2019-05-14T14:51:16-05:00 2018-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 1650 MARKET STREET SUITE 4500 PHILADELPHIA PA 191037341 990 2017-07-01 240795453 MARYWOOD UNIVERSITY MARY 5703486222 2300 ADAMS AVENUE SCRANTON PA 185091598 TAMMY J MCHALE CPA VP BUSINESS AFFAIRS/TREASURER 5703486222 2019-05-14 1 JULIUS C GREEN CPA P00350393 2159720701 96.89.178.154 2019-05-14 10:17:49 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 D55C9BF7EA9CC92FF5CD8A3B56631CEAE08BA54E 2017 2019-02-21 02:37:17Z SR MARY PERSICO IHM 2300 ADAMS AVENUE SCRANTON PA 185091598 103641415 0 X WWW.MARYWOOD.EDU X 1915 PA TO PROVIDE AN EDUCATION IN THE IMMACULATE HEART OF MARY TRADITION OF ACADEMIC EXCELLENCE. 28 27 1595 0 110957 -6060 8987598 9626275 82827227 83766317 2205189 1379804 5657459 4425983 99677473 99198379 29510264 31161603 0 0 39098127 37652590 28680 18520 990269 31304353 27887210 99941424 96719923 -263951 2478456 203252605 206536031 83696613 83240228 119555992 123295803 X A CATHOLIC UNIVERSITY SPONSORED BY THE CONGREGATION OF THE SISTERS, SERVANTS OF THE IMMACULATE HEART OF MARY, MARYWOOD UNIVERSITY ROOTS ITSELF IN THE PRINCIPLE OF JUSTICE AND A BELIEF THAT EDUCATION EMPOWERS PEOPLE. CONTINUED ON SCHEDULE "O". ENACTING ITS IDEALS, MARYWOOD OFFERS STUDENTS A WELCOMING AND SUPPORTIVE COMMUNITY THAT ENCOURAGES MEN AND WOMEN OF ALL BACKGROUNDS TO SHAPE THEIR LIVES AS LEADERS IN SERVICE TO OTHERS. PROUD OF ITS LIBERAL ARTS TRADITION AND HOST OF PROFESSIONAL DISCIPLINES, MARYWOOD CHALLENGES STUDENTS TO BROADEN THEIR UNDERSTANDING OF GLOBAL ISSUES AND TO MAKE DECISIONS BASED ON SPIRITUAL, ETHICAL, AND RELIGIOUS VALUES. MARYWOOD CALLS UPON STUDENTS TO SEEK THEIR FULL POTENTIAL AND INVITES ALL TO ENGAGE IN A LIFELONG PROCESS OF LEARNING. WITNESSING THE EFFICACY OF TEACHING AND SCHOLARSHIP, MARYWOOD EDUCATES STUDENTS TO LIVE RESPONSIBLY IN A DIVERSE AND INTERDEPENDENT WORLD. 0 0 69193069 31161603 58006876 INSTRUCTION AND SCHOLARSHIPS - MARYWOOD PROVIDED UNDERGRADUATE AND GRADUATE INSTRUCTION TO 2,393 FULL-TIME AND 413 PART-TIME STUDENTS. CONSIDERED A "LIBERAL ARTS" UNIVERSITY, MARYWOOD HAS THREE DEGREE-GRANTING COLLEGES, AND OFFERS UNDERGRADUATE DEGREES IN 59 ACADEMIC PROGRAMS WHICH INCLUDE ARTS, SCIENCES, FINE ARTS, MUSIC, SOCIAL WORK, ARCHITECTURE, AND NURSING. MARYWOOD IS FULLY ACCREDITED BY THE MIDDLE STATES COMMISSION ON HIGHER EDUCATION. GRADUATE PROGRAMS INCLUDE ARCHITECTURE, PHYSICIAN ASSISTANT, SOCIAL WORK, BUSINESS, EDUCATION, AND PSYCHOLOGY.CONTINUED ON SCHEDULE "O".DURING 2017-2018 THE FOLLOWING ACADEMIC PROGRAMS WERE PLACED IN ABEYANCE DUE TO LOW ENROLLMENT/DEMAND: MA STUDIO ART, MED INSTRUCTIONAL LEADERSHIP, MS EARLY CHILDHOOD INTERVENTION, MA COMMUNICATION ARTS, MS FINANCIAL INFORMATION SYSTEMS, MS PHYSICIAN ASSISTANT PROFESSIONAL STUDIES, MFA ADVERTISING DESIGN, BA COMMUNICATION ARTS SECONDARY EDUCATION, BS ORGANIZATIONAL PSYCHOLOGY, BA HEALTH SERVICES ADMINISTRATION, BBA MANAGEMENT AND RETAIL BUSINESS. THE FOLLOWING ACADEMIC PROGRAM WAS ADDED: MIA INTERIOR ARCHITECTURE. 6901430 0 10785023 AUXILIARY SERVICES - MARYWOOD PROVIDED DORMITORY SERVICES TO 701 RESIDENT STUDENTS AND FOOD SERVICES TO RESIDENT STUDENTS, COMMUTER STUDENTS, AND CAMPUS STAFF. MARYWOOD OFFERED FOUR ON-CAMPUS HOUSING OPTIONS AND FIVE DINING VENUES. THE UNIVERSITY ALSO OPERATED A DAY CARE CENTER WHICH IS AVAILABLE TO FACULTY, STAFF, AND THE GENERAL PUBLIC.AUXILIARY SERVICES - MARYWOOD PROVIDED DORMITORY SERVICES TO 743 RESIDENT STUDENTS AND FOOD SERVICES TO RESIDENT STUDENTS, COMMUTER STUDENTS, AND CAMPUS STAFF. MARYWOOD OFFERED FIVE ON-CAMPUS HOUSING OPTIONS AND THREE DINING VENUES. THE UNIVERSITY ALSO OPERATED A DAY CARE CENTER WHICH IS AVAILABLE TO FACULTY, STAFF, AND THE GENERAL PUBLIC. 9337373 0 8443671 RESEARCH AND ACADEMIC SUPPORT - MARYWOOD PROVIDED SERVICES TO SUPPORT THE INSTRUCTIONAL AREAS NOTED ABOVE. THIS INCLUDES LIBRARY, MEDIA, COMPUTER SERVICES, ATHLETICS, HEALTH SERVICES, TECHNOLOGY, AND ART & GALLERIES. FACULTY AND STAFF ARE ENCOURAGED TO SECURE FUNDING FOR VARIOUS RESEARCH PROJECTS FROM FEDERAL, STATE, AND LOCAL AS WELL AS PRIVATE FUNDING AGENCIES. IN 2017-2018 WE ADDED WOMEN'S AND MEN'S RUDGY. 85431872 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 1 1 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 140 0 1595 1 1 1 0 0 0 0 1 1 0 0 0 0 X 28 27 1 1 1 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 PA X PATRICK E CASTELLANI ASSISTANT TREASURER CONTROLLER 5703486283 2300 ADAMS AVENUE LIBERAL ARTS SCRANTON PA 185091598 LISA A LORI ESQ CHAIR 1.00 X X 0 0 0 MARY ELLEN MCDONOUGH VICE CHAIR 1.00 X X 0 0 0 JAMES G GAVIN TREASURER 1.00 X X 0 0 0 SUSAN COGNETTI SECRETARY 1.00 X X 0 0 0 SISTER MARY PERSICO IHM PRESIDENT (EX-OFFICIO) 35.00 X X 0 0 0 MARY ANN CONABOY ABRAHAMSEN TRUSTEE 1.00 X 0 0 0 COL LORRAINE R BREEN TRUSTEE 1.00 X 0 0 0 SISTER MARY ANN CODY IHM TRUSTEE 1.00 X 0 0 0 LEE A DEHIHNS III TRUSTEE 1.00 X 0 0 0 SISTER SUZANNE DELANEY IHM TRUSTEE 1.00 X 0 0 0 FRANK A EPIFANO TRUSTEE 1.00 X 0 0 0 PATRICK J FRICCHIONE MD TRUSTEE 1.00 X 0 0 0 MARIA C GOGAL TRUSTEE 1.00 X 0 0 0 SISTER NANCY HAWKINS IHM TRUSTEE 1.00 X 0 0 0 ANN R HENRY PHD TRUSTEE 1.00 X 0 0 0 RICHARD P KANE TRUSTEE 1.00 X 0 0 0 SISTER ANDREA J LEE IHM TRUSTEE 1.00 X 0 0 0 WILLIAM R LYNETT TRUSTEE 1.00 X 0 0 0 SISTER MARY ELLEN MERRICK IHM TRUSTEE 1.00 X 0 0 0 MARY KAY ROTERT TRUSTEE 1.00 X 0 0 0 PAULA SHIELDS TRUSTEE 1.00 X 0 0 0 PIA FERRARIO TRUSTEE 1.00 X 0 0 0 SISTER NANCY DECESARE IHM PHD TRUSTEE 1.00 X 0 0 0 BERNADETTE GRAY-LITTLE TRUSTEE 1.00 X 0 0 0 REV JOHN LAPERA TRUSTEE 1.00 X 0 0 0 MICHAEL INSALACO EMERITUS TRUSTEE 1.00 X 0 0 0 VIRGINIA P SHIELDS EMERITUS TRUSTEE 1.00 X 0 0 0 SISTER ELLEN MARONEY IHM EX-OFFICIO TRUSTEE 1.00 X 0 0 0 JOHN P SWEENEY SR TRUSTEE (UNTIL 8/25/17) 1.00 X 0 0 0 MONSIGNOR DAVID L TRESSLER TRUSTEE (UNTIL 8/25/17) 1.00 X 0 0 0 ANN BOLAND-CHASE VP FOR ENROLLMENT SERVICES 35.00 X 140261 0 21148 TAMMY J MCHALE CPA VP BUSINESS AFFAIRS 35.00 X 231425 0 12167 MARY THERESA PATERSON GENERAL COUNSEL & UNIV. SECRETARY 35.00 X 86316 0 21526 SUSAN TURELL PROVOST 35.00 X 221410 0 14687 RENEE ZEHEL VP FOR UNIVERSITY ADVANCEMENT 35.00 X 122515 0 23409 DR BROOKE CANNON PROFESSOR 35.00 X 137724 0 13923 DR CHRISTOPHER SPEICHER ASSOCIATE PROFESSOR 35.00 X 145199 0 8523 DR FRANCES ZAUHAR DEAN, LIBERAL ARTS & SCIENCES 35.00 X 129050 0 20434 DR ALAN LEVINE PROFESSOR 35.00 X 129673 0 17484 DR MARK RODGERS DEAN, HEALTH & HUMAN SERVICES 35.00 X 126566 0 25610 1470139 0 178911 23 0 1 0 CHARTWELLS PO BOX 417632 BOSTON MA 022417632 DINING SERVICES 3911393 SORDONI CONSTRUCTION SERVICES INC 45 OWEN STREET FORTY FORT PA 187044339 AMPHITHEATRE CONSTRUCTION 451814 FIELDTURF USA 175 N INDUSTRIAL BOULEVARD CALHOUN GA 30701 MULTIPURPOSE FIELD TURF REPLACEMENT 444590 TRANE COMPANY PO BOX 406469 ATLANTA GA 303846469 ANNUAL MAINTENANCE CONTRACT 337773 ACADEMIC CENTERS ABROAD LLD 1 EXECUTIVE BOULEVARD - 4TH FLOOR YONKERS NY 10701 STUDY ABROAD 310400 14 469644 1343547 7813084 428491 9626275 TUITION & FEES 611600 76937803 76937803 AUXILIARY ENTERPRISE SALES & SVCS 721310 6530747 110957 6419790 EDUCATION RELATED SERVICES 611710 180360 180360 EDUCATION SALES & SERVICES 611710 117407 117407 83766317 934574 934574 914 914 42000 80618 -38618 -38618 -38618 4318331 239447 3612134 500414 706197 -260967 445230 445230 19600 469644 61960 -42360 -42360 4254276 187910 4066366 4066366 BAD DEBT RECOVERIES 900099 128460 128460 DEFERRED PAYMENT FEE 900099 67210 67210 DINING CONTRACT 900099 49765 49765 194246 194246 439681 99198379 77235570 110957 12225577 31161603 31161603 1119223 919281 177267 22675 27516554 22600891 4358190 557473 1102298 885129 189730 27439 5841882 3989833 1725759 126290 2072633 1728453 301590 42590 107776 6873 100903 90875 90875 18520 18520 27360 27360 2838036 1729761 1061499 46776 362938 10610 351359 969 6232283 5601861 601908 28514 239948 146572 90561 2815 2043365 1952571 90794 1663848 1590386 45521 27941 2807114 2807114 5979325 5255262 724063 493991 493991 FOOD SERVICE 3682849 3682849 ENTERTAINMENT 445623 301450 56830 87343 BAD DEBT 273348 273348 EDUCATION & ACTIVITIES 240780 240780 357751 326602 30225 924 96719923 85431872 10297782 990269 12600 13550 7569015 12583741 3179477 3310351 2123762 1890355 13493 668823 504479 230720781 90773076 145295470 139947705 40874047 44781606 1049236 1064045 2466682 2440199 203252605 206536031 7752434 6768401 8132217 9640930 54282975 54202019 11530947 10944843 1998040 1684035 83696613 83240228 X 87727614 87707207 9151316 12035092 22677062 23553504 119555992 123295803 203252605 206536031 X 2478456 1305423 -44068 X 0 1 X 1 1 1 X X X X X 0 49157582 2924625 2817724 1020000 23524 53856407 44117860 1378733 4776591 1063000 52602 49157582 43330876 1142471 713681 1036000 33168 44117860 41437546 581849 2321491 969000 41010 43330876 38046968 790147 3581816 940000 41385 41437546 0.26060 0.73940 0.00000 1 0 1345859 1345859 216541791 84767156 131774635 274924 110605 164319 12558207 5895315 6662892 139947705 REFUNDABLE ADVANCES FOR FEDERAL STUDENT LOANS 1299369 CAPITAL LEASE OBLIGATIONS 384666 1684035 X 69913048 1305423 -30921242 -29615819 99528867 -330488 -330488 99198379 66173237 330488 330488 65842749 30877174 30877174 96719923 PART III, LINE 4: MARYWOOD UNIVERSITY ART GALLERIES STRIVE TO PRESENT EXHIBITIONS AND PROGRAMS THAT PROVIDE OPPORTUNITIES FOR LIFELONG LEARNING AND CONTRIBUTE TO THE VISUAL LITERACY OF BOTH THE INSTITUTION AND GREATER COMMUNITY. THE ART GALLERIES ARE COMMITTED TO COMPLEMENTING AND BROADENING THE AVAILABILITY OF CONTEMPORARY AND HISTORICAL VISUAL ARTS FOR THE ACADEMIC COMMUNITY WITH OUTREACH AND COLLABORATIVE PROGRAMMING. ALL EXHIBITIONS, RECEPTIONS, AND ACCOMPANYING EVENTS ARE FREE OF CHARGE AND OPEN TO THE MARYWOOD COMMUNITY AND THE GENERAL PUBLIC. CURRENT, FUTURE, AND PAST EXHIBITIONS, AS WELL AS OVER 50 OBJECTS FROM THE PERMANENT COLLECTION, CAN BE VIEWED ON THE ART GALLERIES' WEB PAGE AT WWW.MARYWOOD.EDU/GALLERIES. THE SURACI GALLERY MAINTAINS MARYWOOD'S PERMANENT COLLECTION OF FINE AND DECORATIVE ARTS. THE ASIAN COLLECTION CONSISTS OF PAINTINGS, FURNITURE, IVORIES, TAPESTRIES, AND CERAMICS. BRONZE AND MARBLE SCULPTURES, FURNITURE, AND PAINTINGS COMPRISE THE 19TH CENTURY COLLECTION. IN ADDITION, EUROPEAN CERAMICS, GLASS, AND OTHER DECORATIVE ARTS ARE DISPLAYED. FEATURE EXHIBITIONS THAT SHOWCASE REGIONAL, NATIONAL, AND INTERNATIONAL ARTISTS, AS WELL AS RECENT WORK BY ART FACULTY ARE HIGHLIGHTED DURING THE YEAR IN A RECENTLY RENOVATED EXHIBITION SPACE. PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS ARE TO GIVE FINANCIAL AID TO STUDENTS OR PROGRAMS THAT FIT THE CRITERIA DESIGNATED BY THE DONOR IN THE SCHOLARSHIP AGREEMENT. THE MAJORITY OF THE ENDOWMENT FUNDS ARE DESIGNATED FOR STUDENT AWARDS, BUT THERE ARE A FEW IN PLACE WITH THE INTENT TO HELP SUPPORT A PARTICULAR PROGRAM. THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 100 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. ITS ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. AS REQUIRED BY ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. THE BOARD OF TRUSTEES OF THE UNIVERSITY HAS INTERPRETED PENNSYLVANIA LAW AS REQUIRING THE PRESERVATION OF THE FAIR VALUE OF THE ORIGINAL GIFT AS OF THE GIFT DATE OF THE DONOR-RESTRICTED ENDOWMENT FUNDS ABSENT EXPLICIT DONOR STIPULATIONS TO THE CONTRARY. AS A RESULT OF THIS INTERPRETATION, THE UNIVERSITY CLASSIFIES AS PERMANENTLY RESTRICTED NET ASSETS (A) THE ORIGINAL VALUE OF GIFTS DONATED TO THE PERMANENT ENDOWMENT, (B) THE ORIGINAL VALUE OF SUBSEQUENT GIFTS TO THE PERMANENT ENDOWMENT, AND (C) ACCUMULATIONS TO THE PERMANENT ENDOWMENT MADE IN ACCORDANCE WITH THE DIRECTION OF THE APPLICABLE DONOR GIFT INSTRUMENT AT THE TIME THE ACCUMULATION IS ADDED TO THE FUND. THE REMAINING PORTION OF THE DONOR-RESTRICTED ENDOWMENT FUND THAT IS NOT CLASSIFIED IN PERMANENTLY RESTRICTED NET ASSETS IS CLASSIFIED AS EITHER TEMPORARILY RESTRICTED OR UNRESTRICTED NET ASSETS BASED ON THE EXISTENCE OF DONOR RESTRICTIONS OR BY LAW. THE UNIVERSITY CONSIDERS THE FOLLOWING FACTORS IN MAKING A DETERMINATION TO APPROPRIATE OR ACCUMULATE DONOR-RESTRICTED ENDOWMENT FUNDS: 1. THE DURATION AND PRESERVATION OF THE FUND 2. THE PURPOSES OF THE UNIVERSITY AND THE DONOR-RESTRICTED ENDOWMENT FUND 3. GENERAL ECONOMIC CONDITIONS 4. THE POSSIBLE EFFECT OF INFLATION AND DEFLATION 5. THE EXPECTED TOTAL RETURN FROM INCOME AND THE APPRECIATION OF INVESTMENTS 6. OTHER RESOURCES OF THE UNIVERSITY 7. THE INVESTMENT POLICIES OF THE UNIVERSITY THE UNIVERSITY HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS. ENDOWMENT ASSETS INCLUDE THOSE ASSETS OF DONOR-RESTRICTED FUNDS THAT THE UNIVERSITY MUST HOLD IN PERPETUITY OR FOR A DONOR-SPECIFIED PERIOD(S) AS WELL AS BOARD-DESIGNATED FUNDS. UNDER THIS POLICY, AS APPROVED BY THE BOARD OF TRUSTEES, THE ENDOWMENT ASSETS ARE INVESTED IN A MANNER THAT IS INTENDED TO PRODUCE RESULTS THAT EXCEED THE RESULTS OF THE ENDOWMENT'S POLICY BENCHMARK WHILE ASSUMING A MODERATE OF RETURN. PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM INCOME TAXES ON RELATED INCOME UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. INCOME DETERMINED TO BE UNRELATED BUSINESS INCOME IS TAXABLE. THE UNIVERSITY BELIEVES SUBSTANTIALLY ALL ITS INCOME IS RELATED INCOME AND ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE UNIVERSITY'S POLICY IS TO RECOGNIZE INTEREST RELATED TO UNRECOGNIZED TAX BENEFITS IN INTEREST EXPENSE AND PENALTIES IN OPERATING EXPENSES. PART XI, LINE 2D - OTHER ADJUSTMENTS: SCHOLARSHIPS -30,877,174. CHANGE IN SPLIT INTEREST AGREEMENTS -44,068. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -187,910. FUNDRAISING EXPENSES -61,960. RENTAL EXPENSES -80,618. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 187,910. FUNDRAISING EXPENSES 61,960. RENTAL EXPENSES 80,618. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 30,877,174. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NONDISCRIMINATION POLICY IS CLEARLY STATED ON MOST ADMISSIONS ADVERTISEMENTS AND PUBLICATIONS. IT IS ALSO DISCLOSED ON THE SUPPLEMENTAL MATERIAL CREATED BY THE MARKETING AND COMMUNCATIONS OFFICE. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY AWARDS GRANTS-IN-AID AND SCHOLARSHIPS TO INDIVIDUALS WHO MEET THE UNIVERSITY'S ACADEMIC STANDARDS. THE AMOUNTS OF SUCH AWARDS ARE BASED UPON THE FINANCIAL NEEDS OF EACH APPLICANT. ADDITIONAL FINANCIAL AID IS PROVIDED TO STUDENTS FROM FEDERAL AND STATE PROGRAMS IN WHICH THE UNIVERSITY PARTICIPATES AND FROM MONIES CONTRIBUTED TO THE UNIVERSITY BY ALUMNI AND FRIENDS OF THE UNIVERSITY. CERTAIN STUDENTS OF THE UNIVERSITY WERE RECIPIENTS OF GRANTS UNDER THE PENNSYLVANIA HIGHER EDUCATION ASSISTANCE ACT ("PHEAA") AND THE PELL GRANTS PROGRAMS. THE GRANTS ARE SIMILAR TO AGENCY FUNDS BECAUSE THE UNIVERSITY ACTED ONLY AS CUSTODIAN AND DISBURSING AGENT FOR THESE FUNDS. HAD THESE AMOUNTS BEEN INCLUDED, REVENUES AND EXPENSES WOULD HAVE INCREASED BY APPROXIMATELY $2,263,000 IN 2018 AND $2,327,000 IN 2017 FOR PHEAA AND $2,723,000 IN 2018 AND $2,625,000 IN 2017 FOR PELL. SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 1 20 PROGRAM SERVICES SEE PART V 1835416 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 1 9 PROGRAM SERVICES SEE PART V 2417090 2 29 0 0 2 29 4252506 0 4252506 0 0 0 0 0 0 PART I, LINE 3, COLUMN (E): REGION: SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, (E) SPECIFIC TYPES OF SERVICES IN REGION: THE SISTERS LEADERSHIP DEVELOPMENT INITIATIVE ("SLDI") PHASE II YEAR 3 PROGRAM EVALUATION IS AN OBJECTIVES-BASED ASSESSMENT USING CRITERIA OUTLINED IN THE PROJECT PROPOSAL TO THE CONRAD N. HILTON FOUNDATION. IT TARGETS: 1. PROJECT OUTPUTS, 2. PARTICIPANT SKILLS AND KNOWLEDGE, 3. PROJECT MANAGEMENT, AND 4. PROJECT OUTCOMES. 1. PROJECT OUTPUTS AND PARTICIPANT DEMOGRAPHICS WERE BASED ON DATA COLLECTED DURING THE SESSIONS AND RECORDED BY THE PARTICIPANT OR COORDINATOR. 2. PARTICIPANT SKILLS AND KNOWLEDGE WERE ASSESSED PRE AND POST TRAINING. THESE MEASURES WERE SELF-REPORT MEASURES, AND THE LIKERT SCALES WERE CONSTRUCTED TO ALIGN WITH THE EXPECTED COMPETENCIES INTEGRATED INTO THE TECHNOLOGY AND WEB-DESIGN CURRICULUM. 3. PROJECT MANAGEMENT WAS ASSESSED USING DATA INCLUDING: (A) LEARNING ENVIRONMENT ASSESSMENT BY PARTICIPANTS AFTER EACH SESSIONS, AND (B) TRAINER EVALUATIONS AFTER EACH SESSION. 4. THE FINAL OUTCOME OF THE PROJECT IS BASED ON ANNUAL DATA INCLUDING EVALUATIONS. PART I, LINE 3, COLUMN (E): REGION: SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, (E) SPECIFIC TYPES OF SERVICES IN REGION: HIGHEER EDUCATION OF SISTERS IN AFRICA ("HESA") PHASE I YEAR 2 PROGRAM EVALUATION IS AN OBJECTIVES-BASED ASSESSMENT USING CRITERIA OUTLINED IN THE PROJECT PROPOSAL TO THE CONRAD N. HILTON FOUNDATION. IT TARGETS: 1. PROJECT OUTPUTS, 2. PARTICIPANT SKILLS AND KNOWLEDGE, 3. PROJECT MANAGEMENT, AND 4. PROJECT OUTCOMES. 1. PROJECT OUTPUTS AND PARTICIPANT DEMOGRAPHICS WERE BASED ON DATA COLLECTED DURING THE SESSIONS AND RECORDED BY THE PARTICIPANT OR COORDINATOR. 2. PARTICIPANT SKILLS AND KNOWLEDGE WERE ASSESSED PRE AND POST TRAINING. THESE MEASURES WERE SELF-REPORT MEASURES, AND THE LIKERT SCALES WERE CONSTRUCTED TO ALIGN WITH THE EXPECTED COMPETENCIES INTEGRATED INTO THE TECHNOLOGY AND WEB-DESIGN CURRICULUM. 3. PROJECT MANAGEMENT WAS ASSESSED USING DATA INCLUDING: (A) LEARNING ENVIRONMENT ASSESSMENT BY PARTICIPANTS AFTER EACH SESSIONS, AND (B) TRAINER EVALUATIONS AFTER EACH SESSION. 4. THE FINAL OUTCOME OF THE PROJECT IS BASED ON ANNUAL DATA INCLUDING EVALUATIONS. X X X X 1 STOCKADE CONSULTING GROUP 650 FRANKLIN STREET SCHENECTADY NY 12305 PHONATHON AGENT 0 74463 18520 55943 74463 18520 55943 PA COMMUNITY LEADERSHIP DINNER 489244 469644 19600 11964 19030 21062 9904 489244 469644 19600 11964 19030 21062 9904 61960 -42360 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE UNIVERSITY PAID STOCKADE CONSULTING GROUP TO ACT AS OUR ANNUAL FUND PHONATHON AGENTS. AS SUCH, STOCKADE CONSULTING GROUP CONTACTED ALUMNI, PARENTS, AND FRIENDS OF THE UNIVERSITY SOLICITING PLEDGES OF FINANCIAL SUPPORT OF OUR INSTITUTIONAL MISSION. IN PARTICULAR, THEY SOUGHT GIFTS IN SUPPORT OF THE MARYWOOD SCHOLARSHIP FUND TO PROVIDE RESOURCES TO UNDERWRITE FINANCIAL AID AND SCHOLARSHIP AWARDS MADE BY THE UNIVERSITY TO DESERVING STUDENTS. IN THE COURSE OF THEIR WORK, STOCKADE CONSULTING GROUP ADVISED THESE SUPPORTERS OF NEW AND EXCITING CHANGES TO PROGRAMS AND FACILITIES AT MARYWOOD. IN ADDITION, THEY OBTAINED INFORMATION CONCERNING CHANGES TO BIOGRAPHIC AND DEMOGRAPHIC INFORMATION OF THE INDIVIDUALS CALLED. STOCKADE CONSULTING GROUP ACTED STRICTLY IN THE ROLE OF OUR AGENT IN SECURING PLEDGES OF SUPPORT. THE PROCESSING OF ALL PLEDGE PAYMENTS AND CREDIT CARD TRANSACTIONS WERE HANDLED BY UNIVERSITY EMPLOYEES. 1 SPONSORED SCHOLARSHIPS 1894 30437722 CASH NON-SPONSORED SCHOLARSHIPS 344 439452 CASH STUDENT AID 36 284429 CASH PART I, LINE 2: THE OFFICE OF FINANCIAL AID DETERMINES ELIGIBILITY OF EACH STUDENT WHO APPLIES FOR FINANCIAL AID, USING FORMULAS AND CRITERIA PROMULGATED BY VARIOUS FEDERAL, STATE, AND LOCAL GOVERNMENTAL BODIES, AS WELL AS MARYWOOD'S INTERNALLY ESTABLISHED RULES AND PROCEDURES. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 ANN BOLAND-CHASE VP FOR ENROLLMENT SERVICES 140261 0 0 0 0 0 7250 0 13898 0 161409 0 0 0 TAMMY J MCHALE CPA VP BUSINESS AFFAIRS 231425 0 0 0 0 0 10696 0 1471 0 243592 0 0 0 SUSAN TURELL PROVOST 221410 0 0 0 0 0 9664 0 5023 0 236097 0 0 0 DR BROOKE CANNON PROFESSOR 137724 0 0 0 0 0 6928 0 6995 0 151647 0 0 0 DR CHRISTOPHER SPEICHER ASSOCIATE PROFESSOR 145199 0 0 0 0 0 7247 0 1276 0 153722 0 0 0 DR MARK RODGERS DEAN, HEALTH & HUMAN SERVICES 126566 0 0 0 0 0 6805 0 18805 0 152176 0 0 0 PART I, LINE 1A MARYWOOD'S PRESIDENT, SR. MARY PERSICO, LIVES IN HOUSING OWNED BY MARYWOOD, SPECIFICALLY FOR THE PRESIDENT. THIS HOUSING ALLOWANCE IS EXCLUDABLE FROM INCOME UNDER IRC SECTION 119. BECAUSE THE SISTER'S CONGREGATION TAKES A VOW OF POVERTY, ALL OF HER INCOME RELATED TO HER WORK FOR MARYWOOD GOES DIRECTLY TO THE CONGREGATION, AND IS THEREFORE NOT TAXABLE TO SISTER MARY. A SCRANTON-LACKAWANA HEALTH & WELFARE AUTHORITY 232243852 810694L56 2016-09-26 51915000 SEE PART VI 0 0 0 A 54853834 4363919 46597363 510150 3468367 8204 0 1 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 A 0 0 1 0 0 0 0 0 0 A 0 SCHEDULE K, PART I, BOND ISSUES: (A) ISSUER NAME: SCRANTON-LACKAWANA HEALTH & WELFARE AUTHORITY (F) DESCRIPTION OF PURPOSE: REFUNDING OF SERIES 2005B, 2005C, 2007 AND OTHER DEBT CONSOLIDATION SCHEDULE K, PART II LINE 3: PROCEEDS REPORTED ON PART II LINE 3 ARE HIGHER THAN PROCEEDS REPORTED IN PART I DUE TO ORIGINAL ISSUE PREMIUM. X 7 423146 PUBLICLY TRADED STOCK X VARIOUS LEARNING/LAB SUPPLIES 3 1970 FMV X CAMERA WITH EQUIPMENT 1 1600 FMV X HOSTED EVENTS 2 1323 FMV X GIFT CERTIFICATES 3 325 FMV X CHRISTMAS CELEBRATION SUPPLIES 2 127 COST 0 0 1 PART I, LINE 32B: PENN SECURITY BANK & TRUST COMPANY RECEIVES ALL STOCK CONTRIBUTIONS AND IMMEDIATELY SELLS THEM. FORM 990, PART VI, SECTION A, LINE 2 VIRGINIA SHIELDS AND PAULA SHIELDS ARE BOTH BOARD MEMBERS. PAULA IS VIRGINIA'S DAUGHTER. FORM 990, PART VI, SECTION A, LINE 3 CHARTWELLS MANAGES DINING SERVICES; CONCORD INVESTMENTS ADVISES AS TO MARYWOOD'S ENDOWMENT FUND INVESTING; FOLLETT MANAGES MARYWOOD'S BOOKSTORE. FORM 990, PART VI, SECTION A, LINE 4 THE FOLLOWING UPDATES WERE MADE TO THE BYLAWS THIS YEAR: 1. SENTENCE REMOVED FROM ARTICLE II. SECTION 3. ELECTION AND TERMS OF TRUSTEES. 2. ARTICLE III, SCETION 1. OFFICERS - TERM OF OFFICERS OF THE BOARD OF TRUSTEES CHANGED FROM ONE YEAR TO THREE YEARS AND NUMBER OF TERMS AN OFFICER MAY SERVE FROM THREE CONSECUTIVE TERMS TO NO MORE THAN TWO CONSECTUTIVE TERMS, BUT MAY BE ELECTED TO THE SAME OFFICE AFTER AN ABSENCE FROM THAT OFFICE FOR ONE YEAR. 3. ARTCILE V, SECTION 1. COMMITTEES - ELIMINATED THE BUILDINGS AND GROUNDS COMMITTEE AND ADDED THAT THE BOARD OF TRUSTEES SHALL REESTALBISH SUCH A COMMITTEE AS DEEMED NECESSARY. 4. ARTICLE V. SECTION 3. STANDING COMMITTEES - ADDED THAT PRESIDENT AND CHAIR OF THE BOARD MAY ASSIGN MEMBERS OF THE BOARD OF TRUSTEES TO COMMITTEES. ADDED STUDENT ENROLLMENT AND STUDENT SUCCESS COMMITTEE TO LIST OF COMMITTEES. 5. ARTICLE V. SECTIONS 4 THROUGH 10 WERE DELETED AND REPLACED WITH COMMITTEE CHARTERS. 6. ARTICLE VII. SECTION 8. VICE PRESIDENTS - ADDED THAT THE PRESIDENT SHALL APPOINT ADDITIONAL VICE PRESIDENTS AS DEEMED NECESSARY AND APPROPRIATE WITH APPROVAL FROM THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS OF THE MARYWOOD UNIVERSITY CORPORATION ARE SIX MEMBERS OF THE SISTERS, SERVANTS OF THE IMMACULATE HEART OF MARY. FORM 990, PART VI, SECTION A, LINE 7A ARTICLE I, SECTION 4 OF THE MARYWOOD UNIVERSITY BYLAWS STATES: "THE MEMBERS OF THE CORPORATION SHALL HAVE THE RIGHT, BY MAJORITY VOTE, TO ELECT TRUSTEES. THEY SHALL HAVE THE RIGHT OF APPROVAL, BY MAJORITY VOTE, OF ACTIONS OF THE BOARD OF TRUSTEES RELATING TO CHANGES IN INSTITUTIONAL PURPOSE AND PHILOSOPHY; APPOINTMENT OF THE PRESIDENT OF THE UNIVERSITY; ACQUISITION, DISPOSITION, ENCUMBRANCE, OR LEASE OF REAL PROPERTY OF THE INSTITUTION; CONSTRUCTION OF NEW BUILDINGS; DISSOLUTION, MERGER, OR CONSOLIDATION OF THE INSTITUTION WITH ANOTHER CORPORATION; AMENDMENTS TO THE BYLAWS; AND DISPOSITION OF PROPERTY UPON DISSOLUTION." FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS OF THE MARYWOOD UNIVERSITY SHALL HAVE THE RIGHT, BY MAJORITY VOTE, TO ELECT TRUSTEES. THEY SHALL HAVE THE RIGHT OF APPROVAL, BY MAJORITY VOTE, OF ACTIONS OF THE BOARD OF TRUSTEES RELATING TO CHANGES IN INSTITUTIONAL PURPOSE AND PHILOSOPHY; APPOINTMENT OF THE PRESIDENT OF THE UNIVERSITY; ACQUISITION, DISPOSITION, ENCUMBRANCE, OR LEASE OF REAL PROPERTY OF THE INSTITUTION; CONSTRUCTION OF NEW BUILDINGS; DISSOLUTION, MERGER, OR CONSOLIDATION OF THE INSTITUTION WITH ANOTHER CORPORATION; AMENDMENTS TO THE BYLAWS; AND DISPOSITION OF PROPERTY UPON DISSOLUTION. FROM 2006 TO 2010, THE (SIX) MEMBERS OF THE MARYWOOD UNIVERSITY CORPORATION INCLUDED SISTER MARY PERSICO, PRESIDENT OF THE IHM CONGREGATION; SISTER MARY JO GALLAGHER, VICE PRESIDENT OF THE IHM CONGREGATION; SISTER KATHRYN CLAUSS, COUNCILOR; SISTER SUSAN HADZIMA, COUNCILOR; BARBARA JABLONSKI, COUNCILOR; AMY ZYCHAL, COUNCILOR FROM 2010 TO 2014, THE (FIVE) MEMBERS OF THE MARYWOOD UNIVERSITY CORPORATION INCLUDE SISTER THERESE O'ROURKE, PRESIDENT OF THE IHM CONGREGATION; SISTER ELLEN MARONEY, VICE PRESIDENT OF THE IHM CONGREGATION; SISTER ROSEMARY GOULET, COUNCILOR; SISTER CHRISTINE KOELLHOFFER, COUNCILOR; SISTER ELLEN CARNEY, COUNCILOR. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS FIRST REVIEWED BY THE ASSISTANT TREASURER & CONTROLLER, AND THE VP OF BUSINESS AFFAIRS AND TREASURER. THE FINAL 990 WAS NOT AVAILABLE TO THE FULL BOARD BEFORE FILING WITH THE IRS, BUT IT WILL BE PROVIDED AFTERWARDS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST FORMS ARE DISTRIBUTED AT THE ANNUAL MEETING, IN APRIL, OF THE BOARD OF TRUSTEES. THE SECRETARY AND THE GENERAL COUNSEL REVIEW EACH CONFLICT OF INTEREST FORM. THE SECRETARY OF THE UNIVERSITY ASSURES THAT A CONFLICT OF INTEREST STATEMENT IS RECEIVED FROM EACH MEMBER BY THE FOLLOWING JULY 1. THE FILE OF FORMS IS KEPT IN THE OFFICE OF THE SECRETARY OF THE UNIVERSITY. ARTICLE XIV OF THE UNIVERSITY'S BYLAWS REQUIRES THAT THE MINUTES OF ANY MEETING IN WHICH A TRUSTEE MAY HAVE A CONFLICT OF INTEREST MUST REFLECT THAT A DISCLOSURE OF SUCH CONFLICT WAS MADE, AND THAT THE TRUSTEE HAVING SAID CONFLICT ABSTAINED FROM VOTING. FORM 990, PART VI, SECTION B, LINE 15 AN INDEPENDENT CONSULTING FIRM, AFTER PERFORMING DUE DILIGENCE IN STUDYING COMPARATIVE SALARIES AND OTHER ECONOMIC FACTORS, RECOMMENDS A SALARY AMOUNT FOR THE PRESIDENT OF THE UNIVERSITY TO THE EXECUTIVE OFFICERS OF THE BOARD OF TRUSTEES. THE RECOMMENDATIONS ARE DOCUMENTED IN THE BOARD OF TRUSTEES MEETING MINUTES AS WELL AS WITH HUMAN RESOURCES. THE COMMITTEE OF EXECUTIVE OFFICERS, AFTER DELIBERATION AND CONSIDERATION, APPROVES THE PRESIDENT'S SALARY. THE PRESIDENT OF THE UNIVERSITY THEN SETS THE SALARIES OF THE SENIOR ADMINISTRATIVE OFFICERS, WITH APPROVAL OF THE EXECUTIVE OFFICERS OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN SPLIT INTEREST AGREEMENTS -44,068. FORM 990, PART VII: CERTAIN OFFICERS ARE NOT DIRECTLY COMPENSATED BY THE UNIVERSITY. THE UNIVERSITY PAYS THE CONGREGATION OF THE SISTERS, SERVANTS OF IMMACULATE HEART OF MARY ("IHM") ON BEHALF OF SISTER MARY PERSICO, PRESIDENT. MARYWOOD UNIVERSITY PAID IHM $270,296 ON BEHALF OF SISTER MARY PRESICO FOR HER ROLE AS PRESIDENT. CONGREGATION OF THE SISTERS SERVANTS OF THE IMMACULATE HEART IHM CENTER 2300 ADAMS AVENUE SCRANTON PA 18509 RELIGIOUS PA 501(C)(3) LINE 1 N/A 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1