2019-08-15T11:32:36-05:00 2018-09-30 560747981 Dixon Hughes Goodman LLP 500 Ridgefield Court Asheville NC 28806 990 2017-10-01 562141073 University Health Systems of Eastern Carolina Inc UNIV 2528475129 2100 Stantonsburg Road Greenville NC 27835 David S Hughes CFO 2528475129 2019-08-15 1 Amy Bibby P00445891 8282542254 2019-08-15 24.241.144.70 2019-08-15 08:14:01 ED P 083993E8E059FCB3C563BE1594239D73DD9572BD 48FB394F9AA065459641371F168D9F2AFFFBB473 2017 2019-02-21 02:37:17Z Vidant Health Michael Waldrum 2100 Stantonsburg Road Greenville NC 27835 227895051 0 X www.Vidanthealth.com X 1998 NC To advance and support the healthcare needs of the communities of eastern North Carolina. 11 9 0 14 0 0 12000 534075 213093454 233968580 -9238619 -6057044 0 -550560 203866835 227895051 1752817 830483 0 0 105093805 112337601 0 0 0 141746945 137540432 248593567 250708516 -44726732 -22813465 294493186 282856849 769587617 734966355 -475094431 -452109506 To improve the health and well-being of Eastern North Carolina. 0 0 234649396 830483 233971340 See Schedule O 234649396 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 1 1 0 0 1 825 0 1 0 0 1 CJ 0 0 0 0 0 0 0 0 X 11 9 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X Brian Dunn 2528477479 2100 Stantonsburg Road Greenville NC 27835 Bryant Kittrell Chairman (Beg Mar 18) 2.00 2.00 X 0 0 0 Lawrence Davenport Chairman (Thru Feb 18) 2.00 X 0 0 0 Shirley Carraway Vice Chariman (Beg Mar 18) 2.00 2.00 X 0 0 0 Dr Walter Pofahl MD Secretary (Beg Mar 18) 2.00 4.00 X 0 0 0 Cassius Williams Secretary (Rotated off) 2.00 4.00 X 0 0 0 Bynum Satterwhite Treasurer (Beg Mar 18) 2.00 2.00 X 0 0 0 David Womack Assistant Secretary (Beg Mar 18) 2.00 X 0 0 0 Thomasine Kennedy Board Member 2.00 4.00 X 0 0 0 Robert Greczyn Board Member 2.00 X 0 0 0 Carlester Crumpler Board Member 2.00 2.00 X 0 0 0 Arthur Keeney Board Member 2.00 4.00 X 0 0 0 Phillip Flowers Board Member 2.00 2.00 X 0 0 0 JoAnne Burgdorff Board Member (Rotated off) 2.00 2.00 X 0 0 0 Dr Marcus Albernaz MD Board Member (Rotated off) 2.00 4.00 X 0 0 0 Dr Michael Waldrum MD Chief Executive Officer 40.00 10.00 X 1066517 0 208266 David Hughes Chief Financial Officer 40.00 12.00 X 496699 0 183355 Janet Mullaney Chief Administrative Officer 40.00 X 443154 0 179632 Roger Robertson President Vidant Community Hosp. (Thru Mar 18) 40.00 6.00 X 2308007 0 268975 Jay Briley President Vidant Community Hosp. (Beg Jun 18) 40.00 6.00 X 214114 0 84127 Brian Floyd President Vidant Medical Center 40.00 6.00 X 505672 0 142795 Dr Mark Rumans MD Chief Medical Officer (Thru Nov 17) 40.00 2.00 X 485485 0 100836 Dr Niti Armistead MD Chief Medical Officer (Beg Aug 18) 40.00 X 0 0 0 Joan D Wynn Chief Quality & Pt Safety Officer 40.00 2.00 X 277893 0 177439 Donnette Herring Chief Information Officer 40.00 X 373905 0 110493 John Marques Chief Human Resouces Officer 40.00 X 327756 0 107833 Julie Oehlert Chief Experience Officer 40.00 X 293834 0 79037 Timothy McDonnell Chief Facilities Officer 40.00 X 219894 0 130459 Anissa Davenport Chief Strategic Dev & Marketing Officer 40.00 X 236850 0 96556 David Michael Chief Medical Information Officer 40.00 X 259108 0 68889 Preston Comeaux III VP, Financial Svcs. - Supply Chain 40.00 X 250743 0 39529 Ryan Hickey Chief Clin Network Dev Officer 40.00 X 252644 0 100645 Jerry Townsend VP, Financial Svcs. - Operations 40.00 X 212779 0 91696 Jennifer Thomas VP, Financial Services 2.00 40.00 X 256783 0 91527 William Case President, Vidant Beaufort 40.00 X 234310 0 126651 Robert Pappagianopoulos VP, Tech InfStrct Svc & Chief ISO 40.00 X 228483 0 60598 Edward Gallagher Deputy General Counsel 40.00 X 209802 0 40957 Kathy Barger Chief Sys Growth & Dev Off 0.00 X 843977 0 3841 Jeffery Wiggins Chief Audit/Compliance Officer 0.00 X 114727 0 32893 Lynn Lanier VP, Financial Svcs - Operations 0.00 X 968206 0 7794 11081342 0 2534823 198 1 1 0 Tek Systems Inc PO Box 198568 Atlanta GA 30384 Contracted Services 1749387 Holland Square Group LLC 302 Innovation Drive Suite 120 Franklin TN 37067 Contracted Services 1553407 Ntara Inc 2214 E Fairview Ave Johnson City TN 37601 Marketing Services 1433320 K & L Gates LLP PO Box 844255 Boston MA 02284 Legal Services 1397093 Vizient 75 Remittance Dr Suite 1855 Chicago IL 60675 Consulting Services 1358199 60 534075 534075 Supported Organizations 900099 233968580 233968580 233968580 -6058634 -6058634 2760 0 2760 2760 2760 1590 0 1590 1590 1590 Investment Income from Affiliates 900099 -553320 -553320 -553320 227895051 233971340 0 -6610364 830483 830483 8012275 8012275 236849 236849 82732514 82732514 1890850 1890850 13102782 13102782 6362331 6362331 1568357 1568357 106329 106329 270805 270805 1320806 1320806 21380762 10542124 10838638 4662950 4662950 8187477 4912486 3274991 29482197 29482197 4111228 4111228 1602379 1602379 30106891 30106891 20448948 20448948 -2773929 -2773929 Medical Supplies 14695441 14695441 Books & Subscriptions 700081 700081 Membership Dues 511559 511559 1158151 1158151 250708516 234649396 16059120 0 17519823 6515953 1233346 1180470 13372550 14787608 164435186 99072639 57126063 65362547 305374 305374 204936030 194704897 294493186 282856849 37286213 40552496 697858904 673373308 34442500 21040551 769587617 734966355 X -475094431 -452109506 -475094431 -452109506 294493186 282856849 X -22813465 45798390 X X 0 1 X 1 0 X X 11 Pitt County Memorial Hospital 560585243 3 1 0 0 Vidant Medical Group LLC 383740839 10 1 100500000 0 The Outer Banks Hospital Inc 562112733 3 1 0 0 East Carolina Health Inc DBA Vidant Comm Hosp 562003393 3 1 7318268 0 East Carolina Health-Bertie 562072002 3 1 1000000 0 East Carolina Health-Chowan 562101090 3 1 10000000 0 East Carolina Health-Heritage 562093700 3 1 13000000 0 East Carolina Health-Beaufort 452436270 3 1 7559668 0 Duplin General Hospital 566011594 3 1 4000000 0 East Carolina Health Inc 264634725 3 1 0 0 Pungo District Hospital Corporation 560518757 3 1 234732 0 11 143612668 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 X 1 1 Part IV, Section E, Line 3a Vidant Health maintains control over the management of Vidant Medical Center through restrictive provisions in the Articles of Incorporation and corporate policies addressing financial management. In addition, the standing committees of the Board of Directors serve as the committees for Vidant Medical Center, or hold reserved powers. The Chief Executive Office of Vidant Health selects and points a President of the corporation. Vidant Health maintains control over the management of the Vidant Community Hospitals through (1) election of the members of the Board; (2) appointment and removal of the officers; (3) restrictive provisions in the Article of Incorporation[i]; and (4) corporate policies addressing financial management. In addition, the standing committees of the Board of Directors serve as the committees for the Vidant Community Hospitals. The Chief Executive Office of Vidant Health serves as President of the corporation pursuant to the Articles and serves as Chairman of the Board. The Chief Financial Officer of Vidant Health serves as Secretary and Treasurer. Part IV, Section E, Line 3b Pursuant to Vidant Medical Center's Articles of Incorporation, (i) Vidant Health must approve any amendments to Vidant Medical Center's Articles of Incorporation or Bylaws, and (ii) the Chief Executive Officer of Vidant Health has general charge of the business affairs and property of Vidant Medical Center. Vidant Health maintains control over the management and policies of the other supported organizations through restrictive provisions in their Articles of Incorporation and Bylaws and through the direct or indirect right to appoint and remove without cause a majority of the Board of Directors for each. The Chief Executive Officer of Vidant Health also serves as the Chairman of the Board of Directors for each of the supported organizations, other than Vidant Medical Center. Part IV, Section D, Line 3: The Board of Directors of Vidant Health consists of eleven (11) members, of whom 55% of shall be current or former appointment of Vidant Medical Center's Board of Trustees. The Vidant Health Articles of Restatement require that, at all times, a majority of the members of the Vidant Health's Board of Directors shall be currently serving members of the Vidant Medical Center's Board of Trustees. Further, at all times, at least one director or trustee from each of the Supported Entities shall serve on the Vidant Health Board of Directors. 0 1 0 0 0 0 1 90000 0 1 180805 270805 0 Part II-B, Line 1: 22.98% of dues to AHA are allocated to lobbying. Daniel Van Liere was paid $97,029 to perform lobbying activity. 1594713 1594713 7397000 1299485 6097515 155443473 97773154 57670319 65362547 Assets Held by Trustee 1299 Other Assets 9721230 Other Receivables 12158932 Deferred Outflows from Refunding 50801822 Assets Limited for Improvements 102118372 Assets Limited for Liability Losses 19903242 194704897 Reserve for Professional Liability 20604000 Other 383115 Deferred Inflow 53436 21040551 X Part X, Line 2: Vidant Health has been determined to qualify as a tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code. Vidant Health has reviewed its tax positions for all open years and has concluded that no material liabilities exist as of September 30, 2018 and 2017. Vidant Health files tax returns with the U.S. federal and State of North Carolina jurisdictions. With few exceptions, Vidant Health is no longer subject to U.S. federal examinations by tax authorities for years before 2015. Central America & The Caribbean 0 0 Investments 13833751 0 0 0 0 0 0 13833751 0 13833751 1 0 1 0 0 0 1 Vidant Health Foundation 690 Medical Drive Greenville NC 27835 200777374 501(c)(3) 700000 Charitable NC Physicians ProgRams 551 Horizon Drive StE 201 Raleigh NC 27615 561846599 501(c)(3) 15000 Charitable United Way PO Box 1028 Greenville NC 27835 560671360 501(c)(3) 25000 Charitable Ronald McDonald House 529 Moye Blvd Greenville NC 27835 561420505 501(c)(3) 7500 Charitable The Great 100 Inc PO Box 4875 Greensboro NC 274044875 561705456 501(c)(3) 15000 Charitable 5 Part I, Line 2: Vidant Health maintains records to substantiate all disbursements made in accordance with its document retention policy. All grants and assistance are approved at the appropriate level outlined in its policy and procedures. Note: Grant funds for Vidant Health are sent to the Vidant Health Foundation and have the same audit procedures. All grant funds are recorded/monitored by the corporate accountant and the Assistant Vice President of Financial Services. X 1 1 X X X X 0 1 0 0 0 0 0 0 0 Dr Michael Waldrum MD Chief Executive Officer 1004252 0 53854 0 8411 0 157846 0 50420 0 1274783 0 0 0 David Hughes Chief Financial Officer 494998 0 0 0 1701 0 145740 0 37615 0 680054 0 0 0 Janet Mullaney Chief Administrative Officer 440913 0 0 0 2241 0 162522 0 17110 0 622786 0 0 0 Roger Robertson President Vidant Community Hosp. (Th 406671 0 0 0 1901336 0 234440 0 34535 0 2576982 0 0 0 Jay Briley President Vidant Community Hosp. (Be 213764 0 350 0 0 0 48964 0 35163 0 298241 0 0 0 Brian Floyd President Vidant Medical Center 504929 0 0 0 743 0 101932 0 40863 0 648467 0 0 0 Dr Mark Rumans MD Chief Medical Officer (Thru Nov 17) 485485 0 0 0 0 0 68761 0 32075 0 586321 0 0 0 Joan D Wynn Chief Quality & Pt Safety Officer 277045 0 0 0 848 0 138037 0 39402 0 455332 0 0 0 Donnette Herring Chief Information Officer 373905 0 0 0 0 0 76804 0 33689 0 484398 0 0 0 John Marques Chief Human Resouces Officer 327756 0 0 0 0 0 66853 0 40980 0 435589 0 0 0 Julie Oehlert Chief Experience Officer 293834 0 0 0 0 0 52339 0 26698 0 372871 0 0 0 Timothy McDonnell Chief Facilities Officer 219051 0 0 0 843 0 91065 0 39394 0 350353 0 0 0 Anissa Davenport Chief Strategic Dev & Marketing Offi 236316 0 0 0 534 0 70353 0 26203 0 333406 0 0 0 David Michael Chief Medical Information Officer 259108 0 0 0 0 0 26767 0 42122 0 327997 0 0 0 Preston Comeaux III VP, Financial Svcs. - Supply Chain 238216 0 350 0 12177 0 32046 0 7483 0 290272 0 12177 0 Ryan Hickey Chief Clin Network Dev Officer 252644 0 0 0 0 0 61080 0 39565 0 353289 0 0 0 Jerry Townsend VP, Financial Svcs. - Operations 212429 0 350 0 0 0 64917 0 26779 0 304475 0 0 0 Jennifer Thomas VP, Financial Services 256433 0 350 0 0 0 74927 0 16600 0 348310 0 0 0 William Case President, Vidant Beaufort 233277 0 350 0 683 0 88325 0 38326 0 360961 0 0 0 Robert Pappagianopoulos VP, Tech InfStrct Svc & Chief ISO 228133 0 350 0 0 0 23486 0 37112 0 289081 0 0 0 Edward Gallagher Deputy General Counsel 209452 0 350 0 0 0 33490 0 7467 0 250759 0 0 0 Kathy Barger Chief Sys Growth & Dev Off 0 0 0 0 843977 0 0 0 3841 0 847818 0 0 0 Jeffery Wiggins Chief Audit/Compliance Officer 114727 0 0 0 0 0 11922 0 20971 0 147620 0 0 0 Lynn Lanier VP, Financial Svcs - Operations 0 0 0 0 968206 0 0 0 7794 0 976000 0 0 0 Part I, Line 1a One board member's spouse accompanied the board member on a business trip that was taken on behalf of the organization in FY18. The spousal travel was treated as a taxable benefit. Part I, Line 4b As of January 1, 2013, the supplemental nonqualified retirement plan was frozen and no further amounts have accrued to its benefit. In lieu of the SERP, the comprehensive defined benefit pension plan will provide an equivalent benefit. The increase in the value of such plans is reflected in the sum of Part II, Column (c). Compensation of Roger Robertson: of the compensation reported in Column (b)(iii) of part ii, $1,901,336 is attributable to a distribution from a supplemental executive retirement plan. Of the total amount, $855,601 was paid to federal and state government as withheld taxes. The remainder is held by a trustee with actuarially determined monthly payments, consisting of principal and earnings, being made to Robertson over a specified number of years. This retirement compensation was earned by the recipient over 28 years of service. Compensation of Kathy Barger: of the compensation reported in Column (b)(iii) of part ii, $843,977 is attributable to a distribution from a supplemental executive retirement plan. Of the total amount, $379,790 was paid to federal and state government as withheld taxes. The remainder is held by a trustee with actuarially determined monthly payments, consisting of principal and earnings, being made to Barger over a specified number of years. This retirement compensation was earned by the recipient over 29 years of service. Compensation of Lynn Lanier: of the compensation reported in Column (b)(iii) of part ii, $968,206 is attributable to a distribution from a supplemental executive retirement plan. Of the total amount, $435,693 was paid to federal and state government as withheld taxes. The remainder is held by a trustee with actuarially determined monthly payments, consisting of principal and earnings, being made to Lanier over a specified number of years. This retirement compensation was earned by the recipient over 30 years of service. A North Carolina Medical Care Commission 521309402 2011-06-23 50000000 To Purchase Capital Equipment 0 0 0 B North Carolina Medical Care Commission 521309402 65821DKH3 2012-05-03 159226894 Proceeds Used To Partially Refund 0 0 0 C North Carolina Medical Care Commission 521309402 2013-08-22 213605000 Proceeds Used To Refund 2008 Issue 0 0 0 D North Carolina Medical Care Commission 521309402 65821DSP7 2015-04-01 323487711 Proceeds Used To Refund 2008 and F 0 0 0 A 7470000 50000000 50000000 2011 0 0 1 1 B 23996894 159226894 1577921 157648973 2012 1 1 1 1 C 52507056 213612056 213072056 540000 2013 1 1 1 1 D 29847711 323487711 2579709 188897946 132010056 2015 0 1 0 0 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 1 0 0 0 0 B 0 0 0 1 0 0 0 0 0 C 0 0 0 1 0 0 0 0 0 D 0 0 0 1 0 0 0 0 0 A 1 B 1 C 1 D 1 Date Rebate Computation Performed Issuer Name: North Carolina Medical Care Commission Date the Rebate Computation was Performed: 06/01/2016 Issuer Name: North Carolina Medical Care Commission Date the Rebate Computation was Performed: 05/01/2017 Issuer Name: North Carolina Medical Care Commission Date the Rebate Computation was Performed: 12/01/2017 Curtis Construction Phillip Flowers (Board Director) owns/has material interest in Curtis Const 176061 Construction Services 0 Jockey ClubRock Springs Phillip Flowers (Board Director) owns/has material interest in Rock Springs 468121 Occasional Catering Services for Vidant 0 Anissa Davenport Chief Strategic Development and Marketing Officer Lawrence Davenport (Board Director) has a family relationship with Anissa 236849 Employee of Vidant Health 0 Form 990, Part III, Line 4a Overview of University Health Systems of Eastern Carolina d/b/a Vidant Health (VH): At Vidant Health ("VH"), we are committed to improving the health of our communities. Eastern North Carolina residents look to our hospitals for quality health care. We work hard to uphold the trust that our communities place in us. Through a clear vision, disciplined leadership and committed employees, VH serves the needs of the region, including those who are underserved and need us the most. Our mission at VH to enhance the quality of life for the people and communities we serve, touch and support, drives us far beyond caring for patients within the confines of our hospital walls. It calls us to help make eastern North Carolina a better, healthier place to live. VH is a North Carolina non-profit corporation with headquarters in Greenville, North Carolina. VH and its affiliates operate an integrated health care delivery system that serves a total market of approximately 1.4 million people in 29 contiguous counties in eastern North Carolina. The Health System includes hospitals, physician practices, outpatient services, long-term care, home health, hospice, and wellness services. The Health System's owned hospitals are Vidant Medical Center ("VMC"),which is a tertiary are hospital and an academic medical center, and seven other acute care hospitals: Vidant Roanoke-Chowan Hospital, Vidant Edgecombe Hospital, Vidant Chowan Hospital, Vidant Bertie Hospital, Vidant Duplin Hospital, Vidant Beaufort Hospital, and The Outer Banks Hospital. VMC serves as the teaching hospital for the Brody School of Medicine, East Carolina Schools of Nursing and Allied Health and Pitt Community College. The system also serves as a regional referral center for eastern North Carolina. The System's eight owned acute care hospitals are licensed to operate 1483 beds. Each hospital is licensed by the Division of Facility Services of the North Carolina Department of Health and Human Services and approved as a provider by the Medicare and Medicaid programs. VH and its hospitals and affiliate organizations provide services to patients without regard to their ability to pay. In fiscal year 2018 VH's combined patient care statistics were: inpatient admissions, 64,333; inpatient days of care, 354,964; surgeries, 46,815; births, 5,632; and Outpatient visits, 347,761. Our System's workforce included 11,552 employees. Each of VH's hospitals operates an emergency room, which is open 24 hours a day. VMC also offers a full spectrum of trauma Services. Emergency and trauma services are provided to patients without regard to their ability to pay. In fiscal year 2018 VH provided care to 265,488 emergency room patients. VH's Board of Directors consists of 11 voting members, six of whom must be current or former Pitt County, North Carolina appointees of VMC's Board of Trustees and five of whom must be current or former Board of Governors of the University of North Carolina appointees of VMC's Board of Trustees. VMC, in affiliation with the Brody School of Medicine, which is owned by the State of North Carolina, operates 30 resident-training programs with over 400 medical residents. This Relationship enables VMC and the Brody School of Medicine to combine their resources for the provision of quality patient care, medical education and research for the residents of eastern North Carolina. The Brody School of Medicine has three important goals: educating primary care physicians, making medical care more readily available to the people of eastern North Carolina, and providing opportunities to minority and disadvantaged students. As a non-profit organization, VH reinvests all excess of revenues over expenses in programs, services, and facilities that provide access to patient care and health services to the citizens of Eastern Carolina. Overview of Vidant Health Community Benefit Programs 1. Eastern North Carolina is comprised of 1.4 million people living in 14,000 square miles. Boundaries are from I-95 East to the coast, and from the Virginia line up to and including Onslow County. The area is largely rural and largely poor, with higher than state or national average rates for poverty and uninsured. Health status indicators show increased incidence of disease in the region, especially cancer, heart disease and stroke. VH determines priorities for target populations by working in concert with medical and community agency partners in ongoing assessment of the most pressing health care needs. Many efforts over the past decade have focused on diabetes, pediatric asthma, school health, injury prevention, access to care, nutrition enhancement, physical activities and chronic disease screenings. Also, special programs to manage the care of Medicaid enrollees, address access to both medical care and medications for the uninsured, and coordination of services for children with obesity have been undertaken. The populations that are served by addressing these issues are largely the poor, the underserved, and minorities. Determination of specific populations to address occurs when partners such as the North Carolina Department of Health and Human Services, local health departments, county Healthy Carolinian task forces, and physicians identify a quantifiable need, and community partners are engaged to work together with the health system. 2. Funding for community health programs is obtained from both the operating funds of VH entities and external grant-awarding organizations. The VH Board annually provides financial support for the Community Benefit Initiatives program of its foundation. These funds are then awarded to community agencies that successfully demonstrate both need and a well-designed plan to address one of the Foundation's priority categories. In addition, each VH hospital financially supports community health resources within its operating budget. Programs vary according to the hospital's financial ability and community need, but all include collaborative efforts with local health departments, including health screenings and education to targeted populations. VH also has a successful track record of obtaining community health program support from external agencies that award grant funding to approve projects. The VH Grants Office was established in 2008 and serves as the central point for grant mining, acquisition and management of grants awarded to VH hospitals for community-based programs. Grant funds are utilized to demonstrate the Effectiveness of a proposed community program, measure the outcomes achieved, and garner long-term sustainability from either the health system, other community agencies or as a collaborative program. Many community health programs are collaborative in nature with local service agencies, and often a portion of the grant funds are used to support resources or Services in these agencies. 3. Community health priorities are determined following a comprehensive review of community member feedback and secondary health data. Community alliances, partners and organizations, including local health departments, participate in this review. A list of the most pressing health issues are compiled for each community and then prioritized following an assessment of current health resources to address the identified health issues. Established resources/coalitions and new partnerships are formed to address the identified health priorities. 4. Community priorities are also established in response to a compelling need identified by health practitioners or community groups. VH is fortunate to have a strong collaborative partnership with East Carolina University, and works closely with the schools within the Health Sciences Division, especially the Brody School of Medicine. BSOM is an active participant in almost every community health initiative, supporting the research and evaluation of these programs, and contributes to programs for the under and uninsured in multiple ways. ECU and other educational institutions whose students matriculate through VH facilities also provide opportunities for collaboration and participation in various community health initiatives. Continued: 5. Provided below are a few highlights of the community benefit and education activities: 5a. Community Health Improvement Services: Community health improvement services are programs and services that meet an identified need and are offered to the community at little or no charge. VH hospitals sponsor programs that improve access to health care for the underserved and enhance the identification and management of chronic diseases, such as cancer, diabetes and heart disease. Here are a few examples of these programs: - Medical assistance programs for uninsured patients - Support for Healthy Community Coalitions, including Healthy Carolinians of the Outer Banks. - Support of local Federally Qualified Health Center - Support for Healthy Neighbors faith health partnership - Support for school health partnerships 5b. Health Professional Education: Preparing future health care professionals is important to us. Our hospitals provide clinical settings for students of health professions, such as future physicians, nurses and other allied health professionals. We also support students through deferred forgivable loans and internships including resident training, nursing clinic sites, allied health professionals, and financial support of nursing programs. 5c. Research: East Carolina University (ECU) conducts research to evaluate new treatments and protocols. These studies help health professionals everywhere provide quality care to patients. VH supports this through various means including supporting the Institutional Review Board at ECU and providing study sites. 5d. Financial and In-Kind Contributions: VH donates money and in-kind services to community groups and activities that share our mission of improving health. They include Meals on Wheels, American Red Cross blood drives, medical supplies to emergency medical services, and free medications to qualifying patients. VH hospitals are key partners in fundraising for organizations such as the United Way, American Heart Association, Juvenile Diabetes Association and the American Cancer Society. VH contributed $700k to the Community Benefits Grants Program which awards grants to local non-profits for health related programs. 5e. Community Building: Community-building activities include programs that are not directly related to health care but address underlying issues that impact the health of communities. Poverty, crime, homelessness, workforce development and economic development all affect the overall health of communities. VH has provided support for our local Chambers of Commerce, financial support for road improvements, investments in communication infrastructure via information technology connections, support for the Teen Leadership Academy, recruitment of physicians to our rural communities, and programs that encourage students to pursue health careers. Form 990, Part VI, Section A, line 2 Lawrence Davenport, Board Director, is related to Anissa Davenport, Chief Strategic Development and Marketing Officer. Form 990, Part VI, Section B, line 11b The 990 is made available to Board Members by posting to a Board Member's website. Any Board Member who does not have the ability to access the return in this manner will receive a copy via electronic or regular mail. The return is also reviewed by the Chief Financial Officer, Chief General Counsel and the Chief Audit and Compliance Officer of University Health Systems prior to filing with the Internal Revenue Service. Form 990, Part VI, Section B, line 12c All Officers, Board Members and Key Employees are required to complete a yearly comprehensive conflict of interest questionnaire. These are reviewed by legal counsel and any potential or actual conflicts are brought to the Board for disposition. Board Members are instructed to report any potential conflicts arising during the year for review. Board Members are required to recuse themselves from voting on issues in which they are deemed to have a conflict. Form 990, Part VI, Section B, line 15 The Top Management Official is the CEO who is an employee of VH. The compensation is determined by the Compensation and Benefits Committee of the VH Board using comparative data from like organizations and input from consultants. Compensation of other officers and key employees is also determined by the Compensation and Benefits Committee of the VH Board using comparative data from like organizations and input from consultants. All compensation discussions and actions are documented and approved in the minutes of the Committee. Form 990, Part VI, Section C, line 19 The Organization makes its governing documents, conflict of interest policy, and financial statements available to the public upon request for the same period of disclosure as set forth in IRC Section 6104(d). Form 990, Part XI, line 9: Net Asset Transfer 31,970,514. Unrealized Gain on Interest Rate Swap 7,285,147. Intercompany Investment Expense Offset 6,542,729. Form 990, Part XII, Line 2C The process has not changed from the prior year. Vidant Management Services LLC 2335 Hemby Lane Greenville NC 27834 562141073 Management Services NC 0 0 Vidant Health Coastal Plains Network LLC 800 WH Smith Blvd Greenville NC 27835 465731823 Accountable Care Organization NC 1831361 3929222 Vidant Health Pitt County Memorial Hospital Inc (DBA Vidant Medical Center) 2100 Stantonsburg Rd Greenville NC 27835 560585243 Hospital NC 501(c)(3) Line 3 Vidant Health 0 Surgicenter Services Of Pitt Inc 102 Bethesda Dr Greenville NC 27835 561690553 Medical Property Management NC 501(c)(3) Line 12b, II Vidant Medical Center 0 East Carolina Health Inc (DBA Vidant Community Hospitals - Central) 2100 Stantonsburg Rd Greenville NC 27835 562003393 Hospital NC 501(c)(3) Line 3 Vidant Health 0 PCMH Management Inc (DBA Vidant Properties) 2100 Stantonsburg Rd Greenville NC 27835 561690740 Medical Property Management NC 501(c)(2) Vidant Health 0 HealthAccess Inc 2100 Stantonsburg Rd Greenville NC 27835 561396133 Healthcare NC 501(c)(3) Line 12b, II Vidant Health 0 Vidant Medical Group Inc 2100 Stantonsburg Rd Greenville NC 27835 383740839 Healthcare NC 501(c)(3) Line 12c, III-FI Vidant Health 0 The Outer Banks Hospital Inc 2100 Stantonsburg Rd Greenville NC 27835 562112733 Hospital NC 501(c)(3) Line 3 East Carolina Health 0 East Carolina Health - Bertie (DBA Vidant Bertie Hospital) 2100 Stantonsburg Rd Greenville NC 27835 562072002 Hospital NC 501(c)(3) Line 3 Vidant Health 0 East Carolina Health - Chowan (DBA Vidant Chowan Hospital) 2100 Stantonsburg Rd Greenville NC 27835 562101090 Hospital NC 501(c)(3) Line 3 Vidant Health 0 East Carolina Health - Heritage (DBA Vidant Edgecombe Hospital) 2100 Stantonsburg Rd Greenville NC 27835 562093700 Hospital NC 501(c)(3) Line 3 Vidant Health 0 East Carolina Health - Beaufort (DBA Vidant Beaufort Hospital) 2100 Stantonsburg Rd Greenville NC 27835 452436270 Hospital NC 501(c)(3) Line 3 Vidant Health 0 Duplin General Hospital (DBA Vidant Duplin Hospital) 2100 Stantonsburg Rd Greenville NC 27835 566011594 Hospital NC 501(c)(3) Line 3 Vidant Health 0 East Carolina Health Inc (DBA Vidant Roanoke-Chowan Hospital) 2100 Stantonsburg Rd Greenville NC 27835 264634725 Hospital NC 501(c)(3) Line 3 Vidant Health 0 Pungo District Hospital Corporation (DBA Vidant Pungo Hospital) 2100 Stantonsburg Rd Greenville NC 27835 560518757 Hospital NC 501(c)(3) Line 3 Vidant Health 0 Surgicenter of Eastern Carolina LLC 2100 Stantonsburg Rd Greenville NC 27835 262558314 Ambulatory Surgical Services NC Vidant Medical Center Related 8490076 3319577 0 0 0.55000 Channel Marker Insurance Company SPC PO Box 1085 Grand Cayman KY-1102 CJ Self-Insurance CJ Vidant Health C 2880729 13833751 1.00000 1 1 1 1 0 0 0 0 0 0 1 1 1 1 1 1 1 1 1 1 Pitt County Memorial Hospital Inc A 17241264 Intercompany Invoices East Carolina Health-Heritage Inc A 2298996 Intercompany Invoices East Carolina Health (RCH) A 208380 Intercompany Invoices East Carolina Health-Chowan Inc A 137004 Intercompany Invoices East Carolina Health-Beaufort Inc A 212556 Intercompany Invoices East Carolina Health-Bertie A 1800 Intercompany Invoices Pitt County Memorial Hospital Inc A -30682665 Intercompany Invoices Vidant Medical Group LLC P -809992 Intercompany Invoices Pitt County Memorial Hospital Inc P -51432 Intercompany Invoices Surgicenter of Pitt Q 76429 Intercompany Invoices Channel Marker Q 1533818 Intercompany Invoices Duplin General Inc Q 205553 Intercompany Invoices Pitt County Memorial Hospital Inc Q 40497068 Intercompany Invoices HealthAccess Inc Q 205047 Intercompany Invoices East Carolina Health-Bertie Q 5221 Intercompany Invoices East Carolina Health-Heritage Inc Q 141019 Intercompany Invoices East Carolina Health (RCH) Q 92025 Intercompany Invoices East Carolina Health-Chowan Inc Q 19772 Intercompany Invoices PCMH Management Inc Q 4968716 Intercompany Invoices The Outer Banks Hospital Inc Q 109509 Intercompany Invoices East Carolina Health-Beaufort Inc Q 192676 Intercompany Invoices Coastal Plains Network Q 200 Intercompany Invoices Vidant Medical Group LLC Q 422695 Intercompany Invoices HealthAccess Inc L -2225862 Intercompany Invoices PCMH Management Inc L 109632 Intercompany Invoices Vidant Medical Group LLC L 5156423 Intercompany Invoices East Carolina Health-Bertie L 2178127 Intercompany Invoices East Carolina Health-Chowan Inc L 5315782 Intercompany Invoices East Carolina Health (RCH) L 7863333 Intercompany Invoices East Carolina Health-Heritage Inc L 9274349 Intercompany Invoices The Outer Banks Hospital Inc L 5946914 Intercompany Invoices Pitt County Memorial Hospital Inc L 146000330 Intercompany Invoices Duplin General Inc L 5811802 Intercompany Invoices East Carolina Health-Beaufort Inc L 7504546 Intercompany Invoices Coastal Plains Network L 1536840 Intercompany Invoices Channel Marker L 11916574 Intercompany Invoices Pitt County Memorial Hospital Inc M -7712 Intercompany Invoices Pitt County Memorial Hospital Inc P -7427702 Intercompany Invoices HealthAccess Inc P -519 Intercompany Invoices Vidant Medical Group LLC O 1162510 Intercompany Invoices Pitt County Memorial Hospital Inc O -46716 Intercompany Invoices East Carolina Health-Bertie O 355 Intercompany Invoices East Carolina Health-Heritage Inc O -925 Intercompany Invoices East Carolina Health-Chowan Inc O -3759 Intercompany Invoices PCMH Management Inc K -1932145 Intercompany Invoices Vidant Medical Group LLC B 100500000 Actual Cash Pitt County Memorial Hospital Inc C 118774270 Actual Cash HealthAccess Inc B 7774706 Actual Cash Duplin General Inc B 4000000 Actual Cash East Carolina Health-Beaufort Inc B 7559668 Actual Cash East Carolina Health-Bertie B 1000000 Actual Cash East Carolina Health-Heritage Inc B 13000000 Actual Cash East Carolina Health (RCH) B 7318268 Actual Cash East Carolina Health-Chowan Inc B 10000000 Actual Cash The Outer Banks Hospital Inc C 4365000 Actual Cash East Carolina Health-Pungo Inc B 234732 Actual Cash Coastal Plains Network B 3382830 Actual Cash PCMH Management Inc B 1825018 Actual Cash Channel Marker B 13672327 Actual Cash