2019-05-15T14:39:28-05:00 2018-06-30 KPMG LLP 345 Park Avenue New York NY 101540102 990 2017-07-01 060646623 Fairfield University % Michael Trafecante FAIR 2032544000 1073 NORTH BENSON ROAD FAIRFIELD CT 068245195 MIKE TRAFECANTE VP FOR FINANCE 2032544000 2019-05-15 true MARY-EVELYN ANTONETTI P00431862 2127589700 2019-05-15 167.68.102.5 13407320191355000065 2019-05-15 P D24ED715DB1A2C682E9CD4EF497228E25226C4C5 DCB11F11A70948B4BC98F0CEE6EA1A4076F59685 2017 2019-02-21 02:37:17Z Mark R Nemec PHD 1073 NORTH BENSON ROAD FAIRFIELD CT 068245195 336532847 false X N/A X 1942 CT FAIRFIELD'S MISSION IS TO DEVELOP THE CREATIVE INTELLECTUAL POTENTIAL OF ITS SUTDENTS AND TO FOSTER IN THEM ETHICAL AND RELIGIOUS VALUES AND A SENSE OF SOCIAL RESPONSIBILITY. 37 36 3097 500 640011 64185723 23971109 263450692 273447672 13832648 6000498 607953 598713 342077016 304017992 76163898 80158441 0 0 113231903 117360303 361431 379068 7701865 86640274 105289175 276397506 303186987 65679510 831005 881246458 929863545 302598974 340636560 578647484 589226985 X A FAIRFIELD UNIVERSITY EDUCATION HAS BECOME MORE INTEGRATED IN FOCUS, MORE GLOBAL IN OUTLOOK, AND MORE INTERNATIONAL IN ITS STRUCTURE THAN EVER BEFORE IN THE JESUIT TRADITION. SEE SCHEDULE O. false false 209208806 80158441 226278657 FAIRFIELD UNIVERSITY IS AN INSTITUTE OF HIGHER LEARNING WITH UNDERGRADUATE, GRADUATE, AND CONTINUING EDUCATION ACADEMIC PROGRAMS INCLUDING STUDENTS RESIDING ON CAMPUS. SEE SCHEDULE O. 40839631 42075424 ROOM & BOARD. SEE SCHEDULE O. 3007263 5093591 OTHER ACTIVITIES. A VARIETY OF STUDENT SERVICES INCLUDING ARTS AND ENTERTAINMENT AT THE QUICK CENTER, STUDENT ACTIVITIES FOR CLUB SPORTS, AND OTHER ITEMS. 253055700 true true false true false false true true false true true true false true false true true false true true true false true true true false false false true true true false false false false false false false false false false true true false false false false false false false true X 859 0 true 3097 true true true true IT UK false false false true true false false false false X 37 36 false false false false false false false true true false false true true true true true true true true false CT X Michael Trafecante 2032544000 1073 North Benson Road Fairfield CT 06824 MARK NEMEC PRESIDENT (AS OF 7-1-17) 35.0 0.0 X X 399845 0 50454 NANCY A ALTOBELLO TRUSTEE 5.0 0.0 X 0 0 0 CEASAR NICHOLAS ANQUILLARE TRUSTEE 1.0 0.0 X 0 0 0 WILLIAM L ATWELL TRUSTEE 1.0 0.0 X 0 0 0 REV JOHN F BALDOVIN SJ TRUSTEE(AS OF 7-1-17) 1.0 0.0 X 0 0 0 REV TERRENCE A BAUM SJ TRUSTEE(AS OF 7-1-17) 1.0 0.0 X 0 0 0 MARK J BECKWITH TRUSTEE 5.0 0.0 X 0 0 0 JOSEPH R BRONSON TRUSTEE 1.0 0.0 X 0 0 0 KEVIN P CANNON TRUSTEE 1.0 0.0 X 0 0 0 CARLOS M CARDOSO TRUSTEE 5.0 0.0 X 0 0 0 FRANK J CARROLL III TRUSTEE 5.0 0.0 X 0 0 0 TIMOTHY J CONWAY TRUSTEE 1.0 0.0 X 0 0 0 WILLIAM C CRAGER TRUSTEE 1.0 0.0 X 0 0 0 SHELIA KEARNEY DAVIDSON TRUSTEE 5.0 0.0 X 0 0 0 CHRISTOPHER C DESMARAIS TRUSTEE 5.0 0.0 X 0 0 0 REV TERRENCE P DEVINO SJ TRUSTEE 5.0 0.0 X 0 0 0 KELLY SIMON HONDRU TRUSTEE 1.0 0.0 X 0 0 0 ROBIN KANAREK TRUSTEE 1.0 0.0 X 0 0 0 SUSAN ROBINSON KING MA TRUSTEE 1.0 0.0 X 0 0 0 KATHERINE N LAPP TRUSTEE 1.0 0.0 X 0 0 0 STEPHEN M LESSING TRUSTEE 1.0 0.0 X 0 0 0 BILL MCINTOSH TRUSTEE 1.0 0.0 X 0 0 0 ANDREW J MCMAHON TRUSTEE 5.0 0.0 X 0 0 0 JOHN MEDITZ TRUSTEE 1.0 0.0 X 0 0 0 ELNER MORRELL TRUSTEE 1.0 0.0 X 0 0 0 ROBERT MURPHY JR TRUSTEE 5.0 0.0 X 0 0 0 GAVIN G O'CONNOR TRUSTEE 1.0 0.0 X 0 0 0 BIFF J O'REILLY TRUSTEE 5.0 0.0 X 0 0 0 REV STEPHEN A PRIVETT SJ TRUSTEE 5.0 0.0 X 0 0 0 CHRISTOPHER C QUICK TRUSTEE (as of 7-1-17) 1.0 0.0 X 0 0 0 KATIE JACOBS ROBINSON TRUSTEE 1.0 0.0 X 0 0 0 MARIANNE DOLAN WEBER TRUSTEE 1.0 0.0 X 0 0 0 JAMES D WEHR TRUSTEE 1.0 0.0 X 0 0 0 REV GEORGE E COLLINS TRUSTEE 1.0 0.0 X 0 0 0 REV GREGORY KALSCHEUR SJ TRUSTEE 1.0 0.0 X 0 0 0 CLAIRE KNOPF TRUSTEE 1.0 0.0 X 0 0 0 DOUGLAS HAMMOND TRUSTEE 1.0 0.0 X 0 0 0 MICHAEL G TORTORA SECRETARY (THRU 6-30-17) 35.0 0.0 X 98309 0 25022 MICHAEL TRAFECANTE TREASURER 35.0 0.0 X 248607 0 84404 KRISTINE CARROLL SECRETARY (AS OF 7-1-17) 35.0 0.0 X 69097 0 35057 KEVIN LAWLOR EXECUTIVE VICE PRESIDENT 35.0 0.0 X 353465 0 145746 THOMAS PELLEGRINO VICE PRESIDENT 35.0 0.0 X 213546 0 53349 CHRISTINE SIEGEL PROVOST & SR VP ACADEMICS 35.0 0.0 X 279094 0 51715 MARK LIGAS ACTING DEAN 35.0 0.0 X 158859 0 71305 WALTER HALAS VP ADVANCEMENTS 35.0 0.0 X 260036 0 60076 SYDNEY JOHNSON HEAD MBB COACH 35.0 0.0 X 539232 0 73988 JOSEPH FRAGER HEAD WBB COACH 35.0 0.0 X 220992 0 78184 DONALD GIBSON VICE PROVOST/ AVP ACADEMIC 35.0 0.0 X 222018 0 54410 JOHNATHAN CARROLL CHIEF INFORMATION OFFICER 35.0 0.0 X 265383 0 59232 LYNN BABINGTON FORMER INTERIM-PRESIDENT 35.0 0.0 X 225794 0 39646 YOHURU WILLIAMS FORMER DEAN COLLEGE OF A&S 35.0 0.0 X 112500 0 51370 3666777 0 933958 211 true true false GILBANE BUILDING COMPANY 7 JACKSON WALKWAY PROVIDENCE RI 02903 CONSTRUCTION 31501042 SODEXO OPERATIONS LLC PO BOX 352 BUFFALO NY 14240 DINING SERVICE 13346283 SKANSKA USA BUILDING INC 545 LONG WHARF DR FL 6 NEW HAVEN CT 06511 CONSTRUCTION 10855113 WHITING TURNER CONTRACTING CO 300 E JOPPA ROAD BALTIMORE MD 21286 CONSTRUCTION 6396137 SLAM COLLABORATIVE INC PO BOX 12 BRATTLEBORO VT 053020012 ARCHITECTURAL SERV. 2571431 121 585976 3158730 20226403 3846494 23971109 Tuition & Fees 611600 226278657 226278657 Auxiliary Services 721000 42075424 42075424 Other Program Services 900099 4070078 4070078 Summer Conferences 900099 1023513 370197 653316 273447672 7155236 148911 7006325 0 0 1354198 654204 699994 0 699994 -162216 862210 30435596 64286 21856040 9798580 8579556 -9734294 -1154738 -1154738 104750 585976 206031 -101281 -101281 0 0 0 0 0 0 0 304017992 272794356 640011 6612516 0 75222109 75222109 4936332 4936332 0 3238941 2263631 721491 253819 0 83810630 70033882 9718310 4058438 5724450 4705217 707959 311274 18599538 11608148 6335769 655621 5986744 5008434 684066 294244 0 936510 57181 859124 20205 74300 74300 0 379068 379068 327808 327808 15652828 14095732 1505786 51310 1376418 380176 961972 34270 11291849 6602035 4165311 524503 3998387 1650155 2297724 50508 0 8705759 8681070 24689 7276463 5781116 836468 658879 0 335708 271422 57706 6580 11041411 9221908 1819503 0 18303766 17439911 692799 171056 1235684 176867 1058817 Maintenance and Equipment 6859293 6190901 534268 134124 LOSS ON EXTINGUISH. OF DEBT 6181001 0 6181001 0 CONSULTANTS & HONORARIA 4111057 2099627 1967290 44140 INTERNATIONAL PROGRAMS 3806015 3806015 3774918 2823831 897261 53826 303186987 253055700 42429422 7701865 219540 464791 55194641 60010419 45221565 43625096 2927893 3498403 0 0 0 0 0 0 0 0 0 0 635448876 256482766 338285609 378966110 304472666 322726088 77645311 67762330 0 0 0 0 57279233 52810308 881246458 929863545 41005920 43930703 2434466 2327481 18789703 18370347 240368885 276008029 0 0 0 0 0 0 0 0 0 0 302598974 340636560 X 300164086 305651390 131061654 130316218 147421744 153259377 578647484 589226985 881246458 929863545 X 831005 11236280 -1487784 X false true X true true true X 29129565 26696203 29558321 64185723 23971109 173540921 0 0 29129565 26696203 29558321 64185723 23971109 173540921 44908448 128632473 2233274 5337222 5617104 5235362 8509434 26932396 181792 181792 286093 775415 409033 1470541 202125650 1265505030 0.63640 0.65220 X false false false false false false false false true false SCHEDULE C, PART II-B, LINE 1 FAIRFIELD UNIVERSITY MAY INDIRECTLY INCUR LOBBYING EXPENSE THROUGH DUES PAID TO OTHER ORGANIZATIONS. X 9 30.00 2 1 true 65.00 40000 false X X X X false 355306266 6966222 25695257 3856209 12497141 431719 371182676 316913844 6966058 42738641 4138098 6544540 629639 355306266 324498896 5909462 -1112030 4354070 8028414 316913844 321418792 5462179 8949982 4664316 6667741 324498896 279942310 5975887 46138721 3449456 7188670 321418792 0.40670 0.41290 0.18040 false false 6932212 6932212 490986657 189338223 301648434 0 0 0 66248930 56330336 9918594 71281077 10814207 60466870 378966110 0 DEPOSIT WITH TRUSTEES 45558683 PREPAID EXPENSES 3959524 OTHER ASSETS 3292101 52810308 0 0 X 234062398 11236280 -80992021 -69755741 303818139 199853 199853 304017992 223482897 -79504237 -79504237 302987134 199853 199853 303186987 SCHEDULE D, PART III, LINE 1A SFAS 116 (ASC 958) FOOTNOTE THE ART COLLECTIONS ARE DONATED TO THE UNIVERSITY AND NOT RECOGNIZED IN THE ASSETS OF THE BALANCE SHEET. THE AUDITED FINANCIAL STATEMENTS DO NOT HAVE A FOOTNOTE REGARDING THE COLLECTIONS. SCHEDULE D, PART III, LINE 4 THE ORGANIZATION'S ART COLLECTIONS ARE IMPORTANT CULTURAL RESOURCES OF THE UNIVERSITY, PROVIDING ARTS AND ACADEMIC ENRICHMENT TO THE STUDENTS, FACULTY, LOCAL COMMUNITY, AND INTERNATIONAL SCHOLARLY COMMUNITY. THE COLLECTIONS ARE HOUSED AT THE LUKACS GALLERY, THOMAS J WALSH ART GALLERY, THE BELLARMINE MUSEUM & VARIOUS LOCATIONS ON CAMPUS. A WEBSITE HAS BEEN DESIGNED TO GIVE ACCESS TO THESE WORKS OF ART, COLLECTIONS AND VENUES AND TO PROVIDE HISTORICAL AND TECHNICAL INFORMATION ON THE WORKS. THE BELLARMINE MUSEUM IS DEDICATED TO PRESERVING, STUDYING, AND EXHIBITING THOSE OBJECTS ENTRUSTED TO ITS CARE, WHILE NEVER LOSING SIGHT OF ITS OBLIGATION TO EDUCATE AND INSPIRE ITS MANY AUDIENCES, FOR THE GREATER ENRICHMENT OF ALL. THE MUSEUM IS OPEN TO THE PUBLIC AND FREE OF CHARGE. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT IS AN AGGREGATION OF GIFTS PROVIDED BY DONORS WITH THE REQUIREMENT THE GIFTS BE HELD IN PERPETUITY TO GENERATE EARNINGS NOW AND IN FUTURE YEARS TO SUPPORT THE UNIVERSITY'S PROGRAMS OF INSTRUCTION, RESEARCH AND PUBLIC SERVICE AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENT. EARNINGS FROM ENDOWMENT INVESTMENTS SUPPORT SCHOLARSHIPS, CHAIRS, PROFESSORSHIPS, FELLOWSHIPS, BASIC RESEARCH, AS WELL AS ACADEMIC AND PUBLIC SERVICE PROGRAMS. THE ENDOWMENT SHOULD PROVIDE STABILITY SINCE THE PRINCIPAL IS INVESTED AND EARNINGS ARE GENERATED YEAR AFTER YEAR. NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. SCHEDULE D, PART X, LINE 2 THE UNIVERSITY IS A NOT-FOR-PROFIT CORPORATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND IS GENERALLY EXEMPT FROM INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE CODE. THE UNIVERSITY RECOGNIZES THE EFFECTS OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. THE UNIVERSITY EVALUATES, ON AN ANNUAL BASIS, THE EFFECTS OF ANY UNCERTAIN TAX POSITIONS ON ITS FINANCIAL STATEMENTS. AS OF JUNE 30, 2018, THE UNIVERSITY HAS NOT IDENTIFIED OR PROVIDED FOR ANY SUCH POSITIONS. SCHEDULE D, PART XI, LINE 2D OTHER AMOUNTS INCLUDED ON LINE 1 BUT NOT ON FORM 990, PART VIII, LINE 12: STUDENT FINANCIAL AID $(80,158,441) RENT EXPENSE 654,204 CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT (1,487,784) ------------- $ (80,992,021) SCHEDULE D, PART XII, LINE 2D OTHER AMOUNTS INCLUDED ON LINE 1 BUT NOT ON FORM 990, PART IX, LINE 25: RENTAL EXPENSE $654,204 STUDENT FINANCIAL AID (80,158,441) ------------- $ (79,504,237) SCHEDULE D, PART XII, LINE 4B OTHER AMOUNTS INCLUDED ON FORM 990, PART IX, LINE 25, BUT NOT ON LINE 1: STUDENT FINANCIAL AID $80,158,441 true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 FAIRFIELD UNIVERSITY ADMITS STUDENTS OF ANY SEX, RACE, COLOR, MARITAL STATUS, SEXUAL ORIENTATION, RELIGION, AGE, NATIONAL ORIGIN OR ANCESTRY, DISABILITY OR HANDICAP TO ALL THE RIGHTS, PRIVILEGES, PROGRAMS, AND ACTIVITIES GENERALLY ACCORDED OR MADE AVAILABLE TO STUDENTS OF THE UNIVERSITY. IT DOES NOT DISCRIMINATE ON THE BASIS OF SEX, RACE, COLOR, MARITAL STATUS, SEXUAL ORIENTATION, GENDER IDENTITY, VETERAN'S STATUS, POLITICAL IDEOLOGY, RELIGION, AGE, NATIONAL ORIGIN OR ANCESTRY, DISABILITY OR HANDICAP IN ADMINISTRATION OF ITS EDUCATIONAL POLICIES, ADMISSIONS POLICIES, EMPLOYMENT POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, ATHLETIC PROGRAMS, OR OTHER UNIVERSITY-ADMINISTERED PROGRAMS. THIS INFORMATION IS OUTLINED ON FAIRFIELD UNIVERSITY'S PUBLIC WEBSITE. SCHEDULE E, PART I, LINE 6 FAIRFIELD UNIVERSITY RECEIVES GRANTS, AWARDS AND FINANCIAL ASSISTANCE FOR ITS STUDENTS FROM VARIOUS GOVERNMENTAL AGENCIES. THE UNIVERSITY HAS ALWAYS BEEN IN GOOD STANDING AND THE RIGHT TO RECEIVE SUCH AID HAS NEVER BEEN REVOKED OR SUSPENDED. true Europe (Including Iceland and Greenland) 1 2 Program Services STUDY ABROAD PROGRAM 5820422 East Asia and the Pacific Program Services STUDY ABROAD PROGRAM 537848 Central America and the Caribbean Program Services STUDY ABROAD PROGRAM 43563 Sub-Saharan Africa Program Services STUDY ABROAD PROGRAM 8152 Central America and the Caribbean Grantmaking 430118 East Asia and the Pacific Grantmaking 351251 Europe (Including Iceland and Greenland) Grantmaking 1216330 North America Grantmaking 1770080 South America Grantmaking 311395 South Asia Grantmaking 462595 Sub-Saharan Africa Grantmaking 73175 Middle East and North Africa Grantmaking 321388 Central America and the Caribbean Investments 33612774 Europe (Including Iceland and Greenland) Investments 2242459 1 2 1 2 47201550 47201550 SCHOLARSHIP Central America and the Caribbean 9 430118 SCHOLARSHIP East Asia and the Pacific 16 351251 SCHOLARSHIP Europe (Including Iceland and Greenland) 28 1216330 SCHOLARSHIP North America 36 1770080 SCHOLARSHIP South America 8 311395 SCHOLARSHIP South Asia 20 462595 SCHOLARSHIP Sub-Saharan Africa 2 73175 SCHOLARSHIP Middle East and North Africa 6 321388 true false true true true false SCHEDULE F, PART 1, LINE 1 THE UNIVERSITY HAS IN PLACE INTERNAL CONTROLS TO ENSURE AMOUNTS ARE AWARDED TO STUDENTS WHO CONTINUE TO MEET & MAINTAIN ELIGIBILTY REQUIREMENTS, THESE INTERNAL CONTROLS ARE ADMINISTRATED BY THE UNIVERSITY'S FINANCIAL AID OFFICE. SCHEDULE F, PART 1, LINE 3 STUDY ABROAD PROGRAMS AND GRANTMAKING ARE REPORTED ON THE ACCRUAL METHOD. INVESTMENTS ARE REPORTED AT FAIR MARKET VALUE. SCHEDULE F- GRANTMAKING THE UNIVERSITY OFFERS FINANCIAL ASSISTANCE IN THE FORM OF LOANS, GRANTS, EMPLOYMENT (WORK STUDY) AND SCHOLARSHIPS. THE AWARDS ARE AWARDED TO STUDENTS MEETING CERTAIN ELIGIBILITY REQUIREMENTS. THE PROGRAMS ARE ADMINISTERED BY THE FINANCIAL AID OFFICE. X X X X X X true RUFFALO CODY PO BOX 718 DES MOINES IA 503030718 EXTERNAL DB false 220680 32242 188438 COMMUNITY COUNSELING SERV PO BOX 824885 PHILADELPHIA PA 191824885 CAMPAIGN CONSULTING false 336885 -336885 GIVECAMPUS INC 903 G ST SE WASHINGTON DC 20003 EXTERNAL WEBSITE false 219798 9941 209857 440478 379068 61410 Alumni Awrd Din 690726 585976 104750 156784 511 48736 0 690726 585976 104750 156784 511 48736 206031 -101281 SCHEDULE G, PART I- PROFESSIONAL FUNDRAISING SERVICES - RUFFALO CODY: FAIRFIELD UNIVERSITY USES RUFFALO CODY, A PROVIDER OF FUNDRAISING SERVICES, SOFTWARE FOR ITS ANNUAL PHONEATHON. - COMMUNITY COUNSELING SERVICES, A STRATEGIC FUNDRAISING FIRM, PROVIDED ON-SITE TRAININGS TO FAIRFIELD UNIVERSITY IN-HOUSE PERSONNEL ON FUNDRAISING STRATEGIES, PLANNING, MANAGING, AS WELL AS IMPLEMENTING PROGRAMS THAT ACHIEVE FUNDRAISING GOALS. true INSTITUTIONAL SCHOLARSHIPS 6095 59552974 ATHLETIC SCHOLARSHIPS 281 6728860 STATE AND FEDERAL GRANTS 351 607400 PREP SCHOOL FINANCIAL AID 251 2485443 OTHER FINANCIAL AID 581 5847432 SCHEDULE I, PART I, LINE 1A THE UNIVERSITY OFFERS FINANCIAL ASSISTANCE IN THE FORM OF LOANS, GRANTS, EMPLOYMENT (WORK STUDY) AND SCHOLARSHIPS. THE AWARDS ARE AWARDED TO STUDENTS MEETING CERTAIN ELIGIBILITY REQUIREMENTS. THE PROGRAMS ARE ADMINISTERED BY THE FINANCIAL AID OFFICE WHICH HAS VARIOUS INTERNAL CONTROLS IN PLACE TO MONITOR THE AMOUNT OFFERED TO STUDENTS. AN ANNUAL UNIFORM GUIDANCE AUDIT IS CONDUCTED FOR THE FINANCIAL AID PROGRAMS AND THE FISAP REPORT IS PREAPRED ANNUALLY FOR THE DEPARTMENT OF EDUCATION. AMOUNTS OF AID AWARDED ARE CREDITED TO STUDENT ACCOUNTS AND NOT SENT DIRECTLY TO STUDENTS. X X X true true X X X X X false false false false false false false false false MARK NEMEC PRESIDENT (AS OF 7-1-17) 240000 45000 114845 21600 28854 450299 MICHAEL TRAFECANTE TREASURER 248607 22130 62274 333011 KEVIN LAWLOR EXECUTIVE VICE PRESIDENT 353465 24300 121446 499211 LYNN BABINGTON FORMER INTERIM-PRESIDENT 225794 18000 21646 265440 THOMAS PELLEGRINO VICE PRESIDENT 213546 19737 33612 266895 WALTER HALAS VP ADVANCEMENTS 260036 23998 36078 320112 SYDNEY JOHNSON HEAD MBB COACH 539232 24300 49688 613220 JOSEPH FRAGER HEAD WBB COACH 220992 20348 57836 299176 CHRISTINE SIEGEL PROVOST & SR VP ACADEMICS 279094 16595 35120 330809 MARK LIGAS ACTING DEAN 158859 14716 56589 230164 DONALD GIBSON VICE PROVOST/ AVP ACADEMIC 222018 18200 36210 276428 JOHNATHAN CARROLL CHIEF INFORMATION OFFICER 265383 21964 37268 324615 YOHURU WILLIAMS FORMER DEAN COLLEGE OF A&S 112500 8490 42880 163870 SCHEDULE J, PART I, LINE 1A THE UNIVERSITY PROVIDED TEMPORARY HOUSING FOR THE PRESIDENT WHILE THE PERMANENT RESIDENCE WAS UNDERGOING RENOVATION. THE VALUE OF THAT HOUSING ALLOWANCE IS INCLUDED IN COLUMN D. PERSONAL SERVICES: CLEANING SERVICES ARE PROVIDED FOR THE PRESIDENT'S HOUSE AS UNIVERSITY EVENTS ARE CONDUCTED THERE. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THE PRESIDENT RECEIVED MEMBERSHIP TO A CLUB FOR THE PURPOSE OF ENTERTAINING POTENTIAL DONORS. ALL AMOUNTS ARE INCLUDED IN NON-TAXABLE BENEFITS IN SCHEDULE J, PART II, COLUMN (D). A CHEFA 2010 Series P 060806186 20774UY41 2010-03-17 11573281 CURRENT REFUNDING OF 1998 BOND false false false B CHEFA 2016 Series Q-1 060806186 20774YYR2 2016-02-25 53583942 CONSTRUCTION OF VARIOUS FACILITIES false false false C CHEFA 2016 Series Q-2 060806186 20774YZH3 2016-03-30 20006907 PARTIALLY REFUND CHEFA SERIES 2008 false false false D CHEFA 2017 Series R 060806186 20774Y381 2017-12-20 121950419 REFUND CHEFA SERIES O; CONSTRUCTIO false false false A 3168772 0 11573281 0 0 0 116497 0 0 0 10391034 841549 true false true true B 1041430 0 53583942 0 3138393 0 525083 0 0 48405405 0 1515061 false false false true C 543411 0 20006907 0 0 0 291476 0 0 0 19715431 0 false true false true D 846489 0 121950419 0 0 81141467 808952 0 0 4293624 0 35706376 false true false true A false false true true false 0 0.02610 0.02610 false false false true B false false true true false 0 0.00000 0.00000 false false false true C false false true true true true 0 0.00110 0.00110 false false false true D false false true true false 0 false false false true A false false false true false false 0 false 0 false true B false true false false false false 0 false 0 false true C false true false false false false 0 false 0 false true D false true false false false false 0 false 0 false true A true B true C true D true SCHEDULE K PART II, LINE 11 CHEFA 2018 SERIES S BOND: THE OTHER SPEND PROCEEDS WERE USED TO CURRENTLY REFUND THE 2008 SERIES M AND SERIES N BOND ISSUES. CHEFA 2016 SERIES Q-2 BOND: THE OTHER SPENT PROCEEDS WERE USED TO ADVANCE REFUND A PORTION OF THE SERIES M BOND ISSUE. CHEFA 2010 SERIES P: THE OTHER SPENT PROCEEDS WERE USED TO CURRENTLY REFUND THE 2010 SERIES F BOND ISSUE. SCHEDULE K, PART III, LINE 3A MANAGEMENT AND SERVICE CONTRACTS: ALL MANAGEMENT AND SERVICE CONTRACTS IN BOND FINANCED SPACE HAVE BEEN PREVIOUSLY REVIEWED BY BOND COUNSEL. THEY WERE DETERMINED TO FALL UNDER THE SAFE HARBOR PROVIDED BY REVENUE PROCEDURE 2007-17 AND WILL NOT RESULT IN PRIVATE BUSINESS USE. SCHEDULE K, PART III, LINE 3C RESEARCH AGREEMENTS: RESEARCH AGREEMENTS RELATING TO THE BONDS ISSUE S AND Q2 HAVE BEEN REVIEWED BY BOND COUNSEL TO ENSURE THEY ARE COMPLIANT WITH THE APPLICABLE SAFE HARBORS. THE RESEARCH AGREEMENTS DID NOT RESULT IN ANY PRIVATE BUSINESS USE. SCHEDULE K, PART IV, LINE 2C THE DATE OF MOST RECENT REBATE CALCULATION FOR THE CHEFA 2010 SERIES P BOND ISSUES WAS MARCH 17, 2015. A CHEFA 2018 SERIES S 060806186 20774Y3Y1 2018-04-04 75309545 REFUND CHEFA SERIES M & N false false false A 0 0 75309545 8718 0 0 554389 0 0 0 74746438 0 2018 true false true true A false false true true false 0 0.02590 0.02590 false false false true A false true false false false false 0 false 0 false true A true X 73 APPRAISAL X 63 3818990 FMV X Strain gauges 164 23192 0 X Gift Cards 130 1812 0 X Piano 1 2500 0 2 false false false SCHEDULE M, PART I, LINE 1, COLUMN (C) WORKS OF ART FAIRFIELD UNIVERSITY DOES NOT REPORT AN APPRAISED VALUE FOR WORK OF ARTS IN ITS AUDITED FINANCIAL STATEMENTS. SCHEDULE M, PART I, PART I, COLUMN B THE NUMBER IN SCHEDULE M, PART I, COLUMN B REPRESENTS THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART III, LINE 1 A FAIRFIELD UNIVERSITY EDUCATION HAS BECOME MORE INTEGRATED IN FOCUS, MORE GLOBAL IN OUTLOOK, AND MORE INTENTIONAL IN ITS STRUCTURE THAN EVER BEFORE IN THE JESUIT TRADITION. WE ARE COMMITTED TO CREATING A STUDENT-FOCUSED, HOLISTIC, AND DIVERSE EDUCATIONAL ENVIRONMENT INTENDED TO EDUCATE THE WHOLE PERSON, MIND, BODY AND SPIRIT. WE WANT TO CULTIVATE IN BOTH OUR UNDERGRADUATE AND GRADUATE STUDENTS A SENSE OF COMMUNITY AND STRONG ETHICAL AND SPIRITUAL VALUES TO GUIDE THEM ON THEIR PATHS INTO THE FUTURE. FORM 990, PART III, LINE 4A FAIRFIELD UNIVERSITY IS AN INSTITUTION OF HIGHER LEARNING WITH UNDERGRADUATE, GRADUATE AND CONTINUING EDUCATION ACADEMIC PROGRAMS INCLUDING STUDENTS RESIDING ON CAMPUS. FULL-TIME EQUIVALENT ENROLLMENT FOR THE 2017-2018 ACADEMIC YEAR WAS 3,957 UNDERGRADUATES AND 677 GRADUATE STUDENTS WITH APPROXIMATELY 2,860 STUDENTS LIVING IN ON-CAMPUS RESIDENCES. ALSO INCLUDED IN OUR PROGRAM SERVICES IS A SECONDARY PREPARATORY SCHOOL WITH AN ENROLLMENT OF APPROXIMATELY 820 STUDENTS. FAIRFIELD UNIVERSITY WELCOMED 994 MEMBERS OF THE CLASS OF 2021 AND 52 TRANSFER STUDENTS TO CAMPUS IN THE FALL OF 2017. THE CLASS OF 2021 IS A STRONG CLASS, WITH AN AVERAGE SAT SCORE OF 1250 UNDER THE NEW SCORING SYSTEM, SLIGHTLY HIGHER THAN THAT OF THE CLASS OF 2020. CONTINUED REFINEMENT OF THE FINANCIAL AID PROCESS AS WELL AS ENHANCEMENTS TO CAMPUS PROGRAMMING AND FOLLOW UP COMMUNICATION EFFORTS RESULTED IN A CLASS THAT EXCEEDED OUR BUDGETED GOALS. RECOGNITION OF QUALITY AND VALUE: IN 2018, U.S. NEWS & WORLD REPORT NAMED FAIRFIELD THE NUMBER ONE RANKED UNIVERSITY IN THE NORTHERN REGION, AND THE PRINCETON REVIEW INCLUDED FAIRFIELD AMONG THE TOP SCHOOLS WITH EXCEPTIONAL RETURN ON INVESTMENT, SOMETHING ONLY 7% OF THE NATION'S FOUR-YEAR COLLEGES CAN BOAST. ADDITIONALLY, ACCORDING TO COLLEGE SCORECARD, FAIRFIELD GRADUATES HAVE THE SECOND HIGHEST STARTING SALARY IN CONNECTICUT, SECOND ONLY TO YALE, AND MONEY MAGAZINE PLACED FAIRFIELD AMONG THE TOP 100 PRIVATE UNIVERSITIES AND IN THE TOP 10 MOST TRANSFORMATIVE UNIVERSITIES. SEVERAL PROGRAMS ACROSS THE UNIVERSITY ARE IN COLLEGE FACTUAL'S TOP 5% IN THE COUNTRY, INCLUDING MARKETING, NURSING, ACCOUNTING, LIBERAL ARTS, AND MANAGEMENT. FAIRFIELD HAS ALSO BEEN RECOGNIZED BY THE FOLLOWING PUBLICATIONS AND ORGANIZATIONS: WALL STREET JOURNAL/TIMES HIGHER EDUCATION BEST COLLEGES, FORBES MAGAZINE'S AMERICAN'S TOP COLLEGEs, KIPLNGER'S PERSONAL FINANCE "35 BEST COLLEGE VALUES," BLOOMBERG BUSINESS WEEK'S LIST OF BEST UNDERGRADUATE BUSINESS SHOOLS, NEW YORK TIMES' "TOP COLLEGES DOING THE MOST FOR THE AMERICAN DREAM,THE CHRONICLE OF HIGHER EDUCATION'S LIST OF "COLLEGES WITH THE GREATEST RESEARCH-AND-DEVELOPMENT SPENDING IN THE HUMANITIES, FY2016." THE FAIRFIELD STAGS CONTINUE TO DEMONSTRATE PROWESS ON BOTH THE FIELD AND IN THE CLASSROOM IN DATA RELEASED BY THE NATIONAL COLLEGIATE ATHLETIC ASSOCIATION: FAIRFIELD IS TIED WITH MANHATTAN FOR THE HIGHEST GRADUATION SUCCESS RATE (GSR) IN THE METRO ATLANTIC ATHLETIC CONFERENCE (MAAC), AND AMONG THE TOP 24 SCHOOLS IN THE NATION. FAIRFIELD HAD A GSR OF 97 PERCENT WITH 12 SPORTS AT FAIRFIELD UNIVERSITY ACHIEVING A 100% GRADUATION RATE. FORM 990, PART III, LINE 4B AUXILIARY SERVICES INCLUDE THE COSTS OF ROOM AND BOARD FOR APPROXIMATELY 2,860 FULL-TIME UNDERGRADUATE STUDENTS LIVING ON CAMPUS IN RESIDENCE HALLS, TOWNHOUSES, AND APARTMENT COMPLEXES RESIDING ON A 200 ACRE CAMPUS. GRADUATE STUDENT HOUSING IS ALSO OFFERED IN INDEPENDENT OFF-CAMPUS HOUSES, AND IN AN APARTMENT STYLE RESIDENCE HALL FORM 990, PART VI, SECTION B, LINE 11: IT IS THE POLICY OF FAIRFIELD UNIVERSITY THAT EACH VOTING MEMBER OF THE FINANCE AND AUDIT COMMITTEE OF THE BOARD OF TRUSTEES IS PRESENTED WITH A COPY OF THE COMPLETED IRS FORM 990 BEFORE IT IS FILED WITH THE IRS. FORM 990 IS REVIEWED AND APPROVED BY THE VICE PRESIDENT FOR FINANCE BEFORE IT IS FORWARDED TO THE FINANCE AND AUDIT COMMITTEE. FORM 990, PART VI SECTION B, LINE 12C MEMBERS OF THE BOARD OF TRUSTEES ARE ASKED TO SIGN A CONFLICT OF INTEREST STATEMENT. THE STATEMENT SHALL BE SIGNED ANNUALLY BY EACH BOARD MEMBER AS A CONDITION OF MEMBERSHIP ON THE BOARD OF TRUSTEES. EACH TRUSTEE IS EXPECTED TO DISCLOSE IN WRITING TO THE CHAIRMAN OF THE BOARD ALL SITUATIONS IN WHICH CONFLICTS MIGHT EXIST, OR APPEAR TO EXIST. CONFLICT OF INTEREST STATEMENTS ARE COLLECTED AND REVIEWED BY THE CHIEF OF STAFF. NO TRUSTEE HAVING INTERESTS CONFLICTING WITH THE INTERESTS OF THE UNIVERSITY OR APPEARING SO SHALL TAKE PART IN THE DELIBERATIONS OR VOTES OF THE BOARD INVOLVING THE QUESTION CONCERNING THE CONFLICT NOR SEEK TO INFLUENCE THE OTHER TRUSTEES ON THAT QUESTION. FORM 990, PART VI, SECTION B, LINE 15a and 15b: THE REVIEW PROCESS INCLUDES ALL OF THESE ELEMENTS (1) REVIEW AND APPROVAL BY THE BOARD OF TRUSTEES - COMPENSATION IS REVIEWED AND APPROVED BY THE BOARD OF TRUSTEES OF FAIRFIELD UNIVERSITY, PROVIDED THAT PERSONS WITH CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE ARE NOT INVOLVED IN THIS REVIEW AND APPROVAL (2) USE OF DATA AS TO COMPARABLE COMPENSATION-THE COMPENSATION OF THE PERSON IS REVIEWED AND APPROVED USING DATA AS TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED UNIVERSITIES. THE FOLLOWING METHODS HAVE BEEN USED A. REVIEW BY AN INDEPENDENT THIRD PARTY; B. CONDUCT MARKET ASSESSMENT OF SALARIES; AND C. EVALUATE THE APPROPRIATENESS OF THE CURRENT SALARY STRUCTURE TO ENSURE THAT WE ARE AND REMAIN COMPETITIVE WITH THE MARKET, AS WELL AS REMAIN INTERNALLY EQUITABLE. (3) CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING -THERE IS CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING WITH RESPECT TO THE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT. COMPENSATION ARRANGEMENT. THE LAST TIME OF REVIEW WAS MARCH 2018 DURING THE BOARD MEETING. FORM 990, PART VI, SECTION C, LINE 19: GOVERNING DOCUMENTS SUCH AS FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND WHISTLEBLOWER POLICY ARE AVAILABLE ON THE UNIVERSITY'S WEBSITE AND ALSO BY REQUEST. FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT (1,487,784)