2019-05-15T10:32:44-05:00 2018-06-30 990 2017-07-01 362593545 Erikson Institute ERIK 3127552250 451 North LaSalle Street Chicago IL 606544510 Patricia Lawson VP for Finance and Operations & CFO 2019-05-15 2017 2019-02-21 02:37:17Z Patricia Lawson 451 North LaSalle Street Chicago IL 606544510 28733232 false X www.erikson.edu X 1966 IL Erikson Institute is the premier independent institution of higher education committed to ensuring that all children have equitable opportunities to reach their potential. 35 34 306 193 0 93413 21680606 13270527 7320574 8238206 2807561 2094247 -2249 -1643 31806492 23601337 2618109 2625528 0 15187970 16036983 0 0 867221 8018288 7105382 25824367 25767893 5982125 -2166556 88406880 87157060 38477386 36357558 49929494 50799502 X Erikson Institute is the premier independent institution of higher education committed to ensuring that all children have equitable opportunities to reach their potential. Recognized for our groundbreaking work in the field of early childhood, we uniquely prepare child development, education, and social work leaders to improve the lives of young children and their families. Our impact and influence is further amplified through our innovative academic programs, applied research, knowledge creation and distribution, direct service, and field-wide advocacy. Because nothing matters more than a child's early years, Erikson Institute educates, inspires, and provides leadership to serve the needs of children and families so that all can achieve optimal education, social, emotional, and physical well-being. false false 9922323 1800060 5479693 ERIKSON INSTITUTE: THROUGH OUR MASTER'S DEGREE, DOCTORAL DEGREE, AND GRADUATE CERTIFICATE PROGRAMS, ERIKSON INSTITUTE PREPARES LEADERS IN CHILD DEVELOPMENT, SOCIAL WORK, AND EARLY CHILDHOOD EDUCATION. WE OFFER THE MOST COMPREHENSIVE, INTERDISCIPLINARY UNDERSTANDING OF CHILDREN AND FAMILIES THROUGH CLASSES ON CAMPUS AND ONLINE. MORE THAN 300 STUDENTS ARE ENROLLED ACROSS ALL OF OUR GRADUATE EDUCATION PROGRAMS. IN 2018, MORE THAN 72 STUDENTS GRADUATED WITH MASTER'S DEGREES . WE ALSO OFFER PROGRAMS TO HELP PROFESSIONALS WHO WORK WITH CHILDREN AND FAMILIES HONE THEIR SKILLS, LEARN NEW TECHNIQUES, AND EARN CREDITS TO MAINTAIN THEIR PROFESSIONAL LICENSES. EACH YEAR, WE HELP FURTHER THE EDUCATION OF MORE THAN 2,000 WORKING PROFESSIONALS THROUGH OUR CONTINUING EDUCATION COURSES, WORKSHOPS, WEBINARS, AND CUSTOMIZED ON-SITE STAFF DEVELOPMENT. 2704020 0 0 THE EARLY CHILDHOOD PROJECT (DCFS): THE EARLY CHILDHOOD PROJECT, A COLLABORATIVE EFFORT BETWEEN ERIKSON INSTITUTE AND THE DEPARTMENT OF CHILDREN AND FAMILY SERVICES, WAS IMPLEMENTED TO SERVE AND MEET THE NEEDS OF YOUNG CHILDREN WHO ARE IN FOSTER CARE OR ARE BEING CLOSELY MONITORED BY THE CHILD WELFARE SYSTEM. 22 DEVELOPMENTAL SPECIALISTS BASED AT ERIKSON WORK STATEWIDE TO DETERMINE WHAT SERVICES ARE NEEDED TO ADDRESS THE DEVELOPMENTAL CONCERNS OF CHILDREN AGES BIRTH THROUGH FIVE, WHO HAVE HAD ADVERSE EXPERIENCES AND ARE AT GREATER RISK FOR DEVELOPMENTAL DELAYS. ADDITIONALLY, ERIKSON FACULTY PROVIDES EXPERTISE AND COUNSEL TO THE PROJECT AS WELL AS OPPORTUNITIES FOR OUR STUDENTS THROUGH THEIR PRACTICUMS. THROUGH THIS PROJECT, ERIKSON STAFF ADMINISTERS DEVELOPMENTAL SCREENINGS, PROVIDES CONSULTS, REFERRALS, TRAININGS AND RESOURCES TO FAMILIES INVOLVED WITH THE CHILD WELFARE SYSTEM. DURING FISCAL YEAR 2018, ERIKSON SERVED APPROXIMATELY 6,500 CHILDREN AND THEIR FAMILIES. 1883150 289725 483239 OUR EARLY MATH COLLABORATIVE PROVIDES IN-DEPTH TRAINING IN FOUNDATIONAL MATHEMATICS TO HUNDREDS OF PROFESSIONALS EACH YEAR, INCLUDING TEACHERS, ADMINISTRATORS, AND FACILITATORS SERVING INFANTS THROUGH FIFTH-GRADERS. COLLABORATIVE STAFF ALSO CONDUCT RESEARCH TO GENERATE NEW KNOWLEDGE AND APPROACHES TO TEACHER EDUCATION AND DEVELOPMENT. FISCAL YEAR 2018 SAW SEVERAL NEW PROFESSIONAL DEVELOPMENT INITIATIVES, INCLUDING PROMISING MATH (A BIENNIAL CONFERENCE) AND MATH IN LIBRARIES, A PILOT PROGRAM HELPING LIBRARIANS IDENTIFY MATH IN YOUNG CHILDREN'S LITERATURE AND CREATE MATH-FOCUSED ACTIVITIES. OTHER INITIATIVES INCLUDE COLLABORATIVE MATH, A PROJECT FOR HEAD START TEACHERS AND ADMINISTRATORS IN CHICAGO; MATH ALL AROUND ME, A PROJECT TO ADVANCE KNOWLEDGE ABOUT EARLY MATH THINKING IN CHILDREN FROM BIRTH TO AGE 3; AND PROFESSIONAL DEVELOPMENT PROGRAMS IN HAWAII AND ABROAD, INCLUDING IN CHINA, SAUDI ARABIA AND THE UNITED ARAB EMIRATES. 6520880 535743 2339542 ERIKSON ALSO PROVIDES INFANT/EARLY CHILDHOOD MENTAL HEALTH SERVICES THROUGH OUR CENTER FOR CHILDREN AND FAMILIES, AND SUPPORT FOR PARENTS OF FUSSY INFANTS THROUGH OUR FUSSY BABY NETWORK. ADDITIONAL PROFESSIONAL DEVELOPMENT INITIATIVES INCLUDE LANGUAGE AND LITERACY PARTNERS, FORMERLY KNOWN AS NEW SCHOOLS PROJECT, WHICH WORKS WITH CHICAGO PUBLIC SCHOOLS TO HELP STRENGTHEN ORAL LANGUAGE AND LITERACY DEVELOPMENT. OUR EARLY MATH COLLABORATIVE; SOCIAL EMOTIONAL LEARNING INITIATIVE; AND OUR TECHNOLOGY IN EARLY CHILDHOOD (TEC) CENTER. THE CENTER FOR CHILDREN AND FAMILIES ALSO OFFERS TRAINING. OUR POLICY AND LEADERSHIP DEPARTMENT'S PROGRAMS AIM TO ENSURE ALL CHILDREN RECEIVE EQUITABLE OPPORTUNITIES TO ACHIEVE THEIR FULL POTENTIAL BY SHAPING THE LAWS AND POLICIES THAT IMPACT THEM. MANY OF OUR FACULTY AND STAFF MEMBERS ARE INVOLVED IN APPLIED RESEARCH THAT GENERATES NEW KNOWLEDGE, INVIGORATES OUR ACADEMIC COURSES, AND IMPROVES THE LIVES OF CHILDREN AND FAMILIES IN CHICAGO, THE NATION AND WORLD. 6520880 535743 2339542 21030373 true true false false false false false false true true true false false true true true false true false true false false false true false false true true true true false false false false false false false true true false true false false false false false false false false true 103 0 true 306 true true true false false false false true true true false false false X 35 34 true false false false false false false true true false false true true true true true true true false false IL X X Patricia Lawson 3127552250 451 N LaSalle Street Chicago IL 606544510 Eric Adelstein Board Secretary 3.0 X X 0 0 0 Edward S Loeb Treasurer 4.0 X X 0 0 0 John L Hines Board Chair 6.0 X X 0 0 0 Kate Neisser Trustee 4.0 X 0 0 0 Susan J Wislow Trustee 3.0 X 0 0 0 Joy Segal Trustee 3.0 X 0 0 0 Sara Crown Star Trustee 3.0 X 0 0 0 Eve M Tyree Trustee 3.0 X 0 0 0 Sabrina Gracias Trustee 3.0 X 0 0 0 Ikram Goldman Trustee 3.0 X 0 0 0 Mitchell J Lederer Trustee 3.0 X 0 0 0 Judy McCaskey Trustee 3.0 X 0 0 0 Catherine M Adduci Trustee 3.0 X 0 0 0 Adrienne E White Trustee 3.0 X 0 0 0 Toby Herr Trustee term ended 12/17 3.0 X 0 0 0 Sarah Manglesdorf Trustee 3.0 X 0 0 0 Clare Pinkert Trustee 3.0 X 0 0 0 Sandra Perez Sterling Trustee 3.0 X 0 0 0 Diane Goldstick Meagher Trustee 3.0 X 0 0 0 Jenni Sorenson Trustee 3.0 X 0 0 0 Melanie Barnes Trustee 3.0 X 0 0 0 Steve Gradman Trustee 3.0 X 0 0 0 Michelle L Collins Trustee 3.0 X 0 0 0 Ashley Netzky Trustee 4.0 X 0 0 0 Bowman T Barbara Trustee 40.0 X 107538 0 15276 Lewis S Ingall Trustee 4.0 X 0 0 0 Susan Stone Trustee 3.0 X 0 0 0 A Kyle Mack Trustee 3.0 X 0 0 0 Lori Laser Trustee 3.0 X 0 0 0 Kathy Richland Pick Trustee 3.0 X 0 0 0 Shirley Madigan Trustee 3.0 X 0 0 0 Cari B Sacks Trustee 3.0 X 0 0 0 Neil Kawashima Trustee joined 9/17 3.0 X 0 0 0 Brian Parsonnet Trustee joined 9/17 3.0 X 0 0 0 Dianne Wasieleski Trustee joined 9/17 3.0 X 0 0 0 Elenne Song Board Vice Chair 3.0 X 0 0 0 Geoffrey Nagle President 40.0 X 360760 0 49943 Patricia Lawson VP for Finance & Operations, Chief Financial Officer 40.0 X 206278 0 25941 Jie-Qi Chen Professor 40.0 X 214896 0 38541 Cheryl Mendelson V P of Institutional Advancement and Chief Marketing Officer 40.0 X 149480 0 12186 Linda Gilkerson Professor 40.0 X 130280 0 25397 Gillian McNamee Professor 40.0 X 131035 0 23211 Jonathan Frank Chief Information Officer 40.0 X 145039 0 43880 Nickels Margaret Director of Center for Children and Families Term ended 6/18 40.0 X 125180 0 42905 Charles Chang VP of Institutional effectiveness and planning 40.0 X 123600 0 37578 1694086 0 314858 13 true true false CHAPIN HALL CENTER FOR CHILDREN 1313 E 60TH STREET CHICAGO IL 60637 RESEARCH EVALUATION 639966 111ORD LLC PO Box 776132 CHICAGO IL 606776132 BUILDING MANAGEMENT 456009 SRI INTERNATIONAL PO BOX 2767 MENLO PARK CA 94025 PROJECT RESEARCH 379911 M HARRIS LLC 1800 W Roscoe St 516 Chicago IL 60657 Website, Social Media, PR Services 236758 PSH KIMCO LLC PO Box 638556 Cincinnati IL 452638556 JANITORIAL SERVICE 176350 7 X 959025 6916744 5394758 241451 13270527 Student Tuition & Fees 611600 5479693 5479693 Clinical and Training 611600 2758513 2758513 0 0 0 0 8238206 672351 672351 14046 14046 31993 0 31993 0 31993 31993 6392531 4970635 1421896 0 1421896 1421896 49310 965025 161260 -111950 -111950 64268 64268 0 0 64268 23601337 8302474 0 2028336 825468 825468 1800060 1800060 0 0 0 0 1180839 621365 396500 162974 0 0 0 0 11957836 10103367 1435969 418500 579036 472651 80759 25626 1389287 1152954 166868 69465 929985 759121 129706 41158 0 0 0 0 64419 20171 28170 16078 63307 0 63307 0 0 0 0 0 0 0 0 0 0 0 1659432 1065766 566853 26813 123524 121975 232 1317 415734 265499 132879 17356 390641 269899 110190 10552 6309 6309 0 0 667324 533717 120758 12849 429961 426696 3014 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Schedule A, Part II, Line 10 Other Income DESCRIPTION - , COLUMN A - 57679.0, COLUMN B - 87883.0, COLUMN C - 73374.0, COLUMN D - 56631.0, COLUMN E - 64268.0, COLUMN F - 339835.0; 45598656 0 3997496 0 2527011 0 47069141 39204944 4121500 5247616 0 2975404 0 45598656 43965581 70600 -2091187 0 2740050 0 39204944 44408582 319444 1417515 0 2179960 0 43965581 42960871 361500 6371061 0 5284850 0 44408582 0.47 0.44 0.09 false false 2692677 2692677 27299163 7003497 20295666 4099524 3699536 399988 676313 383496 292817 23681148 Private Equity and Hedge Funds 12960695 F 12960695 Interest Rate Swap Agreement 3949403 Deferred Compensation plan payable 783278 4732681 X 23647266 2059089 0 0 0 2059089 21588177 163789 1849371 2013160 23601337 23967833 0 0 0 0 0 23967833 0 1800060 1800060 25767893 Schedule D, Part V, Line 4 Intended uses of endowment funds The Board of Trustees has designated certain amounts of unrestricted revenues to be classified as funds functioning as endowment. The income on these funds will be used to support ongoing operations. As of June 30, 2018, these funds were established for the following purposes: Facilities $10,081,860, General Operations $11,916,693, Scholarships $153,760. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote The accounting standard on accounting for uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Institute may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Institute and various positions related to the potential sources of unrelated business taxable income. The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. There were no unrecognized tax benefits identified or recorded as liabilities during the periods covered by these financial statements. The Institute files Forms 990 in the U.S. federal jurisdiction and the State of Illinois. The Institute is generally no longer subject to examination by the Internal Revenue Service for tax years before 2012. Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements SCHOLARSHIPS DEDUCTED FROM AUDITED REVENUES INCLUDED IN 990 REVENUES - 1800060 Gross income from Luncheon - 49311 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements SCHOLARSHIPS DEDUCTED FROM AUDITED EXPENSES AND INCLUDED IN 990 EXPENSES - 1800060 true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY The policy is made available in both employee and student handbooks, as well as on the organization's website and in promotional materials used at recruiting events. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT We receive U.S. Department of Education Federal Direct Student Loans and other governmental assistance. Central America and the Caribbean 0 0 Investments N/A 10657437 East Asia and the Pacific 0 0 Program Services PROFESSIONAL DEVELOPMENT 15045 0 0 0 0 0 0 10672482 0 10672482 true false true true true false ANNUAL LUNCHEON 965025 915715 49310 0 0 94658 35710 13600 17292 0 0 965025 915715 49310 0 0 94658 35710 13600 17292 161260 -111950 true Chapin Hall 1313 E 60th Street Chicago IL 60637 380839 Evaluation and analysis of Erikson's Fussy Baby Network program SRI International 333 Ravenswood Avenue Menlo Park CA 94025 267304 Early math research Luster Learning Institute 1126 Hillcrest Avenue Highland Park IL 60035 136824 Mindfulness and other Replenishment Practices to Improve Young Children's Stress Levels, Self-Regulation and Productive Engagement in School Ounce of Prevention Fund 33 W Monroe Street Suite 2400 Chicago IL 60603 22421 Early math research Loyola University Chicago 820 N Michigan Ave Chicago IL 60611 18080 Evaluation of Erikson's Fussy Baby Network Advanced training. 5 0 Student Scholarships 311 1800060 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. Scholarship funds can be used for tuition, books and living expenses. In general they are applied first to tuition and balances sent to students. It is reviewed every school term and is monitored in compliance with student aid protocols. All payments are monitored and approved by Student Services and Finance before payment is applied or paid to the student. All students receiving scholarships have been selected on a non-discretionary basis. The student loan program is audited every year in compliance with federal single audit standards X X X false false false false false false false false false Geoffrey Nagle President 330760 0 30000 0 0 0 18000 0 31943 0 410703 0 0 0 Patricia Lawson VP for Finance & Operations, Chief Financial Officer 206278 0 0 0 0 0 14450 0 11491 0 232219 0 0 0 Jie-Qi Chen Professor 190896 0 0 0 24000 0 15621 0 22920 0 253437 0 0 0 Cheryl Mendelson V P of Institutional Advancement and Chief Marketing Officer 149480 0 0 0 0 0 8881 0 3305 0 161666 0 0 0 Linda Gilkerson Professor 130280 0 0 0 0 0 9632 0 15765 0 155677 0 0 0 Gillian McNamee Professor 131035 0 0 0 0 0 9793 0 13418 0 154246 0 0 0 Jonathan Frank Chief Information Officer 145039 0 0 0 0 0 10073 0 33807 0 188919 0 0 0 Nickels Margaret Director of Center for Children and Families Term ended 6/18 125180 0 0 0 0 0 18000 0 24905 0 168085 0 0 0 Charles Chang VP of Institutional effectiveness and planning 123600 0 0 0 0 0 8652 0 28926 0 161178 0 0 0 A Illinois Finance Authority 861091967 000000000 2017-06-29 30872000 Refund prior issue (12/12/07) false false false A 30872000 372000 30500000 2009 true false true true A 0.0 A false false true true true true The Northern Trust 20.4 false false false false false A false Schedule K, Part IV, Line 2c (a) Issuer Name: Illinois Finance Authority (a) Issuer Name: Illinois Finance Authority Date the Rebate Computation was Performed: 06/29/2017 Note regarding the rebate computation: Since the bond proceeds have been spent, a spending exception was met, and the debt service fund was operated on a bona fide basis, no further rebate calculations are necessary. Schedule K, Part IV, Line 2c COLUMN A Issuer name: Illinois Finance Authority The calculation for computing no rebate due was performed on 09/14/2017 Steven Gradman Trustee 27500 Compensation to a family member false Barbara Bowman Co-founder and Salaried Board member 107538 Reportable compensation false X 5 241451 Market value 0 false true false Schedule M, Part I Explanations of reporting method for number of contributions Securities - Publicly traded - Number of contributors of stock. Form 990, Part III, Line 4d Description of other program services (Expenses $ 6,520,880 including grants of $ 535,743)(Revenue $ 2,339,542) ERIKSON ALSO PROVIDES INFANT/EARLY CHILDHOOD MENTAL HEALTH SERVICES THROUGH OUR CENTER FOR CHILDREN AND FAMILIES, AND SUPPORT FOR PARENTS OF FUSSY INFANTS THROUGH OUR FUSSY BABY NETWORK. ADDITIONAL PROFESSIONAL DEVELOPMENT INITIATIVES INCLUDE LANGUAGE AND LITERACY PARTNERS, FORMERLY KNOWN AS NEW SCHOOLS PROJECT, WHICH WORKS WITH CHICAGO PUBLIC SCHOOLS TO HELP STRENGTHEN ORAL LANGUAGE AND LITERACY DEVELOPMENT. OUR EARLY MATH COLLABORATIVE; SOCIAL EMOTIONAL LEARNING INITIATIVE; AND OUR TECHNOLOGY IN EARLY CHILDHOOD (TEC) CENTER. THE CENTER FOR CHILDREN AND FAMILIES ALSO OFFERS TRAINING. OUR POLICY AND LEADERSHIP DEPARTMENT'S PROGRAMS AIM TO ENSURE ALL CHILDREN RECEIVE EQUITABLE OPPORTUNITIES TO ACHIEVE THEIR FULL POTENTIAL BY SHAPING THE LAWS AND POLICIES THAT IMPACT THEM. MANY OF OUR FACULTY AND STAFF MEMBERS ARE INVOLVED IN APPLIED RESEARCH THAT GENERATES NEW KNOWLEDGE, INVIGORATES OUR ACADEMIC COURSES, AND IMPROVES THE LIVES OF CHILDREN AND FAMILIES IN CHICAGO, THE NATION AND WORLD. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons Mitchell Lederer and Cari Sacks - Business relationship Form 990, Part VI, Line 11b Review of form 990 by governing body Form 990 was reviewed by the President, Chief Financial Officer and members of the Audit Committee. Lastly it was distributed to Erikson's board members before it was filed with the IRS. Form 990, Part VI, Line 12c Conflict of interest policy All Trustees, Officers and Key employees are required to complete Erikson's Conflict of Interest policy on an annual basis and must disclosure all interests and relationships that may hold potential for raising conflict issues on the annual disclosure statement. The Chairperson of the Trusteeship Committee reviews disclosure statements and communicates all potential conflicts with the Board Chair. If a potential for conflict is found to exist, the Trusteeship Committee will prepare a written recommendation for the Executive Committee on how best to minimize the effect of the conflict upon the activities of the Institute and the trustee, officer or key employee affected. The Executive Committee will make a final, written determination as to the handling of the conflict issue. Form 990, Part VI, Line 15a Process to establish compensation of top management official The Executive Committee is charged with recommending to the board the President's compensation, including salary and benefits. The Executive Committee reviews a compensation survey of similar positions at educational institutions comparable to Erikson, located within the general metropolitan area. The President reviews the compensation of officers and key employees of Erikson. These reviews are conducted annually. Form 990, Part VI, Line 19 Required documents available to the public Erikson Institute makes its governing documents, conflict of interest policy and tax returns available for public inspection upon written request. This inspection takes place at its corporate offices at 451 N LaSalle Street, Chicago, IL. Form 990, Part VII, Section A, Line 1a, Column (D) Compensation of Officers, Directors, Trustee Reportable compensation for Barbara T. Bowman represents income earned as a Professor and not as a Trustee of the Organization. Form 990, Part VIII, Line 11d Other Miscellaneous Revenue - Total Revenue: 64268, Related or Exempt Function Revenue: 64268, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part XI, Line 9 Other changes in net assets or fund balances Interest rate swap fair value adjustment - 1190576; Loss from Luncheon - 111948; Lucheon expenses - -161260; Schedule K, Part IV, Line 2c Supplemental Information on Tax-Exempt Bonds (A) ISSUER NAME: ILLINOIS FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 06/29/2017 NOTE REGARDING THE REBATE COMPUTATION: SINCE THE BOND PROCEEDS HAVE BEEN SPENT, A SPENDING EXCEPTION WAS MET, AND THE DEBT SERVICE FUND WAS OPERATED ON A BONA FIDE BASIS, NO FURTHER REBATE CALCULATIONS ARE NECESSARY. Schedule K, Part IV, Line 2c Arbitrage ISSUER NAME: ILLINOIS FINANCE AUTHORITY THE CALCULATION FOR COMPUTING NO REBATE DUE WAS PERFORMED ON 09/14/2017 Schedule M, Part I EXPLANATIONS OF REPORTING METHOD FOR NUMBER OF CONTRIBUTIONS SECURITIES - PUBLICLY TRADED - NUMBER OF CONTRIBUTORS OF STOCK.