2019-05-10T12:49:07-05:00 2018-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 777 E WISCONSIN AVENUE MILWAUKEE WI 53202 990 2017-07-01 951641455 MOUNT SAINT MARY'S UNIVERSITY MOUN 3109544000 12001 CHALON RD LOS ANGELES CA 90049 ANN MCELANEY-JOHNSON PRESIDENT 3109544000 2019-05-10 1 TROY MARINE CPA P00187863 4147775500 38.88.188.75 2019-05-10 12:21:40 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 E632B65106FB8D3C1D979C8D7E6021F52E275CBE 2017 2019-02-21 02:37:17Z ANN MCELANEY-JOHNSON 12001 CHALON RD LOS ANGELES CA 90049 152877891 0 0928 X WWW.MSMU.EDU X 1925 CA MOUNT SAINT MARY'S UNIVERSITY, IS A CALIFORNIA NONPROFIT PUBLIC BENEFITS CORPORATION FOUNDED BY THE SISTERS OF ST. JOSEPH OF CARONDELET (PROVINCIALATE), A RELIGIOUS COMMUNITY OF THE ROMAN CATHOLIC CHURCH. THE UNIVERSITY WAS FOUNDED IN 1925 BY SISTERS OF ST. JOSEPH AND HAS OPERATED CONTINUOUSLY SINCE THAT DATE. THE OBJECTIVE OF MOUNT SAINT MARY'S UNIVERSITY AS A NONPROFIT EDUCATIONAL INSTITUTION IS SERVICE. THE UNIVERSITY HAS DEVOTED ITSELF TO EXCELLENCE IN LIBERAL ARTS AND SCIENCES AND GRANTS DEGREES IN ASSOCIATE, BACCALAUREATE, MASTERS AND DOCTOR PROGRAMS, WITH A SPECIAL FOCUS ON THE EDUCATION OF WOMEN FOR LEADERSHIP POSITIONS IN OUR SOCIETY. 28 27 2082 183 0 -232768 14289110 13286031 110667876 108337357 6703074 8691514 680571 443640 132340631 130758542 32703261 33074859 0 0 56302445 55705160 30900 0 2413424 33143718 34696023 122180324 123476042 10160307 7282500 256071836 266358613 13764525 14234650 242307311 252123963 X MOUNT SAINT MARY'S UNIVERSITY OFFERS A DYNAMIC LEARNING EXPERIENCE IN THE LIBERAL ARTS AND SCIENCES TO A DIVERSE STUDENT BODY. AS A CATHOLIC COLLEGE PRIMARILY FOR WOMEN, WE ARE DEDICATED TO PROVIDING A SUPERIOR EDUCATION ENHANCED BY AN EMPHASIS ON BUILDING LEADERSHIP SKILLS AND FOSTERING A SPIRIT TO SERVE OTHERS. OUR MEASURE OF SUCCESS IS GRADUATES WHO ARE COMMITTED TO USING THEIR KNOWLEDGE AND SKILLS TO BETTER THEMSELVES, THEIR ENVIRONMENTS, AND THE WORLD. 0 0 98074539 33074858 97964809 INSTRUCTION: MOUNT SAINT MARY'S UNIVERSITY PROVIDES VALUES BASED TRADITIONAL UNDERGRADUATE EDUCATION FOR WOMEN, AS WELL AS, INNOVATIVE NON-TRADITIONAL UNDERGRADUATE AND GRADUATE EDUCATIONAL PROGRAMS FOR WOMEN AND MEN. THE UNIVERSITY'S ACADEMIC PROGRAMS PLACE A STRONG EMPHASIS ON SOCIAL AND ETHICAL VALUES CONSISTENT WITH A VIEW OF COMPASSIONATE COMMUNITY INVOLVEMENT. SINCE ITS INCEPTION, THE UNIVERSITY HAS GRANTED MORE THAN 25,000 DEGREES. DURING THE FISCAL YEAR ENDED JUNE 30, 2018, THE UNIVERSITY ENROLLED APPROXIMATELY 1,816 FULL-TIME EQUIVALENTS (FTE) TRADITIONAL UNDERGRADUATE STUDENTS; 609 FTE NON-TRADITIONAL UNDERGRADUATE STUDENTS; AND 704 FTE GRADUATE STUDENTS. 6646803 0 9087721 AUXILIARY ENTERPRISES: MOUNT SAINT MARY'S UNIVERSITY AUXILIARY ENTERPRISES ARE COMPRISED OF RESIDENCE AND DINING HALLS, AND PARKING FACILITIES. DURING THE FISCAL YEAR ENDED JUNE 30, 2018, RESIDENCE HALL OCCUPATION WAS APPROXIMATELY 600 UNDERGRADUATE STUDENTS. 979392 0 1284827 MOUNT SAINT MARY'S UNIVERSITY AND THE GEENA DAVIS INSTITUTE ON GENDER IN MEDIA (INSTITUTE) HAVE ESTABLISHED A LONG-TERM STRATEGIC ALLIANCE THAT CREATES NEW RESEARCH, EDUCATION AND ADVOCACY PROGRAMS UNDER MOUNT SAINT MARY'S UNIVERSITY. FOUNDED IN 2004 BY ACADEMY AWARD WINNING ACTOR AND ADVOCATE GEENA DAVIS, THE INSTITUTE AND ITS PROGRAMMING ARM, SEE JANE, IS THE ONLY RESEARCH-BASED ORGANIZATION WORKING WITHIN THE MEDIA AND ENTERTAINMENT INDUSTRY TO ENGAGE, EDUCATE, AND INFLUENCE THE NEED FOR GENDER BALANCE, REDUCING STEREOTYPING AND CREATING A WIDE VARIETY OF FEMALE CHARACTERS FOR ENTERTAINMENT TARGETING 11 YEARS OLD AND UNDER. THE INSTITUTE HAS AMASSED THE LARGEST BODY OF RESEARCH ON GENDER PREVALENCE IN ENTERTAINMENT SPANNING 20 YEARS. 105700734 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 X 349 0 2082 1 1 1 1 CJ CA HK VQ 0 0 0 1 1 0 0 0 0 X 28 27 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X ANDREW LOCCISANO 3109544000 12001 CHALON ROAD LOS ANGELES CA 90049 ANN MCELANEY-JOHNSON PRESIDENT 40.00 0.00 X X 328863 0 136943 THOMAS J BLUMENTHAL CHAIR 1.00 0.00 X X 0 0 0 SISTER BARBARA ANNE STOWASSER CSJ VICE CHAIR 1.00 39.00 X X 0 0 0 GRACE KADNER WICKERSHAM SECRETARY/TREASURER 1.00 0.00 X X 0 0 0 MAUREEN ARCHAMBAULT TRUSTEE 1.00 0.00 X 0 0 0 JOSEPH BURSCHINGER TRUSTEE 1.00 0.00 X 0 0 0 MONSIGNOR CLEMENT J CONNOLLY TRUSTEE 1.00 0.00 X 0 0 0 SISTER ANNETTE DEBS CSJ TRUSTEE 1.00 39.00 X 0 0 0 KATHLEEN M DUNCAN TRUSTEE 1.00 0.00 X 0 0 0 SHIREEN FATEMI TRUSTEE 1.00 0.00 X 0 0 0 JANET FEELEY TRUSTEE 1.00 0.00 X 0 0 0 KIMBERLY FREEMAN TRUSTEE 1.00 0.00 X 0 0 0 ZULEMA GARCIA TRUSTEE 1.00 0.00 X 0 0 0 KATHLEEN KENT GARVEY TRUSTEE 1.00 0.00 X 0 0 0 GABRIEL A GUTIERREZ TRUSTEE 1.00 0.00 X 0 0 0 ILEANA HERNANDEZ TRUSTEE 1.00 0.00 X 0 0 0 MONICA SPILLANE LUECHTEFELD TRUSTEE 1.00 0.00 X 0 0 0 J MARIO MOLINA TRUSTEE 1.00 0.00 X 0 0 0 MARIA GUTIERREZ OTT TRUSTEE 1.00 0.00 X 0 0 0 STEPHEN F PAGE TRUSTEE 1.00 0.00 X 0 0 0 SISTER EDITH PRENDERGAST RSC TRUSTEE 1.00 0.00 X 0 0 0 DEBORAH E REED TRUSTEE 1.00 0.00 X 0 0 0 SISTER MARY PATRICIA ROSHOLT CSJ TRUSTEE 1.00 39.00 X 0 0 0 LINDA J SAX TRUSTEE 1.00 0.00 X 0 0 0 JANNE SHIRLEY TRUSTEE 1.00 0.00 X 0 0 0 DR SONIA SINGLA TRUSTEE 1.00 0.00 X 0 0 0 CAMBRIA TORTORELLI TRUSTEE 1.00 0.00 X 0 0 0 SISTER SANDRA WILLIAMSCSJ TRUSTEE 1.00 39.00 X 0 0 0 STEPHANIE CUBBA VP INSTITUTIONAL ADVANCEMENT 40.00 0.00 X 238280 0 34591 DEBRA MARTIN VP ADMIN AND FINANCE AS OF 02/01/18 40.00 0.00 X 0 0 0 LAWRENCE SMITH VP STRATEGIC INITIATIVES 40.00 0.00 X 220563 0 52732 JANE LINGUA VP STUDENT AFFAIRS 40.00 0.00 X 220845 0 33035 ROBERT PERRINS PROVOST 40.00 0.00 X 213603 0 49664 BRIAN O'ROUKE VP FOR ENROLLMENT MANAGEMENT 40.00 0.00 X 186385 0 34400 LEAH FITZGERALD PROFESSOR 40.00 0.00 X 186061 0 25426 SUZANNE WILLIAMS DEAN WEEKEND COLLEGE 40.00 0.00 X 168592 0 37680 ELIZABETH STURGEON PROFESSOR 40.00 0.00 X 164337 0 26878 DAVID BURKITT PROFESSOR 40.00 0.00 X 162998 0 22241 ANDREW LOCCISANO AVP FOR FINANCIAL SERVICES 40.00 0.00 X 157966 0 27598 CHRISTOPHER MCALARY FORMER VP ADMIN/FIN. TERM 6/30/17 0.00 0.00 X 284076 0 27537 WENDY MCCREDIE FORMER PROVOST TERM 6/30/15 0.00 0.00 X 134782 0 44349 2667351 0 553074 76 1 1 0 BON APPETIT MANAGEMENT COMPANY 1200 GETTY CENTER TRAM 100 LOS ANGELES CA 90049 RESTAURANT MANAGEMENT 2786920 ELLUCIAN COMPANY 13377 COLLECTION CENTER DR CHICAGO IL 60693 COMPUTER SUPPORT 1287393 ALLIED UNIVERSAL SECURITY SERVCIES 161 WASHINGTON STREET STE 600 CONSHOHOCKEN PA 19428 SECURITY 1074391 APPLE ONE-EMPLOYMENT SERVICES 325 W BROADWAY GLENDALE CA 91204 EMPLOYMENT AGENCY 793621 MANATT PHELPS & PHILLIPS LLP 11355 WEST OLYMPIC BLVD LOS ANGELES CA 900641614 LEGAL 650470 38 107243 780250 3618591 8779947 542154 13286031 TUITION AND FEES 611710 98625672 98625672 HOUSING 721310 4637813 4637813 FOOD SERVICE 721310 4449908 4449908 DA CAMERA SOCIETY 611710 525278 525278 FILM INCOME 611710 79964 79964 18722 18722 108337357 1945461 1945461 174111 279360 -105249 -105249 -105249 28362242 21616189 6746053 6746053 6746053 34475 107243 223800 -189325 -189325 MISCELLANEOUS INCOME 611710 588623 588623 ADMIN RECOVERY 611710 149591 149591 738214 130758542 108337357 0 9135154 33074859 33074859 1854619 992381 579580 282658 42136660 36950513 4208179 977968 2854752 2373147 406896 74709 5793119 4751351 859138 182630 3066010 2508048 455729 102233 3914386 2746823 1034595 132968 911219 911219 165030 8600 156430 664206 664206 3069052 2535057 485511 48484 1465311 1260096 30747 174468 11972075 9755274 1848736 368065 1830273 1417121 413002 150 1597455 1410830 186625 845718 663365 122306 60047 254999 215388 30703 8908 12674 11914 760 195555 195555 4233135 3979147 253988 693723 64456 629131 136 CANCELLATION COSTS 1166525 1166525 MISCELLANEOUS 910817 71379 839438 BUILDING MAINTENANCE 793870 715430 78440 123476042 105700734 15361884 2413424 21682 26105 23567354 25644115 9951203 8117154 3817640 3644400 4710886 4577529 686252 590306 136078675 57799974 74960151 78278701 40633910 41512980 97634688 103879253 88070 88070 256071836 266358613 6962187 7672651 546831 555580 5101592 5080111 1153915 926308 13764525 14234650 X 129496303 130433377 58981153 67228118 53829855 54462468 242307311 252123963 256071836 266358613 X 7282500 2530561 3591 X 0 1 X 1 1 1 X X 0 134766278 715141 11011325 4947084 664206 140881454 122465254 1010272 16465765 4551374 623639 134766278 129458028 2619002 -4933158 4122045 556573 122465254 127590736 5792759 323730 3683504 565693 129458028 108548818 6733508 16109701 3341649 459642 127590736 0.41560 0.33780 0.24660 1 0 10256363 10256363 107895556 42564165 65331391 14938273 13312073 1626200 2988483 1923736 1064747 78278701 COMMONFUND PE INVESTMENTS 7395200 F OFFSHORE FUNDS 50787401 F REAL ESTATE INVESTMENT TRUSTS 535358 F ANNUITY CONTRACTS 796651 F MINERAL RIGHTS 660299 C PARTNERSHIP INVESTMENTS 43704344 F 103879253 ANNUITIES PAYABLE 605808 ASSET RETIREMENT OBLIGATION 320500 926308 X 98644473 2530561 464426 2994987 95649486 664206 34444850 35109056 130758542 88827821 460835 460835 88366986 664206 34444850 35109056 123476042 PART III, LINE 4: THE JOSE DRUDIS-BIADA'S ARTWORK IS LOCATED AT VARIOUS LOCATIONS THROUGHOUT THE UNIVERSITY FOR PUBLIC DISPLAY. PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 40 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. ITS ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE GOVERNING BOARD TO FUNCTION AS ENDOWMENTS. PART X, LINE 2: THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IT IS ALSO EXEMPT FROM STATE INCOME TAX. HOWEVER, ANY UNRELATED BUSINESS INCOME MAY BE SUBJECT TO TAXATION. THE UNIVERSITY FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE UNIVERSITY FOR UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2018 AND 2017. THE UNIVERSITY'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL ADJUSTMENT 3,591. FUNDRAISING EXPENSES NETTED DIRECTLY AGAINST REVENUE 223,800. RENTAL EXPENSES 279,360. BAD DEBTS NETTED WITH REVENUES -42,325. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 33,074,859. FILM COMMISSION 19,991. LEGAL SETTLEMENT EXPENSE 1,350,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES NETTED DIRECTLY AGAINST REVENUE 223,800. RENTAL EXPENSES 279,360. BAD DEBTS NETTED WITH REVENUES -42,325. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 33,074,859. FILM COMMISSION 19,991. LEGAL SETTLEMENT EXPENSE 1,350,000. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY'S NONDISCRIMINATION POLICY IS CLEARLY STATED IN THE UNIVERSITY'S CATALOG AND ADMISSION BROCHURES, AS WELL AS THE WEBSITE AND PRINTED MEDIA PROVIDED TO DONORS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES SUPPORT FROM THE US GOVERNMENT IN CONNECTION WITH THE FEDERAL WORK-STUDY PROGRAM, PELL GRANT, AND THE FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM. CENTRAL AMERICA AND THE CARIBBEAN - 0 0 INVESTMENTS 50787401 0 0 0 0 0 0 50787401 0 50787401 1 0 0 1 1 0 PART I, LINE 3: THE UNIVERSITY USED THE ACCRUAL METHOD TO REPORT INVESTMENTS IN SCHEDULE F, PART I. SCHEDULE F, PART IV, LINE 4: THE UNIVERSITY INVESTS IN PARTNERSHIPS THAT HOLD DIRECT OR INDIRECT INTERESTS IN PASSIVE FOREIGN INVESTMENT COMPANIES. THE INVESTMENT PARTNERSHIPS HAVE PROPERLY FILED FORM 8621, OR THE UNDERLYING INVESTMENTS DID NOT GENERATE ANY UNRELATED BUSINESS INCOME. UNDER THESE FACTS, IT IS NOT NECESSARY FOR THE UNIVERSITY TO FILE AN ADDITIONAL 8621. SCHEDULE F, PART IV, LINE 5: THE UNIVERSITY INVESTS IN PARTNERSHIPS THAT HOLD DIRECT OR INDIRECT INTERESTS IN FOREIGN PARTNERSHIPS. HOWEVER, THE UNIVERSITY DOES NOT MEET THE FILING REQUIREMENTS OF FORM 8865 AS A RESULT. REPORT - STATUS OF WOMEN AND GIRLS 94895 77590 17305 28563 23398 27807 22218 WOMEN LEADERSHIP CONFERENCE 30435 23993 6442 10643 12008 18180 15983 9 16388 5660 10728 12611 21840 6211 24338 141718 107243 34475 51817 57246 52198 62539 223800 -189325 1 COLLEGE FUNDED GRANTS/AWARDS FOR STUDENTS 2065 26611472 COLLEGE FUNDED WAIVERS/DISCOUNT FOR STUDENTS 345 2551993 PRIVATE DONATIONS - EXPENDABLE FOR STUDENTS 307 1334913 PRIVATE DONATIONS - ENDOWED FOR STUDENTS 304 2261127 FEDERAL FUNDED GRANTS/FINANCIAL AID FOR STUDENTS 151 315354 PART I, LINE 2: THE OFFICE OF STUDENT FINANCING IS RESPONSIBLE FOR THE MONITORING OF ALL STUDENT AID. ALL GRANT AID IS APPLIED DIRECTLY TO THE STUDENT ACCOUNTS. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 ANN MCELANEY-JOHNSON PRESIDENT 280148 0 0 0 48715 0 27000 0 109943 0 465806 0 0 0 STEPHANIE CUBBA VP INSTITUTIONAL ADVANCEMENT 212382 0 0 0 25898 0 23965 0 10626 0 272871 0 0 0 LAWRENCE SMITH VP STRATEGIC INITIATIVES 206257 0 0 0 14306 0 22543 0 30189 0 273295 0 0 0 JANE LINGUA VP STUDENT AFFAIRS 212690 0 0 0 8155 0 21982 0 11053 0 253880 0 0 0 ROBERT PERRINS PROVOST 198243 0 0 0 15360 0 22183 0 27481 0 263267 0 0 0 BRIAN O'ROUKE VP FOR ENROLLMENT MANAGEMENT 174697 0 0 0 11688 0 19214 0 15186 0 220785 0 0 0 LEAH FITZGERALD PROFESSOR 169482 0 0 0 16579 0 18735 0 6691 0 211487 0 0 0 SUZANNE WILLIAMS DEAN WEEKEND COLLEGE 138630 0 0 0 29962 0 17563 0 20117 0 206272 0 0 0 ELIZABETH STURGEON PROFESSOR 138957 0 0 0 25380 0 16556 0 10322 0 191215 0 0 0 DAVID BURKITT PROFESSOR 161219 0 0 0 1779 0 11515 0 10726 0 185239 0 0 0 ANDREW LOCCISANO AVP FOR FINANCIAL SERVICES 136464 0 0 0 21502 0 16133 0 11465 0 185564 0 0 0 CHRISTOPHER MCALARY FORMER VP ADMIN/FIN. TERM 6/30/17 0 0 0 0 284076 0 16574 0 10963 0 311613 0 0 0 WENDY MCCREDIE FORMER PROVOST TERM 6/30/15 91848 0 0 0 42934 0 14358 0 29991 0 179131 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE - PRESIDENT, ANN MCELANEY-JOHNSON - NOT INCLUDED IN TAXABLE COMPENSATION HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES - PRESIDENT, ANN MCELANEY-JOHNSON - USE OF FACILITIES FOR COLLEGE BUSINESS MEETINGS AND OTHER RELATED PURPOSES - NOT INCLUDED IN TAXABLE COMPENSATION X 14 542154 MARKET VALUE 0 0 1 0 PART I, COLUMN (B): THE AMOUNT IN PART I, COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE IS COMPOSED OF MEMBERS THAT MAY INCLUDE NON-TRUSTEE MEMBERS. HOWEVER, THE BOARD MAY NOT DELEGATE ANY OF THE AUTHORITY OF THE BOARD TO NON-TRUSTEE MEMBERS. THE EXECUTIVE COMMITTEE HAS ALL THE AUTHORITY OF THE BOARD WITH RESPECT TO THE OPERATIONS AND AFFAIRS OF THE CORPORATION EXCEPT AS LIMITED BY LAW OR BY THE UNIVERSITY'S BYLAWS. FORM 990, PART VI, SECTION A, LINE 2 THE UNIVERSITY HAS BUSINESS RELATIONSHIPS WITH THE SISTERS OF ST. JOSEPH OF CARONDELET. FOUR OF THE UNIVERSITY BOARD MEMBERS ARE AFFILIATED WITH THIS ORGANIZATION: SISTER ANNETTE DEBS, SISTER MARY PATRICIA ROSHOLT, SISTER BARBARA ANNE STOWASSER, AND SISTER SANDRA WILLIAMS ARE ON THE BOARD OF TRUSTEES AND BELONG TO THE SAME ORDER (SISTERS OF ST. JOSEPH OF CARONDELET). FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERSHIP OF THE CORPORATION SHALL CONSIST OF THE PROVINCIAL SUPERIOR OF THE LOS ANGELES PROVINCE OF THE ROMAN CATHOLIC RELIGIOUS CONGREGATION KNOWN AS "SISTERS OF ST. JOSEPH OF CARONDELET AND FOUR OR MORE ADDITIONAL MEMBERS OF THE PROVINCIAL COUNCIL OF THE LOS ANGELES PROVINCE OF THE CONGREGATION AS ARE APPOINTED ANNUALLY BY THE PROVINCIAL COUNCIL. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS HAVE THE RIGHT TO APPOINT THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS HAVE THE RIGHT TO APPROVE THE SIGNIFICANT DECISIONS MADE BY THE BOARD OF TRUSTEES AT THE ANNUAL MEETING OR SPECIAL MEETING. FORM 990, PART VI, SECTION B, LINE 11B THE CHAIR OF THE AUDIT COMMITTEE REVIEWS THE DRAFT OF THE RETURN. AFTER THE REVIEW, THE DRAFT IS SUBMITTED TO THE FULL AUDIT COMMITTEE FOR REVIEW AND RECOMMENDATION. ONCE APPROVED, THE APPROVED DRAFT IS SUBMITTED TO THE BOARD FOR FINAL APPROVAL BEFORE FILING THE RETURN WITH THE IRS BEFORE THE DEADLINE. FORM 990, PART VI, SECTION B, LINE 12C EACH WRITTEN CONFLICT OF INTEREST POLICY IS REVIEWED EVERY YEAR AT THE ANNUAL MAY BOARD MEETING BY THE CHAIR OF THE BOARD IN CONJUNCTION WITH THE PRESIDENT. ANY DUALITY OF INTEREST OR POSSIBLE CONFLICT OF INTEREST ON THE PART OF ANY DIRECTOR SHOULD BE FULLY DISCLOSED TO THE OTHER MEMBERS OF THE BOARD AT ANY TIME A CONTRACT OR OTHER TRANSACTION IS CONSIDERED BETWEEN THIS UNIVERSITY AND ONE OR MORE OF ITS GOVERNING BOARD MEMBERS OR BETWEEN THIS UNIVERSITY AND ANY CORPORATION, FIRM, OR ASSOCIATION IN WHICH ONE OR MORE OF THE MEMBERS OF THE GOVERNING BOARD TO THIS UNIVERSITY ARE FINANCIALLY INTERESTED. THE FACT OF COMMON DIRECTORSHIP OR FINANCIAL INTEREST SHOULD BE NOTED IN THE MINUTES AND THE BOARD SHOULD APPROVE THE CONTRACT OR TRANSACTION IN GOOD FAITH BY A VOTE SUFFICIENT FOR THE PURPOSE WITHOUT COUNTING THE VOTE OR VOTES OF SUCH MEMBERS OF THE GOVERNING BOARD. EACH WRITTEN CONFLICT OF INTEREST POLICY IS REVIEWED EVERY YEAR AT THE ANNUAL MAY BOARD MEETING BY THE CHAIR OF THE BOARD IN CONJUNCTION WITH THE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD CHAIR REVIEWS PUBLISHED DATA OF SIMILAR INSTITUTIONS IN TERMS OF BUDGET, ENDOWMENT, LOCATION, AND COMPLEXITY OF OPERATIONS FROM THE ASSOCIATION OF INDEPENDENT CALIFORNIA COLLEGES AND UNIVERSITIES (AICCU) ADMINISTRATIVE COMPENSATION REPORT. THE BOARD CHAIR GIVES HIS RECOMMENDATION TO THE COMPENSATION COMMITTEE, A SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE, WHO DETERMINES COMPENSATION. COMPENSATION IS DOCUMENTED THROUGH FORMAL OFFER LETTERS, EMPLOYEE STATUS FORMS AND DATA MAINTAINED IN THE UNIVERSITY DATABASE. THIS PROCESS WAS MOST RECENTLY UNDERTAKEN IN 2018. COMPENSATION FOR THE VICE PRESIDENTS IS REVIEWED AND APPROVED BY THE PRESIDENT. THE PRESIDENT AND THE HUMAN RESOURCES DEPARTMENT USED COMPARABILITY DATA FROM THE AICCU ADMINISTRATIVE COMPENSATION REPORT, YAFFE & COMPANY EXECUTIVE COMPENSATION SURVEY DATA FOR INDEPENDENT COLLEGES AND UNIVERSITIES, AND THE COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION HIGHER EDUCATION SURVEY DATA. COMPENSATION IS DOCUMENTED THROUGH FORMAL OFFER LETTERS, EMPLOYEE STATUS FORMS AND DATA MAINTAINED IN THE UNIVERSITY DATABASE. THE PROCESS WAS MOST RECENTLY UNDERTAKEN IN FALL, 2017 FOR THE VICE PRESIDENT OF ADMINISTRATION AND FINANCE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO APPROPRIATE PARTIES UPON REQUEST THROUGH REPORTS OR RESPONSES TO QUESTIONNAIRES. FORM 990, PART XI, LINE 9: CHANGES IN ANNUITY PAYABLE 3,591. SISTERS OF ST JOSEPH OF CARONDELET 11999 CHALON ROAD LOS ANGELES CA 90049 RELIGIOUS CA 501(C)(3) LINE 1 N/A 0 CHARITABLE REMAINDER UNITRUST (1) CHARITABLE TRUST CA N/A T 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 SISTERS OF ST JOSEPH OF CARONDELET M 196555 CONTRACT SISTERS OF ST JOSEPH OF CARONDELET C 780250 CASH/PLEDGE