2019-09-27T14:31:47-05:00 2018-12-31 132550103 D'ARCANGELO & CO LLP 120 LOMOND COURT UTICA NY 135025950 990 2018-01-01 156016932 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMM 3157358212 2608 GENESEE STREET UTICA NY 13502 ALICIA DICKS PRESIDENT & CEO 3157358212 2019-09-19 1 TRICIA L LUCAS CPA P00227744 3157355216 2019-08-26 209.217.215.146 2019-09-19 16:26:15 ED P 548785C8F181C3A4AD257DA099CAF36C6FB6777C 548785C8F181C3A4AD257DA099CAF36C6FB6777C 2018 2019-02-21 02:37:17Z ALICIA DICKS 2608 GENESEE ST UTICA NY 13502 20126154 0 X FOUNDATIONHOC.ORG X 1952 NY WORKING TO ACHIEVE ITS VISION OF A VIBRANT COMMUNITY WITH OPPORTUNITY FOR ALL, THE COMMUNITY FOUNDATION SUPPORTS AND LEADS TRANSFORMATIONAL INITIATIVES AND PROJECTS THAT BUILD, SUSTAIN AND ENHANCE COMMUNITY VIBRANCY; STEWARDS COMMUNITY RESOURCES TO ENSURE GREATER CAPACITY FOR FUTURE NEEDS; AND RESPONDS TO RISING COMMUNITY NEEDS IN COLLABORATION WITH APPROPRIATE PARTNERS. 18 18 23 0 0 0 7692279 12774815 53037 115288 6036364 7236051 -157024 0 13624656 20126154 6769890 7287788 0 0 1255358 1855984 0 0 347424 2631169 2478213 10656417 11621985 2968239 8504169 143992518 138554382 7794442 10281198 136198076 128273184 X WORKING TO ACHIEVE ITS VISION OF A VIBRANT COMMUNITY WITH OPPORTUNITY FOR ALL, THE COMMUNITY FOUNDATION SUPPORTS AND LEADS TRANSFORMATIONAL INITIATIVES AND PROJECTS THAT BUILD, SUSTAIN AND ENHANCE COMMUNITY VIBRANCY; STEWARDS COMMUNITY RESOURCES TO ENSURE GREATER CAPACITY FOR FUTURE NEEDS; AND RESPONDS TO RISING COMMUNITY NEEDS IN COLLABORATION WITH APPROPRIATE PARTNERS. 0 0 9130346 7287788 7351339 THE COMMUNITY FOUNDATION IS A COMMUNITY-BASED, SOCIAL IMPACT INVESTOR THAT USES ITS FINANCIAL, INTELLECTUAL AND CONVENING CAPITAL TO IMPROVE QUALITY OF LIFE IN HERKIMER AND ONEIDA COUNTIES. AS A RESPONSIVE GRANTMAKER, THE COMMUNITY FOUNDATION AWARDS MORE THAN 747 GRANTS TO ELIGIBLE NONPROFITS IN HERKIMER AND ONEIDA COUNTIES. RESPONSIVE GRANTS FOCUS ON NEEDS RELATED TO THE COMMUNITY FOUNDATION'S CORE INVESTMENT AREAS - ECONOMIC DEVELOPMENT, EDUCATION, HEALTH AND ARTS/CULTURE - AND HELP NONPROFITS BETTER SERVE THEIR CONSTITUENTS. 9130346 1 1 0 0 0 1 0 0 0 1 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 30 0 1 23 1 0 0 0 0 0 0 0 1 0 0 0 X 18 18 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X X X ERIKA MUMFORD 3157358212 2608 GENESEE ST UTICA NY 13502 REV ROBERT UMIDI TRUSTEE 1.00 X 0 0 0 BONNIE WOODS TRUSTEE 2.00 X 0 0 0 BURT DANOVITZ TRUSTEE 1.00 X 0 0 0 CATHLEEN MCCOLGIN TRUSTEE 1.00 X 0 0 0 CHERYL MINOR TRUSTEE 1.00 X 0 0 0 DAVID GRIFFITH TRUSTEE 1.00 X 0 0 0 GREGORY MCLEAN TRUSTEE 2.00 X 0 0 0 JAWWAAD RASHEED TRUSTEE 1.00 X 0 0 0 JAMES ENGLER TRUSTEE 1.00 X 0 0 0 KEITH FENSTEMACHER TRUSTEE 1.00 X 0 0 0 LAURA CASAMENTO TRUSTEE 1.00 X 0 0 0 LISA DEFREES-LOVETT TRUSTEE 1.00 X 0 0 0 MERRITT LOCKE TRUSTEE 1.00 X 0 0 0 RANDALL VANWAGONER TRUSTEE 1.00 X 0 0 0 TIMOTHY DALY TRUSTEE 2.00 X 0 0 0 RONALD CUCCARO IMMEDIATE PAST BOARD CHAIR 1.00 X X 0 0 0 EVE VAN DE WAL BOARD CHAIR 3.00 X X 0 0 0 DAVID MANZELMANN BOARD CHAIR-ELECT 3.00 X X 0 0 0 L MICHAEL FITZGERALD BOARD SECRETARY/TRESURER 3.00 X X 0 0 0 JAMES WALLACE TRUSTEE 1.00 X 0 0 0 KIRK HINMAN TRUSTEE 1.00 X 0 0 0 ERIKA MUMFORD FINANCIAL CONTROLLER 40.00 X 5328 0 300 GILLES LAUZON CHIEF FINANCIAL OFFICER 40.00 X 108855 0 5986 ALICIA DICKS PRESIDENT/CHIEF EXECUTIVE 40.00 X 171964 0 29423 286147 0 35709 2 0 1 0 0 12774815 12774815 AGENCY FUNDS ADMIN FEE 900099 115288 115288 115288 2612086 2612086 4623965 0 4623965 4623965 4623965 20126154 7351339 0 0 7287788 7287788 322598 35748 286850 1196510 569914 425952 200644 76515 30606 35962 9947 137026 54810 64403 17813 123335 49334 57967 16034 25817 15920 7753 2144 19067 7627 8961 2479 878643 878643 33995 13248 14949 5798 128492 66429 48616 13447 57691 23521 26767 7403 83021 33465 38819 10737 86338 34622 40510 11206 23309 13616 6213 3480 33276 18068 7655 7553 171480 171480 21996 9122 10085 2789 PROGRAM INITIATIVES 847809 847809 DEVELOPMENT 48704 11758 3419 33527 MEMBERSHIPS & PUBLICATI 13342 5230 5998 2114 5233 1711 3213 309 11621985 9130346 2144215 347424 1829560 2694399 5250 3413361 648538 2850046 2764823 125882722 122495410 9301852 5400891 1177607 4123088 4021252 143992518 138554382 79366 174694 1974729 2822555 1000000 5740347 6283949 7794442 10281198 X 44253031 37532284 62459125 60701507 29485920 30039393 136198076 128273184 143992518 138554382 8504169 -16429061 0 X X 0 1 X 1 0 X 6591904 3023855 3037784 7506824 12667998 32828365 6591904 3023855 3037784 7506824 12667998 32828365 11308181 21520184 2122948 2228661 2511454 2651361 2612086 12126510 44954875 0.47870 0.56860 X 119 0 11215597 0 3219481 0 34346013 0 1 1 39058416 553473 -2168905 1467650 542842 373644 35058848 33679017 2400900 5579476 1551588 348684 700705 39058416 31339392 1531214 2015721 679683 246147 281480 33679017 110142440 808186 -212744 817214 78260909 320367 31339392 107784705 4644653 3021196 3744890 159225 1403999 110142440 0.85700 0.14300 0 0 2843396 337692 2505704 569965 310846 259119 2764823 AGENCY LIABILITES 5390871 CHARITABLE GIFT ANNUITIES 869380 COMPENSATED ABSENCES 23698 6283949 1 ABRAHAM HOUSE 1203 KEMBLE ST UTICA NY 13501 161551609 501(C)3 11000 FOR GENERAL SUPPORT ADIRONDACK CENTER FOR WRITING INC PO BOX 956 SARANAC LAKE NY 12983 010562418 501(C)3 20500 FOR GENERAL SUPPORT, WRITING WORKSHOPS AND RESIDENCIES AIDS COMMUNITY RESOURCES 287 GENESEE STREET UTICA NY 13501 161359060 501(C)3 29436 BRIDGE FUNDING ALBANY LAW SCHOOL 80 NEW SCOTLAND AVENUE ALBANY NY 122083494 141338309 501(C)3 30500 FOR GENERAL SUPPORT AND RURAL LAW INITIATIVE AMERICAN RED CROSS OF THE MOHAWK VALLEY 125 BUSINESS PARK DR SUITE 200 UTICA NY 13502 530196605 501(C)3 5300 FOR GENERAL SUPPORT FOR FIRE VICTIMS AND MOHAWK VALLEY DISASTER SERVICES ANIMAL ALLIANCE OF GREATER SYRACUSE 7641 MERRITT DRIVE BALDWINSVILLE NY 13027 300698105 501(C)3 41481 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN ARC HERKIMER 350 S WASHINGTON ST HERKIMER NY 13350 160973231 501(C)3 140000 FOR GENERAL SUPPORT, STRATEGIC SERVICE DEVELOPMENT, ARC PARK, DAY HABILITATION ENRICHMENT PROJECT BAGG'S SQUARE ASSOCIATION INC 421 BROAD ST UTICA NY 13501 112494803 501(C)3 17000 BOARD LIAISON BOILERMAKER ROAD RACE INC PO BOX 512 UTICA NY 13503 161538584 501(C)3 10300 FOR GENERAL SUPPORT FOR THE WHEELCHAIR DIVISION AND THE BOILERMAKER KIDS IN TRAINING AFTER SCHOOL PROGRAM BOONVILLE YOUTH ATHLETIC ASSOCIATION PO BOX 412 BOONVILLE NY 13309 223237815 501(C)3 15000 FOR GENERAL SUPPORT FOR BYAA PLAYGROUND PROJECT BOSTON COLLEGE 140 COMMONWEALTH AVENUE CHESTNUT HILL MA 02467 042103545 501(C)3 57500 IN SUPPORT OF THE WALL STREET SCHOLARSHIP AND THE POPS ON THE HEIGHTS SCHOLARSHIP FUNDRAISER BOY SCOUTS OF AMERICA LEATHERSTOCKING COUNCIL 1401 GENESEE STREET UTICA NY 13501 542071388 501(C)3 10249 FOR GENERAL SUPPORT AND RENOVATIONS TO SHOWER HOUSE AT CAMP KINGSLEY BROOME COUNTY HUMANE SOCIETY AND RELIEF ASSOCIATION 167 CONKLIN AVE BINGHAMTON NY 13903 150622327 501(C)3 6473 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN CAMP KESEM PO BOX 452 CULVER CITY CA 90232 510454157 501(C)3 10000 FOR GENERAL SUPPORT FOR CAMP KESEM AT SYRACUSE UNIVERSITY CAP-21 PO BOX 642 OLD FORGE NY 13420 161611972 501(C)3 18500 FOR GENERAL SUPPORT AND EMERGENCY COMMUNICATIONS TOWER CAPITOL CIVIC CENTER INC ROME CAPITOL THEATRE 220 W DOMINICK ST ROME NY 13440 222600068 501(C)3 10500 FOR THE COMMUNITY CHOICE AWARDS-ARTS AND CULTURE CATEGORY AND GENERAL SUPPORT CARE NET PREGNANCY CENTER OF CNY PO BOX 460 NEW HARTFORD NY 13413 161296752 501(C)3 7500 FOR THE BUILDING FUND MATCH AND GENERAL SUPPORT CATHOLIC CHARITIES OF HERKIMER COUNTY 61 WEST ST ILION NY 13357 161189791 501(C)3 152905 GENERAL SUPPORT FOR HOPE MINISTRIES, COMMUNITY OUTREACH EDUCATION COORDINATOR FOR THE DVP, CONTINUUM OF CARE PROJECT, AND SUICIDE PREVENTION PROGRAM CENTER FOR FAMILY LIFE AND RECOVERY INC 502 COURT STREET SUITE 401 UTICA NY 13502 274295905 501(C)3 36000 FOR GENERAL SUPPORT, ONE DECISION PROJECT, AND STRENGTHENING FAMILIES PROGRAM CENTRAL ASSOCIATION FOR THE BLIND & VISUALLY IMPAIRED 507 KENT ST UTICA NY 13501 150543587 501(C)3 279556 VISION REHABILITATION CENTER EXPANSION CHALLENGE GRANT, CAPITAL CAMPAIGN, EQUIPMENT, AND GENERAL SUPPORT CENTRAL NEW YORK CONSERVANCY PO BOX 8224 UTICA NY 13505 020626171 501(C)3 28700 FOR GENERAL SUPPORT AND RESTORATION OF UTICA PARKS CHARLES T SITRIN HEALTH CARE CENTER INC 2050 TILDEN AVE NEW HARTFORD NY 13413 223100745 501(C)3 6178 FOR GENERAL SUPPORT CHENANGO COUNTY SPCA 6160 COUNTY RD 32 NORWICH NY 13815 161071918 501(C)3 63937 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN AND GENERAL SUPPORT CITY OF ONEIDA HOUSING AUTHORITY 226 FARRIER AVE ONEIDA NY 13421 161036082 501(C)3 107500 START-UP FUNDING FOR THE SENIOR/COMMUNITY CENTER IN VERONA CITY OF ROME CITY HALL 198 NORTH WASHINGTON STREET ROME NY 13440 156000414 501(C)3 43262 FOR THE HASELTON WRIGHT PAVILION CLINTON ABC PROGRAM INC PO BOX 139 CLINTON NY 13323 237296910 501(C)3 6900 FOR GENERAL SUPPORT CLINTON CENTRAL SCHOOL DISTRICT FOUNDATION ATTN CCSD FOUNDATION TREASURER PO BOX 215 CLINTON NY 13323 161413396 501(C)3 123594 FOR GENERAL SUPPORT CNY CAT COALITION PO BOX 6182 SYRACUSE NY 13217 061688749 501(C)3 54100 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN AND GENERAL SUPPORT COMPASSION COALITION INC 509 LAFAYETTE STREET UTICA NY 135023478 161579336 501(C)3 100464 DELIVERY TRUCK AND GENERAL SUPPORT FOR THE GROCERY STORE AND TEACHERS' ASSISTANCE INITIATIVE CORNELL COOPERATIVE EXTENSION - ONEIDA COUNTY 121 SECOND STREET ORISKANY NY 13424 166072885 501(C)3 51444 ONEIDA COUNTY FARM AND BUSINESS INCUBATOR FAXTON ST LUKE'S HEALTHCARE FOUNDATION 1676 SUNSET AVE UTICA NY 13502 161576637 501(C)3 10000 FOR THE MOHAWK VALLEY HEALTH SYSYEM FOUNDATION'S LINEAR ACCELERATOR AND PARTNER IN GIVING FORT SCHUYLER CLUB 254 GENESEE ST UTICA NY 13502 150309870 501(C)3 20000 AGENCY FUND GRANT FOR EXTERIOR PROJECTS FREEDOM GUIDE DOGS FOR THE BLIND INC 1210 HARDSCRABBLE ROAD CASSVILLE NY 13318 223136677 501(C)3 5250 FOR GENERAL SUPPORT HARMONY FOUNDATION INTERNATIONAL 110 SEVENTH AVE N NASHVILLE TN 37203 396073041 501(C)3 26019 FOR THE MOHAWK VALLEY CHAPTER ENDOWMENT FUND HEALTH FRIENDS INC 1119 ELM ST UTICA NY 13501 208074952 501(C)3 10864 FOR GENERAL SUPPORT AND TO UPDATE COMPUTERS, SERVER AND AUTOMATING SYSTEMS HELPING ANIMALS LIVE ORGANIZATION 615 ALBANY STREET LITTLE FALLS NY 13365 481306560 501(C)3 26033 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN AND GENERAL SUPPORT HERKIMER COUNTY 109 MARY STREET - SUITE 1310 HERKIMER NY 13350 156000456 501(C)3 15000 FOR THE SHARED SERVICES PROJECT HERKIMER COUNTY COLLEGE FOUNDATION 100 RESERVOIR ROAD HERKIMER NY 13350 166076227 501(C)3 33865 IN SUPPORT OF THE CRISTMAN SCHOLARSHIP HERKIMER COUNTY HISTORICAL SOCIETY 400 NORTH MAIN STREET HERKIMER NY 13350 161019882 501(C)3 25000 FOR THE EXTERIOR BUILDING PRESERVATION AND MAINTENANCE PROJECT HERKIMER COUNTY HUMANE SOCIETY PO BOX 73 MOHAWK NY 13407 161145993 501(C)3 147902 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN AND GENERAL SUPPORT HERKIMER COUNTY OFFICE FOR THE AGING 109 MARY ST STE 1101 HERKIMER NY 13350 156000456 501(C)3 40000 IN SUPPORT OF THE HERKIMER COUNTY FALLS PREVENTION EXPANSION HOPE HOUSE PO BOX 161 UTICA NY 13503 223242715 501(C)3 33565 FOR GENERAL SUPPORT AND EQUIPMENT HOUSE OF THE GOOD SHEPHERD 1550 CHAMPLIN AVENUE UTICA NY 13502 150532199 501(C)3 151684 COMMUNITY GYMNASIUM RENOVATION, COTTAGE PROJECT, CAPACITY BUILDING WORK FOR BOYS & GIRLS CLUB, AND GENERAL SUPPORT HUMANE SOCIETY OF ROME INC 2647 LAMPHEAR RD ROME NY 13440 160875792 501(C)3 155480 FOR THE STAFFWORKS SAVE A LIFE-MATCHING DONATION CAMPAIGN, UTILITY VAN, AND GENERAL SUPPORT INSIGHT HOUSE CHEMICAL DEPENDENCY SERVICES INC 500 WHITESBORO ST UTICA NY 13502 161509241 501(C)3 19430 IN SUPPORT OF RECOVERY THROUGH YOGA AND FACILITY RENOVATION INTERNATIONAL THYROID CANCER STUDY GROUP INC PO BOX 270 YORKVILLE NY 13495 204773370 501(C)3 6000 FOR THYOID ONCOLOGY AND GENERAL SUPPORT JEWISH COMMUNITY FEDERATION OF THE MOHAWK VALLEY 2310 ONEIDA ST UTICA NY 13501 150533576 501(C)3 17400 FOR GENERAL SUPPORT JOHNSON PARK CENTER PO BOX 160 UTICA NY 13503 161498400 501(C)3 70500 IN SUPPORT OF THE HEAD, HAND, AND HEART PROGRAM AND INDIVIDUAL TUTORING SUPPORT KELBERMAN CENTER INC 2608 GENESEE STREET UTICA NY 13502 550901293 501(C)3 50200 TO ADVANCE AN INTENTIONAL COMMUNITY WELLNESS CENTER IN UTICA, NY AND GENERAL SUPPORT KIDS ONEIDA INC 310 MAIN ST UTICA NY 13501 161541078 501(C)3 435267 IN SUPPORT OF THE CHILDREN'S MUSEUM, TRAUMATIC BRAIN INJURY AND NURSING HOME TRANSITION DIVERSION PROGRAM, AND THE AFFILIATION PROJECT WITH HOUSE OF THE GOOD SHEPHERD KINDRED SPIRITS GREYHOUND ADOPTION INC 6685 RESERVOIR RD CLINTON NY 13323 208300913 501(C)3 7376 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN MASONIC MEDICAL RESEARCH LABORATORY 2150 BLEECKER STREET UTICA NY 13501 135648611 501(C)3 42000 OPTIMA XPN 90K PREPARATIVE ULTRACENTRIFUGE, MMRL SUMMER FELLOWSHIPS, AND GENERAL SUPPORT MIDTOWN UTICA COMMUNITY CENTER 43 SCOTT ST UTICA NY 13501 471353432 501(C)3 102927 START-UP FUNDING, INTERNSHIP PROGRAM, AND GENERAL SUPPORT MID-YORK LIBRARY SYSTEM 1600 LINCOLN AVENUE UTICA NY 13502 150617996 501(C)3 110000 RUBBER ROOF REPLACEMENT AND COMMUNITY CHOICE AWARDS-HEALTH AND WELLNESS CATEGORY MOHAWK HOMESTEAD 62 EAST MAIN ST MOHAWK NY 13407 150532222 501(C)3 25000 ELEVATOR MODERNIZATION MOHAWK VALLEY COMMUNITY ACTION AGENCY INC 9882 RIVER ROAD UTICA NY 13502 160918009 501(C)3 82800 IN SUPPORT OF A YOUTH SHELTER AND MVCAA YOUTH TO ATTEND SUMMER PROGRAM MOHAWK VALLEY COMMUNITY COLLEGE 1101 SHERMAN DRIVE UTICA NY 13501 161020948 501(C)3 39330 LEADERSHIP CENTER OF EXCELLENCE MOHAWK VALLEY COMMUNITY COLLEGE FOUNDATION 1101 SHERMAN DRIVE UTICA NY 13501 166071031 501(C)3 78350 IN SUPPORT OF THE MATH CORPS PROGRAM, MATH CORPS SCIENCE AND TECHNOLOGY COHORT, YOUNG ENTREPRENEURS ACADEMY (YEA!), PHOTOGRAPHY SCHOLARSHIP FUND, AND NEW CAREER SCHOLARSHIP PROGRAM MOHAWK VALLEY EDGE 584 PHOENIX DR ROME NY 13441 160874637 501(C)3 10000 FOR THE SITE SELECTORS GUILD - REGIONAL ADVISORY FORUM MOHAWK VALLEY RESOURCE CENTER FOR REFUGEES 309 GENESEE STREET UTICA NY 13501 161158764 501(C)3 30615 IN SUPPORT OF THE CULTURAL COMPETENCY TRAINING FOR LOCAL LAW ENFORCEMENT, FLOORING AND CARPET REPLACEMENT, AGENCY VAN, AND GENERAL SUPPORT MUNSON-WILLIAMS-PROCTOR ARTS INSTITUTE 310 GENESEE STREET UTICA NY 13502 150532214 501(C)3 39206 FOR THE ART ALIVE, COLLECTION ACQUISITION, AND GENERAL SUPPORT NEIGHBORHOOD CENTER OF UTICA NY INC 624 ELIZABETH STREET UTICA NY 13501 161563069 501(C)3 25950 FOR A FEASIBLITY STUDY FOR DRUG TREATMENT CENTER AND A CREATIVE ART PROGRAM NORTH COUNTRY PET ADOPTION SERVICES 6363 PINE GROVE ROAD GLENFIELD NY 13343 260860903 501(C)3 5821 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN NORTH COUNTRY PUBLIC RADIO 23 ROMODA DR CANTON NY 13617 150532239 501(C)3 54428 TO ESTABLISH THE FOUNDING MOTHERS/TRANSITION CAMPAIGN AND GENERAL SUPPORT NOTRE DAME JRSR HIGH SCHOOL 2 NOTRE DAME LANE UTICA NY 13502 371737341 501(C)3 43147 FOR TUITION ASSISTANCE AND NJROTC NATIONAL'S FUNDRAISING NYCON - NEW YORK COUNCIL OF NONPROFITS 272 BROADWAY ALBANY NY 12204 141343047 501(C)3 9064 CAPACITY BUILDING ON POINT FOR COLLEGE 500 PLANT STREET UTICA NY 13502 161569356 501(C)3 97500 FOR GENERAL SUPPORT ONEIDA COMMUNITY MANSION HOUSE 170 KENWOOD AVE ONEIDA NY 13421 222825570 501(C)3 21500 FOR GENERAL SUPPORT ONEIDA COUNTY HISTORICAL SOCIETY INC 1608 GENESEE STREET UTICA NY 13502 150564081 501(C)3 28264 FOR GENERAL SUPPORT AND THE 13TH ANNUAL OCHC TELETHON PARKWAY CENTER 220 MEMORIAL PARKWAY UTICA NY 135014831 161557404 501(C)3 84298 FISCAL SPONSOR FOR LIVABLE COMMUNITIES OF ONEIDA COUNTY, TO SUPPORT THE AGING MASTERY PROGRAM, VEHICLE FOR SENIOR TRANSPORTATION PROGRAM PLANNED PARENTHOOD MOHAWK HUDSON INC 1424 GENESEE ST UTICA NY 13502 146004167 501(C)3 11500 DESIGNATED AND DONOR-ADVISED GRANTS FROM THE FAMILY PLANNING & EDUCATION FUND AND GENERAL SUPPORT PLANNED PARENTHOOD OF THE NORTH COUNTRY NEW YORK INC 66 BRINKERHOFF STREET PLATTSBURGH NY 12901 160919175 501(C)3 10000 DESIGNATED GRANT FROM THE FAMILY PLANNING & EDUCATION FUND PLAYERS OF UTICA INC PO BOX 29 NEW HARTFORD NY 13413 166054334 501(C)3 10000 FOR GENERAL SUPPORT PLYMOUTH BETHESDA UNITED CHURCH 500 PLANT ST UTICA NY 13502 150551235 501(C)3 76898 ROOF REPAIRS AND BUILDING RENOVATIONS PRESBYTERIAN HOMES FOUNDATION PO BOX 1144 NEW HARTFORD NY 13413 133348349 501(C)3 62000 FOR THE RENOVATION OF THE PRESBYTERIAN REHAB FACILITY, MANAGEMENT AND STAFF DEVELOPMENT TRAINING, AND GENERAL SUPPORT RESCUE MISSION OF UTICA INC 212 RUTGER STREET UTICA NY 13501 150569359 501(C)3 114848 IN SUPPORT OF SKILLS FOR SUCCESS SMALL HOUSE COMMUNITY, MATTHEW 25 RESOURCE CENTER, AND GENERAL SUPPORT RESOURCE CENTER FOR INDEPENDENT LIVING INC PO BOX 210 UTICA NY 13503 222518284 501(C)3 11112 FOR GENERAL SUPPORT ROAD TO HOME RESCUE SUPPORT INC PO BOX 7403 WANTAGH NY 11793 463963351 501(C)3 22605 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN ROME CITY SCHOOL DISTRICT 409 BELL RD S ROME NY 13440 156002676 501(C)3 38139 FOR THE HILLSIDE WORK-SCHOLARSHIP ROME HOSPITAL FOUNDATION INC 155 W DOMINICK STREET ROME NY 13440 161471634 501(C)3 24226 FOR THE NICHE PROGRAM ROME MAIN STREETS ALLIANCE INC PO BOX 4271 ROME NY 13442 141974052 501(C)3 25000 FOR THE MAIN STREET MARKET STARTUP FUNDING AND EQUIPMENT SAFE SCHOOLS MOHAWK VALLEY 106 MEMORIAL PARKWAY UTICA NY 13501 161614543 501(C)3 10000 IN SUPPORT OF BUILD A BIKE SISTERS OF ST JOSEPH 385 WATERVLIET-SHAKER ROAD LATHAM NY 12110 141340108 501(C)3 10000 FOR THE CAPITAL PROJECT SPAY AND NEUTER SYRACUSE INC 2616 ERIE BOULEVARD EAST SYRACUSE NY 13224 550852853 501(C)3 27979 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN SPRING FARM CARES 3364 ROUTE 12 CLINTON NY 13323 161388835 501(C)3 33807 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN, COMMUNITY CHOICE AWARDS-ANIMAL CATEGORY AND GENERAL SUPPORT ST JOSEPH & ST PATRICK CHURCH 702 COLUMBIA ST UTICA NY 13502 150532163 501(C)3 29423 IN SUPPORT OF MOTHER MARIANNE'S WEST SIDE KITCHEN AND GENERAL SUPPORT ST WILLIAMS ON LONG POINT INC PO BOX 71 RAQUETTE LAKE NY 13436 161429432 501(C)3 20000 FOR GENERAL SUPPORT STANLEY CENTER FOR THE ARTS 261 GENESEE STREET UTICA NY 13501 166068418 501(C)3 47100 FOR BACKSTAGE LINE SETS AND GENERAL SUPPORT STEVENS-SWAN HUMANE SOCIETY 5664 HORATIO STREET UTICA NY 13502 150551485 501(C)3 112818 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN, WIGGLE WAGGLE PUTT FOR PUPS, AND GENERAL SUPPORT SUNY POLYTECHNIC INSTITUTE FOUNDATION 100 SEYMOUR ROAD UTICA NY 13502 237412413 501(C)3 21658 FOR THE FIRST ROBOTICS CHALLENGE AND THE SYNDAVER FOR THE COLLEGE OF HEALTH SCIENCES SUSQUEHANNA SPCA 4841 STATE HWY 28 COOPERSTOWN NY 13326 150544693 501(C)3 36170 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN THE ROOT FARM INC 2860 KING ROAD SAUQUOIT NY 13456 161568243 501(C)3 27000 IN SUPPORT OF THE POND AND FIRE SAFETY FOR HORSES AND THE GIVE BACK TO UTICA INTERNSHIP PROGRAM THE WOMEN'S FUND OF HERKIMER & ONEIDA COUNTIES INC 2 WILLIAMS STREET CLINTON NY 13323 204296797 501(C)3 79700 AGENCY FUND GRANT FOR 2018 GRANT AWARDS, IN SUPPORT OF ANNIE'S FUND AND GENERAL SUPPORT THEA BOWMAN HOUSE 731 LAFAYETTE ST UTICA NY 13502 161488620 501(C)3 52887 FOR EQUIPMENT, FURNITURE, STEAM TABLE, REFRIGERATOR, RANGE, AND SECURITY SYSTEM, READING ROCKETS, AND GENERAL SUPPORT TOWN OF KIRKLAND NEW YORK PO BOX 87 FRANKLIN SPRINGS NY 13341 156000994 501(C)3 15000 CLINTON ARENA IMPROVEMENT PROJECT TOWN OF WEBB HISTORICAL ASSOCIATION PO BOX 513 OLD FORGE NY 13420 222210521 501(C)3 7700 ROOF PROJECT AND GENERAL SUPPORT TUG HILL TOMORROW LAND TRUST PO BOX 6063 WATERTOWN NY 13601 223115498 501(C)3 7453 FOR SPECIAL ENVIRONMENTAL EDUCATION PROGRAMS AND GENERAL SUPPORT UNITED WAY OF THE VALLEY & GREATER UTICA AREA 201 LAFAYETTE ST UTICA NY 13502 150532074 501(C)3 66900 IN SUPPORT OF THE R4K (READY FOR KINDERGATEN) PROGRAM AND GENERAL SUPPORT UNIVERSITY OF COLORADO FOUNDATION 1800 GRANT STREET SUITE 725 DENVER CO 80203 846049811 501(C)3 25000 IN SUPPORT OF TRAINING AND EDUCATION ON CHILD ABUSE UPSTATE VENTURE CONNECT 235 HARRISON ST SYRACUSE NY 13202 271606453 501(C)3 20000 FOR INNOVATION COLLECTIVE COMMUNITY ASSESSMENT FOR MOHAWK VALLEY UPTOWN THEATRE FOR CREATIVE ARTS INC 2014 GENESEE ST UTICA NY 13502 823155070 501(C)3 26000 INSTALLATION OF AN ENERGY EFFICIENT HEAT SYSTEM AND GENERAL SUPPORT UTICA CENTER FOR DEVELOPMENT INC 726 WASHINGTON ST UTICA NY 13502 262017327 501(C)3 114906 FOR HVAC REPLACEMENT, CONSTRUCTION DAMAGE, AND VETERAN'S OUTREACH CENTER DOWNTOWN GYM IMPROVEMENTS UTICA COLLEGE 1600 BURRSTONE ROAD UTICA NY 13502 161476258 501(C)3 253093 YOUNG SCHOLARS, CONVERGENCE MEDIA CENTER AND/OR THE LYN HEYWOOD SIMON BROADCAST STUDIO, GIVE BACK TO UTICA INTERNSHIP PROGRAM, STEAM SCHOLARS PROGRAM, DORIS AND WALTER MIGA COURT UTICA DOLLARS FOR SCHOLARS PO BOX 1733 UTICA NY 13503 411795701 501(C)3 127050 IN SUPPORT OF MATH, SCIENCE & HUMANITIES SCHOLARSHIP UTICA MONDAY NITE CORPORATION 2807 MILTON PLACE UTICA NY 13501 331021506 501(C)3 25700 IN SUPPORT OF THE LEVITT AMP CONCERT SERIES AND ONEIDA SQUARE PLACEMAKING ACTIVITIES AND REPAIRING HART PARK FENCE UTICA NEIGHBORHOOD HOUSING SERVICE INC 1611 GENESEE ST UTICA NY 13501 161137874 501(C)3 20500 FOR THE 2018 HOUSING PARTNERSHIP PROGRAM UTICA PUBLIC LIBRARY 303 GENESEE STREET UTICA NY 13501 150618132 501(C)3 62732 FOR THE CHILDREN'S ROOM RENOVATION, SUMMER READING PROGRAM AND FANDEMICON, AND GIVE BACK TO UTICA INTERNSHIP PROGRAM UTICA ZOOLOGICAL SOCIETY 1 UTICA ZOO WAY UTICA NY 13501 160915407 501(C)3 27573 COMMUNITY CHOICE AWARDS-YOUTH CATEGORY, UPGRADE THE SEA LION EXHIBIT, GIVE BACK TO UTICA INTERNSHIP PROGRAM, AND GENERAL SUPPORT VALLEY HEALTH SERVICES INC 690 WEST GERMAN STREET HERKIMER NY 13350 222511614 501(C)3 100000 PRE-CONSTRUCTION COSTS FOR NEW NURSING HOME VIEW ARTS CENTER PO BOX 1144 OLD FORGE NY 13420 161001728 501(C)3 336849 FOR GENERAL SUPPORT WANDERERS' REST HUMANE ASSOCIATION 7138 SUTHERLAND DR CANASTOTA NY 13032 161191312 501(C)3 45317 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN, THE DIAMOND IN THE RUFF PROGRAM, AND GENERAL SUPPORT YMCA OF THE GREATER TRI-VALLEY 301 W BLOOMFIELD STREET ROME NY 13440 237045379 501(C)3 8750 ROME FAMILY YMCA MARKET STUDY YWCA OF THE MOHAWK VALLEY 7 RUTGER ST UTICA NY 13501 150532279 501(C)3 30825 FOR THE YOUTH CENTER X X 0 0 0 0 0 0 0 0 0 ALICIA DICKS PRESIDENT/CHIEF EXECUTIVE 156964 0 15000 0 0 0 13081 0 16342 0 201387 0 0 0 X 22 129343 0 1 1 PART I, LINE 32B: SCHEDULE M, LINE 32B: THE FOUNDATION USES A FINANCIAL INSTITUTION TO RECEIVE AND SELL PUBLICLY TRADED SECURITIES. FORM 990, PART VI, SECTION A, LINE 2 ONE PERSON IS EMPLOYED BY THE OTHER IN A SOLE PROPRIETORSHIP OR BY AN ORGANIZATION WITH WHICH THE OTHER IS ASSOCIATED AS A TRUSTEE, DIRECTOR, OFFICER, KEY EMPLOYEE, OR GREATER THAN 35% OWNER. 1.) EVE VAN DE WAL IS THE REGIONAL PRESIDENT OF AN ORGANIZATION OF WHICH RONALD CUCCARO IS AN ADVISORY BOARD MEMBER. 2.) LAURA CASAMENTO IS THE PRESIDENT OF UTICA COLLEGE OF WHICH RONALD CUCCARO IS A BOARD TRUSTEE MEMBER. 3.) DAVE MANZELMAN IS THE BOARD CHAIR OF MOHAWK VALLEY EDGE ON WHICH LAURA CASAMENTO, RONALD CUCCARO, ALICIA DICKS, CATHLEEN MCCOLGIN, EVE VAN DE WAL, KIRK HINMAN AND RANDALL VANWAGONER ARE MEMBERS OF THE BOARD. 4.) BONNIE WOODS IS THE BOARD CHAIR OF MOHAWK VALLEY HEALTH SYSTEM OF WHICH GREGORY MCLEAN IS A MEMBER OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT 990 IS REVIEWED BY THE FOUNDATION'S AUDIT AND COMPLIANCE COMMITTEE TO ENSURE COMPLIANCE WITH TAX LAWS. THE AUDIT AND COMPLIANCE COMMITTEE RECOMMENDS APPROVAL BY THE BOARD. THE FINAL VERSION OF THE FORM 990 IS E-MAILED TO EACH BOARD MEMBER. IN ORDER TO ASSIST BOARD MEMBERS WITH THEIR REVIEW OF THE FORM 990, A GUIDANCE TABLE IS PROVIDED THAT DESCRIBES EACH PART OF THE FORM 990 ALONG WITH KEY QUESTIONS THAT THE REVIEWER SHOULD CONSIDER WHEN REVIEWING THE 990. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION'S POLICY ON CONFLICTS OF INTEREST & CONFIDENTIALITY APPLIES TO ALL PERSONS HOLDING POSITIONS OF RESPONSIBILITY AND TRUST ON BEHALF OF THE FOUNDATION, INCLUDING BUT NOT LIMITED TO MEMBERS OF THE BOARD OF TRUSTEES, VOLUNTEER COMMITTEE MEMBERS AND MEMBERS OF THE FOUNDATION STAFF. THE FOUNDATION'S POLICY MANDATES THAT A DISCLOSURE FORM BE UPDATED ANNUALLY LISTING THE NAMES OR NONPROFIT ORGANIZATIONS OR BUSINESSES/CORPORATIONS IN WHICH THEY OR AN IMMEDIATE FAMILY MEMBER HOLD A POSITION THAT MAY GIVE RISE TO A POTENTIAL CONFLICT BETWEEN PERSONAL INTERESTS AND THE INTERESTS OF THE FOUNDATION. THE FOUNDATION'S POLICY REQURIES DISCLOSURE OF A CONFLICT OF INTEREST: (A) PRIOR TO VOTING ON OR OTHERWISE DISCHARGING HIS OR HER DUTIES WITH RESPECT TO ANY MATTER INVOLVING THE CONFLICT WHICH COMES BEFORE THE BOARD OR ANY COMMITTEE; (B) PRIOR TO ENTERING INTO ANY CONTRACT OR TRANSACTION INVOLVING THE FOUNDATION; (C) AS SOON AS POSSIBLE AFTER THE BOARD MEMBER OR OFFICER SHALL LEARN OF A CONFLICT OF INTEREST IN ANY OTHER CONTEXT. THE FOUNDATION'S POLICY STATES THAT FOLLOWING THE RECEIPT OF INFORMATION CONCERNING A CONTRACT OR TRANSACTION INVOLVING A POTENTIAL CONFLICT OF INTEREST, THE BOARD SHALL CONSIDER THE MATERIAL FACTS CONCERNING THE PROPOSED CONTRACT OR TRANSACTION INCLUDING THE PROCESS BY WHICH THE DECISION WAS MADE TO RECOMMEND ENTERING INTO THE ARRANGEMENT ON THE TERMS PROPOSED. THE BOARD SHALL APPROVE ONLY THOSE CONTRACTS OR TRANSACTIONS IN WHICH THE TERMS ARE FAIR AND REASONABLE TO THE FOUNDATION AND THE ARRANGEMENTS ARE CONSISTENT WITH RECOMMENDING TO THE BOARD A CONFLICT OF INTEREST POLICY, RECOMMENDING THE FORMAT OF THE ANNUAL DISCLOSURE FORM, RECOMMENDING CHANGES AS NEEDED, AND ENSURING THE ORGANIZATION'S COMPLIANCE WITH ITS POLICY ON AT LEAST AN ANNUAL BASIS. THE FOUNDATION'S POLICY STATES THAT PERSONS WITH A CONFLICT SHALL NOT BE AUTHORIZED TO APPROVE A CONTRACT OR TRANSACTION. AT THE TIME OF THE DISCUSSION AND DECISION CONCERNING THE AUTHORIZATION OF SUCH CONTRACT OR TRANSACTION, THE INTERESTED BOARD MEMBER OR OFFICER SHOULD NOT BE PRESENT AT THE MEETING. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION OF THE FOUNDATION'S PRESIDENT/CEO INCLUDES A REVIEW AND APPROVAL BY THE BOARD WHICH IS BASED ON PRIOR YEAR'S SALARY AS WELL AS COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON OUR WEBSITE. IN ADDITION, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THAT OF THE PRIOR YEAR. COMMUNITY FOUNDATION GIFT HOLDING LLC 2608 GENESEE ST UTICA NY 13502 HOLDING OF GIFTED REAL ESTATE NY THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC CF IMPACT CENTER LLC 2608 GENESEE ST UTICA NY 13502 CREATING A COMMUNITY IMPACT CENTER NY THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMMUNITY FOUNDATION HOLDING CORPORATION 2608 GENESEE ST UTICA NY 13502 200254573 PROPERTY MANAGEMENT NY 501(C)(3) 12 N/A 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 COMMUNITY FOUNDATION HOLDING CORPORATION A 30000 AGREEMENT COMMUNITY FOUNDATION HOLDING CORPORATION K 30000 AGREEMENT