2019-06-26T12:30:06-05:00 2018-12-31 350921680 CROWE LLP 9600 Brownsboro Road Suite 400 Louisville KY 402411122 990 2018-01-01 454783644 Thoroughbred Aftercare Alliance Foundation Inc THOR 8592242781 821 Corporate Drive Lexington KY 40503 Mike Meuser President 2019-06-26 true Danielle Tewes P01327423 5023263996 2018 2019-02-21 02:37:17Z Thoroughbred Aftercare Alliance Mike Meuser 821 Corporate Drive Lexington KY 40503 4271123 false X www.thoroughbredaftercare.org X 2011 KY THOROUGHBRED AFTERCARE ALLIANCE (TAA) IS AN ORGANIZATION DESIGNED TO SERVE AS BOTH THE ACCREDITING BODY FOR AFTERCARE ORGANIZATIONS THAT CARE FOR THOROUGHBRED HORSES FOLLOWING THE CONCLUSION OF THEIR CAREERS AS WELL AS A FUNDRAISING BODY TO SUPPORT THESE APPROVED ORGANIZATIONS. 20 20 7 20 0 0 3708698 4239570 0 1714 31553 0 3710412 4271123 2626500 3073001 0 228838 282882 0 0 466821 416363 3322159 3772246 388253 498877 3952860 4708209 1248980 1505452 2703880 3202757 THOROUGHBRED AFTERCARE ALLIANCE ("TAA") IS AN ORGANIZATION DESIGNED TO SERVE AS BOTH THE ACCREDITING BODY FOR AFTERCARE ORGANIZATIONS THAT CARE FOR THOROUGHBRED HORSES FOLLOWING THE CONCLUSION OF THEIR CAREERS AND AS A FUNDRAISING BODY TO SUPPORT THESE APPROVED ORGANIZATIONS. false false 3422702 3073001 0 IN 2018, TAA GRANTED ACCREDITATION TO 69 ORGANIZATIONS FOLLOWING A THOROUGH AND RIGOROUS PROCESS WHEREBY EACH ORGANIZATION AGREED TO MAINTAIN A SET CODE OF STANDARDS REVIEWED AND APPROVED BY THE AMERICAN HUMANE ASSOCIATION AND THE AMERICAN ASSOCIATION OF EQUINE PRACTITIONERS. EACH ORGANIZATION WAS SUBJECT TO AN IN DEPTH APPLICATION AND RECEIVED ONSITE VISITS TO EACH ORGANIZATION CARING FOR THEIR HORSES. IN 2018 THESE 69 APPROVED ORGANIZATIONS RECEIVED GRANTS TOTALING $3,073,001, AND THESE GRANTS MAY BE USED ONLY FOR ACTIVITIES, MATERIALS, SUPPLIES, AND SERVICES DIRECTLY RELATED TO THE CARE OF THE ORGANIZATION'S HORSES. 3422702 true true false false false false false false true true false false false false true true false false false true true false false false false false true false false false false false false false false false false false false false false false false false false false true 9 0 true 7 true false false false false false false true false false false X 20 20 false false false false false false false true false false false true true true true true true false false false KY X LAURA BARILLARO THE JOCKEY CLUB 2123715970 40 E 52nd St New York NY 10022 X JOHN PHILLIPS PRESIDENT 3.0 X X 0 0 0 JAMES BELL IMMEDIATE PAST PRESIDENT 3.0 X X 0 0 0 MIKE MEUSER VICE PRESIDENT and SECRETARY 2.0 X X 0 0 0 JEN SHAH TREASURER 2.0 X X 0 0 0 MADELINE AUERBACH DIRECTOR 1.0 X 0 0 0 DORA DELGADO DIRECTOR 1.0 X 0 0 0 MIKE ERNST DIRECTOR 1.0 X 0 0 0 SUE FINLEY DIRECTOR 1.0 X 0 0 0 JAMES GAGLIANO DIRECTOR 1.0 X 0 0 0 SUSIE HART DIRECTOR 1.0 X 0 0 0 RICK HILES DIRECTOR 1.0 X 0 0 0 MATT IULIANO DIRECTOR 1.0 X 0 0 0 DAVID O'FARRELL DIRECTOR 1.0 X 0 0 0 MARTIN PANZA DIRECTOR 1.0 X 0 0 0 WALTER ROBERTSON DIRECTOR 1.0 X 0 0 0 YVONNE SCHWABE DIRECTOR 1.0 X 0 0 0 BILL THOMASON DIRECTOR 1.0 X 0 0 0 NICOLE WALKER DIRECTOR 1.0 X 0 0 0 JACK WOLF DIRECTOR 1.0 X 0 0 0 MIKE ZIEGLER DIRECTOR 1.0 X 0 0 0 STACIE CLARK OPERATIONS CONSULTANT 40.0 X 0 0 0 0 0 0 0 false false false 0 0 0 0 0 0 4239570 4239570 0 0 0 0 0 31553 31553 0 0 0 0 0 0 0 0 0 4271123 0 0 31553 2933001 2933001 140000 140000 264056 130078 133978 18826 9413 9413 127586 63793 63793 567 567 14702 14702 96460 84650 11810 0 18916 5000 13916 46004 10387 35617 64941 30889 34052 791 791 3821 3821 16469 16469 SOFTWARE PURCHASES 16101 15491 610 MEMBERSHIP & DUES 1230 1230 CREDIT CARD FEES 2305 2305 MISCELLANEOUS 6470 6470 0 0 0 0 3772246 3422702 349544 0 1627397 2438176 1701037 1729911 598770 508368 0 0 0 20000 24332 23878 16456 5656 7422 0 0 0 0 3952860 4708209 24480 30952 1224500 1474500 0 0 0 1248980 1505452 X 2195723 2494873 508157 707884 2703880 3202757 3952860 4708209 498877 0 X false true X true false X 3056707 3362201 3418137 3708698 4239570 17785313 0 0 3056707 3362201 3418137 3708698 4239570 17785313 7640767 10144546 563 554 651 1714 31553 35035 0 0 0 0 0 0 0 0 0 0 0 0 17820348 0 0.5693 0.5404 X 508156 199728 707884 352737 155419 508156 831322 -478585 352737 498060 333262 831322 220350 277710 498060 1.0 0.0 0.0 false false 23878 16456 7422 7422 0 X 4271123 0 0 4271123 0 0 4271123 3772246 0 0 3772246 0 0 3772246 Schedule D, Part V, Line 4 Intended uses of endowment funds IN 2013, THE TAA BOARD DESIGNATED THAT 10% OF ALL PROCEEDS BE TRANSFERRED TO A BOARD DESIGNATED FUND TO ENSURE LONG TERM DELIVERY OF THE TAA'S MISSION. THE BOARD DESIGNATED FUND WAS ALSO ESTABLISHED TO COVER UNSCHEDULED EXPENSES. FOR EXAMPLE, IF AN ACCREDITED ORGANIZATION UNEXPECTEDLY TAKES ON MORE HORSES, THE BOARD DESIGNATED FUND MAY BE USED TO SUPPLEMENT THEIR ANNUAL GRANT. IN 2016, THE BOARD CHANGED THE PERCENTAGE OF PROCEEDS TO BE TRANSFERRED TO A BOARD DESIGNATED FUND TO 5%. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote Accounting principles generally accepted in the United States of America prescribes recognition thresholds and measurement attributes for the financial statement recognition and measurement of a tax position taken or expected to be taken in a tax return. Tax benefits will be recognized only if the tax position is more likely than not sustained in a tax examination, with a tax examination being presumed to occur. The amount recognized will be the largest amount of tax benefit that is greater than 50% likely of being realized on examination. For tax positions not meeting the more likely than not test, no tax benefit will be recorded. The TAA would recognize interest and penalties separately from any income tax expense. There was no interest or penalties for the year ended December 31, 2018 and 2017. The TAA is no longer subject to examination within their major tax jurisdictions for the years before 2015. The TAA does not expect significant changes in unrecognized tax benefits in the next twelve months. true North America (Canada & Mexico only) 0 0 Grantmaking 100000 Central America and the Caribbean 0 0 Grantmaking 40000 0 0 0 0 0 0 140000 0 140000 North America (Canada & Mexico only) THOROUGHBRED AFTERCARE 80000 CASH North America (Canada & Mexico only) THOROUGHBRED AFTERCARE 20000 CASH Central America and the Caribbean THOROUGHBRED AFTERCARE 40000 CASH 3 0 false false false false false false Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds GRANTS ARE ONLY MADE TO AFTERCARE ORGANIZATIONS THAT MEET TAA ACCREDITATION STANDARDS REVIEWED AND APPROVED BY THE AMERICAN HUMANE SOCIETY AND THE AMERICAN ASSOCIATION OF EQUINE PRACTITIONERS. ORGANIZATIONS ARE REQUIRED TO COMPLETE AN IN DEPTH APPLICATION AND RECEIVE ON SITE VISITS TO ALL ORGANIZATIONS CARING FOR THEIR HORSES. TAA ACCREDITATION IS VALID FOR TWO YEARS AND ORGANIZATIONS MUST RE-APPLY FOR ACCREDITATION ONCE THE PERIOD HAS EXPIRED. GRANT AWARDS MAY BE USED ONLY FOR ACTIVITIES, MATERIALS, SUPPLIES, AND SERVICES DIRECTLY RELATED TO THE CARE OF THE ORGANIZATION'S HORSES. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS GRANTS ARE ONLY MADE TO AFTERCARE ORGANIZATIONS THAT MEET TAA ACCREDITATION STANDARDS REVIEWED AND APPROVED BY THE AMERICAN HUMANE SOCIETY AND THE AMERICAN ASSOCIATION OF EQUINE PRACTITIONERS. ORGANIZATIONS ARE REQUIRED TO COMPLETE AN IN DEPTH APPLICATION AND RECEIVE ON SITE VISITS TO ALL ORGANIZATIONS CARING FOR THEIR HORSES. TAA ACCREDITATION IS VALID FOR TWO YEARS AND ORGANIZATIONS MUST RE-APPLY FOR ACCREDITATION ONCE THE PERIOD HAS EXPIRED. GRANT AWARDS MAY BE USED ONLY FOR ACTIVITIES, MATERIALS, SUPPLIES, AND SERVICES DIRECTLY RELATED TO THE CARE OF THE ORGANIZATION'S HORSES. true After The Homestretch - Arizona 1328 E Maddock Road Phoenix AZ 85086 452897060 501(c)(3) 25000 Thoroughbred Aftercare After the Races 3168 Telegraph Road Elkton MD 21921 300729968 501(c)(3) 25000 Thoroughbred Aftercare AFTER the Track 3364 Silver Street Hinesburg VT 05461 462572688 501(c)(3) 14000 Thoroughbred Aftercare Akindale Thoroughbred Rescue 323 Quaker Hill Road Pawling NY 12564 201822473 501(c)(3) 150000 Thoroughbred Aftercare Beyond the Roses Equine Rescue & Retirement 11621 Bryce Road Emmett MI 48022 454360903 501(c)(3) 20000 Thoroughbred Aftercare Bowman Second Chance Thoroughbred Adoption 6905 122nd Ave SW Rhame ND 58651 464659348 501(c)(3) 25000 Thoroughbred Aftercare Bright Futures Farm Inc 238 Old Franklin Pike Cochranton PA 16314 251856756 501(c)(3) 20000 Thoroughbred Aftercare Brook Hill Retirement Center for Horses Inc 7291 Bellevue Road Forest VA 24551 542058686 501(c)(3) 20000 Thoroughbred Aftercare CANTER California 260 Las Miradas Dr Los Gatos CA 95032 262711117 501(c)(3) 20000 Thoroughbred Aftercare CANTER Colorado 9554 Kalamere Ct Highlands Ranch CO 80126 262923336 501(c)(3) 20000 Thoroughbred Aftercare CANTER Kentucky P O Box 2996 Louisville KY 40201 364677151 501(c)(3) 10000 Thoroughbred Aftercare CANTER Michigan 8619 Edgewood Park Drive Commerce Township MI 48382 900626283 501(c)(3) 50000 Thoroughbred Aftercare Caribbean Thoroughbred Aftercare Inc P O Box 43001 PMB 372 Rio Grande PR 00745 660869307 501(c)(3) 40000 Thoroughbred Aftercare Central Kentucky Riding for Hope PO Box 13155 Lexington KY 40502 311024505 501(c)(3) 30000 Thoroughbred Aftercare Days End Farm Horse Rescue Inc 1372 Woodbine Road Woodbine MD 21797 521759077 501(c)(3) 10000 Thoroughbred Aftercare Down the Stretch Ranch 27700 Miles Creston Rd Creston WA 99117 473514272 501(c)(3) 25000 Thoroughbred Aftercare Equestrian Inc 4902 Timberlan Street Tampa FL 33624 270886432 501(c)(3) 15000 Thoroughbred Aftercare Equine Advocates Inc PO Box 354 Chatham NY 12037 113313534 501(c)(3) 10000 Thoroughbred Aftercare Equine Encore Foundation 3225 N El Burrito Avenue Tucson AZ 85705 202530224 501(c)(3) 80000 Thoroughbred Aftercare Equine Rescue and Adoption Foundation Inc 6400 SW martin Hwy Palm City FL 34990 651037400 501(c)(3) 25000 Thoroughbred Aftercare Equine Rescue of Aiken 532 Glenwood Drive Aiken SC 29803 205162723 501(c)(3) 85000 Thoroughbred Aftercare Final Furlong Inc 9119 NW HWY 225a Ocala FL 34482 264646662 501(c)(3) 10000 Thoroughbred Aftercare Finger Lakes Thoroughbred Adoption Program P O Box 25043 Farmington NY 14425 161759140 501(c)(3) 30000 Thoroughbred Aftercare Friends of Ferdinand Inc PO Box 1784 Indianapolis IN 46206 270131224 501(c)(3) 20000 Thoroughbred Aftercare Galloping Out 7301 W 25th Street Suite 321 North Riverside IL 60546 272959198 501(c)(3) 25000 Thoroughbred Aftercare Glen Ellen Vocational Academy Inc (GEVA) P O Box 2101 Glen Ellen CA 95442 680357001 501(c)(3) 40000 Thoroughbred Aftercare Harmony and Hope Horse Haven Inc P O Box 173 Rodeo NM 88056 680617384 501(c)(3) 25000 Thoroughbred Aftercare Heart of Phoenix Equine Rescue Inc PO BOX 81 Shoals WV 25562 454421742 501(c)(3) 10000 Thoroughbred Aftercare Hidden Acres Rescues for Thoroughbreds 6360 Arborwood Ave Cocoa FL 32927 452373616 501(c)(3) 35000 Thoroughbred Aftercare Hope for Horses Inc 10576 Arno Rd Galt CA 95632 454538139 501(c)(3) 20000 Thoroughbred Aftercare Horse Power Sanctuaries Inc dba Redwings Horse Sanctuary 47240 Lockwood-Jolon Rd Lockwood CA 93932 770269641 501(c)(3) 25000 Thoroughbred Aftercare Humanity for Horses P O Box 1510 Mt Shasta CA 96064 274116043 501(c)(3) 40000 Thoroughbred Aftercare Illinois Equine Humane Center NFP P O Box 337 Big Rock IL 60511 263120493 501(c)(3) 12000 Thoroughbred Aftercare Kentucky Equine Humane Center P O Box 910124 Lexington KY 40591 205883736 501(c)(3) 70000 Thoroughbred Aftercare Life Horse Inc 15117 Mud College Rd Thurmont MD 21788 522143420 501(c)(3) 20000 Thoroughbred Aftercare Lone Star Outreach to Place Ex-Racers (LOPE) 901 Darden Hill Road Driftwood TX 78619 731721579 501(c)(3) 25000 Thoroughbred Aftercare Los Angeles Pet Rescue 10856 Farralone Ave Chatsworth CA 91311 271292225 501(c)(3) 40000 Thoroughbred Aftercare Lucky Orphans Horse Rescue Inc 2699 Route 22 Dover Plains NY 12522 262729197 501(c)(3) 20000 Thoroughbred Aftercare Maker's Mark Secretariat Center 4089 Iron Works Parkway Lexington KY 40511 453536475 501(c)(3) 100000 Thoroughbred Aftercare MidAtlantic Horse Rescue Inc PO Box 407 Chesapeake City MD 21915 273543490 501(c)(3) 125000 Thoroughbred Aftercare Mitchell Farm 300 East Haddam Rd Salem CT 06420 562495790 501(c)(3) 10000 Thoroughbred Aftercare New Vocations Racehorse Adoption Program 3293 Wright Rd Laura OH 45337 311681380 501(c)(3) 200001 Thoroughbred Aftercare Oklahoma TB Retirement Program 25362 MacArthur Ave Blanchard OK 73010 261078792 501(c)(3) 20000 Thoroughbred Aftercare Old Friends 1841 Paynes Depot Road Georgetown KY 40324 200049798 501(c)(3) 170000 Thoroughbred Aftercare Our Mims Retirement Haven 2810 Millersburg Ruddles Mill Rd Paris KY 40361 205381313 501(c)(3) 45000 Thoroughbred Aftercare Outside In Inc 12511 152nd Avenue Grand Haven MI 49417 274898039 501(c)(3) 30000 Thoroughbred Aftercare Peaceful Ridge Rescue Inc 2995 SW 121st Ave Davie FL 33330 461523629 501(c)(3) 15000 Thoroughbred Aftercare RACE Fund 8031 Rabbit Lane Harrisburg PA 17112 920198499 501(c)(3) 20000 Thoroughbred Aftercare Remember Me Rescue 4100 Conveyor Drive Burleson TX 76028 263974010 501(c)(3) 60000 Thoroughbred Aftercare ReRun Inc 236A Water Rd East Greenbush NY 12061 611336739 501(c)(3) 140000 Thoroughbred Aftercare RVR Horse Rescue 12611 Hayes Clan Rd Riverview FL 33579 451536701 501(c)(3) 25000 Thoroughbred Aftercare Second Chance Thoroughbreds 121 Dawson Hill Road Spencer NY 14883 461182639 501(c)(3) 15000 Thoroughbred Aftercare Second Stride Inc 7204 Hwy 329 Crestwood KY 40014 202947614 501(c)(3) 100000 Thoroughbred Aftercare South Florida SPCA P O Box 924088 Homestead FL 33092 650338657 501(c)(3) 25000 Thoroughbred Aftercare Southern CaliforniaThoroughbred Rescue P O Box 5 Norco CA 92860 263166279 501(c)(3) 25000 Thoroughbred Aftercare Square Peg Foundation PMB 402 80 Cabrillo Hwy N Suite Q Half Moon Bay CA 94019 201253820 501(c)(3) 50000 Thoroughbred Aftercare The Exceller Fund Inc PO Box 4237 Lexington KY 40544 752937532 501(c)(3) 35000 Thoroughbred Aftercare The Foxie G Foundation Inc c/o Summer Wind Farm PO Box 39 Libertytown MD 21762 460986465 501(c)(3) 37000 Thoroughbred Aftercare The Harry A Biszantz Memorial Center for Thoroughbred Retirement Tranquilit y Farm 3850 Hacienda Rd Cottonwood CA 96022 770569835 501(c)(3) 35000 Thoroughbred Aftercare Thoroughbred Athletes 2851 South Midwest Boulevard Guthrie OK 73044 900827464 501(c)(3) 45000 Thoroughbred Aftercare Thoroughbred Placement Resources Inc 13130 Molly Berry Road Upper Marlboro MD 20772 263266757 501(c)(3) 25000 Thoroughbred Aftercare Thoroughbred Retirement Foundation 10 Lake Ave 2nd Floor Saratoga Springs NY 12866 133132741 501(c)(3) 165000 Thoroughbred Aftercare Thoroughbred Retirement Network of Louisiana 77606 Hwy 21 Covington LA 70435 273520780 501(c)(3) 20000 Thoroughbred Aftercare Thoroughbred Retirement of Tampa Inc PO Box 1621 Oldsmar FL 346771621 571194100 501(c)(3) 10000 Thoroughbred Aftercare United Pegasus Foundation P O Box 535 San Jacinto CA 92581 954497611 501(c)(3) 100000 Thoroughbred Aftercare War Horses at Rose Bower 8367 Old Courthouse Road Appomattox VA 24522 461221754 501(c)(3) 20000 Thoroughbred Aftercare Florida Thoroughbred Retirement & Adoptive Care Inc 901 S Federal Hwy Hallandale Beach FL 33009 273466408 501(c)(3) 80000 Thoroughbred Aftercare 67 0 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. GRANTS ARE ONLY MADE TO AFTERCARE ORGANIZATIONS THAT MEET TAA ACCREDITATION STANDARDS REVIEWED AN APPROVED BY THE AMERICAN HUMANE SOCIETY AND THE AMERICAN ASSOCIATION OF EQUINE PRACTITIONERS. ORGANIZATIONS ARE REQUIRED TO COMPLETE AN IN DEPTH APPLICATION AND RECEIVE ON SITE VISITS TO ALL ORGANIZATIONS CARING FOR THEIR HORSES. TAA ACCREDITATION IS VALID FOR TWO YEARS, AND ORGANIZATIONS MUST RE-APPLY FOR ACCREDITATION ONCE THE PERIOD HAS EXPIRED. GRANT AWARDS MAY BE USED ONLY FOR ACTIVITIES, MATERIALS, SUPPLIES AND SERVICES DIRECTLY RELATED TO THE CARE OF THE ORGANIZATION'S HORSES. Form 990, Part VI, Line 15b Method to establish compensation for other officers This question has been answered "no" in accordance with the instructions since no other officers or key employees were compensated by the organization. Form 990, Part VI, Line 15a METHOD TO ESTABLISH COMPENSATION FOR TOP MANAGEMENT OFFICIAL This question has been answered "no" in accordance with the instructions since the organization's top management official is not compensated by the organization. Form 990, Part VI, Line 8b Documentation of meetings held by committees of governing body The organization has no such committees, and thus has answered this question "no" in accordance with the instructions. Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 WAS PREPARED BY QUALIFIED ACCOUNTING PERSONNEL AND REVIEWED WITH THE AUDIT COMMITTEE CHAIR. THE AUDIT COMMITTEE CHAIR SUBSEQUENTLY DISTRIBUTED IT TO MEMBERS OF THE BOARD FOR APPROVAL PRIOR TO FILING THE RETURN WITH THE IRS. Form 990, Part VI, Line 12c Conflict of interest policy THE ORGANIZATION REQUIRES THAT ALL MEMBERS ANNUALLY SIGN A STATEMENT THAT AFFIRMS THAT SUCH A PERSON (A) HAS RECEIVED THE CONFLICT OF INTEREST POLICY, (B) HAS READ AND UNDERSTANDS THE POLICY, (C) HAS AGREED TO COMPLY WITH THE POLICY AND (D) UNDERSTANDS THAT TAA IS A CHARITABLE FOUNDATION AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES THAT ACCOMPLISH ONE OR MORE OF ITS TAX EXEMPT PURPOSES. IF AT ANY TIME DURING THE YEAR, THE INFORMATION CHANGES MATERIALLY, THE MEMBER MUST DISCLOSE SUCH CHANGES AND REVISE THE ANNUAL DISCLOSURE FORM. Any director shall have a duty to recuse himself or herself at any time from involvement in any decision or discussion in which the director believes he or she has or may have a conflict of interest, without going through the process for determining whether a conflict of interest exists. Form 990, Part VI, Line 19 Required documents available to the public TAA MAKES ITS IRS DETERMINATION LETTER AND FORM 1023 AVAILABLE TO THE PUBLIC BY RETAINING A COPY AT ITS OFFICES. ANY INDIVIDUAL REQUESTING A COPY OF THE DOCUMENTS WILL BE PROVIDED A COPY ON THE SAME BUSINESS DAY. GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AT THE DISCRETION OF THE BOARD OF DIRECTORS AND MANAGEMENT.