2019-06-20T14:15:27-05:00 2018-12-31 521855942 TATE AND TRYON 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2018-01-01 942437024 SEMICONDUCTOR INDUSTRY ASSOCIATION SEMI 2024461700 1101 K STREET NW NO 450 WASHINGTON DC 20005 JOHN NEUFFER PRESIDENT & CEO 2024461700 2019-06-20 1 DEBORAH G KOSNETT P00290720 2022932200 2019-06-18 216.59.105.130 2019-06-20 14:15:23 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 BF065EC4D347516EACB6EF6B1CA8D3F874D65F1D 2018 2019-02-21 02:37:17Z JOHN NEUFFER 1101 K STREET NW NO 450 WASHINGTON DC 20005 7739613 0 X WWW.SEMICONDUCTORS.ORG X 1977 CA THE SEMICONDUCTOR INDUSTRY ASSOCIATION (SIA) IS THE VOICE OF THE SEMICONDUCTOR INDUSTRY, ONE OF AMERICA'S TOP EXPORT INDUSTRIES AND A KEY DRIVER OF AMERICA'S ECONOMIC STRENGTH, NATIONAL SECURITY, AND GLOBAL COMPETITIVENESS. SEMICONDUCTORS THE TINY CHIPS THAT ENABLE MODERN TECHNOLOGIES HAVE HELPED GIVE RISE TO INCREDIBLE PRODUCTS AND SERVICES THAT HAVE TRANSFORMED OUR LIVES AND OUR ECONOMY. THE SEMICONDUCTOR INDUSTRY DIRECTLY EMPLOYS NEARLY A QUARTER OF A MILLION PEOPLE IN THE U.S., AND U.S. SEMICONDUCTOR COMPANIES' SALES TOTALED $209 BILLION IN 2018. SIA MEMBERS ACCOUNT FOR NEARLY 95 PERCENT OF ALL U.S. SEMICONDUCTOR INDUSTRY SALES. THROUGH THIS COALITION, SIA SEEKS TO STRENGTHEN LEADERSHIP OF SEMICONDUCTOR MANUFACTURING, DESIGN, AND RESEARCH BY WORKING WITH CONGRESS, THE ADMINISTRATION, AND KEY INDUSTRY STAKEHOLDERS TO ENCOURAGE POLICIES THAT FUEL INNOVATION, PROPEL BUSINESS, AND DRIVE INTERNATIONAL COMPETITION. 19 19 12 19 0 16946 0 0 6602296 7671666 3750 66508 4111 1439 6610157 7739613 0 0 0 0 3328204 3351520 0 0 0 2466597 3716976 5794801 7068496 815356 671117 8206666 7938638 4284904 3369793 3921762 4568845 X THE SEMICONDUCTOR INDUSTRY ASSOCIATION (SIA) ADVANCES POLICIES THAT HELP THE INDUSTRY GROW AND UNITES SEMICONDUCTOR COMPANIES AROUND COMMON CHALLENGES.SIA SEEKS TO STRENGTHEN U.S. LEADERSHIP IN SEMICONDUCTOR MANUFACTURING, DESIGN, AND RESEARCH BY WORKING WITH CONGRESS, THE ADMINISTRATION, AND KEY INDUSTRY STAKEHOLDERS TO ENCOURAGE POLICIES AND REGULATIONS THAT FUEL INNOVATION, PROPEL BUSINESS, AND DRIVE INTERNATIONAL COMPETITION. 0 0 GLOBAL POLICY - SUPPORT OF ACCESS TO FOREIGN MARKETS, NON-DISCRIMINATORY AND MARKET-BASED TRADE POLICIES, AND STRONG PROTECTION OF INTELLECTUAL PROPERTY.ADVOCACY - ADVOCACY ON BEHALF OF THE INDUSTRY ON POLICY PRIORITIES SUCH AS TRADE, TAX REFORM, IMMIGRATION REFORM, EXPORT CONTROLS, RESEARCH FUNDING, ENVIRONMENT, ANTI-COUNTERFEITING, AND INTELLECTUAL PROPERTY.MEMBER SERVICES - PROVIDING INFORMATION TO THE PUBLIC AND POLICYMAKERS ON THE SEMICONDUCTOR INDUSTRY.OCCUPATIONAL HEALTH, SAFETY, AND ENVIRONMENTAL PROJECTS - THE ASSOCIATION ENGAGES CONSULTANTS ON BEHALF OF THE MEMBERS TO ADDRESS TECHNICAL ISSUES ASSOCIATED WITH PENDING AND POTENTIAL ENVIRONMENTAL, HEALTH, AND SAFETY REGULATIONS.INDUSTRY STATISTICS PROGRAM - COLLECTING AND DISSEMINATING DATA ON THE SEMICONDUCTOR INDUSTRY. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 20 0 1 12 1 1 1 0 0 0 1 0 0 0 0 X 19 19 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 0 1 1 0 CA X MIKE WILLIAMS 2024461700 1101 K STREET NW NO 450 WASHINGTON DC 20005 MATT MURPHY CHAIR 1.00 X X 0 0 0 SANJAY MEHROTRA VICE CHAIR 1.00 X X 0 0 0 TUNC DOLUCA IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 DAVID ALDRICH DIRECTOR 1.00 X 0 0 0 ROBERT BRUGGEWORTH DIRECTOR 1.00 X 0 0 0 THOMAS CAULFIELD DIRECTOR 1.00 X 0 0 0 HASSANE EL-KHOURY DIRECTOR 1.00 X 0 0 0 KEITH JACKSON DIRECTOR 1.00 X 0 0 0 JOHN E KELLY III DIRECTOR 1.00 X 0 0 0 GREGG LOWE DIRECTOR 1.00 X 0 0 0 STEPHEN D MILLIGAN DIRECTOR 1.00 X 0 0 0 STEVE MOLLENKOPF DIRECTOR 1.00 X 0 0 0 GREG PEARSON DIRECTOR 1.00 X 0 0 0 VICTOR PENG DIRECTOR 1.00 X 0 0 0 LISA SU DIRECTOR 1.00 X 0 0 0 RICHARD K TEMPLETON DIRECTOR 1.00 X 0 0 0 TIM TETER DIRECTOR 1.00 X 0 0 0 TYSON TUTTLE DIRECTOR 1.00 X 0 0 0 GREG WATERS DIRECTOR 1.00 X 0 0 0 JOHN NEUFFER PRESIDENT & CEO 40.00 X 777294 0 58333 MIKE WILLIAMS CFO 16.00 X 150526 0 0 DAVID ISAACS VP, GOVERNMENT RELATIONS 40.00 X 440391 0 58717 JIMMY GOODRICH VP, GLOBAL POLICY 40.00 X 426933 0 36867 CHRISTINA DEVI BENGFORT KELLER DIRECTOR, GLOBAL POLICY 40.00 X 146423 0 24127 JOSEPH PASETTI SENIOR DIRECTOR, GOVERNMENT AFFAIRS 40.00 X 146518 0 26367 DANIEL ROSSO DIRECTOR, COMMUNICATIONS 40.00 X 152927 0 32675 CHRISTOPHER FALAN YINUG DIRECTOR, INDUSTRY STATISTICS 40.00 X 160106 0 33795 2401118 0 270881 8 0 1 0 LAURIE S BEU CONSULTING 12449 LOS INDIOS TRAIL AUSTIN TX 78729 CONSULTING SERVICES 319804 ARNOLD & PORTER KAYE SCHOLER LLP PO BOX 759451 BALTIMORE MD 21275 LEGAL SERVICES 232182 HOGAN LOVELLS 555 THIRTEENTH STREET NW WASHINGTON DC 20004 LEGAL SERVICES 204310 MIKE WILLIAMS 5307 WAPAKONETA ROAD BETHESDA MD 20816 CONSULTING SERVICES 150526 AKIN GUMP STRAUSS HAUER & FELD LLP 1333 NEW HAMPSHIRE AVENUE NW WASHINGTON DC 20036 LEGAL AND ADVOCACY SERVICES 149480 7 MEMBERSHIP DUES 900099 5630206 5630206 INDUSTRY STATISTICS 900099 1062279 1062279 MEMBER DIRECTED PROJEC 900099 785631 785631 ANNUAL AWARD DINNER 900099 193550 193550 7671666 66508 66508 OTHER INCOME 900099 1439 1439 1439 7739613 7671666 0 67947 X 1976635 1039670 81662 137460 116093 526382 33340 10000 1308292 63959 144875 138096 390004 254031 558129 64042 42930 COALITIONS 134200 EQUIP AND EQUIP RENTAL 21245 SUBS, DUES AND PUBS 21012 ALL OTHER EXPENSES 6439 7068496 4813016 3488342 2718699 523569 112220 110689 65161 18049 517945 114701 437902 403244 0 3335077 59668 59668 8206666 7938638 553245 649896 2676875 2108951 1054784 610946 4284904 3369793 X 3921762 4568845 3921762 4568845 8206666 7938638 671117 -24034 0 X 0 1 X 1 0 0 0 1 5630206 1011000 -735876 275124 675625 -400501 437080 59581 377499 80865 55120 25745 403244 DEFERRED RENT ABATEMENT 247536 DEFERRED IMPROVEMENT ALLOWANCE 363410 610946 7705579 -24034 -24034 7729613 10000 10000 7739613 7058496 0 7058496 10000 10000 7068496 X X X 0 0 0 JOHN NEUFFER PRESIDENT & CEO 777294 0 0 0 0 0 26125 0 42962 0 846381 0 0 0 MIKE WILLIAMS CFO 150526 0 0 0 0 0 0 0 0 0 150526 0 0 0 DAVID ISAACS VP, GOVERNMENT RELATIONS 440391 0 0 0 0 0 26125 0 42825 0 509341 0 0 0 JIMMY GOODRICH VP, GLOBAL POLICY 426933 0 0 0 0 0 26125 0 17329 0 470387 0 0 0 CHRISTINA DEVI BENGFORT KELLER DIRECTOR, GLOBAL POLICY 146423 0 0 0 0 0 12191 0 21180 0 179794 0 0 0 JOSEPH PASETTI SENIOR DIRECTOR, GOVERNMENT AFFAIRS 146518 0 0 0 0 0 13800 0 14957 0 175275 0 0 0 DANIEL ROSSO DIRECTOR, COMMUNICATIONS 152927 0 0 0 0 0 12427 0 28137 0 193491 0 0 0 CHRISTOPHER FALAN YINUG DIRECTOR, INDUSTRY STATISTICS 160106 0 0 0 0 0 12957 0 30275 0 203338 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION HAS THREE CLASSES OF MEMBERSHIP: CHARTER MEMBERS WHO HAVE VOTING RIGHTS, INTERNATIONAL ASSOCIATE MEMBERS AND CORPORATE ASSOCIATE MEMBERS THAT DO NOT HAVE VOTING RIGHTS. FORM 990, PART VI, SECTION A, LINE 7A THE CHARTER (VOTING) MEMBERS ELECT THE BOARD OF DIRECTORS OF THE ASSOCIATION AT THE ANNUAL MEMBERS MEETING. FORM 990, PART VI, SECTION A, LINE 7B UNDER THE CALIFORNIA MUTUAL BENEFIT CORPORATION CODE, SEVERAL MATTERS, E.G., MERGERS AND ACQUISITIONS, DISPOSAL OF ASSETS, ETC. ARE RESERVED EXCLUSIVELY TO THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE 990 IS PROVIDED TO THE AUDIT COMMITTEE OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 12C WHEN ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST ARISES, OFFICERS AND STAFF OF THE SIA DISCLOSE TO SIA THE EXISTENCE OF THE ACTIVITY OR OPPORTUNITY THAT GIVES RISE TO SUCH CONFLICT. DISCLOSURE IS MADE TO THE PRESIDENT OR, IN THE CASE OF THE PRESIDENT, TO THE CHAIRMAN OF THE BOARD. THE PRESIDENT, WITH THE ASSISTANCE OF SIA'S OUTSIDE COUNSEL, ADDRESSES ANY CONFLICT OF INTEREST OR POTENTIAL CONFLICT OF INTEREST SUBMITTED WITH RESPECT TO OFFICERS AND STAFF AND INFORMS THE CHAIRMAN OF THE BOARD OF THE RESOLUTION. THE CHAIRMAN OF THE BOARD, WITH THE ASSISTANCE OF SIA'S OUTSIDE COUNSEL, ADDRESSES ANY CONFLICT OF INTEREST OR POTENTIAL CONFLICT OF INTEREST WITH RESPECT TO THE PRESIDENT AND INFORMS THE BOARD OF THE RESOLUTION. IF THE CHAIRMAN OF THE BOARD OR THE PRESIDENT HAS REASONABLE CAUSE TO BELIEVE THAT A PERSON HAS FAILED TO DISCLOSE AN ACTIVITY OR OPPORTUNITY THAT MAY POSE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST, HE INFORMS THE COVERED PERSON OF THE BASIS FOR SUCH BELIEF AND AFFORD THE PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF AFTER HEARING THE COVERED PERSON'S RESPONSE AND MAKING ANY FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES THE CHAIRMAN OF THE BOARD OR THE PRESIDENT, AS THE CASE MAY BE, DETERMINES THAT THE COVERED PERSON HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, THE CHAIRMAN OF THE BOARD OR THE PRESIDENT TAKE APPROPRIATE CORRECTIVE OR DISCIPLINARY ACTION. FORM 990, PART VI, SECTION B, LINE 15 PRESIDENT OF THE SIA'S MERIT INCREASE AND BONUS ARE DETERMINED BY THE SIA BOARD COMPENSATION SUBCOMMITTEE BASED ON HIS/HER PERFORMANCE. THE COMPENSATION SUBCOMMITTEE ALSO USES FORM 990 INFORMATION FROM OTHER ORGANIZATIONS AS A SOURCE OF COMPARABILITY DATA. PRESIDENT OF THE SIA ASSESSES ALL EMPLOYEES AND DETERMINES MERIT INCREASE AND BONUS BASED ON EMPLOYEE'S PERFORMANCE. PRESIDENT OF THE SIA SUBMITS RECOMMENDATIONS TO THE SIA BOARD COMPENSATION SUBCOMMITTEE WHICH CONSISTS OF THE PAST CHAIR, CURRENT CHAIR, AND CURRENT VICE CHAIR. COMMITTEE EITHER APPROVES OR PROVIDES GUIDANCE ON CHANGE. THE LAST COMPENSATION REVIEW TOOK PLACE IN DECEMBER 2018. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING - GENERAL 502,866. CONSULTING - ESH 785,631. TRANSLATION AND INTERPRETATION 19,795.