2019-09-16T08:53:36-05:00 2018-12-31 731413977 HOGANTAYLOR LLP 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990PF 2018-01-01 710285871 THE WINTHROP ROCKEFELLER FOUNDATION WINT 5013766854 225 EAST MARKHAM STREET NO 200 LITTLE ROCK AR 72201 ANDREA M DOBSON COFO 5013766854 2019-09-05 1 MICHELLE MANN P01064483 5012275800 2019-08-23 12.234.194.162 2019-09-05 10:08:33 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 AEEAEEAA0479B19122EAC14597C879A9C576A2F9 2018 2019-02-21 02:37:17Z X 130783646 X 2269500 571171 895617 1035837 1558752 2224823 12310450 3620696 0 71578 6101331 6146643 0 817935 118217 0 699718 589163 0 0 589163 414675 23153 0 391523 11235 3137 0 8098 53940 27186 0 26754 702546 603181 0 149656 20 128576 0 0 98883 48773 0 0 132320 0 0 132320 70443 3013 0 67431 78408 0 0 77181 853309 395827 0 493922 3772767 1401173 0 2635766 1181356 2306739 4954123 1401173 0 4942505 1147208 4745470 0 8314744 10438560 10438560 73913 55469 73913 73913 75289 75289 105669140 94859234 94859234 19307690 17343057 17343057 641686 303591 77347 338095 338095 7771318 7655498 7655498 141195708 130783646 130783646 353692 703945 2225054 1142837 2578746 1846782 X 138616962 128936864 138616962 128936864 141195708 130783646 138616962 1147208 0 139764170 10827306 128936864 PROGRAM-RELATED INVESTMENTS GAIN/LOSS P 148666 148666 148666 P/T: CNX - L/T (SEE STMT 16C) 16268 -16268 -16268 P/T: NEWTYN TE PARTNERS - S/T (SEE STMT 16E) P 54761 -54761 -54761 P/T: CIM ENTERPRISE LOAN FUND - S/T (SEE STMT 16G) P 40393 -40393 -40393 P/T: DIAMOND STATE VENTURES III - L/T (SEE STMT 16B) P 2866 2866 2866 LOSS ON DISPOSITION OF ASSETS P 3677 -3677 -3677 P/T: DIAMOND STATE VENTURES II - L/T (SEE STMT 16A) P 58085 58085 58085 P/T: GQG PARTNERS - S/T (SEE STMT 16M) P 59122 59122 59122 P/T: NEWTYN TE PARTNERS - L/T (SEE STMT 16E) P 114978 114978 114978 P/T: FUND FOR ARKANSAS' FUTURE - L/T (SEE STMT 16J) P 116114 116114 116114 CAPITAL GAIN DISTRIBUTIONS P 411165 411165 411165 P/T: GQG PARTNERS - L/T (SEE STMT 16M) P 727528 727528 727528 GAIN/LOSS FROM PUBLICLY-TRADED SECURITIES 10671926 8574655 2097271 2097271 3620696 0 8199035 126532909 0.064798 7852817 123286602 0.063696 8451846 134529115 0.062825 6509196 140313722 0.046390 5427176 132374024 0.040999 0.278708 0.055742 130225730 7259043 47455 7306498 4942505 94909 0 94909 0 94909 160854 0 0 160854 X 0 65945 65945 0 0 0 0 0 0 0 0 0 1 1 0 1 1 AR 1 0 0 0 0 1 WWW.WRFOUNDATION.ORG/WWW.GUIDESTAR.ORG ANDREA M DOBSON 5013766854 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 1 1 0 0 0 0 SHERECE WEST-SCANTLEBURY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PRESIDENT & CEO 50.00 369645 55972 0 ANDREA DOBSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 COFO 50.00 270843 58518 0 LISENNE ROCKEFELLER 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.90 0 0 0 DAVID RAINEY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 CHAIRMAN 4.19 0 0 0 KILOLO KIJAKAZI 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.66 0 0 0 ROSA VELAZQUEZ 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.51 0 0 0 REGAN GRUBER MOFFITT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 BOARD SECRETARY AND VICE P 50.00 177447 33165 0 FREDDIE BLACK 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.19 0 0 0 HELEN DORADO ALESSI 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.46 0 0 0 CALVIN WHITE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 VICE CHAIRMAN 1.40 0 0 0 MIKE MALONE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.14 0 0 0 CHRIS VINCENT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.21 0 0 0 CHRIS CARDONA 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.89 0 0 0 WIN ROCKEFELLER JR 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.24 0 0 0 CHARLOTTE GREEN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.97 0 0 0 KIISHA MORROW 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.16 0 0 0 CORY ANDERSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 VICE-PRESIDENT 50.00 208780 44127 0 ANDREW FORD 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 INTERIM SENIOR ASSOC 40.00 93750 15783 0 MICHAEL CASTENS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 GRANT AND OPERATIONS 40.00 80707 16386 0 LISA DIXON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PROGRAM ASSOCIATE 40.00 70854 25828 0 SARAH MCBROOM 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PROGRAM ASSOCIATE 40.00 59871 18225 0 3 CAMBRIDGE ASSOCIATES 125 HIGH STREET BOSTON MA 021102112 INVESTMENT ADVISORY SERVICES 260423 OAKVIEW CAPITAL MANAGEMENT 3879 MAPLE AVENUE STE 300 DALLAS TX 75219 INVESTMENT MANAGEMENT SERVICES 77439 DOXA TOTAL DESIGN STRATEGY INC 311 DICKSON STREET SUITE 202 FAYETTEVILLE AR 727015144 ANNUAL REPORT DESIGN & PRODUCTION 75968 THE NORTHERN TRUST COMPANY 50 SOUTH LASALLE ST CHICAGO IL 60603 INVESTMENT CUSTODY/ MANAGEMENT SERVICES 72244 ARKANSAS COMMUNITY FOUNDATION 5 ALLIED DRIVE SUITE 51110 LITTLE ROCK AR 72202 CAPITAL ACCESS RESEARCH STUDY 60000 1 SEE STATEMENT 18 141483 SEE STATEMENT 18 138894 SEE STATEMENT 18 134104 SEE STATEMENT 18 131256 NONE MADE IN 2018 0 0 125929995 6278868 0 132208863 0 0 132208863 1983133 130225730 6511287 6511287 94909 94909 6416378 149491 6565869 0 6565869 4942505 0 4942505 0 4942505 6565869 0 0 1847793 1698611 1952914 5499318 4942505 0 0 0 4942505 0 1623364 1623364 3875954 0 0 0 0 0 89000 0 3786954 135429 1698611 1952914 ONLINE AT WWWWRFOUNDATIONORG 225 EAST MARKHAM STREET SUITE 200 LITTLE ROCK AR 72201 5013766854 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 2306739 2306739 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 615994 615994 14 571171 14 1035837 14 18 2224823 0 3831831 0 3831831 0 0 0 0 0 0 0 0 0 0 X X 1 TRUST UW WINTHROP ROCKEFELLER 2230 COTTONDALE LANE SUITE 6 LITTLE ROCK AR 72202 2269500 X ACCOUNTING 7508 0 0 7508 AUDIT 33982 27186 0 6796 TAX PREPARATION 12450 0 0 12450 BATESVILLE AREA CHAMBER OF COMMERCE 409 VINE STREET BATESVILLE AR 72501 2016-04-01 65000 SEE STATEMENT 21 65000 7/15/2018 2018-07-15 THE GRANTEE HAS SUBMITTED DETAILED SUPPORTING DOCUMENTATION FOR THE USE OF THE FUNDS. THEWINTHROP ROCKEFELLER FOUNDATION DEEMED FURTHER VERIFICATION OF THE GRANTEE'S REPORTUNNECESSARY. MARY REYNOLDS BABCOCK FOUNDATION INC 2920 REYNOLDA ROAD WINSTONSALEM NC 27106 2016-09-29 500000 SEE STATMENT 21 333334 1/29/2019 2019-01-29 THE GRANTEE HAS SUBMITTED DETAILED SUPPORTING DOCUMENTATION FOR THE USE OF THE FUNDS. THEWINTHROP ROCKEFELLER FOUNDATION DEEMED FURTHER VERIFICATION OF THE GRANTEE'S REPORTUNNECESSARY. REG 53.4942(A)-3(C)(2) ELECTION STATEMENT PART XIII, LINE 7 THE TAXPAYER (THE WINTHROP ROCKEFELLER FOUNDATION, EIN 71-0285871) HEREBY ELECTS UNDER REGULATION 53.4942(A)-3(C)(2) TO TREAT $89,000 OF PRIOR-YEAR DISTRIBUTIONS MADE OUT OF CORPUS AS A CURRENT-YEAR DISTRIBUTION OUT OF CORPUS IN ORDER TO SATISFY THE REQUIREMENTS OF SECTION 4942(G)(3). THE PRIOR-YEAR DISTRIBUTIONS DESCRIBED ABOVE WERE TREATED UNDER REGULATION 53.4942(A)-3(D)(1)(III) AS DISTRIBUTIONS OUT OF CORPUS DURING THE TAXABLE YEAR ENDING DECEMBER 31, 2015. NORTHERN TRUST BARCLAYS AGG BOND FUND 5609534 5609534 CCM FIXED INCOME FUND 5937590 5937590 BRECKINRIDGE CAPITAL FIXED INCOME 5795933 5795933 NTGI RUSSELL 1000 GROWTH EQUITY 10367872 10367872 RUSSELL 1000 VALUE EQUITIES 10481725 10481725 OAKVIEW EQUITY 4450436 4450436 KABOUTER INT'L OPP OFFSHORE FUND EQUITY 3778150 3778150 BROWN SUSTAINABLE GROWTH EQUITY 5843847 5843847 ARIEL INT'L FUND EQUITY 12310334 12310334 BLACKROCK EQUITY 4083920 4083920 AQR STYLE PREMIA EQUITY 1745846 1745846 FORT GLOBAL OFFSHORE FUND EQUITY 1947396 1947396 COATUE 1633987 1633987 LAKEWOOD 1454779 1454779 SENTINEL DOME 1753137 1753137 COMPLUS ASIA 1678073 1678073 VARADERO 1780851 1780851 HOLLIS PARK 1508264 1508264 GQG INT'L FUND EQUITY 12425288 12425288 BLACKROCK ISHARES EQUITY 8994008 8994008 CIM ENTERPRISE LOAN FUND 3227773 3227773 LONG POND OFFSHORE FUND EQUITY 2681156 2681156 ELIZABETH PARK CAPITAL OFFSHORE 1441330 1441330 BAIN CAPITAL DOUBLE IMPACT PRIVATE PARTNERSHIP 371213 371213 MATERIAL IMPACT 287720 287720 ELEVAR EQUITY IV 193986 193986 ILLUMEN CAPITAL 297014 297014 IMPACT AMERICA 121129 121129 LEGAL SERVICES 11235 3137 0 8098 PROGRAM RELATED INVESTMENTS 7611695 7535605 7535605 ACCRUED INTEREST RECEIVABLE 137373 119893 119893 WRCT IN LIEU OF GRANT RECEIVABLE 22250 0 0 UNREALIZED GAINS/(LOSSES) ON INVESTMENTS 10827306 BANK CHARGES 71 0 0 71 INSURANCE 17833 0 0 17833 POSTAGE 692 0 0 692 DUES & SUBSCRIPTIONS 91601 0 0 91601 OFFICE EXPENSE 125266 0 0 121266 PROGRAM EXPENSES 277707 0 0 299386 ACCRUAL TO CASH 0 0 0 -339992 PASSTHROUGH PORTFOLIO DEDUCTIONS 0 395827 0 0 CONVENTIONS AND MEETINGS 203265 0 0 198574 PROFESSIONAL DEVELOPMENT 61412 0 0 61412 TRUSTEE OPERATIONS EXPENSE 43079 0 0 43079 TENANT IMPROVEMENT ALLOWANCE 30676 0 0 0 BOARD COMMITTEE SUPPORT 100 0 0 0 UBIT - CURRENT YEAR 1607 0 0 0 BLACKROCK 0 809 NT BOND INDEX 0 2257 CCM 0 1751 RUSSELL 1000 VALUE 0 2128 RUSSELL 1000 GROWTH 0 2714 OTHER INCOME FROM PASSTHROUGH 0 61162 BROWN 0 757 CASH ACCOUNT MANAGEMENT FEES 0 455 0 0 INVESTMENT OVERSIGHT 260423 260423 0 0 TRUSTEE FEES - NT BOND INDEX 0 2809 0 0 CUSTODIAL BANK FEES 109401 109401 0 0 PROFESSIONAL FEES - NT BOND INDEX 0 864 0 0 NT INVESTMENT MANAGEMENT FEES 18665 18665 0 0 BRECKINRIDGE INVESTMENT MANAGEMENT FEES 5167 5158 0 0 OAKVIEW MANAGEMENT FEE 33027 77439 0 0 OUTCOMES ASSESSMENT 10626 0 0 11123 OTHER CONSULTING 12774 0 0 13814 GRANTEE TECHNICAL ASSISTANCE 124496 0 0 124719 INVESTMENT EXPENSES ALLOCATION 127967 127967 0 0