2019-07-23T13:07:42-05:00 2018-12-31 042571780 ALEXANDER ARONSON FINNING & CO PC 50 WASHINGTON STREET WESTBOROUGH MA 01581 990PF 2018-01-01 043507847 CHARLES H HOOD FOUNDATION CHAR 6176959439 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 NEIL SMILEY PRESIDENT AND TREASURER 6176959439 2019-07-08 1 JOYCE RIPIANZI CPA P00548581 5083669100 2019-07-08 64.238.141.162 2019-07-08 14:21:27 ED P 35315BD9857B7958785DC472297B80DA1754A913 C6EEA8951B55E8B6A746B93B5E5C2F4BCDF7BC32 2018 2019-02-21 02:37:17Z X 58775909 X X 1300053 1300053 14538652 61520193 14538652 34480 89384 0 15928089 15838705 34480 0 0 0 12092 0 12092 17485 0 17485 236563 168994 67569 253953 35453 0 17878 0 17878 227243 0 227243 765214 204447 342267 2752970 2752970 3518184 204447 3095237 12409905 15634258 34480 2034631 30608552 30608552 51276443 18679652 18679652 3019723 7042568 7042568 9631349 1388137 1388137 657000 1057000 1057000 66619146 58775909 58775909 0 0 X 59300755 59300755 0 0 7318391 -524846 66619146 58775909 66619146 58775909 66619146 12409905 0 79029051 20253142 58775909 PUBLICLY TRADED SECURITIES 61520193 46981541 14538652 14538652 14538652 0 3096291 62466670 0.049567 3243649 57828769 0.056091 2995208 61131794 0.048996 2807969 62041873 0.045259 2640653 57319731 0.046069 0.245982 0.049196 64600558 3178089 156343 3334432 3495237 X 156343 0 156343 0 156343 231812 0 0 231812 X 516 74953 74953 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 1 0 1 TMFGRANTS.ORG/HOOD AAFCPAS 5083669100 50 WASHINGTON STREET WESTBOROUGH MA 01581 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 NEIL SMILEY 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 PRESIDENT AND TREASURER 1.00 0 0 0 JOHN O PARKER JR 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 VICE PRESIDENT AND CLERK 1.00 0 0 0 JEFFREY BOUTWELL PHD 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 TRUSTEE 1.00 0 0 0 ROBERT C BOUTWELL 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 TRUSTEE 1.00 0 0 0 BARBARA BULA 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 TRUSTEE 1.00 0 0 0 BRENDON BULA 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 TRUSTEE 1.00 0 0 0 NONE 0 HEALTH RESOURCES IN ACTION 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 ADMINISTRATIVE FEES 142820 US TRUST 225 FRANKLIN STREET BOSTON MA 02110 INVESTMENT CUSTODIAN FEES 135138 STATE STREET 1200 CROWN COLONY DRIVE QUINCY MA 02169 INVESTMENT FEES 63925 0 PRAPELA, LLC - CONCORD, MACONVERTIBLE PROMISSORY NOTE 250000 THINKMD, INC. - BURLINGTON, VTCONVERTIBLE PROMISSORY NOTE 150000 400000 61097937 4255053 231333 65584323 0 0 65584323 983765 64600558 3230028 3230028 156343 156343 3073685 34480 3108165 0 3108165 3095237 400000 3495237 156343 3338894 3108165 2899538 0 0 3495237 2899538 0 0 595699 0 0 0 0 0 0 0 0 2512466 0 0 0 CHARLENE MANCUSI PROGRAM OFFICER HR 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 6176959439 CMANCUSI@HRIA.ORG APPLICATION FORMS AVAILABLE AT WWW.TMFGRANTS.ORG/HOOD ANNUALLY MARCH AND OCTOBER RESTRICTED TO PEDIATRIC RESEARCH BOSTON CHILDREN'S HOSPITAL PO BOX 414413 BOSTON MA 02441 PC CHILD HEALTH RESEARCH AWARD - NEURAL CIRCUIT-LEVEL MECHANISMS THAT CONTROL PERSISTENT CONSEQUENCES OF EARLY LIFE STRESS 75000 BOSTON CHILDREN'S HOSPITAL PO BOX 414413 BOSTON MA 02441 PC CHILD HEALTH RESEARCH AWARD - IMPROVED 3D CINE CARDIOVASCULAR MAGNETIC RESONANCE IMAGING FOR CHILDREN 75000 NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVENUE BOSTON MA 02115 PC CHILD HEALTH RESEARCH AWARD - FROM VIRTUAL REALITY TO REAL LIFE SKILL: ENHANCING THE POTENTIAL OF VIRTUAL ENVIRONMENTS FOR REHABILITATION IN CHILDREN WITH CEREBRAL PALSY 75000 YALE UNIVERSITY 333 CEDAR STREET PO BOX 208020 NEW HAVEN CT 065208020 PC CHILD HEALTH RESEARCH AWARD - MECHANISMS OF DISEASE IN PEDIATRIC LYMPHOCYTE DISORDERS CAUSED BY PI3K GENE MUTATIONS 75000 UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 PC CHILD HEALTH RESEARCH AWARD - MICROBIAL AND DIETARY REPROGRAMMING OF INTESTINAL IMMUNE MEMORY 75000 YALE UNIVERSITY 333 CEDAR STREET PO BOX 208020 NEW HAVEN CT 065208020 PC CHILD HEALTH RESEARCH AWARD - DEFINING A CILIA-LYSOSOME AXIS IN DEVELOPMENTAL SIGNALING AND CILIUM-BASED DISEASE 82500 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE 76-561A CAMBRIDGE MA 02139 PC CHILD HEALTH RESEARCH AWARD - ELUCIDATING MECHANISMS UNDERLYING PHENOTYPIC VARIATION IN CRANIOFACIAL DISORDERS 82500 MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 PC CHILD HEALTH RESEARCH AWARD - CHARACTERIZATION OF OPA1 MEMBRANE PHENOTYPES IN CHILDHOOD BLINDNESS 82500 UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 PC CHILD HEALTH RESEARCH AWARD - IDENTIFICATION OF THE EMBRYONIC LYMPHOID PROGENITORS OF NEONATAL IL-17 PRODUCING T CELLS 82500 BOSTON CHILDREN'S HOSPITAL PO BOX 414413 BOSTON MA 02441 PC CHILD HEALTH RESEARCH AWARD - A MOBILE APPLICATION TO ENGAGE FAMILIES OF HOSPITALIZED CHILDREN IN SAFETY REPORTING 82500 BOSTON CHILDREN'S HOSPITAL PO BOX 414413 BOSTON MA 02441 PC MAJOR GRANT - ROLE OF RECURRENT DNA BREAK CLUSTER GENES IN BRAIN DEVELOPMENT AND DISEASE 165000 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE 76-561A CAMBRIDGE MA 02139 PC MAJOR GRANT - DEVELOPMENT OF GENE THERAPY APPROACHES FOR NEURODEVELOPMENTAL DISORDERS 165000 BRIGHAM AND WOMEN'S HOSPITAL 75 FRANCIS STREET BOSTON MA 02115 PC MAJOR GRANT - THE EVOLUTION AND CONSEQUENCES OF PERINATAL ISCHEMIC BRAIN INJURY 325000 BOSTON CHILDREN'S HOSPITAL PO BOX 414413 BOSTON MA 02441 PC MAJOR GRANT - HARNESSING THE LUNG MICROENVIRONMENT TO FIGHT BRONCHOPULMONARY DYSPLASIA 325000 DANA-FARBER CANCER INSTITUTE INC 450 BROOKLINE AVENUE BP411 BOSTON MA 022155450 PC CHILD HEALTH RESEARCH AWARD - PEDICARE: FEASIBILITY OF NOVEL POVERTY-TARGETED INTERVENTION TO REDUCE CHILDHOOD CANCER DISPARITIES 75000 BOSTON CHILDREN'S HOSPITAL PO BOX 414413 BOSTON MA 02441 PC CHILD HEALTH RESEARCH AWARD - ZIKA VIRUS ALTERS CENTROSOME ARCHITECTURE TO ABROGATE DEVELOPMENTAL SIGNALING IN THE BRAIN 75000 YALE UNIVERSITY PO BOX 1873 NEW HAVEN CT 060305335 PC CHILD HEALTH RESEARCH AWARD - ASSESSMENT AND MECHANISMS OF BLOOD VESSEL DYSFUNCTION IN CRITICALLY ILL CHILDREN 75000 MASSACHUSETTS EYE AND EAR 243 CHARLES STREET BOSTON MA 02114 PC CHILD HEALTH RESEARCH AWARD - ADVANCING PEDIATRIC TYMPANOPLASTY WITH 3-DIMENSIONALLY PRINTED EARDRUMS 75000 PRESIDENT & FELLOWS OF HARVARD COLLEGE HARVARD MEDICAL SCHOOL PO BOX 415649 BOSTON MA 022415649 PC CHILD HEALTH RESEARCH AWARD - ACTIVATION OF NONSENSE-MEDIATED DECAY IN GENETIC DISEASES AND CHILDHOOD DEVELOPMENT 75000 UNIVERSITY OF CONNECTICUT HEALTH CENTER 263 FARMINGTON AVENUE FARMINGTON CT 060305335 PC CHILD HEALTH RESEARCH AWARD - ESTABLISHING THE C1Q-LIKE PROTEIN SIGNALING PATHWAY AS A NOVEL TARGET FOR ADHD TREATMENTS 82500 MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 PC CHILD HEALTH RESEARCH AWARD - GENETIC ETIOLOGY STUDY OF NEUROENDOCRINE CELL HYPERPLASIA OF INFANCY (NEHI) ON DISH 82500 MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 PC CHILD HEALTH RESEARCH AWARD - PROTECTIVE ANTIBODIES IN IMMUNOTHERAPY FOR PEANUT ALLERGY 82500 PRESIDENT & FELLOWS OF HARVARD COLLEGEHARVARD CHAN SCHOOL OF PUBLIC HEALTH PO BOX 415649 BOSTON MA 022415649 PC CHILD HEALTH RESEARCH AWARD - ROLE OF APOPTOSIS IN CHILDHOOD TRAUMATIC BRAIN INJURIES: BLOCKING CELL DEATH TO IMPROVE OUTCOMES 82500 YALE UNIVERSITY 333 CEDAR STREET PO BOX 208020 NEW HAVEN CT 065208020 PC CHILD HEALTH RESEARCH AWARD - MECHANISM OF CHIMERIC ANTIGEN RECEPTOR (CAR) SIGNALING 82500 BOSTON CHILDREN'S HOSPITAL PO BOX 414413 BOSTON MA 022414413 PC BRIDGE FUNDING AWARD - DYSREGULATION OF THE TELOMERASE RNA COMPONENT IN CONGENITAL DISEASES 50000 BOSTON COLLEGE 140 COMMONWEALTH AVE CHESTNUT HILL MA 02467 PC BRIDGE FUNDING AWARD - ROLE OF TACC3 IN CRANIAL NEURAL CREST CELL MIGRATION: IMPLICATIONS FOR CRANIOFACIAL DISORDERS 10000 BOSTON UNIVERSITY SCHOOL OF MEDICINE PO BOX 28763 NEW YORK NY 100878763 PC BRIDGE FUNDING AWARD - UNDERSTANDING THE MOLECULAR MECHANISMS CONTROLLING MULTI-CILIA DEVELOPMENT 80000 MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 PC FELLOWSHIP - HIV INFECTION, ANTIRETROVIRAL THERAPY AND PLACENTAL INFLAMMATION IN UGANDA: POTENTIAL MECHANISMS FOR POOR OUTCOMES IN HIV-EXPOSED INFANTS 57970 2752970 0 14 1300053 18 14538652 SETTLEMENT PROCEEDS 7308 RETURNED GRANT FUNDS 34480 NONDIVIDEND DISTRIBUTIONS 47596 0 15838705 89384 15928089 11 SETTLEMENT PROCEEDS RECEIVED AS A CONSEQUENCE OF OWNING INVESTMENTS. 11 EXCESS FUNDS RETURNED FROM GRANTS PREVIOUSLY PAID OUT. 11 DISTRIBUTIONS FROM INVESTMENTS. 0 0 0 0 0 0 0 0 0 0 ACCOUNTING & TAX PREPARATION FEES 17485 0 17485 NONINVASIX INC 1700 THE STRAND SUITE 1200 GALVESTON TX 77555 2017-07-27 7000 TO FUND NONINVASIX'S PARTICIPATION IN THE PHILIPS' MATERNAL AND INFANT HEALTHWORKS START-UP PROGRAM. 7000 NONE, SEE BELOW PRI REPORTS - 2/21/18, 4/20/18, 9/30/18, 2/14/19 2017-12-15 THE TRUSTEES MEET WITH NONIVASIX MANAGEMENT ON A REGULAR BAS1S, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY BREEGI SCIENTIFIC INC 120 BEDFORD ROAD WOBURN MA 01801 2017-06-26 250000 THE FUNDS WILL BE USED TO CONDUCT A THOROUGH CLINICAL ASSESSMENT OF BSI'S NOVEL NEONATAL INTENSIVE CARE INCUBATOR "(NICI)" IN HONDURAS AND ZAMBIA AND TO AID THE COMMERCIALIZATION EFFORTS OF THIS LIFE-SAVING MEDICAL DEVICE. 58927 NONE, SEE BELOW PRI REPORTS - 2/8/18, 5/14/18, 7/15/18, 9/15/18, 10/31/18, 12/7/18, 12/11/18 2019-05-16 THE TRUSTEES MEET WITH BREEGI SCIENTIFIC, INC. MANAGEMENT ON A REGULAR BASIS AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY NONINVASIX INC 1700 THE STRAND SUITE 1200 GALVESTON TX 77555 2015-12-30 150000 TO SUPPORT THE USE AND DEVELOPMENT OF THE COMPANY'S PEDIATRIC BRAIN OXYGENATION MONITORING SYSTEM, WHICH HAS THE POTENTIAL TO MORE ACCURATELY ASSESS THE RISK OF BRAIN HYPOXIA IN FETUSES AND NEONATES, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND LESSENING THE BURDEN OF THE GOVERNMENT. 150000 NONE, SEE BELOW PRI REPORTS - 2/21/18, 4/20/18, 9/30/18, 2/14/19 2017-12-15 THE TRUSTEES MEET WITH NONIVASIX MANAGEMENT ON A REGULAR BAS1S, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY ALDATU BIOSCIENCES C/O HARVARD LIFELAB 127 WESTERN AVE ALLSTON MA 02134 2016-02-23 100000 TO SUPPORT THE USE AND DEVELOPMENT OF A SIMPLE, RAPID, THERMOSTABLE KIT THAT IDENTIFIES CLINICALLY ACTIONABLE HIV MUTATIONS FOUND IN PATIENTS FAILING A FIRST-LINE DRUG REGIMEN, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND RELIEF OF THE POOR, DISTRESSED AND UNDERPRIVILEGED. 100000 NONE, SEE BELOW PRI REPORTS - 2/6/18, 5/22/18, 6/26/18, 1/15/19 2017-12-15 THE TRUSTEES MEET WITH ALDATU BIOSCIENCE, INC. MANAGEMENT ON A REGULAR BASIS AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY. NONINVASIXINC 1700 THE STRAND SUITE 1200 GALVESTON TX 77555 2016-07-26 150000 TO SUPPORT THE USE AND DEVELOPMENT OF THE COMPANY'S PEDIATRIC BRAIN OXYGENATION MONITORING SYSTEM, WHICH HAS THE POTENTIAL TO MORE ACCURATELY ASSESS THE RISK OF BRAIN HYPOXIA IN FETUSES AND NEONATES, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND LESSENING THE BURDEN OF THE GOVERNMENT. 150000 NONE, SEE BELOW PRI REPORT - 2/21/18, 4/20/18, 9/30/18, 2/14/19 2017-12-15 THE TRUSTEES MEET WITH NONIVASIX MANAGEMENT ON A REGULAR BAS1S, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY THINKMD INC 166 MAIN STREET BURLINGTON VT 05401 2018-05-18 150000 FOR DEVELOPING INTEGRATED CLINICAL ASSESSMENT AND DATA ANALYTICS PLATFORMS AND OTHER DERIVATIVE PRODUCTS THAT TRANSFORM POINT-OF-CARE MEDICINE BY PUTTING VALIDATED CLINICAL ASSESSMENT CAPABILITY AND INCREASED HEALTHCARE KNOWLEDGE INTO THE HANDS OF CLINICALLY UNTRAINED HEALTHCARE PROFESSIONALS AND FAMILIES. 150000 NONE, SEE BELOW PRI REPORTS - 7/12/18, 8/17/18, 10/2/18, 11/6/18, 12/31/18, 2/11/19 2019-02-11 THE TRUSTEES MEET WITH THINKMD MANAGEMENT ON A REGULAR BAS1S, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY. PRAPELA LLC 625 LOWELL ROAD CONCORD MA 01742 2018-07-02 250000 THE PROCEEDS OF THE SALE AND ISSUANCE OF THE NOTES SHALL BE USED ONLY TO SUPPORT THE USE AND DEVELOPMENT OF THE COMPANY'S SLEEP TECH. 178788 NONE, SEE BELOW PRI REPORTS - 7/19/18, 12/10/18, 1/30/19, 2/24/19 2019-05-14 THE TRUSTEES MEET WITH THINKMD MANAGEMENT ON A REGULAR BAS1S, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY. FIXED INCOME 7042568 7042568 DOMESTIC EQUITIES 15193116 15193116 FOREIGN SECURITIES 3486536 3486536 REAL ESTATE FMV 1156804 1156804 ALTERNATIVE INVESTMENTS FMV 231333 231333 LEGAL EXPENSES 12092 0 12092 PROGRAM RELATED INVESTMENTS 657000 1057000 1057000 UNREALIZED LOSSES 20239856 LOSS ON INVESTMENT IN GPG HEALTHCARE OPPORTUNITIES FUND, LLC 13286 MASS PC FILING FEE 1045 0 1045 MISCELLANEOUS EXPENSES 6842 0 6842 HRIA ADMINISTRATIVE COSTS 142820 0 142820 MEMBERSHIPS 4306 0 4306 PROGRAM RELATED INVESTMENT ADMINISTRATIVE COSTS 23172 0 23172 MARKETING 11349 0 11349 75TH ANNIVERSARY EVENT 1315 0 1315 HONORARIA 20344 0 20344 SCIENTIFIC ADVISORS 16050 0 16050 SETTLEMENT PROCEEDS 7308 7308 RETURNED GRANT FUNDS 34480 34480 NONDIVIDEND DISTRIBUTIONS 47596 47596 INVESTMENT ADVISORY FEES - STATE STREET 63925 63925 0 INVESTMENT FEES - US TRUST 135138 67569 67569 INVESTMENT CONSULTING 37500 37500 0 FOREIGN TAXES 35453 35453 0 EXCISE TAX ESTIMATES 218500 0 0