2019-05-15T16:36:14-05:00 2018-06-30 KPMG LLP One Financial Plaza Hartford CT 061032608 990 2017-07-01 060731360 University of Hartford % Laura Whitney UNIV 8607685691 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 LAURA WHITNEY VP OF FIN. & ADMIN 8607685691 2019-05-15 true MARY-EVELYN ANTONETTI P00431862 8605223200 2019-05-15 167.68.102.5 06014420191355000028 2019-05-15 P 8A5C46716958F9D331A6DE825B8C303369DA92FC F7E791049FCEE4943A341CCA4F642AE72B60D2A0 2017 2019-02-21 02:37:17Z LAURA WHITNEY 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 305432322 false X www.hartford.edu X 1957 CT THE UNIVERSITY PROVIDES A LEARNING ENVIRONMENT IN WHICH STUDENTS MAY TRANSFORM THEMSELVES, INTELLECTUALLY, PERSONALLY AND SOCIALLY. (SEE SCHEDULE O) 42 35 3963 150 -358953 -458781 12396423 16031552 247809259 249882047 9869785 8575955 1304126 1320433 271379593 275809987 84152221 90893916 0 0 106787687 108185673 10267 9483 4883379 74348746 73355751 265298921 272444823 6080672 3365164 372564421 371140146 162167200 147920900 210397221 223219246 X THE UNIVERSITY PROVIDES A LEARNING ENVIRONMENT IN WHICH STUDENTS MAY TRANSFORM THEMSELVES, INTELLECTUALLY, PERSONALLY AND SOCIALLY. (SEE SCHEDULE O) false false 244163357 90893916 250423457 THE UNIVERSITY OF HARTFORD IS AN INDEPENDENT, COEDUCATIONAL, NONSECTARIAN INSTITUTION THAT CURRNTLY ENROLLS APPROXIMATELY 6,794 FULL AND PART-TIME STUDENTS THAT REPRESENT 47 US STATES AND 51 FOREIGN COUNTRIES. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SEVEN SCHOOLS OFFERING 4 ASSOCIATE'S, 82 BACCALAUREATE, 29 MASTERS, AND 7 DOCTORAL AREAS OF STUDY. 244163357 true true false true false false false true false true true true false false true true true false true false true false true false true false false false true true true false false false false false false true false false false true true false false false true false false false true X 656 0 true 3963 true true true true CA CJ EI UK false false false true true false false false false X 42 35 false false false false false false false true true false false false true true true true true true true false AK CO DC KY MD MA MI NV NH NJ NY OH OK OR SC WA X Laura Whitney 8607685691 200 Bloomfield Avenue West Hartford CT 06117 X LUCILLE NICKERSON REGENT/ CHAIR ENDED 5.20.18 2.0 0.0 X 0 0 0 DONALD ALLAN REGENT 2.0 0.0 X 0 0 0 KATHLEEN BEHRENS VICE CHAIR BEGAN 5.20.18 2.0 0.0 X 0 0 0 JAMES BRINO STUDENT REGENT BEGAN 5.21.18 20.0 0.0 X 2063 0 0 MICHELLE CARDEN REGENT 2.0 0.0 X 0 0 0 VICTORIA CERAMI REGENT 2.0 0.0 X 0 0 0 ELSA CHIN REGENT 2.0 0.0 X 0 0 0 JOSEPH COUGHLIN REGENT 2.0 0.0 X 0 0 0 JON DAIGLE FACULTY REGENT BEGAN 9.15.17 40.0 0.0 X 66730 0 35243 TONY FALCETTI REGENT 2.0 0.0 X 0 0 0 NICHOLAS GALLUCCIO REGENT 2.0 0.0 X 0 0 0 DAVID A GORDON CHAIRMAN TERM BEGAN 5.21.18 2.0 0.0 X 0 0 0 WALTER HAUCK REGENT 2.0 0.0 X 0 0 0 JEFFREY HOFFMAN REGENT 2.0 0.0 X 0 0 0 FRANCIS HURSEY REGENT 2.0 0.0 X 0 0 0 MARY INGUANTI REGENT 2.0 0.0 X 0 0 0 ROSY KAPUR REGENT 2.0 0.0 X 0 0 0 KAREN KELLEHER REGENT TERM BEGAN 5.21.18 2.0 0.0 X 0 0 0 DEBORAH KOLTENUK REGENT 2.0 0.0 X 0 0 0 MARK MANDELL REGENT 2.0 0.0 X 0 0 0 GARY MASSE VICE CHAIR BEGAN 5.21.18 2.0 0.0 X 0 0 0 PATRICIA A MCKINLEY REGENT 2.0 0.0 X 0 0 0 TIMOTHY MCLAUGHIN REGENT 2.0 0.0 X 0 0 0 BOBBI MCNEIL REGENT 2.0 0.0 X 0 0 0 GLENN MESSEMER REGENT 2.0 0.0 X 0 0 0 MARJORIE MORRISSEY REGENT 2.0 0.0 X 0 0 0 CHUCK PAGANO REGENT TERM BEGAN 5.21.18 2.0 0.0 X 0 0 0 RITA PARISI REGENT 2.0 0.0 X 0 0 0 ANNE PIDANO FACULTY REGENT 40.0 0.0 X 74706 0 27176 ESTHER PRYOR REGENT 2.0 0.0 X 0 0 0 DOUGLAS RIAHI REGENT 2.0 0.0 X 0 0 0 GIRISH RISHI REGENT 2.0 0.0 X 0 0 0 PETER SCHAUER REGENT 2.0 0.0 X 0 0 0 JEFFREY SHOHAM REGENT 2.0 0.0 X 0 0 0 PAUL SITTARD VICE CHAIR BEGAN 5.21.18 2.0 0.0 X 0 0 0 BRIAN SMITH REGENT ADJ FAC 7.0 0.0 X 3450 0 0 ALEXANDRA THOMAS REGENT 2.0 0.0 X 0 0 0 DAVID THOMPSON REGENT 2.0 0.0 X 0 0 0 ELIOT P WILLIAMS REGENT 2.0 0.0 X 0 0 0 KYLE VACCARO STUDENT REGENT BEGAN 5.21.18 20.0 0.0 X 3614 0 0 MICHAEL WININGER FAC REGENT BEGAN 5.21.18 40.0 0.0 X 66421 0 37935 GREGORY WOODWARD PRESIDENT TERM BEGAN 7.1.17 40.0 0.0 X X 241214 0 95735 MARIA FEELEY VP GEN COUNSEL & SECRETARY 40.0 0.0 X 218785 0 52833 AROSHA JAYAWICKREMA VP FINANCE & ADMIN 40.0 0.0 X 267278 0 31018 KATE PENDERGAST VP INSTITUTIONAL ADVANCEMENT 40.0 0.0 X 220083 0 20769 J LEE PETERS VP STUDENT AFFAIRS 40.0 0.0 X 190257 0 29347 H FREDERICK SWEITZER PROVOST 40.0 0.0 X 220411 0 44509 KATHERINE BLACK DEAN, A&S 40.0 0.0 X 190062 0 37288 DAVID GOLDENBERG INT DEAN ENHIP 40.0 0.0 X 242258 0 46620 LOUIS MANZIONE DEAN, CETA 40.0 0.0 X 243210 0 52719 JOHN GALLAGHER HEAD'S MEN BASKETBALL COACH 40.0 0.0 X 218167 0 52097 MARTIN ROTH DEAN, BARNEY SCHOOL OF BUS. 40.0 0.0 X 404641 0 58976 NANCY STUART DEAN, HARTFORD ART SCHOOL 40.0 0.0 X 190275 0 39293 ELIZABETH A COOPER DEAN. HARTT 40.0 0.0 X 192973 0 27676 KIMBERLY MCNEILL HEAD WOMEN'S BASKETBALL COACH 40.0 0.0 X 207697 0 52817 WALTER HARRISON REGENT/PRES, ENDED 6.30.17 40.0 0.0 X 925956 0 57224 4390251 0 799275 93 true true false ARAMARK Food Support Services In 1101 Market Street Philadelphia PA 19107 Food & Facility Svs 14907000 Construction Services of Somerset I PO Box 53388 Boulder CO 80322 Construction Svs 3564292 Ellucian Company LP 4 Country View Road Malvern PA 19355 Digital Consults 3711496 Enterprise Builders Inc 46 Shepard Drive Newington CT 06111 Construction Svs 2115442 Shawmut Design Construction 3 Davol Square Suite A275 Providence RI 02930 Construction Svs 1963111 54 165254 666812 3438981 11760505 1153515 16031552 TUITION AND FEES 611710 194416292 194416292 ROOM, BOARD AND AUXILIARY 721310 45904431 45904431 HARTT COMMUNITY DIVISION 711190 3561775 3561775 ATHLETICS 900099 1534460 1534460 SUMMER PLACE 812900 838658 838658 3626431 3626431 249882047 2790472 -338943 3129415 0 0 88471 78108 10363 0 10363 -27200 37563 35050032 29264549 5785483 5785483 5785483 180281 666812 279678 -99397 -99397 0 0 0 0 0 0 PARKING REVENUE 900099 860867 860867 SPORTS CENTER 713940 498696 491506 7190 CONCESSIONS 561499 49904 49904 1409467 275809987 250423457 -358953 9713931 0 90361338 90361338 532578 532578 0 3269451 2814402 356320 98729 106780 91954 11564 3262 79818478 68760050 8588854 2469574 4916501 4208212 591789 116500 14119469 12108988 1622986 387495 5954994 5053895 737261 163838 0 613242 613242 212120 212120 0 9483 9483 871860 871860 10458606 7392849 2394401 671356 465429 410521 26573 28335 6281449 4511910 1338362 431177 4722247 2695300 2026947 0 694986 521981 170363 2642 5112864 4587436 415482 109946 0 1123097 674238 398532 50327 2980853 2754465 209739 16649 0 11100002 10256987 781020 61995 2177951 261540 1916411 DINING 13546952 13546952 UTILITIES 5956071 5846666 102014 7391 EQUIPMENT & FURNITURE 138568 79090 59478 EQUIPMNT REPAIRS & MAIN 1262076 1262076 5637378 5429929 -47231 254680 272444823 244163357 23398087 4883379 1672482 127687 45262651 33269927 7270117 5747264 7121544 5533992 0 0 0 0 4748839 4806081 0 0 1647176 2799615 351122711 214055915 135165780 137066796 62817252 76800182 90904161 87747252 0 0 0 0 15954419 17241350 372564421 371140146 16769227 12999341 0 0 14785969 12914774 103267414 97983496 0 0 0 0 13065 13065 0 0 27331525 24010224 162167200 147920900 X 55090668 55312042 62951312 68132113 92355241 99775091 210397221 223219246 372564421 371140146 X 3365164 3553218 5903643 X false true X true true true X 11566150 12591063 15896043 12396423 16031552 68481231 0 0 11566150 12591063 15896043 12396423 16031552 68481231 7071809 61409422 2549983 3580072 3711211 3302355 2878943 16022564 0 1073678 1110319 1035897 1065956 1409467 5695317 90199112 1208518402 0.68082 0.70090 X false true false false false false true 2410 false true 1335 3745 false Form Sch C Part II-B Line 1g THE UNIVERSITY OF HARTFORD ALLOCATED A PORTION OF A PAID STAFF MEMBER'S TIME TOWARD SECURING FEDERAL AND STATE FUNDING IN SUPPORT OF THE UNIVERSITY'S MISSION. Form Sch C Part II-B Line 1i THE UNIVERSITY INVITED STATE LEGISLATORS FOR A BREAKFAST TO DISCUSS ISSUES RELATED TO HIGHER EDUCATION. THE UNIVERSITY OF HARTFORD PAYS MEMBERSHIP DUES TO VARIOUS ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. X X X X false false 164456265 6617621 13258855 5577449 178755292 145522204 2175971 22114264 5356174 164456265 148917452 3099383 -1523116 4971515 145522204 146114604 6723499 752561 4673212 148917452 128452065 2141884 19723021 4202366 146114604 0.16000 0.56000 0.28000 false true true 0 6542915 6542915 0 283625450 165715303 117910147 0 44206533 37711160 6495373 0 16747813 10629452 6118361 137066796 NON-US EQUITIES 52065742 F FIXED INCOME 12590305 F PRIVATE EQUITY FUNDS 7510955 F HEDGED MULTI-STRATEGY FUNDS 12120682 F REAL ASSETS 3459568 F 87747252 0 STUDENT DEPOSITS 1651268 ACCRUED POST RETIREMENT BENEFI 12102228 FED GOVT STDENT LOAN ADVANCES 4865683 ASSET RETIREMENT OBLIGATIONS 5391045 24010224 X 194372932 3553218 5903643 9456861 184916071 90893916 90893916 275809987 181550907 181550907 90893916 90893916 272444823 Form Sch D Part III Line 1a IT IS THE UNIVERSITY'S POLICY NOT TO CAPITALIZE LIBRARY AND ARTS COLLECTIONS. PURCHASES OF SUCH COLLECTIONS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE PERIOD IN WHICH ITEMS ARE ACQUIRED. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM THE SALE OF COLLECTION ITEMS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPLICABLE NET ASSET CLASS. Form Sch D Part III Line 4 THE COLLECTION IS SUPPORTED BY INTERLIBRARY RESOURCE-SHARING SERVICES FOR BOTH BORROWING AND LENDING MATERIALS. THE HARRISOSN LIBRARIES COLLECTIONS HAVE HOLDINGS OF MORE THAN 393,490 BOOKS, JOURNALS, MUSIC SCORES, MICROFILM, VIDEOS, AND DVDS. THE MORTENSEN LIBRARY IS THE GENERAL LIBRARY HOUSING MORE THAN 100 PCS, LAPTOPS, IPADS AND ASSORTED COMPUTER TECHNOLOGY AS WELL AS COLLABORATIVE PODS. THE MIDLRED P. ALLEN MEMORIAL LIBRARY HOLDS A COLLECTION OF MORE THAN 80,000 BOOKS, SCORES AND PERFORMING EDITIONS, AND MORE THAN 400 ONLINE PRINT JOURNAL AND TITLES. THE UNIVERSITY'S ART COLLECTION IS A MAJOR RESOURCE FOR EDUCATION IN THE VISUAL ARTS FOR STUDENTS, FACULTY, STAFF AND THE PUBLIC AUDIENCES THROUGHOUT THE REGION WITH SIGNIFICANT EXHIBITIONS BY NOTED ARTISTS AND REGULARLY SCHEDULED PUBLIC PROGRAMS. EXHIBITIONS ARE PRESENTED IN THE JOSELOFF AND SILPE GALLERIES, AND THE HARRY JACK CENTER WITHIN THE HARTFORD ART SCHOOL. ARTWORKS FROM THE UNIVERSITY'S COLLECTIONS ARE DISPERSED THROUGHOUT CAMPUS. Form Sch D Part V Line 4 BOARD DESIGNATED ENDOWMENT FUNDS ARE TO BE USED AS NEEDED TO FUND SCHOLARSHIPS, CAPITAL EXPENDITURES, GENERAL EXPENDITURES AND PROVIDE PROGRAM SUPPORT. PREMANENT ENDOWED FUNDS ARE TO BE RETAINED PERMANENTLY ACCORDING TO DONOR STIPULATION. TERM ENDOWED FUND ARE TO BE USED ACCORDING TO DONOR STIPULATIONS. Form Sch D Part X Line 2 THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(A) OF THE CODE AND APPLICABLE STATE LAWS. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. ON DECEMBER 22, 2017, THE PRESIDENT SIGNED INTO LAW H.R. 1, ORIGINALLY KNOWN AS THE TAX CUTS AND JOBS ACT. THE NEW LAW (PUBLIC LAW NO. 115-97) INCLUDES SUBSTANTIAL CHANGES TO THE TAXATION OF INDIVIDUALS, BUSINESSES, MULTINATIONAL ENTERPRISES AND OTHERS. IN ADDITION TO MANY GENERALLY APPLICABLE PROVISIONS, THE LAW CONTAINS SEVERAL SPECIFIC PROVISIONS THAT RESULT IN CHANGES TO THE TAX TREATMENT OF TAX-EXEMPT ORGANIZATIONS AND THEIR DONORS. THE UNIVERSITY HAS REVIEWED THESE PROVISIONS AND THE POTENTIAL IMPACT AND CONCLUDED THE ENACTMENT OF H.R. 1 WILL NOT HAVE A MATERIAL EFFECT ON THE OPERATIONS OF THE UNIVERSITY. Form Sch D Part XI Line 2d CHANGE IN VALUE IN PERPETUAL TRUST $1,855,787 CHANGE IN VALUE IN SPLIT INTEREST AGREEMENTS $(233,703) CHANGE IN FAIR VALUE OF INTEREST SWAP AGREEMENT $1,549,865 ACTUARIAL CHANGE IN POST-RETIREMENT BENEFITS $2,731,694 TOTAL $5,903,643. Form Sch D Part XI Line 4b FINANCIAL AID $90,893,916 Form Sch D Part XII Line 4b FINANCIAL AID $90,893,916 true true true true true true true false false false false false false false false true false true Form Sch E Part I Line 3 THE ORGANIZATION'S RACIALLY NON-DISCRIMINATORY POLICY IS PUBLICIZED IN THE UNDERGRADUATE AND GRADUATE BULLETINS. THE POLICY IS ALSO PUBLICIZED IN THE STAFF EMPLOYMENT MANUAL AND THE FACULTY POLICY MANUAL. IN ADDITION, THE POLICY STATEMENT IS EMAILED TO EVERY EMPLOYEE ONCE A YEAR AND POSTED ON EMPLOYEE COMMUNICATION CENTERS LOCATED IN THE AUERBACH COMPUTER AND ADMINISTRATION CENTER, HANDEL PERFORMANCE ARTS CENTER, THE FACILITIES BUILDING, THE OFFICE OF HUMAN RESOURCES DEVELOPMENT AS WELL AS ON THE WEBSITE AT WWW.HARTFORD.EDU/HRD. Form Sch E Part I Line 6a THE UNIVERSITY OF HARTFORD OFFERS NEED BASED STUDENT FINANCIAL ASSISTANCE TO ELIGIBLE STUDENTS TO HELP DEFRAY THEIR EDUCATIONAL EXPENSES. THE UNIVERSITY CANNOT GUARANTEE EACH APPLICANT THAT HIS OR HER NEED WILL BE MET IN FULL SINCE FINANCIAL AID IS CONTINGENT UPON THE TIMELINESS OF THE STUDENT'S APPLICATION, FEDERAL REGULATIONS, AND INSTITUTIONAL POLICIES COVERNING FINANCIAL AID AND THE AVAILABILITY OF FUNDS. true Europe (Including Iceland and Greenland) Program Services EDUCATION/RESEARCH 244267 East Asia and the Pacific Program Services EDUCATION/RESEARCH 5000 South Asia Program Services EDUCATION/RESEARCH 16056 Middle East and North Africa Program Services EDUCATION/RESEARCH 4293 North America Program Services EDUCATION/RESEARCH 32885 Europe (Including Iceland and Greenland) Investments 21705873 Central America and the Caribbean Investments 674803 North America Investments 4160344 Europe (Including Iceland and Greenland) Grantmaking INTERNATIONAL STUDY 274109 East Asia and the Pacific Grantmaking INTERNATIONAL STUDY 117072 Middle East and North Africa Grantmaking INTERNATIONAL STUDY 41875 South America Grantmaking INTERNATIONAL STUDY 11250 Sub-Saharan Africa Grantmaking INTERNATIONAL STUDY 88272 27376099 27376099 SCHOLARSHIP/ASSISTANCE FOR TUITION Europe (Including Iceland and Greenland) 32 274109 CHECK SCHOLARSHIP/ASSISTANCE FOR TUITION East Asia and the Pacific 12 117072 CHECK SCHOLARSHIP/ASSISTANCE FOR TUITION Middle East and North Africa 3 41875 CHECK SCHOLARSHIP/ASSISTANCE FOR TUITION South America 1 11250 CHECK SCHOLARSHIP/ASSISTANCE FOR TUITION Sub-Saharan Africa 7 88272 CHECK false false true true true false Form Sch F Part I Line 2 THE UNIVERSITY OF HARTFORD HAS SIGNED AGREEMENTS WITH COOPERATING INSTITUTIONS TO ENSURE THAT GRANT PAYMENTS RECEIVED FROM THE UNIVERSITY OF HARTFORD WILL BE PROPERLY CREDITED TO THE STUDENT ACCOUNTS AT THE FOREIGN UNIVERSITIES. PART I, COLUMN (F) THE AMOUNTS REPORTED IN COLUMN (F), TOTAL EXPENDITURES FOR EDUCATION AND RESEARCH, REPRESENT OTHER FOREIGN ACTIVITY EXPENSES SEPARATELY IDENTIFIABLE BY REGION AND ACTIVITY IN THE UNIVERSITY'S ACCOUNTING SYSTEM. THE AMOUNTS REPORTED IN COLUMN (F), TOTAL EXPENDITURES FOR INTERNATIONAL STUDIES, REPRESENT STUDY ABROAD GRANTS TRACKED SEPARATELY BY THE INTERNATIONAL STUDIES OFFICE. PART II, LINE 1 ACCOUNTING METHOD INVESTMENTS ARE ACCOUNTED FOR AT FAIR MARKET VALUE. PROGRAM SERVCIES AND GRANTMAKING ARE ACCOUNTED FOR USING THE ACCRUAL METHOD OF ACCOUNTING. HARTT GALA 184750 139415 45335 1900 25733 15545 37161 GOLF 115740 89490 26250 3347 11148 9660 27799 12 546603 437907 108696 6169 18894 57782 6751 57789 847093 666812 180281 11416 18894 94663 31956 122749 279678 -99397 true FINANCIAL AID AND SCHOLARSHIP FUNDS 4238 90361338 N/A N/A Form Sch I Part I Line 2 THE UNIVERSITY OFFERS NEED-BASED AND MERIT-BASED AWARDS. THE NEED-BASED AWARDS ARE BASED ON THE FAFSA FORM THAT IS SUBMITTED BY UNIVERSITY STUDENTS AND AWARDED ACCORDING TO THEIR FINANCIAL NEED. MERIT-BASED AWARDS ARE BASED ON SAT, GPA AND OTHER TEST SCORES. UNIVERSITY AWARDS ARE CREDITED TO STUDENT ACCOUNTS. THE UNIVERSITY AWARDS INSTITUTIONAL FUNDS TO STUDENTS ACCORDING TO UNIVERSITY POLICIES. FUNDS ARE MANAGED BY THE OFFICES OF STUDENT FINANCIAL ASSISTANCE AND FINANCIAL AFFAIRS TO COMPLY WITH ALL APPLICABLE COMPLIANCE REGULATIONS. Form Sch I Part III CASH GRANTS ARE CREDITS TO STUDENT ACCOUNTS. X X X false true X X X X false true false false false false false false GREGORY WOODWARD PRESIDENT TERM BEGAN 7.1.17 239828 1386 0 61538 0 34197 0 336949 0 0 0 MARIA FEELEY VP GEN COUNSEL & SECRETARY 218207 578 0 18710 0 34123 0 271618 0 0 0 AROSHA JAYAWICKREMA VP FINANCE & ADMIN 265892 1386 0 24025 0 6993 0 298296 0 0 0 KATE PENDERGAST VP INSTITUTIONAL ADVANCEMENT 219663 420 0 19770 0 999 0 240852 0 0 0 J LEE PETERS VP STUDENT AFFAIRS 187707 2550 0 17018 0 12329 0 219604 0 0 0 H FREDERICK SWEITZER PROVOST 215077 5334 0 20181 0 24328 0 264920 0 0 0 KATHERINE BLACK DEAN, A&S 189462 600 0 16817 0 20471 0 227350 0 0 0 DAVID GOLDENBERG INT DEAN ENHIP 239565 2693 0 21479 0 25141 0 288878 0 0 0 LOUIS MANZIONE DEAN, CETA 240438 2772 0 22446 0 30273 0 295929 0 0 0 JOHN GALLAGHER HEAD'S MEN BASKETBALL COACH 215751 2416 0 20484 0 31613 0 270264 0 0 0 MARTIN ROTH DEAN, BARNEY SCHOOL OF BUS. 301792 102849 0 23197 0 35779 0 463617 0 75000 0 NANCY STUART DEAN, HARTFORD ART SCHOOL 187630 2645 0 17605 0 21688 0 229568 0 0 0 ELIZABETH A COOPER DEAN. HARTT 191633 1340 0 17429 0 10247 0 220649 0 0 0 KIMBERLY MCNEILL HEAD WOMEN'S BASKETBALL COACH 207177 520 0 19722 0 33095 0 260514 0 0 0 WALTER HARRISON REGENT/PRES, ENDED 6.30.17 263675 662281 0 24300 0 32924 0 983180 0 657955 0 Form Sch J Part I Line 1a AS A CONDITON OF EMPLOYMENT, THE PRESIDENT RESIDES IN UNIVERSITY-OWNED HOUSING FOR THE CONVENIENCE OF THE UNIVERSITY. THIS BENEFIT WAS NOT CONSIDERED TAXABLE. THE VALUE OF THE HOUSING BENEFIT IS INCLUDED IN SCHEDULE J, PART II, COLUMN (D). THE UNIVERSITY PROVIDED CLEANING SERVICES FOR THE PUBLIC AND PRIVATE PORTIONS OF THE PRESIDENT'S HOUSE. THE FORMER PRESIDENT HAS REIMBURSED THE UNIVERSITY FOR THE VALUE OF CLEANING SERVICES ATTRIBUTABLE TO THE PRIVATE QUARTERS AND THIS AMOUNT WAS NOT TREATED AS TAXABLE INCOME. THE UNIVERSITY PROVIDES FOR REASONABLE TRAVEL EXPENSES FOR THE PRESIDENT'S SPOUSE ONLY WHEN ACCOMPANYING THE PRESIDENT TO EVENTS ON BEHALF OF THE UNIVERSITY, AND ONLY WHERE THE SPOUSE IS SERVING A BUSINESS PURPOSE. THIS BENEFIT WAS NOT CONSIDERED TAXABLE. THE VALUE OF THE TRAVEL BENEFIT IS INLUCED IN SCHEDULE J, PART II, COLUMN (D). Form Sch J Part I Line 1b THE BENEFITS DESCRIBED IN LINE 1A ARE GOVERNED BY THE TERMS OF THE PRESIDENT'S EMPLOYMENT CONTRACT, WHICH WAS APPROVED BY THE COMPENSATON COMMITTEE OF THE UNIVERSITY'S GOVERNING BOARD. FORM SCH J PART I LINE 4B THE PRESIDENT ENTERED INTO AN EMPLOYMENT CONTRACT WITH A TERM OF JULY 1, 2017 THROUGH JUNE 30, 2020 WHICH INCLUDES A PROVISION FOR DEFERRED COMPENSATION IN THE AMOUNT OF $45,000 FOR EACH CONTRACT YEAR BEGINNING WITH THE CONTRACT YEAR ENDING JUNE 30, 2018, CONTINGENT UPON SATISFACTORY OVERALL PERFORMANCE EACH CONTRACT YEAR AND SATISFACTORY COMPLETION OF HIS CONTRACT TERM, WITH ANY SUCH DEFERRED COMPENSATION ACCRUED ANNUALLY AND PAYABLE ON JULY 1, 2020. THIS AMOUNT IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). MARTIN ROTH RECEIVED DEFERRED COMPENSATION OF $25,000 WHICH WAS PLACED IN ESCROW FOR SATISFACTORY OVERALL PERFORMANCE AS DETERMINED BY THE PRESIDENT OF THE UNIVERSITY, PAYABLE IN 2018 SUBJECT TO COMPLETION OF HIS CONTRACT. THE AMOUNT IS REPORTED ON SCHEDULE J, PART II, COLUMN C. IN ADDITION, PAYMENTS RECEIVED FROM PRIOR YEAR ACCRUED COMPENSATION, ARE INCLUDED IN COLUMNS SCHEDULE J, PART II, COLUMN (B)(iii) AND COLUMN (F). THE FORMER PRESIDENT ENTERED INTO AN EMPLOYMENT CONTRACT WITH A TERM OF JULY 1,2012 THROUGH JUNE 30, 2017 WHICH INCLUDES A PROVISION FOR DEFERRED COMPENSATION IN THE AMOUNT OF $130,000 FOR EACH CONTRACT YEAR BEGINNING WITH THE CONTRACT YEAR ENDING JUNE 30, 2013, CONTINGENT UPON SATISFACTORY OVERALL PERFORMANCE EACH CONTRACT YEAR AND SATISFACTORY COMPLETION OF HIS CONTRACT TERM, WITH ANY SUCH DEFERRED COMPENSATION ACCRUED ANNUALLY AND PAYABLE ON JULY 1, 2017. THIS AMOUNT IS INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(iii) AND COLUMN (F). FORM SCH J PART I LINE 4D INCLUDED IN THE PRESIDENT'S NONTAXABLE BENEFITS IS $1,670 RELATED TO SPOUSAL TRAVEL. THE TERMS OF THE PRESIDENT'S EMPLOYMENT CONTRACT SPECIFIES THAT SPOUSAL TRAVEL IS COVERED FOR UNIVERSITY RELATED BUSINESS. A ST OF CT HEALTH & FACILITIES AUTH - SERIES H&I 060806186 000000000 2012-04-26 58600000 SEE PART VI false false false B ST OF CT HEALTH & FACILITIES AUTH - EASY LOAN 3 060806186 000000000 2011-07-15 5000000 SEE PART VI false false false C ST OF CT HEALTH & FACILITIES AUTH - EASY LOAN 4 060806186 000000000 2014-03-31 5000000 SEE PART VI false false false D ST OF CT HEALTH & FACILITIES AUTH - SERIES J-M 060806186 000000000 2015-07-24 55515000 SEE PART VI false false false A 14043473 0 58600000 0 0 0 1136500 0 0 0 57463500 0 true false true true B 3339637 0 5000000 0 0 0 39508 0 0 4960492 0 0 2012 false false true true C 1767144 0 5000000 0 0 0 0 0 0 0 5000000 0 2014 false false true true D 5375213 0 55515000 0 0 0 936043 0 0 0 11769700 42809255 false true true true A false false false false 0 false false false true B false false false false 0 false false false true C false false false false 0 false false false true D false false false false 0 false false false true A false false true false true true TD Bank NA 10. false false false 0 false true B false false true false false false 0 false 0 false true C false true true false false false 0 false 0 false true D false true true false true true Citizens & Peoples 20. false false false 0 false true A true B true C true D true SCHEDULE K, PART I, LINE A, COLUMN F PURPOSE OF SERIES H AND I BOND: PROCEEDS USED TO CURRENTLY REFUND PRIOR ISSUE - SERIES E - APRIL 3, 2002. SCHEDULE K, PART I, LINE B, COLUMN F PURPOSE OF EASY LOAN TAX-EXEMPT FINANCING: PROCEEDS USED TO PURCHASE DORMITORY FURNITURE AND ENERGY IMPROVEMENTS. SCHEDULE K, PART I, LINE C, COLUMN F PURPOSE OF EASY LOAN TAX-EXEMPT FINANCING: PROCEEDS USED OT MAKE IMPROVEMENTS TO THE DINING HALL AND VOICE OVER INTERNET PROTOCOL (VOIP) PHONE SYSTEM REPLACEMENT OF EXISTING TELEPHONE SYSTEM. SCHEDULE K, PART I, LINE D, COLUMN F PURPOSE OF SERIES J-M BONDS: A. PROCEEDS USED TO REFUND PRIOR ISSUE - SERIES G - JUNE 22, 2006. B. PROCEEDS USED TO FUND ADDITION TO THE UNIVERSITY LIBRARY AND FUND RENOVATIONS TO THE UNIVERSITY STUDENT UNION. 42000 SEE PART V 35004 SEE PART V John Carson Former VP Univ Relations 152295 salary & benefits for work false Form Sch L Part III GRANTS OR ASSISTANCE BENEFITTING INTERESTED PERSONS SCHEDULE L, PART III, LINE 2, $42,000 MERIT-BASED STUDENT SCHOLARSHIPS. SCHEDULE L, PART III, LINE 3, $35,004 DISCOUNTED STUDENT TUITION. X 7 10900 DONOR RECEIPTS X 38 1063260 FAIR MARKET VALUE X INSTRUMENTS 7 21150 APPRAISAL X MISCELLANEOUS 168 1894 DONOR RECEIPTS X EQUIPMENT 4 56311 DONOR RECEIPTS false true false Form Sch M Part I Line (b) THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS AND NOT THE NUMBER OF ITEMS. Form Sch M Part I Line 33 THE UNIVERSITY OBTAINS A DONOR PROVIDED APPRAISAL ON ALL ITEMS THAT APPEAR TO BE OR NOTED BY DONOR TO BE VALUED AT $5,000 AND ABOVE. THE UNIVERSITY DOES NOT APPRAISE ITEMS SUCH AS BOOKS, CDS, DVDS, ETC. THAT ARE NOT BELIEVED TO BE OR INDICATED BY THE DONOR TO BE ANTIQUE OR RARE. ITEMS INDICATED ARE BELIEVED TO HAVE IMMATERIAL VALUE. FORM 990 PART I LINE 1 AND PART III, LINE 1 MISSION STATEMENT THE UNIVERSITY OF HARTFORD IS DEDICATED TO LEARNING, PERSONAL GROWTH, KNOWLEDGE CREATION, AND THE BETTERMENT OF SOCIETY, THE UNIVERSITY ENGAGES STUDENTS IN ACQUIRING THE KNOWLEDGE, SKILLS, AND VALUES NECESSARY TO THRIVE IN AND CONTRIBUTE TO A PLURALISTIC, COMPLEX WORLD. FORM 990 PART VI LINE 1A GOVERNING BODY AND MANAGEMENT THE EXECUTIVE COMMITTEE OF THE BOARD IS AUTHORIZED TO EXERCISE POWERS OF THE BOARD WHEN THE BOARD IS NOT IN SESSION EXCEPT THOSE POWERS EXPLICITLY EXCLUDED IN THE BOARD'S BYLAWS AND THOSE POWERS WHICH ARE NOT DELEGABLE UNDER STATE LAW. THERE ARE NO MATERIAL DIFFERENCES IN VOTING RIGHTS AMONG MEMBERS OF THE BOARD. FORM 990 PART VI LINE 11B REVIEW PROCESS MANAGEMENT PREPARED THE FORM 990 ALONG WITH INDEPENDENT TAX CONSULTANTS. SENIOR MANAGEMENT REVIEWED AND PRESENTED THE FORM 990 TO THE AUDIT COMMITTEE, EXCLUDING THE NAME(S) OF ANONYMOUS DONOR(S), FOR REVIEW PRIOR TO THE FILING DATE. A FINAL FORM 990, EXCLUDING THE NAME(S) OF ANONYMOUS DONOR(S), WAS PROVIDED TO THE BOARD MEMBERS BEFORE THE FILING DATE. FORM 990 PART VI LINE 12A CONFLICT OF INTEREST POLICY THE UNIVERSITY OF HARTFORD HAS BOARD APPROVED CONFLICT OF INTEREST POLICIES COVERING ALL BOARD MEMBERS, OFFICERS AND EMPLOYEES. THE BOARD POLICY IS DISTRIBUTED ANNUALLY TO ALL BOARD MEMBERS. THE POLICY FOR EMPLOYEES AND OFFICERS IS DISTRIBUTED ANNUALLY AND/OR AVAILABLE ON THE UNIVERSITY WEB SITE. ALL OFFICERS, BOARD MEMBERS AND KEY EMPLOYEES ARE ASKED TO REPORT ANNUALLY ON WHETHER OR NOT THEY HAVE ANY POTENTIAL CONFLICTS. EACH REPORTED CONFLICT AND POTENTIAL CONFLICT IS REVIEWED AND THE RELEVANT POLICY IS APPLIED. ANY PERSON DETERMINED TO HAVE A CONFLICT IS REMOVED FROM ANY AFFECTED DECISION-MAKING PROCESS. THE OFFICE OF HUMAN RESOURCES DEVELOPMENT IS CHARGED WITH REVIEWING AND RECOMMENDING ACTION ON CONFLICT OF INTEREST ISSUES INVOLVING EMPLOYEES. VIOLATION OF UNIVERSITY POLICY, INCLUDING THE CONFLICT OF INTEREST POLICY, IS SUBJECT TO DISCIPLINARY ACTION UP TO AND INCLUDING TERMINATION. POTENTIAL CONFLICTS INVOLVING BOARD MEMBERS ARE REVIEWED AND RESOLVED BY THE BOARD CHAIR OR PRESIDENT AS APPROPRIATE. FORM 990 PART VI LINE 15A & 15B COMPENSATION DETERMINATION COMPENSATION OF THE FOLLOWING OFFICERS IS REVIEWED AND SET ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD: THE PRESIDENT, PROVOST, VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, VICE PRESIDENT FOR INSTITUTIONAL ADVANCEMENT, VICE PRESIDENT FOR STUDENT AFFAIRS, VICE PRESIDENT FOR UNIVERSITY RELATIONS AND VICE PRESIDENT GENERAL COUNSEL AND SECRETARY. THE COMPENSATION COMMITTEE CONSIDERS SALARY COMPARABILITY STUDIES AS WELL AS THE PERFORMANCE OF EACH INDIVIDUAL. THE DELIBERATION AND DECISION REGARDING THE COMPENSATION WERE CONTEMPORANEOUSLY DOCUMENTED IN BOARD MINUTES. COMPENSATION OF THE TREASURER IS SET ANNUALLY BY THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. COMPENSATION OF COLLEGE DEANS, WHICH INCLUDES ALL KEY EMPLOYEES OTHER THAN OFFICERS FOR PURPOSES OF FORM 990, IS REVIEWED AND SET ANNUALLY BY THE PROVOST (CHIEF ACADEMIC OFFICER). AS WITH COMPENSATION OF OFFICERS, CONSIDERATIONS INCLUDE SALARY COMPARABILITY STUDIES AS WELL AS THE PERFORMANCE OF EACH INDIVIDUAL. FORM 990 PART VI LINE 19 AVAILABILITY OF ORGANIZATIONAL DOCUMENTS FINANCIAL STATEMENTS OF THE UNIVERSITY ARE AVAILABLE UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS AVAILABE ON-LINE AS PART OF THE UNIVERSITY'S EMPLOYMENT MANUAL AND IS ALSO AVAILABLE UPON REQUEST. REGARDING GOVERNANCE DOCUMENTS, THE ACT AUTHORIZING THE ESTABLISHMENT OF THE UNIVERITY OF HARTFORD, 1957 CONNECTICUT SPECIAL ACT NO. 3, IS AVAILABLE TO THE PUBLIC AS A PUBLIC DOCUMENT. THE UNIVERSITY MAKES ITS CORPORATE BYLAWS AVAILABLE FOR INSPECTION UPON REQUEST. FORM 990 PART VII LINE SECTION A LINE 1 SECTION A REGENTS ARE NOT COMPENSATED FOR THEIR SERVIES. FACULTY AND STUDENT REGENTS ARE COMPENSATED AS EMPLOYEES OF THE UNIVERSITY OF HARTFORD, NOT FOR SERVICES AS REGENTS. FORM 990 PART XI LINE 9 RECONCILIATION OF NET ASSETS CHANGE IN VALUE IN PERPETUAL TRUST $1,855,787 CHANGE IN VALUE IN SPLIT INTEREST AGREEMENTS $(233,703) CHANGE IN FAIR VALUE OF INTEREST SWAP AGREEMENTS $1,549,865 ACTUARIAL CHANGE IN POST-RETIREMENT BENEFITS $2,731,694 TOTAL OTHER CHANGES IN NET ASSETS $5,903,643. Women's Education Leadersip Fund Inc 200 Bloomfield Avenue West Hartford CT 06117 272560346 Education CT 501(C)(3) PF U OF H false Hartford Art School Inc 200 Bloomfield Avenue West Hartford CT 06117 061256949 Education CT 501(C)(3) II-FI NA false Charitable Remainder Trust (8) See Part VII for Column c Various CT 99999 Donor CT U of H Trust 280817 true false false false false false false false false false false false false false false false false false false false Form Sch R Part IV COLUMN (C) THE LEGAL DOMICILIE FOR THE TRUSTS IS CT.