2019-07-12T18:41:04-05:00 2018-08-31 946214841 ARMANINO LLP 12657 ALCOSTA BLVD STE 500 SAN RAMON CA 945834600 990 2017-09-01 941156284 SAN FRANCISCO SYMPHONY SANF 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 MARK C HANSON CHIEF EXECUTIVE OFFICER 4155528000 2019-07-11 1 KATY BROWN P00650274 9257902600 2019-07-11 38.111.205.16 2019-07-11 18:56:40 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 F5FB8C0FDA240AA2D0EC4EBDAD9DEA85C7008270 2017 2019-02-21 02:37:17Z SAKURAKO FISHER DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 136279637 0 X WWW.SFSYMPHONY.ORG X 1910 CA TO ENRICH, SERVE, AND SHAPE CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES. 69 69 1039 2000 132276 267429 29263278 41942469 30903717 26296266 16254150 19879472 -679373 -881806 75741772 87236401 18565 55500 0 0 46852140 53859915 155041 127461 1742950 35227246 23878289 82252992 77921165 -6511220 9315236 358019412 348290090 67835441 26425652 290183971 321864438 X THE SAN FRANCISCO SYMPHONY SETS THE HIGHEST POSSIBLE STANDARD FOR EXCELLENCE IN MUSICAL PERFORMANCE AT HOME AND AROUND THE WORLD; ENRICHES, SERVES, AND SHAPES CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES; MAINTAINS FINANCIAL STABILITY AND GAINS PUBLIC RECOGNITION AS A MEANS OF ENSURING ITS ABILITY TO FULFILL ITS MISSION. 0 0 68246149 55500 26916641 THROUGH ITS ARTISTIC, EDUCATION AND COMMUNITY PROGRAMS, THE SAN FRANCISCO SYMPHONY EACH YEAR SERVES MORE THAN 400,000 BAY AREA RESIDENTS AND VISITORS OF EVERY ECONOMIC AND CULTURAL BACKGROUND IN OVER 200 CONCERTS. THE SYMPHONY ADDITIONALLY REACHES MILLIONS OF OTHERS THROUGHOUT THE UNITED STATES AND ABROAD THROUGH TOURING, RECORDING, THE WEB, AND RADIO AND TELEVISION BROADCASTS.THE GRAMMY AWARD WINNING SAN FRANCISCO SYMPHONY IS REGARDED INTERNATIONALLY AS ONE OF THE FOREMOST AMERICAN ORCHESTRAS. UNDER MUSIC DIRECTOR MICHAEL TILSON THOMAS, THE SYMPHONY OFFERS EXCITING CLASSICAL PROGRAMS WITH INTERNATIONALLY ACCLAIMED GUEST ARTISTS IN ITS 100+ CONCERT SUBSCRIPTION SERIES. OTHER ANNUAL SERIES INCLUDE THE GREAT PERFORMERS SERIES, MUSIC FOR FAMILIES AND THE CHAMBER MUSIC SERIES. IN ADDITION, THE ORCHESTRA OFFERS FREE COMMUNITY CONCERTS, AN ANNUAL SUMMER FESTIVAL AND DECEMBER HOLIDAY CONCERTS.THE SYMPHONY PROVIDES AN EXTENSIVE ARRAY OF MUSIC EDUCATION PROGRAMS FOR YOUTH AND ADULTS, MOST OF WHICH ARE FREE OF CHARGE. FOR YOUNG CHILDREN, THERE IS ADVENTURES IN MUSIC, A COMPREHENSIVE MUSIC EDUCATION PROGRAM IN EVERY SAN FRANCISCO PUBLIC ELEMENTARY SCHOOL SERVING OVER 25,000 CHILDREN AND CONCERTS FOR KIDS, REACHING NEARLY 35,000 SCHOOL CHILDREN EACH YEAR FROM AROUND THE GREATER BAY AREA. OTHER PROGRAMS INCLUDE A SPECIAL WEB SITE FOR CHILDREN, WWW.SFSKIDS.ORG, OFFERING YOUNGSTERS AROUND THE WORLD AN INTRODUCTION TO MUSIC, THE INSTRUMENT TRAINING PROGRAM FOR MIDDLE AND HIGH SCHOOL MUSIC STUDENTS; THE HOWARD SKINNER STUDENT FORUM, OFFERING GREATLY DISCOUNTED TICKETS TO COLLEGE STUDENTS; AND FREE TICKETS FOR HIGH SCHOOL AND COLLEGE MUSIC STUDENTS. FOR ADULTS, THE SYMPHONY PRESENTS INSIDE MUSIC TALKS, WHICH ARE FREE OF CHARGE BEFORE EACH CONCERT. OTHER PROGRAMS REACH ECONOMICALLY DISADVANTAGED BAY AREA RESIDENTS AND INCLUDE FREE OUTDOOR CONCERTS AND SEVERAL PROGRAMS DISTRIBUTING DISCOUNTED AND COMPLIMENTARY TICKETS. THE SYMPHONY'S WIDE-RANGING RECORDING AND MEDIA PROJECTS MAKE CLASSICAL MUSIC MORE ACCESSIBLE TO PEOPLE OF ALL AGES AND BACKGROUNDS, INCLUDING A NATIONAL PBS-TV SERIES OF DOCUMENTARIES AND CONCERTS, NATIONALLY SYNDICATED RADIO PROGRAMS, AND INTERACTIVE WEBSITES. 68246149 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 256 0 1 1039 1 1 1 0 0 0 0 1 1 0 0 0 0 X 69 69 1 0 0 0 0 0 0 1 1 0 0 0 1 0 0 1 1 1 1 0 CA X X COLETTE CHESTNUT INTERIM CFO 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 SAKURAKO FISHER PRESIDENT 30.00 X X 0 0 0 GAIL L COVINGTON VICE PRESIDENT (THRU 12/17) 3.00 X X 0 0 0 PAUL S OTELLINI VICE PRESIDENT (THRU 12/17) 3.00 X X 0 0 0 DAVID R STRAND VICE PRESIDENT (THRU 12/17) 3.00 X X 0 0 0 PRISCILLA B GEESLIN VICE PRESIDENT 3.00 X X 0 0 0 LYDIA I BEEBE SECRETARY 3.00 X X 0 0 0 AIDA M ALVAREZ MEMBER, BOARD OF GOVERNORS 2.54 X 0 0 0 MICHAEL ANDERS MEMBER, BOARD OF GOVERNORS 2.44 X 0 0 0 NANCY H BECHTLE MEMBER, BOARD OF GOVERNORS 2.06 X 0 0 0 ATHENA T BLACKBURN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 PAULA B BLANK MEMBER, BOARD OF GOVERNORS 2.06 X 0 0 0 JEFF BLEICH MEMBER, BOARD OF GOVERNORS 1.48 X 0 0 0 CAROL CASEY MEMBER, BOARD OF GOVERNORS 1.87 X 0 0 0 DEAN CASH MEMBER, BOARD OF GOVERNORS 1.05 X 0 0 0 IRIS CHAN MEMBER, BOARD OF GOVERNORS 1.58 X 0 0 0 JOHN S CHEN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MATT COHLER MEMBER, BOARD OF GOVERNORS 2.06 X 0 0 0 MARGARET LIU COLLINS MEMBER, BOARD OF GOVERNORS 2.06 X 0 0 0 NANCY R CONNER MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MICHELE BEIGEL CORASH MEMBER, BOARD OF GOVERNORS 1.72 X 0 0 0 MRS ROBERT A CORRIGAN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ROBERTA DENNING MEMBER, BOARD OF GOVERNORS 1.24 X 0 0 0 MARY C FALVEY MEMBER, BOARD OF GOVERNORS 1.96 X 0 0 0 MRS DONALD G FISHER MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 TIM FITZPATRICK MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MARY A FRANCIS MEMBER, BOARD OF GOVERNORS 1.58 X 0 0 0 DAVID A FRIEDBERG MEMBER, BOARD OF GOVERNORS 2.54 X 0 0 0 A JOHN GAMBS MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 GORDON P GETTY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 JOHN D GOLDMAN MEMBER, BOARD OF GOVERNORS 3.79 X 0 0 0 JIM HENRY MEMBER, BOARD OF GOVERNORS 2.11 X 0 0 0 BASHEER JANJUA MEMBER, BOARD OF GOVERNORS 1.38 X 0 0 0 GREGORY E JOHNSON MEMBER, BOARD OF GOVERNORS 1.96 X 0 0 0 MARK A JUNG MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 JUDI KANTER MEMBER, BOARD OF GOVERNORS 2.35 X 0 0 0 MRS WILLIAM R KIMBALL MEMBER, BOARD OF GOVERNORS 1.19 X 0 0 0 F CURT KIRSCHNER MEMBER, BOARD OF GOVERNORS 2.30 X 0 0 0 METTA KRACH MEMBER, BOARD OF GOVERNORS 1.87 X 0 0 0 CHRISTINE E LAMOND MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 PATRICIA LEE-HOFFMANN MEMBER, BOARD OF GOVERNORS 1.43 X 0 0 0 MAX LEVCHIN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 FRED M LEVIN MEMBER, BOARD OF GOVERNORS 2.44 X 0 0 0 MARYON DAVIES LEWIS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ERIC X LI MEMBER, BOARD OF GOVERNORS 1.87 X 0 0 0 DR RAYMOND K Y LI MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 GORRETTI LO LUI MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 MARC T MACAULAY MEMBER, BOARD OF GOVERNORS 2.39 X 0 0 0 REBECCA MACIEIRA-KAUFMANN MEMBER, BOARD OF GOVERNORS 1.24 X 0 0 0 MRS MERRILL L MAGOWAN MEMBER, BOARD OF GOVERNORS 1.58 X 0 0 0 MRS J STANLEY MATTISON MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 J WILLIAM MORRIS III MEMBER, BOARD OF GOVERNORS 2.15 X 0 0 0 ROBERT G O'DONNELL MEMBER, BOARD OF GOVERNORS 1.38 X 0 0 0 MRS JAMES C PARAS MEMBER, BOARD OF GOVERNORS 1.19 X 0 0 0 MARK A PERRY MEMBER, BOARD OF GOVERNORS 1.38 X 0 0 0 PAULA B PRETLOW MEMBER, BOARD OF GOVERNORS 1.38 X 0 0 0 KAUSIK RAJGOPAL MEMBER, BOARD OF GOVERNORS 1.29 X 0 0 0 RICHARD M ROSENBERG MEMBER, BOARD OF GOVERNORS 2.63 X 0 0 0 FREDERIC M SEEGAL MEMBER, BOARD OF GOVERNORS 1.05 X 0 0 0 MRS GEORGE P SHULTZ MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 TRINE SORENSEN MEMBER, BOARD OF GOVERNORS 2.54 X 0 0 0 PATRICIA SUGHRUE SPRINCIN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ROBERT B THOMPSON MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ZACHARY TOWNSEND MEMBER, BOARD OF GOVERNORS 2.68 X 0 0 0 TONY TROUSSET MEMBER, BOARD OF GOVERNORS 1.58 X 0 0 0 ROBERT R TUFTS MEMBER, BOARD OF GOVERNORS 1.05 X 0 0 0 M ISABEL VALDES MEMBER, BOARD OF GOVERNORS 1.19 X 0 0 0 JACK WILLIAM VAN GEEM MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 GE WANG MEMBER, BOARD OF GOVERNORS 1.05 X 0 0 0 ANITA L WORNICK MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CAROL FRANC BUCK MEMBER, BOARD OF GOVERNORS (THRU 12/17) 1.00 X 0 0 0 PERRY PELOS MEMBER, BOARD OF GOVERNORS (THRU 12/17) 1.38 X 0 0 0 DAVID J BERGER MEMBER, BOARD OF GOVERNORS (START 1/18) 1.00 X 0 0 0 DAN COOPERMAN MEMBER, BOARD OF GOVERNORS (START 1/18) 1.00 X 0 0 0 DAVID J WEBER MEMBER, BOARD OF GOVERNORS (START 1/18) 1.00 X 0 0 0 CHARLES M GESCHKE MEMBER, BOARD OF GOVERNORS (THRU 12/17) 1.48 X 0 0 0 MRS JOHN F NICOLAI MEMBER, BOARD OF GOVERNORS (THRU 12/17) 1.19 X 0 0 0 LAURA K PFAFF MEMBER, BOARD OF GOVERNORS (THRU 12/17) 1.00 X 0 0 0 MARK C HANSON EXECUTIVE DIRECTOR (START 9/17) 60.00 X 403912 0 9272 JAMES KIRK CFO 60.00 X 231017 0 30396 DEREK DEAN COO 60.00 X 339478 0 25569 RUSSELL KELBAN CMO 60.00 X 269465 0 20057 ALEXANDER BARANTSCHIK CONCERT MASTER 60.00 X 536756 0 57766 EUGENE A IZOTOV PRINCIPAL OBOIST 60.00 X 329720 0 51841 TIMOTHY HIGGINS PRINCIPAL TROMBONE 60.00 X 297807 0 31419 MARK J INOUYE PRINCIPAL TRUMPET 60.00 X 292234 0 33880 SCOTT J PINGEL PRINCIPAL BASS 60.00 X 290147 0 54088 BRENT ASSINK EXECUTIVE DIRECTOR (THRU 3/17) 60.00 X 212775 0 36941 3203311 0 351229 133 1 1 0 MTT INC 1745 BROADWAY 18TH FLOOR NEW YORK NY 10019 MUSIC DIRECTOR 2203185 EVENTS MANAGEMENT INC 2525 16TH STREET SUITE 311 SAN FRANCISCO CA 94103 CATERING/MEALS 829639 OPUS 3 ARTISTS 470 PARK AVENUE SOUTH 9TH FLOOR NEW YORK NY 10016 ARTISTIC MANAGEMENT 793729 MCCALLS CATERING & EVENTS 1 BUSH STREET 7TH FLOOR SAN FRANCISCO CA 94104 MARKETING CONSULTANT 689836 METRO INTERNATIONAL 1774 CAPISTRANO AVE BERKELEY CA 94707 PRINTING/PUBLISHING 646527 32 3817529 3971436 34153504 2167480 41942469 CONCERT & RELATED REVE 711130 26070889 26070889 VOLUNTEER COUNCIL 711130 145312 145312 SFS MEDIA 515100 80065 80065 26296266 4915794 54920 4860874 77356 0 77356 77356 77356 60812009 3089 45851420 0 14960589 3089 14963678 14963678 891052 3817529 2486860 -1595808 -1595808 1325331 704956 620375 620375 MISCELLANEOUS 900099 16271 16271 16271 87236401 26916641 132276 18245015 X 55500 55500 1578882 458200 918903 201779 38896479 36783387 1625167 487925 4112277 3729385 299339 83553 6500090 5625099 572877 302114 2772187 2355130 224262 192795 17027 16907 120 238025 238025 18750 18750 127461 127461 603194 603194 9095068 8537404 557664 3295576 3176716 11221 107639 610694 169971 257030 183693 520724 161529 322998 36197 1392407 812047 580360 198706 185810 9407 3489 1434098 1248721 185377 383522 84682 298840 OTHER EXPENSES 3792846 2670873 1121973 CONCERT PRODUCTION 2187943 2187943 EQUIPMENT RENTAL AND MA 89709 3752 69772 16185 77921165 68246149 7932066 1742950 3725844 2525716 477210 722918 3244297 2945083 320821 4517828 10163903 13408922 823067 785841 524445 3570016 2931767 618070 604727 2868109 2514314 39786735 20426530 19174015 19360205 214284380 195727859 93833275 95823828 9119459 9145271 358019412 348290090 4266003 4636877 11123614 11481606 21000000 244000 81085 31201824 10226084 67835441 26425652 X 28501452 43071711 110519740 114537990 151162779 164254737 290183971 321864438 358019412 348290090 X 9315236 6842842 15522389 X X 0 1 X 1 0 X 29977665 31646868 31602376 29263278 41942469 164432656 29977665 31646868 31602376 29263278 41942469 164432656 25987045 138445611 31179218 4522968 4139804 4897507 4860874 49600371 46332 84999 373531 495041 132276 1132179 948110 1361503 917400 842473 907323 4976809 220142015 156792148 0.62890 0.60450 X 18750 18750 77902415 77921165 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 21260 33248 36361 18750 109619 250000 250000 250000 250000 1000000 1500000 141500 X X X REPLICA FOR ANNUAL POSTER 0 314808035 6910962 26116171 45835275 301999893 303916391 5532430 36874167 31514953 314808035 297415006 4305898 19803541 17608054 303916391 312220543 2865945 -1729305 15942177 297415006 283364803 6541564 39550972 17236796 312220543 0.12610 0.54390 0.33000 1 0 19366934 14450557 4916377 18126570 5975973 12150597 2293231 2293231 19360205 LIMITED PARTNERSHIPS AND OTHERS 95823828 F 95823828 LIABILITES TO BENEFICIARY OF SPLIT INT. AGREEMENTS 3002498 PENSION BENEFIT LIABILITIES 7223586 10226084 X 96863410 6842842 195545 3191816 10230203 86633207 603194 603194 87236401 80705332 195545 3191816 3387361 77317971 603194 603194 77921165 PART V, LINE 4: THE SYMPHONY'S ENDOWMENT PLAYS A VITAL ROLE IN PROVIDING THE FINANCIAL SUPPORT AND STABILITY THAT FURTHER THE SYMPHONY'S MISSION: TO SET THE HIGHEST POSSIBLE STANDARD IN MUSICAL PERFORMANCE AND TO SERVE AND SHAPE CULTURAL LIFE THROUGHOUT THE BAY AREA'S DIVERSE COMMUNITIES. THE SYMPHONY'S ENDOWMENT PROVIDES A STEADY, STABLE, AND PREDICTABLE REVENUE STREAM THAT ALLOWS US TO PLAN FOR THE SYMPHONY'S ENRICHING PROGRAMS. PART X, LINE 2: THE SFS IS A SECTION 501(C)(3) CHARITABLE ORGANIZATION EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE U.S. INTERNAL REVENUE CODE AND THE STATE OF CALIFORNIA FRANCHISE TAX BOARD. THE SFS EVALUATED ITS CURRENT TAX POSITIONS ON UNRELATED BUSINESS INCOME AND CONCLUDED THAT AS OF AUGUST 31, 2018, THE SFS DOES NOT HAVE ANY SIGNIFICANT UNCERTAIN TAX POSITIONS FOR WHICH A RESERVE WOULD BE NECESSARY. FOR STATE TAX PURPOSES, THE SFS IS NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2014. FOR FEDERAL TAX PURPOSES, THE SFS IS NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2015. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 2,486,860. COST OF GOODS SOLD 704,956. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 2,486,860. COST OF GOODS SOLD 704,956. SCHEDULE D PART V LINE 1E COLUMN A THIS AMOUNT INCLUDES AN APPROPRIATION OF BOARD DESIGNATED NET ASSETS OF $29,661,659. THE APPROPRIATION OF BOARD DESIGNATED NET ASSETS TOTALING $29,661,659 CONSISTS OF NON-CASH, INTERFUND BALANCES PREVIOUSLY RECORDED AS UNRESTRICTED BOARD DESIGNATED ENDOWMENT FUNDS. DURING THE YEAR ENDED AUGUST 31, 2018, THESE AMOUNTS WERE APPROPRIATED TO OTHER UNRESTRICTED FUNDS REFLECTED AS BOARD DESIGNATED ENDOWMENT AND OTHER NET ASSETS IN THE STATEMENT OF FINANCIAL POSITION. THIS UNRESTRICTED, INTER-FUND APPROPRIATION HAD NO EFFECT ON CASH, INVESTMENTS, OR CHANGE IN NET ASSETS AS OF AND FOR THE YEAR ENDED AUGUST 31, 2018. CENTRAL AMERICA AND THE CARIBBEAN 0 0 PASSIVE INVESTMENTS 11307309 0 0 0 0 0 0 11307309 0 11307309 1 0 0 0 0 0 X X X X X X X 1 BAY AREA ARTS MARKETING INC 584 CASTRO STREET 573 SAN FRANCISCO CA 94114 CONSULT AND SOLICIT FOR TELE-FUNDING 0 138059 65252 72807 ARTSMARKETING SERVICES 260 KING STREET EAST SUITE 500 TORONTO CA M5A 4L5 ONLINE CROWDFUNDING SERVICE 0 74997 62209 12788 213056 127461 85595 CA OPENING GALA 3587579 3172066 415513 22540 1670987 DECK THE HALL CHRISTMAS 535089 269727 265362 18715 276734 2 585913 375736 210177 7050 490834 4708581 3817529 891052 48305 2438555 2486860 -1595808 1 AP GIANNINI MIDDLE SCHOOL 3151 ORTEGA STREET SAN FRANCISCO CA 94122 946000416 GOVERNMENT 10400 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES LOWELL HIGH SCHOOL 1101 EUCALYPTUS DRIVE SAN FRANCISCO CA 94132 946000416 GOVERNMENT 5200 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES PRESIDIO MIDDLE SCHOOL 450 30TH AVENUE SAN FRANCISCO CA 94121 946000416 GOVERNMENT 10400 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES VETERAN TICKETS FOUNDATION 1255 W RIO SALADO TEMPE AZ 85281 262291955 501(C)(3) 29500 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES 4 PART I, LINE 2: THE SYMPHONY DONATES TICKETS TO VARIOUS ORGANIZATIONS, PREDOMINANTLY RELATED TO EDUCATION. SYMPHONY STAFF MEMBER(S) WORK DIRECTLY WITH THE SCHOOLS AND ATTEND CONCERTS TO PERSONALLY WELCOME THE TEACHERS AND STUDENTS WHO ARE ATTENDING THESE CONCERTS. X X X X 0 0 0 0 0 0 0 0 0 MARK C HANSON EXECUTIVE DIRECTOR (START 9/17) 249231 0 0 0 154681 0 0 0 9272 0 413184 0 0 0 JAMES KIRK CFO 231017 0 0 0 0 0 7124 0 23272 0 261413 0 0 0 DEREK DEAN COO 339478 0 0 0 0 0 0 0 25569 0 365047 0 0 0 RUSSELL KELBAN CMO 269465 0 0 0 0 0 8100 0 11957 0 289522 0 0 0 ALEXANDER BARANTSCHIK CONCERT MASTER 536756 0 0 0 0 0 18691 0 39075 0 594522 0 0 0 EUGENE A IZOTOV PRINCIPAL OBOIST 314720 0 15000 0 0 0 12761 0 39080 0 381561 0 0 0 TIMOTHY HIGGINS PRINCIPAL TROMBONE 282699 0 15000 0 108 0 7885 0 23534 0 329226 0 0 0 MARK J INOUYE PRINCIPAL TRUMPET 284606 0 7500 0 128 0 21589 0 12291 0 326114 0 0 0 SCOTT J PINGEL PRINCIPAL BASS 270147 0 0 0 20000 0 15031 0 39057 0 344235 0 0 0 BRENT ASSINK EXECUTIVE DIRECTOR (THRU 3/17) 212437 0 0 0 338 0 31123 0 5818 0 249716 0 0 0 MARK C HANSON OFFICER RELOCATION ASSISTANCE X 500000 444445 0 1 1 SCOTT J PINGEL HIGHEST COMPENSATED EMPLOYEE HOUSING ASSISTANCE X 100000 80000 0 0 1 524445 PERRY PELOS FORMER BOARD MEMBER / BOARD MEMBER 83579 MR. PELOS, FORMER BOARD MEMBER, IS THE EXECUTIVE VICE PRESIDENT OF WHOLESALE BANKING, OF WHICH THE SYMPHONY OBTAINED SERVICES FROM. TOTAL TRANSACTIONS INCLUDED BANK FEES OF $22,481 AND INTEREST EXPENSE OF $61,098 ON A LINE OF CREDIT. MR. PELOS LEFT THE BOARD IN DECEMBER OF 2017. 0 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: SFS'S BOARD-APPROVED AGREEMENT OF AUTHORITY DOES NOT REQUIRE SPECIFIC APPROVAL FROM THE BOARD AND/OR COMMITTEES. X 52 1854918 FMV X FOOD/GOODS 10 284412 FMV X HOTEL STAYS 1 28150 FMV 0 1 0 PART I, COLUMN (B): THIS NUMBER REPRESENTS THE NUMBER OF CONTRIBUTIONS MADE, NOT THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 2 TWO MEMBERS OF THE BOARD, DORIS FISHER AND SAKURAKO FISHER, ARE RELATED BY MARRIAGE. FORM 990, PART VI, SECTION B, LINE 11B ON BEHALF OF THE BOARD OF GOVERNORS, THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY TO REVIEW THE SYMPHONY'S FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. THE COMMITTEE IS PROVIDED WITH A COMPLETE COPY OF THE FILING, INCLUDING ALL SUPPORTING SCHEDULES AND ATTACHMENTS. A MEETING OF THE AUDIT COMMITTEE (EITHER IN PERSON OR VIA ELECTRONIC MEANS) SHALL BE HELD TO REVIEW THE 990 FORM WITH MANAGEMENT AND/OR THE PREPARERS. ALL QUESTIONS, COMMENTS AND SUGGESTED REVISIONS SET FORTH BY THE AUDIT COMMITTEE WILL BE DOCUMENTED ALONG WITH THE RESPONSES, IF APPLICABLE, AND THE FILING UPDATED OR REVISED AS NECESSARY. FORM 990, PART VI, SECTION B, LINE 12 THE SYMPHONY TRADITIONALLY MONITORS AND ENFORCES COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY, HOWEVER CONFLICT OF INTEREST DISCLOSURE FORMS WERE NOT HANDED OUT DURING THE 2017 - 2018 FISCAL YEAR. THE SYMPHONY'S CONFLICT OF INTEREST POLICY COVERS GOVERNORS, OFFICERS, EMPLOYEES, AND VOLUNTEERS OF THE SAN FRANCISCO SYMPHONY. THE POLICY IS REVIEWED AT LEAST ANNUALLY BY THE AUDIT COMMITTEE, WHO SHALL HAVE FINAL AUTHORITY TO DETERMINE WHAT MAY BE A CONFLICT OF INTEREST AND HOW TO ADDRESS THE CONFLICT. EACH GOVERNOR, COMMITTEE MEMBER, OFFICER AND KEY EMPLOYEE IS REQUIRED TO ANNUALLY COMPLETE A DISCLOSURE FORM IDENTIFYING CONFLICTS OF INTEREST. ONCE IDENTIFIED, CONFLICTS OF INTEREST ARE ADDRESSED AS ESTABLISHED IN THE SYMPHONY'S CONFLICT OF INTEREST POLICY. THE CHIEF FINANCIAL OFFICER OF THE SYMPHONY MAINTAINS THE DISCLOSURE FORMS AND INSURES COMPLIANCE OF THE ESTABLISHED POLICY. GENERALLY, A CONFLICTED PARTY MAY NOT PARTICIPATE IN ANY DISCUSSIONS OR DECISIONS ON MATTERS WHERE THEY MAY BE CONFLICTED. THE CONFLICTED PARTY IS REQUIRED TO DISCLOSE ANY CONFLICTS OR POTENTIAL CONFLICTS ON THE MATTER BEING CONSIDERED. FORM 990, PART VI, SECTION B, LINE 15 THE HUMAN RESOURCES COMMITTEE (COMMITTEE) OF THE BOARD OF GOVERNORS DETERMINES THE COMPENSATION PACKAGE OF THE EXECUTIVE DIRECTOR (ED). THE MUSIC DIRECTOR, THE CHIEF FINANCIAL OFFICER (CFO) AND THE CHIEF OPERATING OFFICER (COO) OF THE SYMPHONY. THE COMMITTEE WILL MEET ANNUALLY TO REVIEW AND APPROVE THE COMPENSATION AND BENEFIT PACKAGES FOR THE ED, COO AND CFO. THE COMMITTEE RELIES ON COMPARABILITY DATA PREPARED BY THE DIRECTOR OF HUMAN RESOURCES FOR THE SAME OR SIMILAR POSITIONS IN COMPARABLE ORCHESTRAS IN THE UNITED STATES AND SIMILAR POSITIONS FOR NON-PROFITS IN THE SAN FRANCISCO BAY AREA. SIMILARLY, THE COMMITTEE PROVIDES GUIDELINES FOR NEGOTIATION OF COLLECTIVE BARGAINING AGREEMENTS, INCLUDING TOTAL COST GUIDELINES DEVELOPED IN CONSULTATION WITH THE FINANCE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE REQUIRED ORGANIZATIONAL DOCUMENTS OF THE SYMPHONY WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. THE PUBLIC INSPECTION COPY OF THE SYMPHONY'S FORM 990 AND THE AUDITED FINANCIAL REPORTS, FROM THE PREVIOUS FIVE YEARS (AT A MINIMUM), WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. WHEN RESPONDING TO A PUBLIC INSPECTION REQUEST FOR FINANCIAL STATEMENTS OR THE FORM 990 BY ANYONE, THE SYMPHONY SHALL FULFILL SUCH REQUEST IN A TIMELY FASHION WITHOUT INQUIRING AS TO THE REASON FOR THE PUBLIC INSPECTION REQUEST. IN ADDITION, THE SYMPHONY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON THE INTERNET AT GUIDESTAR AND ON THE COMPANY'S MAIN WEBSITE. FORM 990, PART IX, LINE 11G PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 8,537,404. MANAGEMENT AND GENERAL EXPENSES 557,664. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 9,095,068. FORM 990, PART XI, LINE 9: CHANGE IN PENSION BENEFIT LIABILITIES 15,522,389. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.