2019-09-28T14:42:04-05:00 2018-12-31 042689883 WOLF & COMPANY PC 99 HIGH STREET 21ST FLOOR BOSTON MA 02110 990 2018-01-01 900133592 ADDGENE INC ADDG 6172259000 490 ARSENAL WAY NO 100 WATERTOWN MA 02472 MICHAEL LOHNES DIRECTOR OF FINANCE 6172259000 2019-09-26 1 HARRY A KALAJIAN JR CPA P00464296 6174399700 199.167.121.238 2019-09-28 11:57:58 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 3035F85F9C36F92B25132AD5EF9C80758CB5F135 2018 2020-01-14 16:20:31Z X JOANNE KAMENS 490 ARSENAL WAY NO 100 WATERTOWN MA 02472 16445998 0 X WWW.ADDGENE.ORG X 2004 MA ADDGENE, INC. PROVIDES RESEARCH SUPPORT SERVICE DEDICATED TO ARCHIVING AND DISTRIBUTING PLASMIDS THAT APPEAR IN PUBLISHED ARTICLES. BY LINKING PLASMIDS WITH PUBLICATIONS, SCIENTISTS ARE ALWAYS CONNECTED TO DATA GENERATED FROM THE MATERIALS THAT THEY ARE REQUESTING. THE COMPANY'S GOAL IS TO COMPILE A COMPREHENSIVE LIBRARY OF PLASMIDS TO FACILITATE RESEARCH AND DISCOVERY. 12 8 118 11 0 131174 0 10000 12915012 16424380 -8445 -177864 0 1691 12906567 16258207 0 0 0 0 5823568 7238986 0 0 0 6370990 8060850 12194558 15299836 712009 958371 11439062 12441448 1407003 1457899 10032059 10983549 X ADDGENE, INC. PROVIDES RESEARCH SUPPORT SERVICE DEDICATED TO ARCHIVING AND DISTRIBUTING PLASMIDS THAT APPEAR IN PUBLISHED ARTICLES. BY LINKING PLASMIDS WITH PUBLICATIONS, SCIENTISTS ARE ALWAYS CONNECTED TO DATA GENERATED FROM THE MATERIALS THAT THEY ARE REQUESTING. THE COMPANY'S GOAL IS TO COMPILE A COMPREHENSIVE LIBRARY OF PLASMIDS TO FACILITATE RESEARCH AND DISCOVERY. 0 0 11699694 16426071 THE STORAGE AND DISTRIBUTION OF DNA-BASED REAGENTS IN SUPPORT OF SCIENTIFIC RESEARCH. 11699694 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 24 0 1 118 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 12 8 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X MICHAEL LOHNES 6172259000 490 ARSENAL WAY NO100 WATERTOWN MA 02472 DAVID ROOT DIRECTOR 1.00 X 0 0 0 JOANNE NIEWOOD PRESIDENT/EXECUTIVE DIRECTOR 40.00 X X 201755 0 26120 KENNETH FAN TREASURER/DIRECTOR 1.00 X X 0 0 0 MELINA FAN DIR/CHIEF SCIENTIFIC OFFIC 40.00 X X 197446 0 28249 KRISTIN DARBY DIRECTOR 1.00 X 0 0 0 JOANNA BROWNSTEIN DIRECTOR 1.00 X 0 0 0 MICHAEL KOERIS DIRECTOR 1.00 X 0 0 0 DARRELL KOTTON DIRECTOR 1.00 X 0 0 0 KAREN KATZ DIRECTOR 1.00 X 0 0 0 BENJIE CHEN DIRECTOR 1.00 X 0 0 0 CONSTANCE CEPKO DIRECTOR 1.00 X 0 0 0 CARL PARATORE DIRECTOR 1.00 X 0 0 0 JOHN H CHU CLERK 1.00 X 0 0 0 MICHAEL LOHNES DIRECTOR OF FINANCE 40.00 X 133874 0 11727 DANIELA BOURGES-WALDEGG CHIEF TECHNOLOGY OFFICER 40.00 X 152981 0 22612 LIANNA SWANSON SENIOR DIRECTOR OF BIOLOGY 40.00 X 123638 0 21664 ANDREW BALTUS DIR OF BUSINESS DEVELOPMEN 40.00 X 121997 0 18191 KEAREN I GUERIN SENIOR RESEARCH SCIENTIST 40.00 X 122512 0 19004 HEATHER ZIRKLE PRINCIPAL SITE RELIABILITY ENGINEER 40.00 X 125055 0 10058 ERIC PERKINS DIR. OF SCIENCE PRODUCT MANAGEMENT 40.00 X 118954 0 7494 1298212 0 165119 15 0 1 0 UPS 996 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 SHIPPING 1673241 LGC LIMITED QUEENS ROAD TEDDINGTON MIDDLESEX UK TW11 0LY CONSULTING SERVICES 426424 VWR INTERNATIONAL LLC PO BOX 640169 PITSBURGH PA 15264 LAB SERVICES 267779 SEQWELL INC 376 HALE STREET BEVERLY MA 01915 TECHNOLOGY SERVICES 252000 SPRINGBOK LLC 50 MILK STREET 16TH FLOOR BOSTON MA 02109 IT CONSULTING 109221 8 10000 10000 PLASMID SALES 541700 16424380 16424380 16424380 9927 9927 187791 -187791 -187791 -187791 OTHER INCOME 900099 1691 1691 1691 16258207 16426071 0 -177864 686057 480240 205817 5005361 3503753 1501608 35168 19027 16141 1043777 564713 479064 468623 328036 140587 23947 2395 21552 23010 23010 462347 300744 161603 178457 169534 8923 568776 305189 263587 258577 129288 129289 1249336 866265 383071 62572 43137 19435 2578 1289 1289 307486 230614 76872 68732 68732 LAB EXPENSES 2492232 2492232 PRODUCT SHIPPING FEES 2081601 2081601 ORDER MERCHANT CARD FEE 175982 175982 BAD DEBT EXP 95157 95157 10060 5655 4405 15299836 11699694 3600142 0 7355677 6071534 1679786 1668595 834200 1062369 324103 1253473 149464 284784 2325226 684538 755143 1640688 340689 460005 11439062 12441448 1030317 1340877 376686 117022 1407003 1457899 X 10032059 10983549 10032059 10983549 11439062 12441448 X 958371 -6881 X X 0 1 X 1 0 X DANA-FARBER CANCER INSTITUTE BOSTON MA 343581 5363 338218 1352590 569656 782934 629055 109519 519536 1640688 X 16445998 0 16445998 -187791 -187791 16258207 15494508 194672 194672 15299836 0 15299836 PART X, LINE 2: THE COMPANY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) AND THEREFORE HAS MADE NO PROVISION FOR FEDERAL OR STATE INCOME TAXES. THE COMPANY FOLLOWS ACCOUNTING GUIDANCE REGARDING THE RECOGNITION, MEASUREMENT, PRESENTATION, AND DISCLOSURE OF UNCERTAIN TAX POSITIONS IN THE FINANCIAL STATEMENTS. TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE COMPANY'S TAX RETURNS, INCLUDING THE POSITION THAT THE COMPANY QUALIFIES AS A TAX EXEMPT ENTITY, ARE REQUIRED TO BE EVALUATED TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE-LIKELY-THAN-NOT" TO BE UPHELD UNDER REGULATORY REVIEW. TAX POSITIONS NOT DEEMED TO MEET A MORE-LIKELY-THAN-NOT THRESHOLD WOULD BE DISCLOSED IN THE FINANCIAL STATEMENTS. THERE WERE NO UNCERTAIN TAX POSITIONS THAT REQUIRE DISCLOSURE IN THE FINANCIAL STATEMENTS AS OF DECEMBER 31, 2018 AND 2017. THE COMPANY RECORDS INTEREST AND PENALTIES, IF ANY, AS PART OF INCOME TAX EXPENSE. NO INTEREST OR PENALTIES WERE RECORDED IN 2018 OR 2017. THE COMPANY'S INCOME TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES. THE COMPANY IS CURRENTLY OPEN TO AUDIT UNDER THE APPLICABLE STATUTES OF LIMITATIONS BY THE INTERNAL REVENUE SERVICE AND STATE TAXING AUTHORITIES FOR THE YEARS ENDED AFTER DECEMBER 31, 2014. PART XI, LINE 4B - OTHER ADJUSTMENTS: ASSET DISPOSAL -187,791. PART XII, LINE 2D - OTHER ADJUSTMENTS: FOREIGN CURRENCY LOSS 6,881. ASSET DISPOSAL 187,791. EUROPE 0 0 PROGRAM SERVICES MARKETING/ADMIN SERVICE 429634 0 0 0 0 0 0 429634 0 429634 0 0 0 0 0 0 X X X X X 0 0 0 0 0 0 0 0 0 JOANNE NIEWOOD PRESIDENT/EXECUTIVE DIRECTOR 193057 0 8000 0 698 0 5792 0 20328 0 227875 0 0 0 MELINA FAN DIR/CHIEF SCIENTIFIC OFFIC 188784 0 8000 0 662 0 5738 0 22511 0 225695 0 0 0 DANIELA BOURGES-WALDEGG CHIEF TECHNOLOGY OFFICER 149248 0 3047 0 686 0 0 0 22612 0 175593 0 0 0 COMPENSATION COMMITTEE THE INDEPENDENT BOARD MEMBERS ACT AS THE COMPENSATION COMMITTEE AND HAVE IN PLACE A FORMAL WRITTEN PROCESS TO EVALUATE AND SET THE COMPENSATION OF THE CEO AND OTHER OFFICERS. CHU RING & HAZEL JOHN CHU, PTR OF LAW FIRM 7728 LEGAL FEES 0 HAMILTON BROOK SMITH & REYNOLDS DAVID BROOK, PARTNER 1198 LEGAL FEES 0 FORM 990, PART VI, SECTION A, LINE 2 MELINA FAN AND KENNETH FAN ARE SIBLINGS. MELINA FAN AND BENJIE CHEN ARE SPOUSES. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION MADE THE FOLLOWING SIGNIFICANT CHANGES TO ITS BYLAWS: ARTICLE V, OFFICERS SECTION 5 1 ELECTION. THE INITIAL OFFICERS SHALL BE THOSE PERSONS NAMED AS OFFICERS IN THE ARTICLES OF ORGANIZATION. THEREAFTER, THE BOARD OF DIRECTORS SHALL ELECT FROM ITS MEMBERS A CHAIRPERSON AND SHALL FURTHER ELECT A PRESIDENT, A TREASURER, AND A CLERK (WHO MUST BE A RESIDENT OF THE COMMONWEALTH OF MASSACHUSETTS) WHO NEED NOT ALSO BE DIRECTORS AT THE ANNUAL MEETING OF THE BOARD OF DIRECTORS (OR SPECIAL MEETING IN LIEU THEREOF). THE BOARD OF DIRECTORS AT ANY TIME MAY ALSO ELECT ONE OR MORE VICE CHAIRS, VICE PRESIDENTS, ASSISTANT CLERKS, ASSISTANT SECRETARIES AND ASSISTANT TREASURERS OR OTHER OFFICERS, WHO NEED NOT BE DIRECTORS EXCEPT FOR THE CHAIR AND VICE CHAIR(S) WHO MUST BE DIRECTORS, AS THE BOARD OF DIRECTORS DEEMS APPROPRIATE. ONE PERSON MAY HOLD MORE THAN ONE OFFICE EXCEPT THAT THE PRESIDENT AND THE CLERK SHALL NOT BE SAME PERSON. SECTION 5.2 TERM. THE CHAIR AND ANY VICE CHAIR(S) SHALL BE CHOSEN BY THE DIRECTORS FROM THEIR OWN NUMBER. THE POSITION OF CHAIR AND VICE CHAIR WILL HAVE A TERM OF TWO YEARS; PROVIDED, HOWEVER, THAT AN INDIVIDUAL SHALL NOT CONTINUE TO SERVE AS CHAIR OR VICE CHAIR IF THE INDIVIDUAL IS NO LONGER A DIRECTOR OF THE CORPORATION. A DIRECTOR SHALL NOT SERVE AS CHAIR FOR MORE THAN TWO CONSECUTIVE TERMS. EXCEPT AS OTHERWISE PROVIDED BY LAW, BY THE ARTICLES OF ORGANIZATION AS AMENDED OR BY THESE BYLAWS, THE PRESIDENT, TREASURER, AND CLERK SHALL HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF THE BOARD OF DIRECTORS AND UNTIL THEIR RESPECTIVE SUCCESSORS ARE CHOSEN AND QUALIFIED. WITH THE EXCEPTION OF THE CHAIR AND ANY VICE CHAIR(S), ALL OTHER OFFICERS SHALL HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF THE BOARD OF DIRECTORS, UNLESS A SHORTER TIME IS SPECIFIED IN THE VOTE CHOOSING OR APPOINTING SUCH OFFICER OR OFFICERS. ANY OFFICER MAY BE REELECTED TO THE SAME OFFICE. SECTION 5.5 POWERS AND DUTIES. THE OFFICERS SHALL HAVE THE POWERS AND PERFORM THE DUTIES CUSTOMARILY BELONGING TO THEIR RESPECTIVE OFFICES OR CONFERRED UPON THEM FROM TIME TO TIME BY THE BOARD OF DIRECTORS, INCLUDING THE POWERS AND DUTIES LISTED BELOW: A. THE CHAIR SHALL SET THE AGENDA AND PRESIDE OVER ALL MEETINGS OF THE BOARD OF DIRECTORS. THE CHAIR SHALL PLAN FOR UPCOMING MEETINGS WITH THE PRESIDENT, PREPARE A WRITTEN AGENDA IN ADVANCE OF ALL MEETINGS, COORDINATE THE ISSUES TO BE DISCUSSED AND THE DECISIONS TO BE MADE AT THE MEETINGS, AND LEAD THE BOARD OF DIRECTORS TO AGREEMENT ON DECISIONS WHEN POSSIBLE. B. THE VICE CHAIR, IF ANY, OR IF THERE SHALL BE MORE THAN ONE, THE VICE CHAIRS IN THE ORDER DETERMINED BY THE DIRECTORS, SHALL ASSIST THE CHAIR IN THE PERFORMANCE OF THE CHAIR'S DUTIES AND, SHALL, IN THE ABSENCE OR DISABILITY OF THE CHAIR, PERFORM THE DUTIES AND EXERCISE THE POWER OF THE CHAIR. C. THE PRESIDENT SHALL, SUBJECT TO THE DIRECTION AND CONTROL OF THE BOARD OF DIRECTORS, SERVE AS CHIEF EXECUTIVE OFFICER OF THE CORPORATION AND SHALL HAVE SUCH OTHER POWERS AND DUTIES AS ARE USUALLY INCIDENT TO THAT OFFICE. D. THE TREASURER SHALL BE THE CHIEF FINANCIAL OFFICER OF THE CORPORATION AND SHALL CAUSE TO BE KEPT ACCURATE ACCOUNTS OF ALL SUMS RECEIVED AND DISBURSED. THE TREASURER SHALL ENSURE THAT CORPORATION EXERCISES DUE CARE IN THE CUSTODY AND CONTROL OF ALL FUNDS, SECURITIES AND VALUABLE DOCUMENTS OF THE CORPORATION, EXCEPT AS THE DIRECTORS MAY OTHERWISE PROVIDE. THE TREASURER SHALL HAVE SUCH OTHER POWERS AND DUTIES AS ARE USUALLY INCIDENT TO THAT OFFICE. E. THE CLERK SHALL KEEP THE RECORDS OF THE CORPORATION AND OF THE BOARD OF DIRECTORS AND SHALL ISSUE CALLS AND NOTICES OF MEETINGS. A TEMPORARY ASSISTANT CLERK CHOSEN AT ANY MEETING OF THE DIRECTORS MAY EXERCISE THE DUTIES OF THE CLERK AT THAT MEETING. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 WAS REVIEWED BY MANAGEMENT ALONG WITH THE AUDITED FINANCIAL STATEMENTS. A FULL COPY OF FORM 990 IS PROVIDED TO ALL BOARD MEMBERS FOR REVIEW PRIOR FILING TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ADDGENE, INC. HAS A CONFLICT OF INTEREST POLICY IN PLACE. ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. INQUIRES ARE MADE DURING BOARD OF DIRECTOR MEETINGS. FORM 990, PART VI, SECTION B, LINE 15 ADDGENE, INC.'S INDEPENDENT BOARD MEMBERS REVIEWED AND DETERMINED THE COMPENSATION OF ALL OFFICERS ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 ADDGENE, INC.'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: FOREIGN CURRENCY LOSS -6,881. FORM 990, PART XII CINE 2C THERE WAS NO CHANGE IN THE OVERSIGHT PROCEES OR SELECTION PROCESS DURING THE TAX YEAR 2018.