2019-09-17T12:49:23-05:00 2018-12-31 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990 2018-01-01 133615533 Rockefeller Philanthropy Advisors Inc % TINA BEYERS ROCK 2128124330 6 west 48th street 10th floor NEW YORK NY 10036 MELISSA A BERMAN president and ceo 2128124330 2019-09-13 true Scott Thompsett P00741490 2125990100 209.220.136.124 26377520192605000065 2019-09-17 P A87539D75D44546F9E81755E19BD8DC508F41D5E 7D14034AF515942D2ABE7F7E27EA16D2649DB046 2018 2019-02-21 02:37:17Z Melissa A Berman 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 371449051 false X WWW.ROCKPA.ORG X 1992 DE HELP DONORS CREATE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. RPA ASSISTS INDIVIDUALS, TRUSTS, FOUNDATIONS, & CORPORATIONS IN ACHIEVING THEIR PHILANTHROPIC GOALS. 19 18 301 18 0 106622 272311986 199971257 6676137 5964767 1618818 6426307 189590 294620 280796531 212656951 98253151 106623645 0 0 41172375 40464352 82000 187038 364679 58991796 54262223 198499322 201537258 82297209 11119693 329234882 329573132 58338567 50743619 270896315 278829513 X SEE SCHEDULE O false false 171807739 92891049 1241656 SPONSORED PROJECTS - RPA'S SPONSORED PROJECT PROGRAM ENABLES INDIVIDUALS AND GROUPS TO PURSUE A VARIETY OF SPECIALIZED CHARITABLE GRANT-MAKING PROJECTS AND ACTIVITIES CONSISTENT WITH THE GENERAL MISSION OF RPA. RPA PROVIDES ADMINISTRATIVE AND PROGRAMMATIC SUPPORT TO ENABLE FUNDERS TO DEVELOP, LAUNCH AND PROMOTE HIGH-IMPACT PROJECTS AROUND THE GLOBE. FISCAL SPONSORSHIP SUBSTANTIALLY REDUCES THE COSTS TYPICALLY ASSOCIATED WITH DEVELOPING NONPROFIT GOVERNANCE, MANAGEMENT AND OPERATIONAL INFRASTRUCTURE.(CONTINUED ON SCHEDULE O) 14124154 13506151 617332 CHARITABLE FUNDS - RPA SERVES AS A GRANT-MAKING VEHICLE THAT ENABLES A DONOR TO MAKE RECOMMENDATIONS WITH RESPECT TO HIS OR HER PHILANTHROPIC OBJECTIVES. RPA'S CHARITABLE GIVING FUND IS A FLEXIBLE, COST-EFFECTIVE WAY FOR ITS DONORS TO ACHIEVE THEIR CHARITABLE AIMS. IT IS AN OPTIMAL ALTERNATIVE FOR INDIVIDUALS, COUPLES OR FAMILIES SEEKING EXPERT PHILANTHROPIC ADVICE WITHOUT THE EXPENSE AND COMPLEXITY OF FORMING A PRIVATE FOUNDATION. 9088209 226445 4105779 GENERAL FUND/RPA CONSULTING - TO FACILITATE PHILANTHROPY AND TO SUPPORT THE GROWTH OF A VITAL, CREATIVE, NOT-FOR-PROFIT SECTOR. RPA HAS THE SKILL AND EXPERTISE TO ENGAGE CLIENTS AT ALL STAGES OF THE PHILANTHROPIC LIFE CYCLE, FROM CONCEPT AND START-UP TO ONGOING OPERATIONS AND SUCCESSION PLANNING. AS PART OF OUR MISSION OF THOUGHTFUL AND EFFECTIVE PHILANTHROPY, WE SHARE RESEARCH, BEST PRACTICES AND NEW-THINKING THAT ELEVATE THE FIELD OF PHILANTHROPY AND SUPPORT THE SECTOR. 195020102 true true false true false true false false false true true false false false true true false false false true true true true true false false false true true true false false false false false false false false true false false false true true true false false false true 477 0 true 301 true true true false false false false false false false false false false false false false false X 19 18 false false false false false false false true true false false true true true true true true true true false AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY ND OH OK OR PA RI SC TN UT VA WA WV WI X X TINA BEYERS 2128124330 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 MELISSA A BERMAN President and CEO 35.0 0.0 X X 526250 0 78102 Wendy O'Neil Chair 1.0 0.0 X X 0 0 0 Peter C Rockefeller Vice Chair 1.0 0.0 X X 0 0 0 Adam Wolfensohn Treasurer 1.0 0.0 X X 0 0 0 Kyungsun Chung Board Member 1.0 0.0 X 0 0 0 Rien van Gendt Board Member 1.0 0.0 X 0 0 0 Marnie S Pillsbury Board Member 1.0 0.0 X 0 0 0 Luther M Ragin Jr Board Member 1.0 0.0 X 0 0 0 Juanita T James Board Member 1.0 0.0 X 0 0 0 Sarah Teacher Board Member 1.0 0.0 X 0 0 0 Valerie Rockefeller Board Member 1.0 0.0 X 0 0 0 Julia Lopez Board Member 1.0 0.0 X 0 0 0 Mac Broderick Board Member 1.0 0.0 X 0 0 0 Theo Spencer Board Member 1.0 0.0 X 0 0 0 Andrew Dayton Board Member 1.0 0.0 X 0 0 0 Cathy Halstead Board Member 1.0 0.0 X 0 0 0 Michael Quattrone Board Member 1.0 0.0 X 0 0 0 Ryan Rockefeller Board Member 1.0 0.0 X 0 0 0 Robin Strawbridge Board Member 1.0 0.0 X 0 0 0 Chris B Page Executive Vice President 35.0 0.0 X 373192 0 70346 Walter Sweet Senior Vice President 35.0 0.0 X 263350 0 50082 Yolanda A Arias-Brownell VP of HR & CORP. SECRETARY 35.0 0.0 X 232848 0 66644 Nicholas Hodges Senior Vice President/COO 35.0 0.0 X 321892 0 69975 Tina Marie Beyers Vice President & CFO 35.0 0.0 X 225885 0 63202 Jane M Levikow VP SPONSORED PROJECTS & FUNDS 35.0 0.0 X 234446 0 55470 RENEE KARIBI-WHYTE VP & ASST. CORP. SECRETARY 35.0 0.0 X 215489 0 69431 Jeffrey A Nesbit Exec. Dir., Sponsored Proj. 35.0 0.0 X 289574 0 34510 Andrew George Salkin Senior VP, SPONSORED PROJECT 35.0 0.0 X 277500 0 74315 ELIZABETH YEE Vice Pres. Sponsored projects 35.0 0.0 X 277750 0 41590 PHYLLIS HEYDT Program Dir. Sponsored Project 35.0 0.0 X 271833 0 43222 CHRISTOPHER MEYER Ops. Officer, Sponsored Proj. 35.0 0.0 X 265000 0 48695 3775009 0 765584 102 false true false BANKABLE FRONTIER ASSOCIATES LLC 259 ELM STREET SUITE 200 SOMERVILLE MA 02144 CONSULTING 3304731 AECOM 1999 AVENUE OF THE STARS SUITE 260 LOS ANGELES CA 90067 CONSULTING 2144061 Alvarez Marsal Corporate Performa 600 Madison Avenue 8th floor NEW YORK NY 10022 Consulting 1840710 Dalberg Advisors 99 Madison Avenue 17th Floor NEW YORK NY 10016 Consulting 1459019 DELOITTE CONSULTING LLP 30 ROCKEFELLER PLAZA 41ST FLOOR NEW YORK NY 10112 CONSULTING 1258000 76 3179779 196791478 9149424 199971257 ADVISORY FEES 523930 4105779 4105779 ASSESSMENT FEES 523920 617332 617332 EDUCATIONAL & OTHER CONTRACT INCOME 900099 1241656 1241656 5964767 1939879 1939879 0 0 250876 250876 0 250876 250876 162928528 350000 158442100 350000 4486428 4486428 4486428 0 0 0 0 0 0 0 0 0 CONTRACTUAL INCOME 900099 35933 35933 MISCELLANEOUS REVENUE 900099 7811 7811 43744 212656951 6000700 6684994 72415167 72415167 282000 282000 33926478 33926478 0 2916604 1387208 1436584 92812 0 30445269 29030757 1388534 25978 1738757 1637611 97479 3667 3075720 2820710 245846 9164 2288002 2155873 127596 4533 0 458195 290314 167881 184202 57900 126302 0 187038 187038 246791 6250 240541 422668 298196 124472 0 390425 322501 67924 438953 351208 87745 2583861 2321875 251593 10393 0 3547030 2942792 580268 23970 5350030 5247331 102699 0 3932806 3761100 171706 26400 26400 0 478148 298556 172468 7124 121018 2667 118351 PROGRAM RELATED FEES 35081586 34660770 420816 GRANTS ASSESSMENT 617332 617332 TEMP HELP/EMPLOYMENT AGENCY 382778 185506 197272 0 201537258 195020102 6152477 364679 37640748 47005048 101460461 51340598 157104514 156379087 1262092 1586162 0 0 0 0 0 0 0 0 359158 304265 3960262 2659295 1618186 1300967 21407634 66869158 7532089 4437847 500000 350000 0 0 350000 0 329234882 329573132 9225398 9150414 41977576 36163643 4489529 4066690 0 0 0 0 0 0 1065000 0 0 0 1581064 1362872 58338567 50743619 X 35655111 43046311 234241204 234783202 1000000 1000000 270896315 278829513 329234882 329573132 X 11119693 -5564969 2378474 X false true X true true true X 152332044 205065709 204486774 272311986 199971257 1034167770 0 0 152332044 205065709 204486774 272311986 199971257 1034167770 322806657 711361113 1480609 1576188 895480 973577 2190755 7116609 0 0 91640 22185 16007 7811 137643 1041422022 32246115 0.68307 0.67416 X 138000 150000 288000 198911063 199199063 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 89350 12500 970400 288000 1360250 250000 250000 250000 250000 1000000 1500000 0 0 200000 138000 338000 73 21630889 13460212 36791334 true true 1195536 -38710 75000 1081826 1053261 142275 1195536 992827 0 60434 0 0 0 1053261 0 1000000 -7173 0 0 0 992827 0.92440 0.07560 false false 1917756 1210426 707330 2042506 1448869 593637 1300967 0 ACCRUED PENSION AND POSTRETIRE 194038 DEFERRED LIABILITIES 1135009 REFUNDABLE SECURITY DEPOSIT 33825 1362872 X 214298350 -5564969 7423404 1858435 212439915 217036 217036 212656951 199752803 800531 800531 198952272 217036 2367950 2584986 201537258 Schedule D, Part V RPA'S ENDOWMENT CONSISTS OF ONE INDIVIDUAL DONOR-RESTRICTED ENDOWMENT FUND ESTABLISHED FOR SPECIAL CHARITABLE PROJECTS APPROVED BY ITS BOARD OF DIRECTORS. AS REQUIRED BY US GAAP, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY RPA'S BOARD OF DIRECTORS TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS THE PRIMARY INVESTMENT OBJECTIVES OF RPA ARE TO PROVIDE FUNDS FOR CHARITABLE PROJECTS AND THE OPERATION OF RPA, AND TO MAINTAIN AND ENHANCE THE VALUE OF THE INVESTMENT ASSETS. THE OVERALL INVESTMENT GOAL OF RPA THEREFORE, IS TO ACHIEVE THE PROPER BALANCE BETWEEN PRESERVATION OF PRINCIPAL AND CURRENT SUPPORT, AND THE NEED FOR REAL GROWTH AND FUTURE SUPPORT. SCHEDULE D, PART X, LINE 2 RPA FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION IS "MORE LIKELY THAN NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. RPA IS EXEMPT FROM FEDERAL INCOME TAX UNDER 501(c)(3), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS EXCLUDED BY THE CODE. RPA HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. RPA DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS FOR THE YEARS ENDING DECEMBER 31, 2018 AND DECEMBER 31, 2017. SCHEDULE D, PART XI, LINE 2D Revenues Attributable to Consolidated Subsidiary, Dropbox Foundation $7,423,404 SCHEDULE D, PART XII, LINE 2D Expenses Attributable to Consolidated Subsidiary, Dropbox Foundation $800,531 SCHEDULE D, PART XII, LINE 4b Recoveries of Prior Year Grants $2,367,950 true Europe (Including Iceland and Greenland) 1 17 Investments 4437874 Central America and the Caribbean Grantmaking 614058 East Asia and the Pacific 1 10 Grantmaking 4650733 Europe (Including Iceland and Greenland) Grantmaking 5490975 Middle East and North Africa Grantmaking 110699 North America 1 9 Grantmaking 1496861 South America Grantmaking 342286 South Asia Grantmaking 2638255 Sub-Saharan Africa Grantmaking 18582611 3 36 3 36 38364352 38364352 Sub-Saharan Africa General 16525000 WIRE 0 South Asia General 1000000 WIRE 0 Europe (Including Iceland and Greenland) General 739310 WIRE 0 Sub-Saharan Africa General 735740 WIRE 0 East Asia and the Pacific General 565000 WIRE 0 North America General 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HAS A STRONG COMMITMENT TO ACCOUNTABILITY AND SOUND GOVERNANCE, AS EXPRESSED IN ITS BY-LAWS AND BOARD OF DIRECTORS POLICIES AND PROCEDURES. TO REDUCE THE LIKELIHOOD THAT GRANTS RECOMMENDED OR ADMINISTERED BY ROCKEFELLER PHILANTHROPY ADVISORS, INC., WILL BE DIVERTED FOR INAPPROPRIATE PURPOSES, THE ORGANIZATION HAS ADOPTED GENERAL PRINCIPLES, PRACTICES, AND DUE DILIGENCE PROCEDURES THAT INCLUDE COMPLIANCE WITH IRS GUIDELINES AND OTHER INDUSTRY BEST PRACTICES. THIS INCLUDES: 1. ASSESSING CHARITABLE PURPOSE AND INTENT. 2. CONDUCTING AN ANTI-TERRORISM SCREEN. 3. VERIFYING EXEMPT STATUS. 4. COMPLETING A RISK ASSESSMENT AND, IF NECESSARY, A MORE DETAILED REVIEW. 5. CREATION OF WRITTEN AGREEMENTS. 6. MONITORING FOR COMPLIANCE POST-GRANT BASED ON INDIVIDUAL CIRCUMSTANCES FOR BOTH PROGRAM AND FINANCIAL REPORTING. ALL GRANTS ISSUED BY ROCKEFELLER PHILANTHROPY ADVISORS ARE GENERAL SUPPORT GRANTS; TO THE EXTENT ANY ADDITIONAL INFORMATION IS REQUIRED ABOUT A SPECIFIC GRANT, THAT INFORMATION IS AVAILABLE UPON REQUEST Schedule F, Part IV Rockefeller Philanthropy Advisors invests in domestic and foreign alternative investments that may own an interest in a foreign corporation, passive foreign investment company, or foreign partnership. RPA's investment activities may not reach the thresholds required for filing Form 5471 and Form 926; to the extent that the organization is required to file these forms, they have been attached to the organizations Form 990-T. X X X true COMMUNITY COUNSELLING SERVICE CO 527 Madison Avenue 5th Floor New York NY 10022 fundraising consultant false 95000 -95000 Prospect Research Inc DBA Comprehensive Prospect Researc PO Box 69 Waccabuc NY 10597 fundraising consultant false 30038 -30038 Susan Courtemanche 40 Powder Horn Hill Road Wilton CT 06897 fundraising consultant false 62000 -62000 187038 -187038 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI schedule G, part I ROCKEFELLER PHILANTHROPY ADVISORS ENGAGED WITH FUNDRAISING CONSULTANTS (THAT ARE DISCLOSED ON SCHEDULE G) THAT PROVIDED BOTH EVENT PLANNING AND FUNDRAISING SERVICES TO THE ORGANIZATION. THE CONTRACTS WITH THESE CONSULTANTS DO NOT SPECIFICALLY BIFURCATE THE PAYMENT BETWEEN THE VARIOUS SERVICES RENDERED; ACCORDINGLY, IN THE INTERESTS OF FULL DISCLOSURE, RPA IS TAKING THE CONSERVATIVE POSITION OF DISCLOSING THE FULL CONTRACT AMOUNT ON SCHEDULE G. true New Venture Fund 1501 Euclid Ave 310 Cleveland OH 44115 205806345 501(c)(3) 7675000 0 General EdReportsorg 1201 Third AVE Seattle WA 981013034 471171149 501(c)(3) 3666749 0 General Columbia University 1172 Amsterdam AVE New York NY 10027 135598093 501(c)(3) 2587000 0 General Borealis Philanthropy PO Box 3295 Minneapolis MN 55403 464598642 501(c)(3) 2000000 0 General Wildlife Conservation Society 2300 Southern Blvd Bronx NY 10460 131740011 501(c)(3) 1686497 0 General Global Alliance for Incinerator Alternatives 1958 University AVE Berkeley CA 94704 453543427 501(c)(3) 1512090 0 General Color of Change Education Fund 1714 Franklin ST 100-136 Oakland CA 94612 455569879 501(c)(3) 1500000 0 General Pretrial Justice Institute 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TO REDUCE THE LIKELIHOOD THAT GRANTS RECOMMENDED OR ADMINISTERED BY ROCKEFELLER PHILANTHROPY ADVISORS, INC., WILL BE DIVERTED FOR INAPPROPRIATE PURPOSES, THE ORGANIZATION HAS ADOPTED GENERAL PRINCIPLES, PRACTICES, AND DUE DILIGENCE PROCEDURES THAT INCLUDE COMPLIANCE WITH IRS GUIDELINES AND OTHER INDUSTRY BEST PRACTICES AND MORE SPECIFICALLY INCLUDE THE FOLLOWING: 1. ASSESSING CHARITABLE PURPOSE AND INTENT. 2. CONDUCTING AN ANTI-TERRORISM SCREEN. 3. VERIFYING EXEMPT STATUS. 4. COMPLETING A RISK ASSESSMENT AND, IF NECESSARY, A MORE DETAILED REVIEW. 5. CREATION OF WRITTEN AGREEMENTS. 6. MONITORING FOR COMPLIANCE POST-GRANT BASED ON INDIVIDUAL CIRCUMSTANCES FOR BOTH PROGRAM AND FINANCIAL REPORTING. ALL GRANTS ISSUED BY ROCKEFELLER PHILANTHROPY ADVISORS ARE GENERAL SUPPORT GRANTS; TO THE EXTENT ANY ADDITIONAL INFORMATION IS REQUIRED ABOUT A SPECIFIC GRANT, THAT INFORMATION IS AVAILABLE UPON REQUEST. TO THE EXTENT, THAT ROCKEFELLER PHILANTHROPY ADVISORS MAKES GRANTS TO INDIVIDUALS (AS PART OF A SPONSORED PROJECT),it requires grantees to comply with board approved policy on grants to individuals, including: SIGN A GRANT AGREEMENT AND COMMIT TO HAVING QUARTERLY CALLS WITH Rockefeller STAFF TO SHARE UPDATES ON THE STATUS OF THE PROJECT AND PROVIDE INFORMATION TO SUPPORT THE FUNDER'S ENGAGEMENT. IN ADDITION, THE GRANTEES ARE REQUIRED TO COMPLETE YEAR END NARRATIVE AND FINANCIAL REPORTS ON THEIR PROJECT ACTIVITIES, DELIVERABLES, IMPACT AND LEARNING. X X X X false false false false false false false true false MELISSA A BERMAN President and CEO 440000 0 86250 0 0 47988 0 30114 0 604352 0 0 0 Chris B Page Executive Vice President 320257 0 52935 0 0 0 49009 0 21337 0 443538 0 0 0 Walter Sweet Senior Vice President 234500 0 28850 0 0 0 31602 0 18480 0 313432 0 0 0 Yolanda A Arias-Brownell VP of HR & CORP. SECRETARY 206095 0 26753 0 0 0 45456 0 21188 0 299492 0 0 0 Nicholas Hodges Senior Vice President/COO 279415 0 42477 0 0 0 48561 0 21414 0 391867 0 0 0 Tina Marie Beyers Vice President & CFO 199704 0 26181 0 0 0 44829 0 18373 0 289087 0 0 0 Jane M Levikow VP SPONSORED PROJECTS & FUNDS 208085 0 26361 0 0 0 44300 0 11170 0 289916 0 0 0 RENEE KARIBI-WHYTE VP & ASST. CORP. SECRETARY 197600 0 17889 0 0 0 43153 0 26278 0 284920 0 0 0 Jeffrey A Nesbit Exec. Dir., Sponsored Proj. 289574 0 0 0 0 0 33440 0 1070 0 324084 0 0 0 Andrew George Salkin Senior VP, SPONSORED PROJECT 277500 0 0 0 0 0 42978 0 31337 0 351815 0 0 0 ELIZABETH YEE Vice Pres. Sponsored projects 277750 0 0 0 0 0 40556 0 1034 0 319340 0 0 0 PHYLLIS HEYDT Program Dir. Sponsored Project 271833 0 0 0 0 0 32620 0 10602 0 315055 0 0 0 CHRISTOPHER MEYER Ops. Officer, Sponsored Proj. 265000 0 0 0 0 0 47700 0 995 0 313695 0 0 0 Part I, Line 7 RPA HAS A PERFORMANCE BASED INCENTIVE COMPENSATION PLAN. EMPLOYEES OF RPA CAN EARN INCENTIVE COMPENSATION IF THEY MEET THE CRITERIA OUTLINED IN THEIR WORK PLANS. THESE WORK PLANS ARE REVIEWED AND APPROVED BY EACH EMPLOYEE'S RESPECTIVE SUPERIORS AND RPA'S CEO. THE CEO IS ELIGIBLE TO PARTICIPATE IN THE INCENTIVE COMPENSATION PLAN AS WELL; HOWEVER, MS. BERMAN'S WORK PLAN IS REVIEWED BY THE BOARD OF DIRECTORS AND HER BONUS IS REVIEWED AND APPROVED BY THE BOARD (AND SHE RECUSES HERSELF FROM THOSE DELIBERATIONS). X 32 9149424 FMV 0 false true true PART I, Line 31 ROCKEFELLER PHILANTHROPY ADVISORS RESERVES THE RIGHT TO DECLINE ANY CONTRIBUTION THAT IS UNACCEPTABLE TO THE ORGANIZATION, TO VERIFY THE SOURCE OF ANY NONCASH CONTRIBUTIONS, AND IN THE CASE OF NONMARKETABLE ASSETS, TO REQUIRE AN INDEPENDENT APPRAISAL TO DETERMINE THE FAIR MARKET VALUE OF THE ITEM. PART I, Line 32b THE ORGANIZATION USES JP MORGAN CHASE TO RECEIVE AND SELL DONATED SECURITIES. FORM 990, PART III, LINE 1 ORGANIZATIONS MISSION ROCKEFELLER PHILANTHROPY ADVISORS (RPA) AIMS TO ENCOURAGE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. TO THIS END, RPA DEVELOPS, AND MANAGES CHARITABLE PROGRAMS; CONDUCTS RESEARCH, AUTHORS PUBLICATIONS AND PROVIDES GUIDANCE ON CHARITABLE GIVING AND PHILANTHROPY; AND OFFERS PROGRAMMATIC, ADMINISTRATIVE AND GRANT-MAKING SUPPORT TO DONORS, ASSISTING INDIVIDUALS, INSTITUTIONS, GOVERNMENT AGENCIES AND GROUPS IN ACHIEVING THEIR PHILANTHROPIC GOALS. CURRENTLY, RPA WORKS WITH MORE THAN 650 DONORS, FACILITATING APPROXIMATELY $200 MILLION IN GRANTS AND SOCIAL INVESTMENTS TO MORE THAN 50 COUNTRIES IN AFRICA, ASIA, AUSTRALIA, THE CARIBBEAN, EUROPE, LATIN AMERICA AND NORTH AMERICA. RPA'S BROAD RANGE OF WORK INCLUDES: 1. ADVISING DONORS REGARDING THE ARTICULATION AND IMPLEMENTATION OF CHARITABLE PROGRAMMING; 2. MANAGING A CHARITABLE GIVING FUND TO PROVIDE DONORS WITH A FLEXIBLE, COST-EFFECTIVE WAY TO REACH THEIR CHARITABLE GOALS; 3. PROVIDING FISCAL, ADMINISTRATIVE AND PROGRAMMATIC SUPPORT TO INDIVIDUALS AND GROUPS SEEKING TO PURSUE A VARIETY OF SPECIALIZED CHARITABLE PROGRAMMING CONSISTENT WITH THE GENERAL MISSION OF RPA; AND 4. SERVING AS A THOUGHT-LEADER IN THE PHILANTHROPIC COMMUNITY, AUTHORING PUBLICATIONS AND CONVENING EXPERTS TO DISCUSS CURRENT TOPICS IN PHILANTHROPY AND STRENGTHEN THE SECTOR. FORM 990, PART III, LINE 4a (continued) RPA HAS EXTENSIVE EXPERIENCE INCUBATING START-UP, INNOVATIVE AND COMPLEX PROJECTS IN THE U.S. AND OVERSEAS. RPA CAN: 1. PROVIDE STRONG ACCOUNTING, HR, FINANCE & IT INFRASTRUCTURE. 2. DEVELOP AND MONITOR SOPHISTICATED PROJECT BUDGET AND GRANT REPORTING. 3. OFFER RESEARCH, ANALYSIS, GRANTMAKING AND EVALUATION SERVICES. 4. ADOPT PROJECT GOVERNANCE STRUCTURES THAT ENGAGE EXTERNAL ADVISORS, FUNDERS AND OTHER PRINCIPALS. PART VI, SECTION B - QUESTION 11B PROCESS USED TO REVIEW FORM 990 RPA HIRES AN INDEPENDENT ACCOUNTING FIRM TO PREPARE AND REVIEW THE ORGANIZATION'S FORM 990 BASED ON INFORMATION PROVIDED BY RPA'S ACCOUNTING STAFF. A COPY OF THE FORM 990 IS DISTRIBUTED TO THE ORGANIZATION'S AUDIT COMMITTEE FOR REVIEW PRIOR TO FILING WITH THE IRS. A COPY OF THE FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF DIRECTORS ONCE THE AUDIT COMMITTEE HAS APPROVED IT FOR FILING. PART VI, SECTION B - QUESTION 12C MONITORING & ENFORCEMENT: CONFLICT OF INTEREST POLICY THE SECRETARY OF RPA ANNUALLY CIRCULATES A DISCLOSURE FORM FOR DIRECTORS AND STAFF TO LIST ORGANIZATIONS IN WHICH they OR THEIR SPOUSES OR CHILDREN PLAY A fiduciary OR LEADING ROLE. IN ADDITION, DIRECTORS AND STAFF WILL LIST THOSE ORGANIZATIONS IN WHICH THEY, A SPOUSE OR A CHILD HOLD A SIGNIFICANT FINANCIAL INTEREST AND WHICH HAVE A BUSINESS RELATIONSHIP WITH RPA. ON THE SAME FORM, DIRECTORS AND STAFF ACKNOWLEDGE THAT THEY UNDERSTAND AND ADHERE TO RPA'S CONFLICT OF INTEREST POLICY AND PROCEDURE. DIRECTORS AND STAFF WILL INFORM THE SECRETARY OF RPA OF ANY CHANGES OR NEW RELATIONSHIPS. IF A POTENTIAL CONFLICT EXISTS, INVOLVED PARTIES WILL DISCLOSE THE POTENTIAL CONFLICT AND EXCUSE THEMSELVES FROM DISCUSSION OR ANY VOTE RELATED TO THE MATTER. PART VI, SECTION B - QUESTIONS 15A & 15B PROCESS FOR DETERMINING COMPENSATION RPA IS COMMITTED TO RECRUITING, RETAINING, AND MOTIVATING HIGHLY QUALIFIED AND HIGH-PERFORMING STAFF, AND PROVIDING A MARKET COMPETITIVE COMPENSATION AND BENEFITS PACKAGE, LINKED TO THE SUCCESS OF THE INDIVIDUAL, THE ORGANIZATION AND ITS MISSION-DRIVEN OUTCOMES. RPA PRIMARILY COMPARES ITS COMPENSATION TO THE LARGER FOUNDATIONS IN THE NEW YORK CITY REGION AS WELL AS TO SMALL TO MID-SIZE CONSULTING ORGANIZATIONS NATIONWIDE, WHILE ALSO MONITORING PRACTICES AND TRENDS IN THE BROADER NONPROFIT AND GENERAL EMPLOYMENT MARKETS. RPA IS COMMITTED TO BOTH EXTERNAL COMPETITIVENESS AND INTERNAL EQUITY FOR ITS COMPENSATION PROGRAM PRACTICES. EMPLOYEE POLICIES: RPA'S PERFORMANCE AND COMPENSATION PLANS, INCLUDING BUDGETS, ARE APPROVED ANNUALLY BY THE BOARD OF DIRECTORS. THE FOLLOWING IS A SUMMARY OF THE GENERAL PRINCIPLES ON WHICH RPA'S PERFORMANCE ASSESSMENT AND COMPENSATION PROCESSES ARE BASED. PERFORMANCE REVIEW AND COMPENSATION DECISIONS AT RPA ARE MADE ON THE BASIS OF A BOARD-APPROVED PERFORMANCE APPRAISAL FORM, WHICH ESTABLISHES PERFORMANCE STANDARDS AND IMPORTANT VALUES THAT ARE EXPECTED OF ALL EMPLOYEES. AT THE BEGINNING OF EACH CALENDAR YEAR, EACH RPA EMPLOYEE DEVELOPS A PERFORMANCE PLAN THAT HIS/HER SUPERVISOR AND THE PRESIDENT OF RPA MUST APPROVE. ELIGIBLE EMPLOYEES ALSO ESTABLISH SPECIFIC GOALS FOR INCENTIVE COMPENSATION (BONUS) PAYMENTS. AT THE END OF THE CALENDAR YEAR, AN EMPLOYEE AND HIS/HER SUPERVISOR REVIEW HOW THE EMPLOYEE HAS PERFORMED AGAINST THIS PLAN AND THE PERFORMANCE STANDARDS. SUPERVISORS COMPLETE THE PERFORMANCE APPRAISAL FORM IN WRITING, AND RECOMMEND SALARY INCREASES (AS WELL AS INCENTIVE PAYMENTS FOR ELIGIBLE EMPLOYEES) BASED ON PERFORMANCE. BOTH SUPERVISOR AND EMPLOYEE MUST SIGN THE PERFORMANCE APPRAISAL FORM. SALARY ADJUSTMENTS AND BONUS PAYMENTS MUST BE APPROVED BY THE PRESIDENT OF RPA. PART VI, SECTION C - QUESTION 19 AVAILABILITY OF DOCUMENTS TO THE PUBLIC THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE TO THE PUBLIC BY RETAINING A COPY AT ITS PLACE OF BUSINESS. THE FORM 990 IS LIKEWISE PUBLISHED ON THE INTERNET AT WWW.GUIDESTAR.ORG. THE ORGANIZATION'S FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT ORDINARILY MADE AVAILABLE TO THE PUBLIC, BUT, IF REQUESTED, WILL BE PROVIDED AT MANAGEMENT'S DISCRETION. FORM 990, PART IX, LINE 24A Program Related Fees Program Related Fees are consulting expenses incurred by the Sponsored Projects. Consulting services include but are not limited to program design and implementation, research, communication, evaluation and organizational development. FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS Recoveries of Prior Year Grants $2,367,950 PENSION RELATED COSTS $10,524 TOTAL OTHER CHANGES IN NET ASSETS $2,378,474 ArtPlace America LLC 195 Montague Street 14th Fl Brooklyn NY 11201 464698925 Arts/Culture NY 5332633 246631666 RPA DROPBOX CHARITABLE FOUNDATION 1800 Owens St san francisco CA 94158 814755668 grantmaking DE 12a 501(c)(3) rpa true Rockefeller Philanthropy Advisors Europe 1 PANCRAS SQ KINGS CROSS Ste 705 London UK N1C 4AG Consulting UK RPA C Corp 0 0 1.00000 true false false false false false false false false false false true false true true false false false false dropbox charitable foundation L 51889 fmv Schedule R, Part IV, Line 1 Related Corporation Rockefeller Philanthropy Advisors (RPA) formed Rockefeller Philanthropy Advisors Europe Limited in England and Wales on November 27, 2017 and Dropbox Charitable Foundation in Deleware on January 1, 2018. RPA is in the process of securing a public charity status for this related organization.