2019-08-14T13:28:14-05:00 2018-09-30 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2017-10-01 526055762 NATIONAL LEAGUE OF CITIES INSTITUTE INC NATI 2026263064 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 CLARENCE E ANTHONY EXECUTIVE DIRECTOR 2026263064 2019-08-14 1 FRANK H SMITH P00639053 2022274000 2019-08-12 47.19.127.190 2019-08-14 13:28:10 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 B9A2C5FBBCA55672FA04EB4323245C44E5B3DA96 2017 2019-02-21 02:37:17Z CLARENCE E ANTHONY 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 10841600 0 X WWW.NLC.ORG X 1958 DE DEV. & DISTRIBUTE KNOWLEDGE TO ELECTED OFFICIALS IN MEETING THE CHALLENGES OF LOCAL MUNICIPALITIES. 58 58 49 84 0 0 4987656 10786103 47500 53000 1629 3194 600 -697 5037385 10841600 0 0 0 0 3977720 4624356 0 0 95550 4907876 5359095 8885596 9983451 -3848211 858149 6789646 7610730 2404494 2353714 4385152 5257016 THE LEAGUE'S MISSION IS TO EQUIP LOCALLY ELECTED OFFICIALS WITH KNOWLEDGE, TOOLS, AND TECHNIQUES TO ENHANCE THEIR ABILITY TO GOVERN EFFECTIVELY IN THEIR CITIES. 0 0 6005825 53000 INSTITUTE FOR YOUTH, EDUCATION, AND FAMILIES (IYEF) - SEEKS TO STRENGTHEN THE CAPACITY OF MUNICIPAL LEADERS TO ADDRESS THE NEEDS OF CHILDREN AND FAMILIES IN THEIR OWN COMMUNITIES. ITS OWN WORK FOCUSES ON FIVE CORE PROGRAM AREAS - EDUCATION, YOUTH DEVELOPMENT, EARLY CHILDHOOD DEVELOPMENT, THE SAFETY OF CHILDREN AND YOUTH, AND FAMILY ECONOMIC SECURITY. THE YEF INSTITUTE PROVIDES TECHNICAL ASSISTANCE SUPPORT TO MAYORS, COUNCIL MEMBERS, AND THEIR STAFFS IN PROGRAM AREAS. 3029163 RESEARCH - DEVELOPS, CONDUCTS AND REPORTS RESEARCH ON PROGRAMS AND ISSUES OF IMPORTANCE TO CITIES AND TOWNS AND TO THE LEAGUE. 844756 REAL INITIATIVE - SERVES TO STRENGTHEN LOCAL LEADERS' KNOWLEDGE AND CAPACITY TO ELIMINATE RACIAL DISPARITIES, HEAL RACIAL DIVISIONS, AND BUILD MORE EQUITABLE COMMUNITIES. 9879744 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 48 0 1 49 1 1 1 0 0 0 0 0 0 0 0 0 X 58 58 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X CLARENCE ANTHONY EXECUTIVE DIR 2026263064 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 HON MARK STODOLA CHAIRMAN OF THE BOARD 1.00 1.00 X X 0 0 0 HON CHRISTOPHER B COLEMAN PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON MELODEE COLBERT-KEAN PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON TED ELLIS PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON JAMES MITCHELL PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON BRIAN J O'NEILL PAST PRESIDENT 1.00 1.00 X X 0 0 0 MS DENISE ADAMS DIRECTOR 1.00 1.00 X 0 0 0 HON CHRIS ANDERSON DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 MS CYNDY ANDRUS DIRECTOR 1.00 1.00 X 0 0 0 HON MATTHEW APPELBAUM DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON RICKI Y BARLOW DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 MS KAREN BEST DIRECTOR 1.00 1.00 X 0 0 0 GYNA BIVENS DIRECTOR 1.00 1.00 X 0 0 0 MR TIM BURTON DIRECTOR 1.00 1.00 X 0 0 0 HON JOE BUSCAINO DIRECTOR 1.00 1.00 X 0 0 0 HON JOANNE BUSH DIRECTOR 1.00 1.00 X 0 0 0 HON WALLY CAMPBELL DIRECTOR 1.00 1.00 X 0 0 0 MS MAURA CARROLL DIRECTOR 1.00 1.00 X 0 0 0 HON CORA COLE-MCFADDEN DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 VALERIE SCOTT COOPER DIRECTOR 1.00 1.00 X 0 0 0 MR R BLAKE CROSBY DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 MR JERRY DESCHANE DIRECTOR 1.00 1.00 X 0 0 0 CYNTHIA DONALD DIRECTOR 1.00 1.00 X 0 0 0 HON DENNY DOYLE DIRECTOR 1.00 1.00 X 0 0 0 ALFRED MAE DRAKEFORD DIRECTOR 1.00 1.00 X 0 0 0 HON JOHNNY DUPREE DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON GREG EVANS DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON KAREN FREEMAN-WILSON DIRECTOR 1.00 1.00 X 0 0 0 OLIVER G GILBERT DIRECTOR 1.00 1.00 X 0 0 0 HON CHRIS GLOVER DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON JASMINE GORE DIRECTOR 1.00 1.00 X 0 0 0 HON LARRY GREEN DIRECTOR - UNTIL 01/2018 1.00 1.00 X 0 0 0 HON DONALD GROESSER DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON KRIS GULICK DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 MR WES HENDERSON DIRECTOR 1.00 1.00 X 0 0 0 HON ELIZABETH HURST DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON KAREN JOHNSON DIRECTOR 1.00 1.00 X 0 0 0 LEON JOHNSON DIRECTOR 1.00 1.00 X 0 0 0 HON VAN R JOHNSON II DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON CARLIE JONES DIRECTOR 1.00 1.00 X 0 0 0 HON JUNGUS JORDAN DIRECTOR 1.00 1.00 X 0 0 0 MR JOHN KINNAIRD DIRECTOR 1.00 1.00 X 0 0 0 HON PATRICIA LOCKWOOD DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON DAVID LUNA DIRECTOR 1.00 1.00 X 0 0 0 HON KATHY MANESS DIRECTOR 1.00 1.00 X 0 0 0 HON LEVON MAZIE DIRECTOR 1.00 1.00 X 0 0 0 HON THOMAS MCCARTHY DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON DORIS MCCONNELL DIRECTOR 1.00 1.00 X 0 0 0 HON GENE F MCGEE DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON RICHARD MONTGOMERY DIRECTOR 1.00 1.00 X 0 0 0 HON JEFF MOORE DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON JOEL NAVARRO DIRECTOR 1.00 1.00 X 0 0 0 MSPAM O'CONNOR DIRECTOR 1.00 1.00 X 0 0 0 HON LOU OGDEN DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON FRANK ORTIS DIRECTOR 1.00 1.00 X 0 0 0 HON SALVATORE PANTO JR DIRECTOR 1.00 1.00 X 0 0 0 HON WILLIAM PEDUTO DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON BILL PELOZA DIRECTOR 1.00 1.00 X 0 0 0 MR SEAN POLSTER DIRECTOR 1.00 1.00 X 0 0 0 CYNTHIA PRATT DIRECTOR 1.00 1.00 X 0 0 0 HON JOEL PRICE DIRECTOR 1.00 1.00 X 0 0 0 HON JERMAINE REED DIRECTOR 1.00 1.00 X 0 0 0 HON GARY RESNICK DIRECTOR 1.00 1.00 X 0 0 0 HON TITO RODRIGUEZ DIRECTOR 1.00 1.00 X 0 0 0 HON ANDY RYDER DIRECTOR 1.00 1.00 X 0 0 0 HON DAVID SANDER DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 MR ERIK SARTORIUS DIRECTOR 1.00 1.00 X 0 0 0 HON GERRI SCHRODER DIRECTOR 1.00 1.00 X 0 0 0 DR HANIFA SHABAZZ DIRECTOR 1.00 1.00 X 0 0 0 MS JUDY A SILVA DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 MR KEN SMITH DIRECTOR 1.00 1.00 X 0 0 0 HON MATTHEW SURRENCY DIRECTOR 1.00 1.00 X 0 0 0 MR JONATHAN STEINER DIRECTOR 1.00 1.00 X 0 0 0 HON CRAIG THURMOND DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON PRISCILLA R TYSON DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 MS SHARI VEAZY DIRECTOR 1.00 1.00 X 0 0 0 HON DEVERICK WILLIAMS DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON LAVONTA WILLIAMS DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON VINCE R WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 MRS KIMBERLY WINN DIRECTOR - UNTIL 11/2017 1.00 1.00 X 0 0 0 HON PATRICK WOJAHN DIRECTOR 1.00 1.00 X 0 0 0 HON PC WU DIRECTOR 1.00 1.00 X 0 0 0 HON GIL ZIFFER DIRECTOR 1.00 1.00 X 0 0 0 HON MATT ZONE PRESIDENT UNTIL 11/2017; DIRECTOR 1.00 1.00 X 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 6.00 32.00 X 0 468569 46745 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 6.00 32.00 X 0 325856 37051 CLIFFORD JOHNSON CENTER DIRECTOR, IYEF 38.00 X 200847 0 40782 JESSICA ZIMBABWE DIR. URBAN DEVELOPMENT 38.00 X 162639 0 33561 ANDREW MOORE DIR. YOUTH & YOUNG ADULT CONNECTIONS 38.00 X 139198 0 38985 AUDREY HUTCHINSON DIR. EDUCATION & EXPANDED LEARNING 38.00 X 132005 0 30341 TONJA RUCKER DIRECTOR, EARLY CHILDHOOD SUCCESS 38.00 X 127300 0 23257 HEIDI GOLDBERG DIR, ECONOMIC OPP & FIN. EMPOWERMENT 38.00 X 124380 0 30158 886369 794425 280880 11 0 1 0 CHILDREN & NATURE NETWORK 808 14TH AVENUE SE MINNEAPOLIS MN 55414 PROGRAM PROJECT PARTNER 542652 FOOD RESEARCH AND ACTION CENTER 1200 18TH STREET NW 400 WASHINGTON DC 20036 MEAL PROGRAM EXPANSION PROJECT 225000 2 145562 10640541 10786103 SPONSORSHIPS 900099 33000 33000 EDUCATION AND TRAINING 900099 20000 20000 53000 3194 3194 REIMBURSEMENTS 900099 -697 -697 -697 10841600 53000 0 2497 X 257472 257472 3031062 2982049 49013 204529 201168 3361 873777 842869 30908 257516 253685 3831 2877 262 2615 1823259 1823009 250 32792 32792 64908 63362 1546 47245 47131 114 17186 17186 429405 423707 561 5137 771480 771480 617100 615460 1640 ALLOWANCE FOR LOSS 949585 949585 INDIRECT COSTS 570383 570383 DUES AND SUBSCRIPTIONS 27291 27291 EXECUTIVE EXPENSE 4626 4626 958 853 105 9983451 9879744 8157 95550 1806860 3197672 4435718 3947906 93156 14437 453912 448423 0 2292 6789646 7610730 123237 140967 9901 25135 2271356 2187612 2404494 2353714 X -3281088 618246 7666240 4638770 4385152 5257016 6789646 7610730 858149 13715 0 X 0 1 X 1 0 X X X 1 NAT'L LEAGUE OF CITIES 530226780 10 1 0 0 1 0 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 FORM 990, SCHEDULE A, PART IV, LINE 3B: NATIONAL LEAGUE OF CITIES INSTITUTE (NLCI) IS THE SUPPORTING ORGANIZATION FOR THE NATIONAL LEAGUE OF CITIES (NLC), A 501(C)(4) ORGANIZATION. NLCI PERFORMED THE 509(A)(2) TEST FOR NLC AND FOUND THAT NLC'S SUPPORT PERCENTAGE EXCEEDS THE 33% MINIMUM OF PUBLIC SUPPORT THAT WOULD BE REQUIRED IF NLC WERE DESCRIBED AS SUCH AN ENTITY. ACCORDINGLY, NLCI IS ELIGIBLE TO SUPPORT NLC. PART IV, SECTION A, LINE 3C: FUNDS PROVIDED TO THE SUPPORTED ORGANIZATION (NLC) ARE REVIEWED INTERNALLY AND WITH ITS ACCOUNTING FIRM TO ENSURE PROPER USE. 0 DUE TO RELATED ORGANIZATION 2187612 2187612 X PART X, LINE 2: THE LEAGUE PERFORMED AN EVALUATION OF UNCERTAINTY IN INCOME TAXES FOR THE YEARS ENDED SEPTEMBER 30, 2018 AND 2017, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 0 0 0 0 0 0 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 0 387745 0 80824 0 0 0 21600 0 25145 0 515314 0 0 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 0 300792 0 25064 0 0 0 26500 0 10551 0 362907 0 0 CLIFFORD JOHNSON CENTER DIRECTOR, IYEF 200746 0 101 0 0 0 20152 0 20630 0 241629 0 0 0 JESSICA ZIMBABWE DIR. URBAN DEVELOPMENT 162538 0 101 0 0 0 8542 0 25019 0 196200 0 0 0 ANDREW MOORE DIR. YOUTH & YOUNG ADULT CONNECTIONS 139089 0 109 0 0 0 14334 0 24651 0 178183 0 0 0 AUDREY HUTCHINSON DIR. EDUCATION & EXPANDED LEARNING 131894 0 111 0 0 0 13204 0 17137 0 162346 0 0 0 TONJA RUCKER DIRECTOR, EARLY CHILDHOOD SUCCESS 127192 0 108 0 0 0 13006 0 10251 0 150557 0 0 0 HEIDI GOLDBERG DIR, ECONOMIC OPP & FIN. EMPOWERMENT 124256 0 124 0 0 0 13187 0 16971 0 154538 0 0 0 PART I, LINE 3 NLCI DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE NLC, A RELATED ORGANIZATION THAT IS TAX EXEMPT UNDER IRC SECTION CODE 501(C)(4). THE COST OF NLC'S OFFICERS AND KEY EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING ARRANGEMENT. THE FOLLOWING IS THE NLC COMPENSATION PROCESS: FOR THE EXECUTIVE DIRECTOR, SEARCH COMMITTEE IS ASSEMBLED AND SALARY DETERMINED BY A BENCH MARKING SURVEY, COMPENSATION REPORTS, AND INPUT FROM THE HUMAN RESOURCE DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY NLCI'S INDEPENDENT ACCOUNTING FIRM. UPON SUBMISSION OF THE DRAFT FEDERAL FORM 990, IT IS THEN REVIEWED BY NLCI'S SENIOR STAFF. THE DRAFT FEDERAL FORM 990 IS PROVIDED TO THE FULL BOARD OF DIRECTORS FOR REVIEW AND REVISION IF NEEDED PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS SIGNED BY EACH MEMBER OF THE BOARD OF DIRECTORS. THE BOARD MEMBERS ARE REQUIRED NOT TO ENGAGE IN ANY ACTIVITY THAT IS CONSIDERED TO CONFLICT WITH THE OPERATIONS OF NLCI. FORM 990, PART VI, SECTION B, LINE 15A NLCI DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE NATIONAL LEAGUE OF CITIES (NLC). THE COST OF NLC'S OFFICERS AND KEY EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING ARRANGEMENT. THE FOLLOWING IS THE NLC COMPENSATION PROCESS: FOR THE EXECUTIVE DIRECTOR, SEARCH COMMITTEE IS ASSEMBLED AND SALARY DETERMINED BY A BENCH MARKING SURVEY, COMPENSATION REPORTS, AND INPUT FROM THE HUMAN RESOURCE DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, A COPY OF THE REQUESTED FINANCIAL INFORMATION OR POLICY IS E-MAILED TO THE REQUESTING PARTY. FORM 990, PART IX, LINE 11G STAFF TRAINING: PROGRAM SERVICE EXPENSES 661. MANAGEMENT AND GENERAL EXPENSES 100. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 761. PHOTOGRAPHIC SERVICES: PROGRAM SERVICE EXPENSES 608. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 608. OUTSIDE SERVICES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 150. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 150. CONSULTANTS: PROGRAM SERVICE EXPENSES 632,110. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 632,110. SUBCONTRACTORS: PROGRAM SERVICE EXPENSES 1,189,630. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,189,630. NATIONAL LEAGUE OF CITIES 660 NORTH CAPITOL STREET NW SUITE 4 WASHINGTON DC 20001 530226780 STRENGTHENING AND PROMOTING CITIES IL 501(C)(4) N/A N/A 0 NATIONAL LEAGUE OF CITIES SERVICES INC 660 NORTH CAPITOL STREET NW SUITE 4 WASHINGTON DC 20001 522185034 PAYROLL SERVICES DE NATIONAL LEAGUE OF CITIES C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0