2019-06-20T11:21:52-05:00 2018-12-31 223490175 HORVATH & GIACIN PC 130 ROUTE 31 NORTH SUITE A PENNINGTON NJ 08534 990 2018-01-01 131771269 THE ELECTROCHEMICAL SOCIETY INC ELEC 6097371902 65 S MAIN ST PENNINGTON NJ 085342839 CHRIS JANNUZZI EXECUTIVE DIRECTOR 6097371902 2019-06-17 1 JOHN A HORVATH P00011739 6097370300 2019-06-17 96.248.106.86 2019-06-17 12:00:37 ED P 36AF7F2D826E1411CD23D415BDE5FEB790C1BC98 6B7EAB29F91D8ACEC54213B2F80B42658F7B12C3 2018 2019-02-21 02:37:17Z CHRIS JANNUZZI 65 S MAIN PENNINGTON NJ 08534 9993875 0 X WWW.ELECTROCHEM.ORG X 1902 NY ADVANCE THEORY & PRACTICE OF ELECTROCHEMISTRY, SOLID STATE SCIENCE, & ALLIED SUBJECTS. TO ENCOURAGE RESEARCH, DISCUSSION, CRITICAL ASSESSMENT & DISSEMINATION OF KNOWLEDGE IN THESE FIELDS. 23 22 38 500 94846 -219347 336421 325211 5932641 5815035 889603 851191 53377 42532 7212042 7033969 218590 168110 0 0 2755283 3228254 0 0 223612 3777174 3167382 6751047 6563746 460995 470223 19373210 18425054 2322726 2614081 17050484 15810973 X ADVANCE THEORY & PRACTICE OF ELECTROCHEMISTRY, SOLID STATE SCIENCE, ETC. AND TO ENCOURAGE RESEARCH, DISCUSSION, CRITICAL ASSESSMENT & DISSEMINATION OF KNOWLEDGE IN THESE FIELDS. THE SOCIETY HOLDS MEETINGS, PUBLISHES SCIENTIFIC PAPERS, FOSTERS TRAINING AND EDUCATION OF SCIENTISTS AND ENGINEERS AND COOPERATES WITH OTHER ORGANIZATIONS TO PROMOTE SCIENCE AND TECHNOLOGY IN THE PUBLIC INTEREST. 0 0 2086797 2553205 PUBLISH 4 PEER REVIEW JOURNALS, SYMPOSIUM VOLUMES, MEETING ABSTRACTS, MEMBER MAGAZINES AND MONOGRAPH VOLUMES. ALL PUBLICATIONS WITH THE EXCEPTION OF MONOGRAPH VOLUMES ARE AVAILABLE IN DIGITAL FORM AND AVAILABLE IN THE ECS DIGITAL LIBRARY. CIRCULATE MONTHLY JOURNALS AND QUARTERLY MAGAZINE TO SUBSCRIBERS AND MEMBERS, PUBLISH HARDBOUND AND SOFTBOUND VOLUMES FOR SALE. 397900 706850 MEMBERSHIP: COLLECT ANNUAL DUES FROM FOREIGN AND DOMESTIC MEMBERS. ECS MEMBERSHIP IN 2018 TOTALLED 5,151: 3,174 ACTIVE, 1,511 STUDENT, 139 LIFE, & 327 INSTITUTIONAL REPRESENTATIVES. 2585896 2430910 SOCIETY MEETINGS: SPONSOR BI-ANNUAL LARGE-SCALE CONVENTIONS.ATTENDANCE FROM MEMBERS, NONMEMBERS AND EXHIBITORS AS WELL AS PERIODIC SATELLITE MEETINGS.ATTENDANCE AT FALL MEETING WAS 2,587.ATTENDANCE AT SPRING MEETING WAS 1,912. 517047 168110 29224 517047 168110 29224 5587640 1 1 0 1 0 0 0 0 1 1 1 0 0 0 1 1 1 0 0 1 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 86 0 1 38 1 1 1 1 JA 0 0 0 0 0 0 0 0 0 0 X 23 22 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 NJ X X PAUL GROTE 6097371902 65 S MAIN ST PENNINGTON NJ 085342839 ROQUE CALVO EXEC DIRECTOR/CEO (1991-PR 37.50 X X 226420 0 44411 JOHNA LEDDY PAST PRESIDENT 1.00 X X 0 0 0 YUE KUO PRESIDENT 1.00 X X 0 0 0 CHRISTINA BOCK SR. VICE PRESIDENT 1.00 X X 0 0 0 STEFAN DE GENDT 2ND VICE PRESIDENT 1.00 X X 0 0 0 JAMES FENTON SECRETARY 4.00 X X 0 0 0 E JENNINGS TAYLOR BOARD MEMBER 1.00 X X 0 0 0 STANKO BRANKOVIC BOARD MEMBER 1.00 X 0 0 0 MIKHAIL BRIK BOARD MEMBER 1.00 X 0 0 0 GRAHAM CHEEK BOARD MEMBER 1.00 X 0 0 0 ANDY HERRING BOARD MEMBER 1.00 X 0 0 0 GREG JACKSON BOARD MEMBER 1.00 X 0 0 0 CHRISTOPHER JOHNSON BOARD MEMBER 1.00 X 0 0 0 YAW OBENG BOARD MEMBER 1.00 X 0 0 0 COLM O'DWYER BOARD MEMBER 1.00 X 0 0 0 DOUGLAS REIMER BOARD MEMBER 1.00 X 0 0 0 SLAVA ROTKIN BOARD MEMBER 1.00 X 0 0 0 ALICE SUROVIEC BOARD MEMBER 1.00 X 0 0 0 SANNAKAISA VIRTANEN BOARD MEMBER 1.00 X 0 0 0 ERIC WACHSMAN THIRD VICE PRESIDENT 1.00 X 0 0 0 NIANQIANG WU BOARD MEMBER 1.00 X 0 0 0 KRISHNAN RAJESHWAR PAST PRESIDENT 1.00 X 0 0 0 STUART SWIRSON NON PROFIT FINANCIAL PROFE 1.00 X 0 0 0 CHRIS JANNUZZI EXEC DIRECTOR/CEO 37.50 X X 133281 0 23071 GESSIE BRISARD TREASURER 1.00 X X 0 0 0 VIMAL CHAITANYA BOARD MEMBER 1.00 X 0 0 0 MARCA DOEFF BOARD MEMBER 1.00 X 0 0 0 MASAYUKI ITAGAKI BOARD MEMBER 1.00 X 0 0 0 AJIT KHOSLA BOARD MEMBER 1.00 X 0 0 0 JOHN STASER BOARD MEMBER 1.00 X 0 0 0 PAUL GROTE DIRECTOR OF FINANCE 37.50 X 111931 0 31759 MARY YESS CHIEF CONTENT OFFICER 37.50 X 199105 0 30072 TIM GAMBERZKY CHIEF OPERATING OFFICER 37.50 X 173553 0 16407 844290 0 145720 5 0 1 0 APTARA INC BOX 13963 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 PUBLISHING SERVICES 286535 REDEYE INC 1675 WHITEHORSE MERCERVILLE ROAD S HAMILTON NJ 08619 INFORMATION TECHNOLOGY SERVICES 256582 HIGHWIRE PRESS INC PO BOX 398069 SAN FRANCISCO CA 94139 DIGITAL PUBLICATION PLATFORM SVCS 175319 PRESENTATION TECHNOLOGIES CORPORATION 11 MOUNTAIN RIDGE DRIVE OXFORD NJ 07863 CONFERENCE SERVICES 164365 SHERATON SEATTLE 1400 SIXTH STREET SEATTLE WA 98101 HOTEL ACCOMODATIONS 150069 5 325211 325211 SUBSCRIPTIONS 519100 2648051 2553205 94846 SOCIETY MEETING AND ACTIVITIES 900099 2430910 2430910 MEMBERSHIP DUES 900099 706850 706850 CONSTITUENT PROGRAMS 900099 29224 29224 5815035 244160 244160 527489 489644 37845 37845 37845 3077293 2470262 607031 607031 607031 MISCELLANEOUS 900099 4687 4687 4687 7033969 5720189 94846 893723 100000 100000 46000 46000 22110 22110 990010 842499 113851 33660 1629176 1415633 128561 84982 83338 70347 8307 4684 329390 260455 49904 19031 196340 115956 68999 11385 29255 24896 3364 995 46366 39458 5332 1576 264724 87894 156903 19927 32023 27261 3675 1087 26364 25385 756 223 258799 81158 174399 3242 10199 10199 116751 80639 35804 308 1158847 1158847 22949 19530 2639 780 PUBLICATIONS 942250 942250 AWARDS EXPENSE 117750 117750 CONSITUENT SERVICES EXP 67129 67129 FUNDRAISING 41732 0 41732 32244 32244 6563746 5587640 752494 223612 1491540 1314334 30695 2690 7690 338035 231135 5079412 1030342 4064275 4049070 13380408 12790762 423 423 65144 31640 19373210 18425054 432168 497454 1641330 1851713 424 423 248804 264491 2322726 2614081 X 15408075 14129824 683341 696081 959068 985068 17050484 15810973 19373210 18425054 470223 -1709734 0 X X 0 1 X 1 0 X 1012581 1116914 1013658 942752 1032061 5117966 5006536 5506299 5680031 5326310 5108185 26627361 6019117 6623213 6693689 6269062 6140246 31745327 12800 54620 3131 4305 74856 194688 93213 59000 49500 396401 207488 147833 62131 53805 471257 31274070 1628805 815226 823917 828979 851191 4948118 1628805 815226 823917 828979 851191 4948118 12374 264 2086 1675 4687 21086 7660296 7438703 7519692 7099716 6996124 36714531 0.85180 0.83530 0.13480 0.15250 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2014 AMOUNT: $ 12,374. 2015 AMOUNT: $ 264. 2016 AMOUNT: $ 2,086. 2017 AMOUNT: $ 1,675. 2018 AMOUNT: $ 4,687. 0 1 0 0 0 0 0 1 0 0 0 0 PART II-B, LINE 1A, 1G ALL ACTIVITY IS VOLUNTEER BASED WITH NO ASSOCIATED EXPENSE. 0 1 X 12236122 122877 0 21800 60641 12276558 11163088 131033 543218 -93217 492000 12236122 10530302 157706 582775 107695 11163088 8291924 2046396 246246 78892 -24628 10530302 7753488 207993 407627 77184 8291924 0.84010 0.08030 0.07960 0 0 1252819 350608 1603427 2775275 700710 1030342 2445643 4049070 SECURITY DEPOSITS 42223 DEFERRED COMPENSATION 222268 264491 X 5813879 -1709734 -1709734 7523613 -489644 -489644 7033969 7053390 489644 489644 6563746 0 6563746 PART IV, LINE 2B: BOTH CUSTODIAL ASSETS AND LIABILITIES OF $423 ARE INCLUDED IN THE BALANCE SHEET. ASSETS ARE INCLUDED WITH INVESTMENTS. PART X, LINE 2: TEXT OF FOOTNOTE TO ORGANIZATION'S FINANCIAL STATEMENTS THAT REPORTS THE ORGANIZATION'S LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN-48, THE SOCIETY FOLLOWS THE ACCOUNTING PRONOUNCEMENT THAT PROVIDES GUIDANCE ON UNCERTAIN TAX POSITIONS. THE SOCIETY HAD NO UNRECOGNIZED TAX BENEFITS AT DECEMBER 31, 2017. IN ADDITION, THE SOCIETY HAS NO INCOME TAX RELATED PENALTIES OR INTEREST FOR THE PERIODS REPORTED ON THESE FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES PART X TEXT OF FOOTNOTE TO ORGANIZATION'S FINANCIAL STATEMENTS THAT REPORTS THE ORGANIZATION'S LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN-48, THE SOCIETY FOLLOWS THE ACCOUNTING PRONOUNCEMENT THAT PROVIDES GUIDANCE ON UNCERTAIN TAX POSITIONS. THE SOCIETY HAD NO UNRECOGNIZED TAX BENEFITS AT DECEMBER 31, 2018. IN ADDITION, THE SOCIETY HAS NO INCOME TAX RELATED PENALTIES OR INTEREST FOR THE PERIODS REPORTED ON THESE FINANCIAL STATEMENTS. PART IV, LINE 2B BOTH CUSTODIAL ASSETS AND LIABILITIES OF $423 ARE INCLUDED IN THE BALANCE SHEET. ASSETS ARE INCLUDED WITH INVESTMENTS. PART V, LINE 4 THE SOCIETY'S ENDOWMENT FUNDS CONSIST OF SEVERAL FUNDS ESTABLISHED TO FUND AWARDS, AS WELL AS AN EDUCATIONAL ENDOWMENT FUND AND FREE THE SCIENCE FUND. THE ENDOWMENT FUNDS INCLUDE BOTH DONOR-RESTRICTED FUNDS AND FUNDS DESIGNATED BY THE BOARD OF DIRECTORS TO FUNCTION AS ENDOWMENTS. THE SOCIETY HAS ADOPTED INVESTMENT POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS. 1 NORTH AMERICA GRANTMAKING 7000 MIDDLE EAST & NORTH AFRICA GRANTMAKING EUROPE GRANTMAKING 2600 EAST ASIA & THE PACIFIC GRANTMAKING 12510 0 0 0 0 0 0 22110 0 22110 EAST ASIA AND THE PACIFIC ADVANCEMENT OF ANY OF THE OBJECTS PURPOSE OR ACTIVITIES OF THE ELECTROCHEMICAL SOCIETY 10000 DEAL/GROVE YOUNG AUTHOR AWARD MIDDLE EAST & NORTH AFRICA 1 7500 CHECK FMV DAVID C. GRAHAME AWARD NORTH AMERICA 1 1000 CHECK 530 MEETING REGISTRATION FMV OLIN PALLADIUM AWARD EUROPE 1 7500 CHECK FMV RICHARD SMALLEY AWARD EAST ASIA AND THE PACIFIC 1 2500 CHECK FMV THOMAS D. CALLINAN AWARD EAST ASIA AND THE PACIFIC 1 1500 CHECK FMV 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION GRANTS AWARDS AND FELLOWSHIPS TO RECIPIENTS BASED UPON WORK THAT HAS ALREADY BEEN PERFORMED PRIMARILY TO FURTHER THE STUDY IN THEIR FIELD. AWARD RECIPIENTS AND FELLOWS MUST BE NOMINATED USING A NOMINATION FORM. LETTERS OF ENDORSEMENT ARE REQUIRED. AWARD RECIPIENTS AND FELLOWS ARE CHOSEN BY THE HONORS AND AWARDS COMITTEE AND APPROVED BY THE BOARD OF DIRECTORS BASED UPON MERIT. PART I, LINE 3: THE ORGANIZATION USES THE ACCRUAL METHOD OF ACCOUNTING. 1 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD PASEDENA CA 91125 951643307 501(C)(3) 50000 YOUNG RESEARCHER FELLOWSHIP REGENTS THE UNIVERSITY OF CALIFORNIA FBO PROFESSOR IRYNA ZENYUK NF ATTN JEFF WOJCIECHOWSKI NATIONAL FUEL RESEARCH CTR IRVINE CA 926973550 952226406 501(C)(3) 50000 YOUNG RESEARCHER FELLOWSHIP H.H. UHLIG AWARD 1 2500 CHARLES TOBIAS YOUNG INVESTIGATOR AWARD 1 5000 DANIEL CUBICIOTTI STUDENT AWARD 3 3000 COLIN GARFIELD FINK SUMMER FELLOWSHIP 1 5000 EDWARD WESTON SUMMER FELLOWSHIP 1 5000 HENRY B LINFORD AWARD 1 2500 H.H. DOW MEMORIAL AWARD 1 1000 NORMAN HACKERMAN YOUNG AUTHORS AWARD 1 2500 F.M. BECKET SUMMER FELLOWSHIP 1 5000 JOSEPH W. RICHARDS SUMMER FELLOWSHIP 1 5000 BATTERY DIVISION POST-DOC RESEARCH AWARD 2 4000 ELECTRODEPOSITION RESEARCH AWARD 1 2000 HTM DIVISION J. BRUCE WAGNER, JR. AWARD 1 2000 MAX BREDIG AWARD 1 1500 PART I, LINE 2: THE ORGANIZATION GRANTS AWARDS AND FELLOWSHIPS TO RECIPIENTS BASED UPON WORK THAT HAS ALREADY BEEN PERFORMED PRIMARILY TO FURTHER THE STUDY IN THEIR FIELD. AWARD RECIPIENTS AND FELLOWS MUST BE NOMINATED USING A NOMINATION FORM. LETTERS OF ENDORSEMENT ARE REQUIRED. AWARD RECIPIENTS AND FELLOWS ARE CHOSEN BY THE HONORS AND AWARDS COMITTEE AND APPROVED BY THE BOARD OF DIRECTORS BASED UPON MERIT. X X 0 1 0 0 0 0 0 1 0 ROQUE CALVO EXEC DIRECTOR/CEO (1991-PR 215894 0 10526 0 0 0 30952 0 13459 0 270831 0 0 0 MARY YESS CHIEF CONTENT OFFICER 197105 0 2000 0 0 0 15768 0 14304 0 229177 0 0 0 TIM GAMBERZKY CHIEF OPERATING OFFICER 168553 0 5000 0 0 0 13484 0 2923 0 189960 0 0 0 PART I, LINE 7 SEE SCHEDULE J, PART II, COLUMN B(II) FOR BONUS AND INCENTIVE COMPENSATION INFORMATION. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS A BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A YES, THE ORGANIZATION HAS MEMBERS WHO HAVE THE POWER TO VOTE FOR THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT COPY OF THE FORM 990 WILL BE PROVIDED TO ALL MEMBERS OF THE AUDIT COMMITTEE FOR REVIEW AND COMMENT. THE AUDIT COMMITTEE WILL REVIEW THE RETURN AND RECOMMEND THAT THE BOARD OF DIRECTORS APPROVE THE FORM 990. THE DRAFT FORM 990 WILL THEN BE PROVIDED TO THE BOARD IN ADVANCE OF ITS MEETING FOR REVIEW, COMMENT AND APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF THE BOARD OF DIRECTORS ARE REQUIRED TO DISCLOSE CONFLICTS OF INTEREST ANNUALLY. CONFLICTS ARE REVIEWED AND EVALUATED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 15 FORMAL EMPLOYEE APPRAISALS ARE CONDUCTED ANNUALLY IN JANUARY FOR BOTH FULL AND PART-TIME EMPLOYEES. THE RESPONSIBILITIES OF EACH STAFF POSITION ARE CAPTURED IN JOB DESCRIPTIONS WHICH ARE REVIEWED AND UPDATED ANNUALLY. SALARY ADJUSTMENTS ARE DETERMINED AT THE TIME OF THE APPRAISAL AND ARE BASED UPON PERFORMANCE AND COST OF LIVING ADJUSTMENTS. ADJUSTMENTS ARE NOT RELEASED UNTIL ALL REVIEWS AND SALARY UPDATES HAVE BEEN COMPLETED. THE COMPENSATION PARAMETERS FOR EACH POSITION ARE DESCRIBED IN A SALARY RANGE, WHICH IS UPDATED ONCE PER YEAR IN JULY BASED ON CHANGES IN RESPONSIBILITIES AND COMPARABLE MARKET INFORMATION. SALARY AND BENEFIT AMOUNTS ARE APPROVED IN THE ANNUAL BUDGET BY THE ECS BOARD OF DIRECTORS. THE EXECUTIVE DIRECTOR IS APPRAISED ANNUALLY IN OCTOBER BY THE ECS BOARD BASED UPON COMPENSATION AND PERFORMANCE REQUIREMENTS AS OUTLINED IN THE EMPLOYMENT CONTRACT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST AND VIA THE ORGANIZATION'S WEBSITE, D&B AND THE ECS QUARTERLY INTERFACE MAGAZINE. PART XII, LINE 2C THE COMPANY HAS AN AUDIT COMMITTEE THAT REVIEWS THE ANNUAL AUDIT DONE BY ITS INDEPENDENT CPA FIRM. ECS HOLDINGS LLC SOUTH MAIN STREET PENNINGTON NJ 08534 131771269 REAL ESTATE NJ 625499 4258146 ECS FORM 990, SCHEDULE R, PART I, COLUMN D TOTAL INCOME OF ECS HOLDINGS, LLC INCLUDES: GROSS RENTAL INCOME OF $620,812 AND OTHER REVENUES OF $4,687 LESS: RENTAL EXPENSES OF ($489,644).