEARLY BUDGET). NOTE: THE GRANT APPLICATION SERVER IS USERNAME AND PASSWORD PROTECTED FOR ACCESS OTHER THAN SIMPLY FILLING OUT AN APPLICATION. BELOW IS A LISTING OF THOSE WHO HAVE ACCESS TO THE GRANT APPLICATION SERVER. - RELATIONSHIP MANANGERS - ACCESS TO APPLICATION ENTRY LISTING - CATHERINE FOCA AND CHRISTIAN MICHAEL. ABBOTT LABS SR. NT DUE 11./30/23 25921 25921 AGILENT TECHNOLOGIES INC SR. NT DUE 10/1/22 34577 34577 ALLEGION US HLDG CO INC SR NT DUE 10/1/27 37168 37168 ARCHER DANIELS MIDLAND CO SR GLBL DUE 8/11/26 41732 41732 ASSOCIATED BANC CORP SR. GLBL NT DUE 11/15/19 39810 39810 AVALONBAY CMNTY INC MTN FR DUE 5/15/27 33728 33728 BANK AMER CORP NT DUE 1/11/23 29546 29546 BANK NEW YORK MELLON CORP ST. NT DUE 8/16/23 28486 28486 BOEING CAP CORP ST NT DUE 10/27/19 35435 35435 BUNGE LTD FIN CORP SR NT DUE 8/15/26 39428 39428 CADENCE DESIGN SYSTEM INC. SR NT DUE 10/15/24 45399 45399 CARDINAL HEALTH INC. ST GLBL NT DUE 6/15/24 32867 32867 CITIGROUP INC. ST. NT DUE 1/14/22 35761 35761 COSTCO WHSL CORP NEW SR BD DUE 12/15/19 34621 34621 FMC CORP ST. NT DUE 2/1/24 34981 34981 GOLDMAN SACHS GROUP INC SR GBL DUE 7/27/21 36333 36333 HUNT JB TRANS SVCS INC. 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SR GLBL NT DUE 6/26/25 30331 30331 ISHARES CORE S&P 500 14535258 14535258 ISHARES MSCI EAFE 1809425 1809425 ISHARES CORE S&P SMALL CAP 934018 934018 SPDR S&P MIDCAP 400 2616279 2616279 UBS ALERIAN MLP INDEX 591064 591064 VANGUARD FTSE EMERGING MARKETS 1256385 1256385 2565344 2565344 0 0 VANGUARD BD INDEX FD INC. TOTAL BD MARKET AT COST 3574985 3574985 VANGUARD SCOTTSDALE FDS VANGUARD SHORT TERM GOVT BOND INDEX FUND AT COST 4315955 4315955 PIA MBS BOND FUND AT COST 133286 133286 DIVIDENDS RECEIVABLE 1053 2803 2803 UNREALIZED LOSS ON INVESTMENTS 2813477 INVESTMENT MANAGEMENT FEES 39155 19577 19578 OFFICE EXPENSE 507 0 0 CONSULTING FEES 116155 58077 58078 EXCISE TAX 10126 0 0