2019-11-07T19:37:56-06:00 2018-12-31 521446779 JOHNSON LAMBERT LLP 4242 SIX FORKS ROAD SUITE 1500 RALEIGH NC 27609 990 2018-01-01 261558777 AIR-CONDITIONING HEATING AND REFRIGERATION INSTITUTE AIR- 7035248800 2311 WILSON BLVD NO 400 ARLINGTON VA 22201 STEPHEN YUREK PRESIDENT & CEO 7035248800 2019-11-07 1 J CALVIN MARKS P01226973 9197196400 34.206.232.202 2019-11-07 19:37:50 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 6C9B1A35775087DBDB8A6D25ECA509C7F6C27838 2018 2020-03-31 21:24:44Z X STEPHEN YUREK 2311 WILSON BLVD NO 400 ARLINGTON VA 22201 49108976 0 X WWW.AHRINET.ORG X 2007 VA THE AIR-CONDITIONING, HEATING AND REFRIGERATION INSTITUTE SERVES THE PUBLIC AND THE INDUSTRY BY PROMOTING RECOGNITION OF THE BENEFITS OF AIR-CONDITIONING, HEATING AND REFRIGERATION AND BY PROMOTING CONFIDENCE IN THE PERFORMANCE OF THE INDUSTRY'S PRODUCTS. 15 15 93 500 14712 122957 0 0 28724515 30382617 2695855 853202 233198 170840 31653568 31406659 0 0 0 0 11167544 11606720 0 0 0 17894486 20224076 29062030 31830796 2591538 -424137 38409202 53593497 5703672 23257273 32705530 30336224 X THE AIR-CONDITIONING, HEATING AND REGRIGERATION INSTITUTE (AHRI) SERVES THE PUBLIC AND THE INDUSTRY BY PROMOTING RECOGNITION OF THE BENEFITS OF AIR-CONDITIONING, HEATING AND REFRIGERATION AND BY PROMOTING CONFIDENCE IN THE PERFORMANCE OF THE INDUSTRY'S PRODUCTS. 0 0 STANDARDS AND CERTIFICATION - AHRI DEVELOPS AND PUBLISHES A LARGE NUMBER OF PERFORMANCE RATING STANDARDS FOR INDUSTRY PRODUCTS. THERE ARE MORE THAN 100 AHRI STANDARDS AVAILABLE. THESE STANDARDS ESTABLISH RATING CRITERIA AND ASSIST IN CERTIFYING PRODUCT PERFORMANCE. AHRI MANAGES THE LARGEST CERTIFICATION PROGRAM IN THE WORLD FOR THE HVACR AND WATER HEATING INDUSTRY RELATED TO PERFORMANCE STANDARDS. POLICY AND GOVERNMENT RELATIONS - THESE DEPARTMENTS PROVIDE A WIDE RANGE OF SERVICES ON A VARIETY OF DOMESTIC, TRADE AND INTERNATIONAL ISSUES. HVACR AND WATER HEATING PRODUCTS ARE COMING UNDER INCREASING SCRUTINY FOR THE ENERGY AND REFRIGERANTS THEY USE. THESE DEPARTMENTS REPRESENT THE INDUSTRY BY WORKING WITH DECISION-MAKERS TO DEVELOP POLICIES THAT RECOGNIZE THE BENEFITS OF AIR-CONDITIONING, HEATING, AND REFRIGERATION PRODUCTS. MEMBERSHIP SERVICES - AHRI IS VIEWED AS A RESOURCE FOR INDUSTRY SHIPMENT DATA, EDUCATION AND WORKFORCE INFORMATION, AND RESEARCH. AHRI IS AN INDUSTRY POWERHOUSE, PROVIDING OUR MEMBERS WITH ONE INDUSTRY VOICE, BOTH DOMESTICALLY AND ABROAD. OTHER PROGRAM SERVICES INCLUDE ENGINEERING AND RESEARCH. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 35 0 93 1 1 1 0 0 0 1 1 0 0 0 X 15 15 0 0 1 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X WILLIAM R GRUBB JR 7035248800 2311 WILSON BLVD SUITE 400 ARLINGTON VA 22201 WILLIAM STEEL CHAIRMAN 1.00 X X 0 0 0 CHRIS E PEEL IMM PAST CHAIR 1.00 1.00 X X 0 0 0 JOHN GALYEN VICE CHAIRMAN 1.00 X X 0 0 0 MIKE SCHWARTZ VICE CHAIRMAN 1.00 X X 0 0 0 DAVE REGNERY VICE CHAIRMAN THRU 11/2018 1.00 X X 0 0 0 RON DUNCAN TREASURER 1.00 X X 0 0 0 GREG ALCORN DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 VIKTOR ANDERSON PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 DENNIS APPEL DIRECTOR-AT-LARGE 1.00 X 0 0 0 JIM BACHMAN PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 KEVIN BECKETT DIRECTOR-AT-LARGE & PRODUCT SECTION CHAIR THRU 11/ 1.00 X 0 0 0 GARY BEDARD DIRECTOR-AT-LARGE 1.00 X 0 0 0 CHRIS BELLSHAW PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 BETH BRADDY PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 ERIC BRODSKY PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 JOHN BROWN PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 BRUCE CARNEVALE DIRECTOR-AT-LARGE 1.00 X 0 0 0 PHIL COERPER DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 DEAN CROUCHER PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 CHRISTOPHER DREW PRODUCT SECTION CHAIR FROM 12/2018 THRU 11/2018 1.00 1.00 X 0 0 0 DAVID EDLER PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 DRAKE ERBE PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 MEGAN FELLINGER DIRECTOR-AT-LARGE 1.00 X 0 0 0 DON FETZER DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 RICHARD FOSTER DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 JOHN GIBBONS PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 NICHOLAS GIUFFRE DIRECTOR-AT-LARGE THRU 11/2018 1.00 1.00 X 0 0 0 ED GNIEWEK DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 LARRY GOLEN DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 KEITH GRAHL PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 VITOR GREGORIO DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 LIZ HAGGERTY DIRECTOR-AT-LARGE FROM 6/2018 1.00 X 0 0 0 MICHAEL HASHEM PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 PAUL HIKSPOORS PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 FRANK HORNE PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 EVERETT JAMES PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 JONATHAN KANE PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 DAVE KELLEY PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 JOHN KRAMER DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 DARCY LEE PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 RICHARD LORD PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 TOM LOWERY PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 BRAD LUDWIG PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 MARK MACCRACKEN PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 THOMPSON MATAMBO PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 FRANK MORRISON PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 CHRIS NELSON DIRECTOR-AT-LARGE 1.00 X 0 0 0 RONALD PASSAFARO DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 EARLE PFEFFERKORN DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 ROBIN RAUSCHL PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 SHAUN RAY PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 TOM RICE PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 ROGER RICHMOND-SMITH DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 RODNEY RUSHING DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 CHRISTOPHER SALATINO PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 JOE SANCHEZ PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 JOHN SCHLACHTER PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 ANDY SCHOEN PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 BRENT SCHROEDER DIRECTOR-AT-LARGE 1.00 X 0 0 0 DONNY SIMMONS DIRECTOR-AT-LARGE FROM 12/2018 1.00 X 0 0 0 PAUL SINDONI DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 ERISGEN SUKRU PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 JOHN SWANN DIRECTOR-AT-LARGE 1.00 X 0 0 0 JOHN VAN BUSKIRK DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 WIL VAN DE WIEL DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 JOHN VASARHELYI PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 JOHN WALLACE PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 SUE WALKER PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 KEVIN WHEELER DIRECTOR-AT-LARGE 1.00 X 0 0 0 CHARLIE WILKINSON PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 PHILIP WINDHAM DIRECTOR-AT-LARGE THRU 11/2018 1.00 X 0 0 0 JEREMY WOLFE PRODUCT SECTION CHAIR FROM 4/2018 THRU 11/2018 1.00 X 0 0 0 JAMES YORK PRODUCT SECTION CHAIR THRU 11/2018 1.00 X 0 0 0 STEPHEN YUREK AHRI PRESIDENT & CHIEF EXECUTIVE OFFICER 35.00 2.00 X 607937 0 20079 JOHN LANIER SECRETARY AND CHIEF OPERATING OFFICER 35.00 1.00 X 307697 0 30732 STEPHANIE MURPHY CHIEF FINANCIAL OFFICER THRU 6/2018 35.00 2.00 X 150232 0 16889 ROBERT TRAUGER SENIOR VP, POLICY & GOVERNMENT RELATIONS THRU 11/2 35.00 X 283713 0 28222 VASSILIS TRITSIS VICE PRESIDENT, CERTIFICATION 35.00 X 216271 0 20617 CAROLINE DAVIDSON-HOOD GENERAL COUNSEL 35.00 1.00 X 208748 0 10226 FRANCIS DIETZ VICE PRESIDENT, PUBLIC AFFAIRS 35.00 X 185497 0 8480 HENRY HWONG SENIOR VICE PRESIDENT, STANDARDS & GLOBAL OPERATIO 35.00 X 241583 0 21657 WILLIAM FONG VICE PRESIDENT, INFORMATION TECHNOLOGY & DATA SERV 35.00 X 195552 0 28153 CHRISTOPHER STONE CHIEF TESTING ADVISOR 35.00 X 185452 0 26993 JIM WALTERS VICE PRESIDENT, INTERNATIONAL AFFAIRS 35.00 X 183282 0 21710 MICHAEL WOODFORD VICE PRESIDENT, STANDARDS 35.00 X 180366 0 14409 KARIM AMRANE FORMER SENIOR VP REGULATORY & INTERNATIONAL AFFAIR 0.00 X 154500 0 0 3100830 0 248167 32 1 1 0 INTERTEK TESTING SVC NA INC PO BOX 405176 ATLANTA GA 30384 LAB SERVICES 7641388 BRACEWELL LLP PO BOX 848566 DALLAS TX 75284 PROFESSIONAL SERVICES 511546 UL LLC 75 REMITTANCE DR SUITE 1524 CHICAGO IL 60675 LAB SERVICES 421970 RAFFA 1899 L ST NW SUITE 850 WASHINGTON DC 20036 ACCOUNTING SERVICES 397051 SAKSOFT INC 30 MONTGOMERY ST SUITE 1240 JERSEY CITY NJ 07302 SOFTWARE DEVELOPMENT 346440 16 CERTIFICATION AND TESTING FEES 900099 17551492 17551492 MEMBERSHIP DUES 900099 7369992 7369992 EXPOSITION 900099 4042851 4042851 MEETINGS 900099 618504 490504 128000 DIRECTORY 900099 472875 472875 326903 326903 30382617 830515 830515 65248 14712 50536 17725004 17702317 22687 22687 22687 SUBLEASE INCOME 900099 94900 94900 10692 10692 105592 31406659 30254617 14712 1137330 2095340 154500 7443431 473141 798594 641714 162942 124062 841981 25653 1537264 468181 458919 1206725 1369277 787334 1627920 20000 1005719 95172 EDUCATION/CERTIFICATION 9475146 LOBBY TAX 354481 SPECIAL PROJECTS 326903 DUES AND SUBSCRIPTIONS 294079 42318 31830796 2140086 3578980 3145249 1325942 1266520 1616752 326526 146112 6161426 1386235 1943590 4775191 29531670 28381850 55561 13768670 38409202 53593497 3133233 2448037 2289538 4545954 280901 16263282 5703672 23257273 X 32705530 30336224 32705530 30336224 38409202 53593497 -424137 -1916628 -28541 0 X 0 1 X 1 0 0 0 0 7369992 1272592 1272592 1272592 2738630 77915 2660715 1336402 179369 1157033 2086394 1128951 957443 4775191 DUE FROM AFFILIATES 57191 DEPOSITS 523000 OPERATING LEASE RIGHT-OF-USE ASSET 13188479 13768670 SECURITY DEPOSITS 8960 DEFERRED RENT 16213972 DUE TO AFFILIATES 40350 16263282 X PART X, LINE 2: MANAGEMENT HAS CONCLUDED THAT AHRI, AHRTI, AND THE FOUNDATION HAVE PROPERLY MAINTAINED THEIR EXEMPT STATUS AND THERE ARE NO SIGNIFICANT UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2018. CENTRAL AMERICA & THE CARIBBEAN 0 0 PROGRAM SERVICES CONVENTIONS AND MEETINGS 200 EAST ASIA & PACIFIC 0 0 PROGRAM SERVICES CONVENTIONS AND MEETINGS 919000 EUROPE 0 0 PROGRAM SERVICES CONVENTIONS AND MEETINGS 344000 MIDDLE EAST & NORTH AFRICA 0 0 PROGRAM SERVICES CONVENTIONS AND MEETINGS 117000 NORTH AMERICA 1 0 PROGRAM SERVICES CONVENTIONS AND MEETINGS 58000 SOUTH AMERICA 0 0 PROGRAM SERVICES CONVENTIONS AND MEETINGS 13000 SOUTH ASIA 0 0 PROGRAM SERVICES CONVENTIONS AND MEETINGS 109000 1 0 0 0 1 0 1560200 0 1560200 0 0 0 0 0 1 X X X X X 1 0 0 STEPHEN YUREK AHRI PRESIDENT & CHIEF EXECUTIVE OFF 491934 0 116003 0 0 0 11000 0 9079 0 628016 0 0 0 JOHN LANIER SECRETARY AND CHIEF OPERATING OFFICE 279697 0 28000 0 0 0 10269 0 20463 0 338429 0 0 0 STEPHANIE MURPHY CHIEF FINANCIAL OFFICER THRU 6/2018 125232 0 25000 0 0 0 5443 0 11446 0 167121 0 0 0 ROBERT TRAUGER SENIOR VP, POLICY & GOVERNMENT RELAT 240031 0 20000 0 23682 0 9467 0 18755 0 311935 0 0 0 VASSILIS TRITSIS VICE PRESIDENT, CERTIFICATION 200271 0 16000 0 0 0 8280 0 12337 0 236888 0 0 0 CAROLINE DAVIDSON-HOOD GENERAL COUNSEL 194748 0 14000 0 0 0 8047 0 2179 0 218974 0 0 0 FRANCIS DIETZ VICE PRESIDENT, PUBLIC AFFAIRS 168497 0 17000 0 0 0 6800 0 1680 0 193977 0 0 0 HENRY HWONG SENIOR VICE PRESIDENT, STANDARDS & G 223583 0 18000 0 0 0 9320 0 12337 0 263240 0 0 0 WILLIAM FONG VICE PRESIDENT, INFORMATION TECHNOLO 177552 0 18000 0 0 0 7640 0 20513 0 223705 0 0 0 CHRISTOPHER STONE CHIEF TESTING ADVISOR 181452 0 4000 0 0 0 7680 0 19313 0 212445 0 0 0 JIM WALTERS VICE PRESIDENT, INTERNATIONAL AFFAIR 166282 0 17000 0 0 0 6920 0 14790 0 204992 0 0 0 MICHAEL WOODFORD VICE PRESIDENT, STANDARDS 163366 0 17000 0 0 0 6560 0 7849 0 194775 0 0 0 KARIM AMRANE FORMER SENIOR VP REGULATORY & INTERN 0 0 0 0 154500 0 0 0 0 0 154500 0 0 0 PART I, LINE 4A KARIM AMRANE, FORMER SENIOR VP, REGULATORY AND INTERNATIONAL AFFAIRS, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $154,500 DURING 2018. FORM 990, PART VI, SECTION A, LINE 4 THE INSTITUTE'S BYLAWS WERE UPDATED IN NOVEMBER 2018 TO DEFINE THE METHOD FOR NOMINATING AND ELECTING BOARD MEMBERS. FORM 990, PART VI, SECTION A, LINE 6 AHRI IS A 501(C)(6) TRADE ASSOCIATION AND AS SUCH HAS GIVEN SPECIFIC RIGHTS TO MEMBERS AND INTERNATIONAL MEMBERS IN THE BY-LAWS TO ALLOW THEM TO PARTICIPATE IN THE MANAGEMENT OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A THERE IS A NOMINATING COMMITTEE OF THE BOARD THAT PUTS FORTH MEMBERS TO BE ELECTED TO THE BOARD OF DIRECTORS BY THE VOTING MEMBERS OF AHRI. FORM 990, PART VI, SECTION A, LINE 7B VOTING MEMBERS HAVE THE RIGHT TO VOTE ON ALL QUESTIONS PERTAINING TO THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B THE CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, AUDIT COMMITTEE, AND THE GENERAL COUNSEL REVIEW AUDITS AND THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION MAINTAINS A CONFLICT OF INTEREST POLICY THAT COVERS EMPLOYEES, OFFICERS, AND DIRECTORS. EACH COVERED PERSON MUST REVIEW THE POLICY ANNUALLY WHILE OFFICERS AND DIRECTORS ARE REQUIRED TO COMPLETE THE CONFLICT OF INTEREST POLICY ACKNOWLEDGEMENT AND DISCLOSURE OF OTHER INTERESTS FORMS. IN-HOUSE GENERAL COUNSEL REVIEWS CONFLICTS WITH THE BEST INTERESTS OF AHRI AS THE SOLE CRITERIA. COVERED PERSONS WITH A CONFLICT SHOULD USE THEIR BEST JUDGEMENT AS TO WHETHER, AND WHAT EXTENT, THEY SHOULD RECUSE THEMSELVES FROM PARTICIPATION WITH RESPECT TO THE MATTER, AND WHETHER THEY SHOULD RESIGN FROM OFFICE OR POSITION. FORM 990, PART VI, SECTION B, LINE 15 A COMPARABILITY STUDY IS PERFORMED APPROXIMATELY EVERY 3 YEARS. THE COMPENSATION COMMITTEE OF THE BOARD REVIEWS THE DATA AGAINST CURRENT EMPLOYEE DATA. MINUTES ARE KEPT OF THE MEETINGS. THE PRESIDENT AND CEO'S SALARY IS SET BY THE COMPENSATION COMMITTEE AND THE CEO SETS THE COMPENSATION OF THE SENIOR STAFF. THE PRESIDENT AND CEO'S SALARY WAS LAST REVIEWED IN FEBRUARY 2019. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION RESPONDS TO REQUESTS FROM THE PUBLIC AS RECEIVED. AIR-CONDITIONING HEATING AND REFRIGERATION TECHNOLOGY INSTITUTE 2311 WILSON BLVD SUITE 400 ARLINGTON VA 22201 272342705 RESEARCH VA 501(C)(3) 7 N/A 0 CLIFFORD H TED REES SCHOLARSHIP FOUNDATION 2311 WILSON BLVD SUITE 400 ARLINGTON VA 22201 311807684 EDUCATION VA 501(C)(3) 7 N/A 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0