2019-04-02T07:56:11-05:00 2018-06-30 221655803 DORFMAN ABRAMS MUSIC LLC 250 PEHLE AVE SUITE 702 SADDLE BROOK NJ 07663 990 2017-07-01 135562374 UNIVERSITY SETTLEMENT SOCIETY OF NEW YORK UNIV 2126749120 184 ELDRIDGE STREET NEW YORK NY 10002 MELISSA E AASE EXECUTIVE DIRECTOR 2126749120 2019-03-27 1 ANDREW SILVERSTEIN CPA P00359249 2014039750 47.22.41.242 2019-03-27 15:52:46 ED P 500BB6CD4DE14498EC0F803BC35608B2F4D6D760 72801F05FCDC4F1FB6E5A7637EBB8FB54822E0A2 2017 2019-02-21 02:37:17Z MELISSA E AASE 184 ELDRIDGE STREET NEW YORK NY 10002 38301533 0 X WWW.UNIVERSITYSETTLEMENT.ORG X 1886 NY UNIVERSITY SETTLEMENT IS A NOT FOR PROFIT ORGANIZATION DEDICATED TO THE BETTERMENT OF FAMILIES LIVING & WORKING ON THE LOWER EAST SIDE OF MANHATTAN 16 16 966 320 0 105145 28877117 29797357 5176252 5084247 89502 241581 1363436 1174954 35506307 36298139 0 0 0 0 25892774 26232325 0 0 576673 9034987 9809970 34927761 36042295 578546 255844 36927684 37896486 4010981 4756791 32916703 33139695 X UNIVERSITY SETTLEMENT IS A NOT FOR PROFIT ORGANIZATION DEDICATED TO THE BETTERMENT OF FAMILIES LIVING & WORKING ON THE LOWER EAST SIDE OF MANHATTAN. 0 0 16233018 3719275 CHILDCARE PROGRAMSUNIVERSITY SETTLEMENT HAS AN EXTENSIVE TRACK RECORD FOR PROVIDING STRENGTHS-BASED SERVICES TO LOW-INCOME CHILDREN AND FAMILIES. THE SETTLEMENTS COMPREHENSIVE APPROACH TO CHILD AND FAMILY SERVICES IS BASED ON CREATING TRUSTING RELATIONSHIPS WITH FAMILIES TO PROVIDE THEM WITH THE NECESSARY TOOLS AND SKILLS TO SUPPORT THEIR CHILDREN'S DEVELOPMENT. CHILDCARE PROGRAMS INCLUDE EARLY HEAD START, TWO EARLY CHILDHOOD CENTERS (THE EARLY CHILDHOOD CENTER AND CHILDREN'S CORNER),AND FAMILY CHILD CARE. FAMILY ENRICHMENT HOME VISITING PROGRAMS PROMOTE PARENT-CHILD BONDING AND HEALTHY CHILD DEVELOPMENT. THE BUTTERFLIES PROGRAM PROVIDES MENTAL HEALTH SERVICES FOR YOUNG CHILDREN AND THEIR FAMILIES. WE ALSO PROVIDE INDIVIDUALIZED SERVICES FOR CHILDREN UNDER AGE THREE WITH DEVELOPMENTAL DELAYS AND DISABILITIES THROUGH OUR EARLY INTERVENTION PROGRAM. ALL PROGRAMS ENGAGE CHILDREN IN A RICH CURRICULUM THAT NURTURES THEIR INTELLECTUAL, SOCIAL AND EMOTIONAL DEVELOPMENT. ADDITIONALLY,THE AGENCY ENGAGES PARENTS THROUGH HOME VISITS, CENTER-BASED CLASSROOM SESSIONS, SUPPORT GROUPS, WORKSHOPS, EDUCATIONAL/JOB TRAINING AND POLICY COUNCIL MEETINGS, ENABLING THEM TO GAIN THE SKILLS AND KNOWLEDGE TO SUPPORT THEIR CHILDREN'S DEVELOPMENT AND HELP THEM REACH THEIR FULL POTENTIAL. 7381431 YOUTH PROGRAMSUNIVERSITY SETTLEMENT'S YOUTH AFTER SCHOOL PROGRAMS STRESS LITERACY AND READING, BLENDING THESE ACTIVITIES WITH HOMEWORK HELP, TARGETED ACADEMIC AND PERSONAL SUPPORT, LEADERSHIP DEVELOPMENT AND COMMUNITY SERVICE OPPORTUNITIES, AND CREATIVE EXPERIENCES SUCH AS FIELD TRIPS, ARTS AND RECREATION. AFTER SCHOOL PROGRAMS ARE OFFERED IN BOTH SCHOOL-BASED AND COMMUNITY-BASED SETTINGS. PARENTS ARE FULLY INTEGRATED INTO THE PROGRAMS TO SUPPORT THEIR CRUCIAL ROLE IN THEIR CHILDRENS EDUCATIONAL AND PERSONAL DEVELOPMENT. DURING THE SUMMERS, UNIVERSITY SETTLEMENT RUNS STRUCTURED DAY CAMP PROGRAMS FOR CHILDREN AND YOUTH, WITH A MAJOR FOCUS ON LITERACY AND FIELD TRIPS. ADDITIONALLY, UNIVERSITY SETTLEMENT'S TALENT SEARCH PROGRAM PROVIDES COLLEGE ACCESS AND RETENTION SERVICES, INCLUDING INDIVIDUAL AND GROUP COUNSELING, WORKSHOPS, ASSISTANCE WITH COLLEGE APPLICATIONS AND FINANCIAL AID FORMS, COLLEGE FAIRS, GUEST SPEAKERS, AND COLLEGE VISITS FOR YOUNG PEOPLE INTERESTED IN PURSUING POST-SECONDARY EDUCATION. 9589114 1364972 FAMILY SERVICES AND COUNSELING PROGRAMSUNIVERSITY SETTLEMENT HAS A WIDE RANGE OF FAMILY SERVICES AND COUNSELING PROGRAMS. FAMILY SERVICES INCLUDE COMPREHENSIVE EVICTION PREVENTION AND CASE MANAGEMENT, ADULT LITERACY SERVICES, A PUBLIC PERFORMANCE SERIES AND ARTS EDUCATION, ARTS IN HEALTHCARE,A BROAD RANGE OF SERVICES FOR SENIORS, AND TWO COMMUNITY CENTERS THAT OFFER A RANGE OF HEALTH, EDUCATIONAL AND RECREATIONAL OPPORTUNITIES.THE HUB OF THE SETTLEMENT'S MENTAL HEALTH AND COUNSELING PROGRAMS IS ITS CONSULTATION CENTER, A STATE-LICENSED MENTAL HEALTH CLINIC, WHICH OFFERS COGNITIVE BEHAVIORAL THERAPY, CONJOINT AND MARITAL THERAPY, MEDICATION MANAGEMENT, AND PSYCHIATRIC EVALUATION AND CONSULTATION ON-SITE. THE ORGANIZATION ALSO HAS MENTAL HEALTH PROGRAMS FOR YOUTH AND CHILDREN, INCLUDING CHILDREN'S BLENDED CASE MANAGEMENT AND THE HOME BASED CRISIS INTERVENTION PROGRAM, WHICH ARE OFFERED IN CLIENTS' HOMES. 33203563 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 269 0 966 1 1 1 0 0 0 0 1 1 0 0 0 0 X 16 16 1 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 NY X X IRMA GONZALEZ CFO 2124530297 121 AVENUE OF THE AMERICAS ROOM 506 NEW YORK NY 10013 SHARON R EGILINSKY DIRECTOR 2.00 X 0 0 0 STEVEN M SCHALL DIRECTOR 2.00 X 0 0 0 THOMAS MORGAN DIRECTOR 2.00 X 0 0 0 BROOKE PEDERSON DIRECTOR 2.00 X 0 0 0 CLAYTON POPE DIRECTOR 2.00 X 0 0 0 CK ZHENG DIRECTOR 2.00 X 0 0 0 DAVID E SHAPIRO DIRECTOR 2.00 X 0 0 0 EMMA BLOCH DIRECTOR 2.00 X 0 0 0 FREDERICK NADD-AUBERT DIRECTOR 2.00 X 0 0 0 HALE GURLAND DIRECTOR 2.00 X 0 0 0 HARLY STEVENS DIRECTOR 2.00 X 0 0 0 HEATHER WESTON DIRECTOR 2.00 X 0 0 0 JAMES FINKEL DIRECTOR 2.00 X 0 0 0 JAMES FRIEDLICH DIRECTOR 2.00 X 0 0 0 JAMES G KAGEN DIRECTOR 2.00 X 0 0 0 JEFFREY A SILVER DIRECTOR 2.00 X 0 0 0 KIMBERLEY WONG DIRECTOR 2.00 X 0 0 0 MARC N DEBEVOISE DIRECTOR 2.00 X 0 0 0 MARSHA COLE DIRECTOR 2.00 X 0 0 0 SARAH BRITTON DIRECTOR 2.00 X 0 0 0 BENJAMIN SCHALL CO-CHAIR 2.00 X X 0 0 0 ALAN WINTERS CO-CHAIR 2.00 X X 0 0 0 RONNI C FISHER VICE PRESIDENT FOR PROGRAMS 2.00 X X 0 0 0 RENEE EUBANKS SECRETARY/VICE PRESIDENT FOR PROGRAMS 2.00 X X 0 0 0 IAN ZILLA TREASURER 2.00 X X 0 0 0 ERIC W WEINGARTNER CHIEF EXECUTIVE OFFICER 17.50 17.50 X 341463 0 67682 IRMA GONZALEZ CHIEF FISCAL OFFICER 17.50 17.50 X 198343 0 36589 MELISSA E AASE EXECUTIVE DIRECTOR 35.00 X 199135 0 36355 FENG LIU MEDICAL DIRECTOR 35.00 X 158981 0 9633 LAURA TIMME ASSOCIATE EXECUTIVE DIRECTOR 35.00 X 120040 0 31395 SHEILA MATLIN DIRECTOR OF HUMAN RESOURCES 35.00 X 128605 0 8182 MONIQUE FLORES SENIOR PROGRAM DIRECTOR 35.00 X 105938 0 16296 VIRGINIA DOTSON MANAGING DIRECTOR OF INFORMATION SYSTEMS 35.00 X 111268 0 30837 1363773 0 236969 29 0 1 0 CHINATOWN YMCA OF GREATER NY 273 BOWERY NEW YORK NY 10002 BUILDING MAINTENANCE LIFEGUARDS & ACQUAT 365610 ADP LLC ONE ADP DRIVE MS-100 AUGUSTA GA 30909 PAYROLL SERVICES 166278 COOPER SQUARE COMMUNITY 61 E 4TH STREET NEW YORK NY 10003 SUBCONTRACTOR 148202 ASIAN AMERICANS FOR EQUALITY 2 ALLEN STREET 7TH FLOOR NEW YORK NY 10002 RENT 108851 CASEY FIRE SYSTEMS 39-27 59TH STREET WOODSIDE NY 11377 CONSULTANT-FIRE ALARM 108689 5 419673 26629572 2748112 29797357 PROGRAM FEES 624100 3719275 3719275 MEDICARE/MEDICAID 624100 947229 947229 HOSPITAL FEES 624100 417743 417743 5084247 118453 118453 690500 0 690500 690500 690500 1983353 1860225 123128 123128 123128 32167 419673 143169 -111002 -111002 MANAGEMENT FEES 561000 540437 540437 MISCELLANEOUS 900099 55019 55019 595456 36298139 5084247 0 1416535 X 536945 536945 20260098 18789520 1100173 370405 661401 571827 73754 15820 2953946 2737646 172067 44233 1819935 1703440 83124 33371 500 500 57999 57310 689 3794121 3667973 70694 55454 1979 1979 630776 619288 10411 1077 329838 317389 2934 9515 1209736 1088593 102269 18874 55888 54694 959 235 343925 313948 29818 159 30627 15029 10902 4696 627429 610692 13331 3406 176051 172343 3708 FOOD 1086457 1085976 481 YOUTH EVENTS & WRAP ARO 771927 771927 TELEPHONE 297871 266615 27109 4147 EQUIPMENT PURCHASED 216556 211162 5194 200 178290 146212 20705 11373 36042295 33203563 2262059 576673 876243 73606 1401161 1024413 5264900 7524682 248293 187286 30797897 5217337 25737940 25580560 1496296 1201658 1902851 2304281 36927684 37896486 2525348 3100934 984 63629 1484649 1592228 4010981 4756791 X 28259742 28596400 2585154 2471488 2071807 2071807 32916703 33139695 36927684 37896486 255844 -22779 -10074 0 X X 0 1 X 1 1 1 X 20687598 24170212 27296994 28877117 29797357 130829278 20687598 24170212 27296994 28877117 29797357 130829278 130829278 682551 741408 714837 882404 932081 3953281 723209 752143 711002 586061 595456 3367871 138150430 24119589 0.94700 0.94230 X 2943354 208728 90000 3062082 2591866 426488 75000 2943354 2779175 -112309 75000 2591866 2712315 25000 41860 2779175 2802315 273634 -363634 2712315 0.32340 0.67660 0 0 9750000 9750000 19619640 4253212 15366428 1428257 964125 464132 25580560 MUTUAL FUNDS 2304281 F 2304281 AMOUNTS HELD ON BEHALF OF OTHERS 93058 ADVANCES UNDER GOVERNMENT GRANTS 499170 DUE TO RELATED PARTY 1000000 1592228 X 36265286 -22779 -22779 36288065 10074 10074 36298139 36042294 0 36042294 0 36042294 PART V, LINE 4: THE SETTLEMENT INTERPRETS THE UPMIFA OF NEW YORK STATE, REQUIRING THE PRESERVATION OF THE FAIR VALUE OF THE ORIGINAL GIFT AS OF THE GIFT DATE OF THE DONOR-RESTRICTED ENDOWMENT FUNDS, ABSENT EXPLICIT DONOR STIPULATIONS TO THE CONTRARY. AS A RESULT OF THIS INTERPRETATION, THE SETTLEMENT CLASSIFIES AS PERMANENTLY RESTRICTED NET ASSETS (A) THE ORIGINAL VALUE OF GIFTS DONATED TO THE PERMANENT ENDOWMENT, (B) THE ORIGINAL VALUE OF SUBSEQUENT GIFTS TO THE PERMANENT ENDOWMENTS, AND (C) ACCUMULATIONS TO THE PERMANENT ENDOWMENT MADE IN ACCORDANCE WITH THE DIRECTION OF THE APPLICABLE DONOR GIFT INSTRUMENT AT THE TIME ACCUMULATION IS ADDED TO THE FUND. THE REMAINING PORTION OF THE DONOR-RESTRICTED ENDOWMENT FUND THAT IS NOT CLASSIFIED IN PERMANENTLY RESTRICTED NET ASSETS IS CLASSIFIED AS TEMPORARILY RESTRICTED NET ASSETS UNTIL THOSE AMOUNTS ARE APPROPRIATED FOR EXPENDITURE BY THE SETTLEMENT IN A MANNER CONSISTENT WITH THE STANDARD OF PRUDENCE PRESCRIBED BY UPMIFA. PART X, LINE 2: AS OF JUNE 30, 2018, MANAGEMENT BELIEVES THAT BASED ON EVALUATION OF THE SETTLEMENT'S TAX POSITIONS THAT ANY LIABILITY AS A RESULT OF UNCERTAIN TAX POSITIONS WOULD NOT BE MATERIAL. MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, CHANGES IN TAX LAW, AND NEW AUTHORITATIVE RULINGS TO ASSIST IN EVALUATING THE SETTLEMENT'S TAX POSITIONS. ACCRUED INTEREST AND PENALTIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS, IF ANY, WOULD BE RECOGNIZED AS PART OF THE INCOME TAX PROVISION. INCOME TAX RETURNS ARE FILED IN THE U.S. FEDERAL JURISDICTION AND STATE JURISDICTIONS. U.S. FEDERAL AND STATE INCOME TAX RETURNS PRIOR TO FISCAL YEAR 2014 ARE CLOSED. OUR FAMILY TABLE 349390 332223 17167 18983 45712 31502 CITY STORIES 102450 87450 15000 19275 13841 13856 451840 419673 32167 38258 59553 45358 143169 -111002 X X X X X 0 0 0 0 0 0 0 0 0 ERIC W WEINGARTNER CHIEF EXECUTIVE OFFICER 341463 0 0 0 0 0 35513 0 32169 0 409145 0 0 0 IRMA GONZALEZ CHIEF FISCAL OFFICER 198343 0 0 0 0 0 12728 0 23861 0 234932 0 0 0 MELISSA E AASE EXECUTIVE DIRECTOR 199135 0 0 0 0 0 12494 0 23861 0 235490 0 0 0 FENG LIU MEDICAL DIRECTOR 158981 0 0 0 0 0 9633 0 0 0 168614 0 0 0 LAURA TIMME ASSOCIATE EXECUTIVE DIRECTOR 120040 0 0 0 0 0 7594 0 23801 0 151435 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 MICHAEL H. ZISSER AND EMMA BLOCH ARE FATHER/DAUGHTER. STEVEN M. SCHALL AND BENJAMIN SCHALL ARE UNCLE/NEPHEW. FORM 990, PART VI, SECTION A, LINE 8B IMPORTANT INFORMATION FROM THE COMMITTEE MEETINGS THAT THE BOARD HAS DISCUSSED AT THE FULL BOARD MEETINGS IS SUMMARIZED IN THOSE MINUTES. FORM 990, PART VI, SECTION B, LINE 11B THE CHIEF FINANCIAL OFFICER IS PRIMARILY RESPONSIBLE FOR THE REVIEW OF THE FORM 990 WHICH IS PREPARED BY THE ORGANIZATION'S AUDITORS. THE INFORMATION ON THE FORM 990 IS COMPARED TO THE AUDITED FINANCIAL STATEMENTS LINE BY LINE. SUPPLEMENTAL INFORMATION WHICH DOES NOT APPEAR IN THE AUDITED FINANCIAL STATEMENTS IS COMPARED TO THE SOURCE DOCUMENTATION WHICH WAS PREPARED FOR THE FORM 990 PREPARER. ALL OF THE OTHER QUESTIONS ARE REVIEWED FOR ACCURACY. AFTER THE FORM 990 IS APPROVED BY THE CHIEF FINANCIAL OFFICER,THE EXECUTIVE DIRECTOR PERFORMS A CURSORY REVIEW OF THE FORM 990 AND IF IT IS SATISFACTORY, APPROVES IT FOR SUBMISSION. IN ADDITION, THE 990 IS SENT TO THE FULL BOARD PRIOR TO SUBMISSION, AND MEMBERS CAN PROVIDE INPUT BEFORE THE FORM IS FILED. FORM 990, PART VI, SECTION B, LINE 12C UPON JOINING THE BOARD, NEW MEMBERS ARE INFORMED OF THE AGENCY'S POLICY REGARDING CONFLICTS OF INTEREST AND ARE GIVEN A WRITTEN COPY OF THE POLICY. ON AN ANNUAL BASIS, A FORM IS DISTRIBUTED TO ALL BOARD MEMBERS WHEREBY MEMBERS ARE REQUIRED TO DISCLOSE ANY POTENTIAL CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD COMPENSATION COMMITEE DETERMINES THE SALARY OF THE CEO. THE CEO DETERMINES OTHER EXECUTIVE LEVEL COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. THE ANNUAL REPORT IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART IX, LINE 11G OTHER: PROGRAM SERVICE EXPENSES 3,667,973. MANAGEMENT AND GENERAL EXPENSES 70,694. FUNDRAISING EXPENSES 55,454. TOTAL EXPENSES 3,794,121. FORM 990, PART XI, LINE 2C: RESPONSIBILITY FOR AUDIT THE BOARD OF DIRECTORS IS RESPONSIBLE FOR THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT. THE DOOR - A CENTER OF ALTERNATIVES 121 AVE OF THE AMERICAS NEW YORK NY 10013 136127348 YOUTH DEVELOPMENT NY 501(C)(3) 170(B)(1)(A)(IV) UNIVERSITY SETTLEMENT SOCIETY OF NEW YORK 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 THE DOOR-A CENTER OF ALTERNATIVES INC L 540437 ACTUAL COST THE DOOR-A CENTER OF ALTERNATIVES INC E 1000000 ACTUAL COST THE DOOR-A CENTER OF ALTERNATIVES INC C 24672 ACTUAL COST