2019-05-15T10:20:00-05:00 2018-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2018-01-01 362007481 NATIONAL COOPERATIVE BUSINESS ASSOCIATION NATI 2026386222 1775 EYE STREET NW 8TH FLOOR WASHINGTON DC 20006 VALERIA R ROACH CHIEF FINANCIAL OFFICER 2026386222 2019-05-15 1 FRANK H SMITH P00639053 2022274000 2019-05-14 47.19.127.190 2019-05-15 10:19:57 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 D0A660CE6712EE0CCB975CEA23282D1665B78CA0 2018 2019-02-21 02:37:17Z DOUGLAS O'BRIEN 1775 EYE STREET NW 8TH FLOOR WASHINGTON DC 20006 51806120 0 X WWW.NCBA.COOP X 1916 DC NCBA CLUSA IS A PROFESSIONAL TRADE ASSOCIATION SERVING THE NEEDS OF ITS MEMBERS FOR DOMESTIC AND INTERNATIONAL COOPERATIVE DEVELOPMENT, GOVERNMENTAL RELATIONS, COMMUNICATIONS, AND EDUCATION. 26 26 116 33 0 71683 49949857 50704254 1012549 1059046 68873 42671 12279 149 51043558 51806120 3345786 3672537 0 0 16237572 16893666 0 0 0 33170120 30828907 52753478 51395110 -1709920 411010 40771112 30656960 23445553 12867340 17325559 17789620 X NCBA CLUSA IS THE PRIMARY AMERICAN VOICE FOR PEOPLE WHO USE COOPERATIVES TO BUILD A BETTER WORLD AND BUILD MORE INCLUSIVE ECONOMY. WE ARE THE APEX TRADE ASSOCIATION FOR COOPERATIVES IN THE US, WITH MORE THAN A CENTURY OF PROMOTING THE COOPERATIVE MODEL, AND A COOPERATIVE DEVELOPMENT ORGANIZATION OVERSEAS, BOASTING 65+ YEARS OF SUCCESSFUL INTERNATIONAL WORK. WE CURRENTLY MANAGE A PORTFOLIO OF PROGRAMS IN 20 COUNTRIES OUTSIDE THE US, AND HAVE WORKED IN MORE THAN 80 COUNTRIES.WE ACT AS A CATALYST TO BUILD AND SUSTAIN PARTNERSHIPS AMONG COOPERATIVES, ORGANIZATIONS AND INSTITUTIONS WHO ARE COOPERATIVE PRINCIPLES AND VALUES, AND WHO PROMOTE ECONOMIC AND HUMAN DEVELOPMENT IN THE UNITED STATES AND OVERSEAS. WE ORGANIZE, PRESENT, AND SPONSOR EDUCATION SEMINARS AND CONFERENCES FOR MEMBER ORGANIZATIONS TO IMPROVE THE MANAGEMENT AND LEADERSHIP CAPABILITIES WITHIN THE COOPERATIVE SECTOR. 0 0 RESILIENCE AND ECONOMIC GROWTH IN SAHEL - ENHANCED RESILIENCE (REGIS-ER)THROUGH THE RESILIENCE AND ECONOMIC GROWTH IN SAHEL - ENHANCED RESILIENCE (REGIS-ER), NCBA CLUSA INCREASES RESILIENCY OF CHRONICALLY VULNERABLE POPULATIONS IN AGRO-PASTORAL AND MARGINAL AGRICULTURAL LIVELIHOOD ZONES IN NIGER AND BURKINA FASO BY INCREASING ECONOMIC WELL-BEING, STRENGTHENING INSTITUTIONS AND GOVERNANCE, AND IMPROVING HEALTH AND NUTRITION BY INCREASING ACCESS TO POTABLE WATER AND IMPROVING HEALTH AND NUTRITION PRACTICES. IN FY18, REGIS-ER SCALED-UP PROJECT ACTIVITIES AND EXPANDED GEOGRAPHICALLY TO 245 NEW VILLAGES, A 33% INCREASE COMPARED TO FY17. REGIS-ER NOW COVERS 987 VILLAGES. PROGRAM ACHIEVEMENTS INCLUDE THE FOLLOWING:-LIVESTOCK ASSET ACCUMULATION ("HABBANAYE") AND ANIMAL HEALTH: AN EVALUATION CONCLUDED THAT THE GOAT HABBANAY HAS BEEN A SUCCESS AND RECOMMENDED THAT THE PROJECT INCREASE EFFORTS TO ENSURE LOCAL OWNERSHIP AND SUSTAINABILITY.-DISASTER RISK MANAGEMENT AND LOCAL INSTITUTIONS: 3 NEW LOCAL CONVENTIONS WERE SIGNED IN THE COMMUNES OF GAYRI, MANNI AND BOUROUM IN BURKINA FASO.-HYGIENE AND SANITATION COMPONENT: 25 VILLAGES IN NIGER RECEIVED OPEN-DEFECATION FREE (ODF) CERTIFICATION THANKS TO PROJECT SUPPORT. USAID YAAJEENDE FOOD SECURITY AND NUTRITION PROGRAMTHE USAID YAAJEENDE FOOD SECURITY AND NUTRITION PROGRAM USED AN INTEGRATED APPROACH TO ENHANCE THE NUTRITIONAL STATUS OF LOCAL POPULATIONS, AGRICULTURAL PRODUCTION, AND GOVERNANCE AT THE RURAL COMMUNITY LEVEL IN FOUR REGIONS, AN AREA THAT REPRESENTS ONE THIRD OF SENEGAL. THE INTEGRATED APPROACH USED FOUR STRATEGIES:-NUTRITION-LED AGRICULTURE: PROMOTING ACTIONS THAT IMPROVE THE QUANTITY, QUALITY, PRICE, USE, AND GOVERNANCE OF NUTRITIOUS FOODS TO RESPOND TO CRITICAL NUTRITIONAL DEFICIENCIES OF TARGET POPULATIONS;-ASSET-BUILDING FOR WOMEN: INCORPORATING GENDER-RESPONSIVE COMPONENTS TO INCREASE WOMEN'S RESILIENCY TO ECONOMIC AND CLIMATE-INDUCED FOOD INSECURITY;-DYNAMIC LOCAL PRIVATE SECTOR: CREATING AND LEVERAGING DYNAMIC LOCAL NETWORKS OF MARKET-BASED ENTREPRENEURS;-IMPLEMENTING SCIENCE-BASED RESOURCES: THE PROGRAM TESTED AND INTRODUCED BIO-FORTIFIED AND IMPROVED VARIETIES SPECIFICALLY BRED TO MAXIMIZE NUTRITIONAL CONTENT.IN THE COMMUNITIES WHERE YAAJEENDE OPERATED, CHILD STUNTING WAS REDUCED BY 30%, MALNUTRITION AMONG WOMEN OF REPRODUCTIVE AGE DECREASED BY 25%, AND HOUSEHOLD INCOMES INCREASED BY 58%. THE PROJECT ALSO CREATED 1,879 BUSINESSES. USAID KAWOLOR CULTIVATING NUTRITION PROGRAM:THE USAID KAWOLOR CULTIVATING NUTRITION PROGRAM USES AN INTEGRATED APPROACH TO ENHANCE THE NUTRITIONAL STATUS OF LOCAL POPULATIONS, AGRICULTURAL PRODUCTION, AND GOVERNANCE AT THE RURAL COMMUNITY LEVEL IN FIVE REGIONS, AN AREA THAT REPRESENTS ONE THIRD OF SENEGAL. THE INTEGRATED APPROACH USED FOUR STRATEGIES: NUTRITION-LED AGRICULTURE; ASSET-BUILDING FOR WOMEN; DYNAMIC LOCAL PRIVATE SECTOR; AND IMPLEMENTING SCIENCE-BASED RESOURCES.THE USDA-FUNDED SAFE AGRICULTURE FOOD EXPORT PROJECT (SAFE), KNOWN LOCALLY AS THE PROGANA PROJECT, WILL, OVER THE COURSE OF FIVE YEARS, INCREASE THE VALUE CHAINS IN TWO SECTORS IN THE DOMINICAN REPUBLIC: BEEF AND DAIRY. THIS PROJECT IMPROVES AGRICULTURAL PRODUCTIVITY BY INCREASING THE USE OF IMPROVED TECHNIQUES AND TECHNOLOGIES; IMPROVING FARM MANAGEMENT; INCREASING THE AVAILABILITY OF INPUTS AND USE OF FINANCIAL SERVICES; STRENGTHENING THE CAPACITY OF GOVERNMENT INSTITUTIONS AND KEY GROUPS; AND INCREASING THE LEVERAGE OF PRIVATE SECTOR RESOURCES.THROUGH THE RESILIENCE AND ECONOMIC GROWTH IN SAHEL - ENHANCED RESILIENCE (REGIS-ER), NCBA CLUSA INCREASES RESILIENCY OF CHRONICALLY VULNERABLE POPULATIONS IN AGRO-PASTORAL AND MARGINAL AGRICULTURAL LIVELIHOOD ZONES IN NIGER AND BURKINA FASO BY INCREASING ECONOMIC WELL-BEING, STRENGTHENING INSTITUTIONS AND GOVERNANCE, AND IMPROVING HEALTH AND NUTRITION BY INCREASING ACCESS TO POTABLE WATER AND IMPROVING HEALTH AND NUTRITION PRACTICES. IN FY18, REGIS-ER MANAGED A MAJOR TRANSITION FROM ITS SUCCESSFUL SCALING-UP PHASE TO ITS SUSTAINABILITY PHASE, DURING WHICH THE PROJECT CONCENTRATED ON RESILIENCE SYSTEMS THROUGH A LENS OF LOCAL GOVERNANCE AND INSTITUTIONS AND NARROWED ITS GEOGRAPHIC FOCUS IN ORDER TO CONSOLIDATE ITS ACHIEVEMENTS. 0 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 X 56 0 1 116 1 1 1 1 TT ID UG KE NG MZ SG UV ES MA GT MI DR CG HA HO TZ 0 0 1 1 0 0 0 X 26 26 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X VALERIA R ROACH 2026386222 1775 EYE STREET NW 8TH FLOOR WASHINGTON DC 20006 ANDREW JACOB CHAIR 2.00 X X 0 0 0 ERBIN CROWELL 1ST VICE CHAIR 2.00 X X 0 0 0 KAREN ZIMBELMAN 2ND VICE CHAIR 2.00 X X 0 0 0 DEBORAH TROCHA SECRETARY 2.00 X X 0 0 0 CARLA DECKER TREASURER 2.00 X X 0 0 0 JOSEPH BERGERON BOARD MEMBER 2.00 X 0 0 0 CORNELIUS BLANDING BOARD MEMBER 2.00 X 0 0 0 HOWARD BRODSKY BOARD MEMBER 2.00 X 0 0 0 ELLIS CARR BOARD MEMBER 2.00 X 0 0 0 PATRICK CONNEALY BOARD MEMBER 2.00 X 0 0 0 JEFFERY CONNOR BOARD MEMBER 2.00 X 0 0 0 JOHN ENGELEN BOARD MEMBER 2.00 X 0 0 0 DEVIN FUHRMAN BOARD MEMBER 2.00 X 0 0 0 KIM GARMANY BOARD MEMBER 2.00 X 0 0 0 KEVIN HIGGINBOTHAM BOARD MEMBER - UNTIL 05/2018 2.00 X 0 0 0 ANN HOYT BOARD MEMBER 2.00 X 0 0 0 ESTEBAN KELLY BOARD MEMBER 2.00 X 0 0 0 MARTIN LOWERY BOARD MEMBER - UNTIL 05/2018 2.00 X 0 0 0 JEANNE MATSON BOARD MEMBER 2.00 X 0 0 0 JERRY MCGEORGE BOARD MEMBER 2.00 X 0 0 0 LANCE RANTALA BOARD MEMBER 2.00 X 0 0 0 CHRISTOPHER ROE BOARD MEMBER 2.00 X 0 0 0 JASPER SCHNEIDER BOARD MEMBER 2.00 X 0 0 0 MICHELLE SCHRY BOARD MEMBER 2.00 X 0 0 0 GREGORY STARHEIM BOARD MEMBER 2.00 X 0 0 0 DAVE SWANSON BOARD MEMBER 2.00 X 0 0 0 HANS THEYER BOARD MEMBER 2.00 X 0 0 0 JILL TOMALIN BOARD MEMBER 2.00 X 0 0 0 DOUGLAS O'BRIEN PRESIDENT AND CEO - AS OF 01/2018 40.00 X 348929 0 36701 VALERIA R ROACH CHIEF FINANCIAL OFFICER 40.00 X 294760 0 28757 AMY COUGHENHOUR COO, CLUSA - UNTIL 10/2018 40.00 X 164527 0 16676 LARRY THOMAS CHIEF HR AND ADMINISTRATIVE OFFICER 40.00 X 269580 0 23210 SAMUEL FILIACI REGIONAL DIRECTOR, SOUTHEAST ASIA 40.00 X 249018 0 34902 KARL ROSENBERG CHIEF OF PARTY - SENEGAL 40.00 X 225070 0 31128 MANUEL SERRANO SVP - INT'L PROGRAMS 40.00 X 197619 0 33243 WILLIAM STRINGFELLOW CHIEF OF PARTY - NIGER 40.00 X 192145 0 31176 MATTHEW BUZBY VICE PRESIDENT - INT'L OPERATIONS 40.00 X 171709 0 18567 DOUGLAS KERR SR. DIRECTOR - BUSINESS DEVELOPMENT 40.00 X 198644 0 30521 AMADOU KANSAYE DIRECTOR, FINANCE AND ADMINISTRATION 40.00 X 156704 0 23185 GLENNYS REYNOSO-PIETERS COUNTRY DIRECTOR - MOZAMBIQUE 40.00 X 151305 0 23169 MEBRATU TSEGAYE EXECUTIVE DIRECTOR - CCI 40.00 X 148482 0 16705 DOUGLAS STEINBERG REGIONAL DIRECTOR, WEST AFRICA 40.00 X 144400 0 28887 2912892 0 376827 27 0 1 0 AMERICAN TECHNOLOGY SERVICES 2751 PROSPER AVE 6TH FL FAIRFAX VA 22031 NETWORK SUPPORT 416391 HEI SHERATON 900 SOUTH ORME STREET ARLINGTON VA 22204 HOSPITALITY SERVICES 148291 IVAN MACKAY 3333 N STREET NW SUITE 4 WASHINGTON DC 20007 PROJECT CONSULTANT 107767 3 41181649 9522605 50704254 MEMBERSHIP DUES 900099 677708 677708 REGISTRATIONS AND SPONSORSHIPS 900099 376538 376538 OTHER FEES FOR SERVICE 900099 4800 4800 1059046 42671 42671 OTHER INCOME 900099 149 149 149 51806120 1059046 0 42820 3672537 2367717 10091117 434409 3390351 610072 102713 128437 55899 3170300 38263 1731662 13710 1749112 2544777 1255760 27752 201842 235966 IN-COUNTRY TRAINING 7983779 SUBAWARDS 5122211 LOAN FUNDS 3277666 VEHICLES AND EQUIPMENT 2100648 1088410 51395110 778145 691850 21629394 12836619 3082444 2175263 1937729 947699 889 9120773 9856235 161537 91029 2082202 809787 1406757 1272415 100495 178071 2471814 2524865 82024 82025 40771112 30656960 3430224 3623366 16437093 6853107 1109189 2469047 2390867 23445553 12867340 X 3918484 4259653 13407075 13529967 17325559 17789620 40771112 30656960 411010 53051 0 X 0 1 X 1 1 1 1 0 0 1572427 490688 1081739 337547 214372 123175 172228 104727 67501 1272415 INVESTMENT IN CBI 2220276 C INVESTMENT IN DOTCOOPERATION, LLC 304589 C 2524865 DEFERRED RENT AND LEASE INCENTIVE 2390867 2390867 X 51859171 53051 53051 51806120 0 51806120 51395110 0 51395110 0 51395110 PART X, LINE 2: MANAGEMENT OF NCBA CLUSA BELIEVES THAT IT HAS NO MATERIAL UNCERTAINTY IN INCOME TAXES AND, ACCORDINGLY, IT WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAXES IN ITS FINANCIAL STATEMENTS. 1 SUB-SAHARAN AFRICA 27 312 PROGRAM SERVICES IMPROVE FARMER PRODUCTIVITY, ADULT LITERACY, COOPERATIVE MANAGEMENT. 31173327 CENTRAL AMERICA AND THE CARIBBEAN 8 50 PROGRAM SERVICES AGRICULTURAL LENDING, CROP EXPORTS, AND MARKETING AGRICULTURAL PRODUCTS. 5505632 EAST ASIA AND THE PACIFIC 7 384 PROGRAM SERVICES IMPROVE FARMER PRODUCTIVITY, ADULT LITERACY, COOPERATIVE MANAGEMENT. 3064174 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING 474118 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 646966 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 2551453 42 746 0 0 42 746 43415670 0 43415670 SUB-SAHARAN AFRICA AGRICULTURE 7815 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 29560 WIRE TRANSFER SUB-SAHARAN AFRICA HYGIENE AND SANITATION 203329 WIRE TRANSFER SUB-SAHARAN AFRICA OASIS GARDEN ASSISTANCE 77173 WIRE TRANSFER SUB-SAHARAN AFRICA DRINKING WATER SERVICES 161528 WIRE TRANSFER SUB-SAHARAN AFRICA GOVERNANCE 62296 WIRE TRANSFER SUB-SAHARAN AFRICA HYGIENE AND SANITATION 89109 WIRE TRANSFER SUB-SAHARAN AFRICA HEALTH AND NUTRITION 24224 WIRE TRANSFER SUB-SAHARAN AFRICA HEALTH AND NUTRITION 17509 WIRE TRANSFER SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 71025 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 38308 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 8569 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 24589 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 7043 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 27139 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 11014 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 50945 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 117180 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 60548 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 91413 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 68306 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 69035 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 51269 CHECK SUB-SAHARAN AFRICA BOREHOLES - IMPROVED ACCESS TO WATER 73004 CHECK EAST ASIA AND THE PACIFIC FARMER PRODUCTION 471384 CHECK SUB-SAHARAN AFRICA AGRICULTURE 15344 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15200 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 7186 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 7186 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 7186 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 9314 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 12881 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 6630 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15344 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 18912 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15344 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15344 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15344 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 9314 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 8694 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 14472 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15743 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15314 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 16161 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 16434 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15471 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15574 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15545 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15116 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 14076 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 15975 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 16387 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 6208 WIRE TRANSFER SUB-SAHARAN AFRICA AGRICULTURE 6106 CHECK SUB-SAHARAN AFRICA AGRICULTURE 17891 CHECK SUB-SAHARAN AFRICA AGRICULTURE 12138 CHECK SUB-SAHARAN AFRICA AGRICULTURE 9171 CHECK SUB-SAHARAN AFRICA AGRICULTURE 21265 CHECK SUB-SAHARAN AFRICA AGRICULTURE 7138 CHECK SUB-SAHARAN AFRICA AGRICULTURE 7041 CHECK SUB-SAHARAN AFRICA AGRICULTURE 10518 CHECK SUB-SAHARAN AFRICA AGRICULTURE 8879 CHECK SUB-SAHARAN AFRICA AGRICULTURE 17110 CHECK SUB-SAHARAN AFRICA AGRICULTURE 6244 CHECK SUB-SAHARAN AFRICA AGRICULTURE 6209 CHECK SUB-SAHARAN AFRICA AGRICULTURE 17870 CHECK SUB-SAHARAN AFRICA AGRICULTURE 6356 CHECK SUB-SAHARAN AFRICA AGRICULTURE 7663 CHECK SUB-SAHARAN AFRICA AGRICULTURE 6969 CHECK SUB-SAHARAN AFRICA AGRICULTURE 7306 CHECK SUB-SAHARAN AFRICA AGRICULTURE 8751 CHECK SUB-SAHARAN AFRICA AGRICULTURE 15016 CHECK CENTRAL AMERICA AND THE CARIBBEAN AGRICULTURAL INPUTS AND TECHNICAL ASSISTANCE 14687 WIRE TRANSFER CENTRAL AMERICA AND THE CARIBBEAN PURCHASE AND INSTALLATION OF SOLAR PANEL SYSTEM 41326 CHECK CENTRAL AMERICA AND THE CARIBBEAN PURCHASE AND INSTALLATION OF SOLAR PANEL SYSTEM 28384 CHECK CENTRAL AMERICA AND THE CARIBBEAN PURCHASE OF CONSTRUCTION MATERIALS 36615 WIRE TRANSFER CENTRAL AMERICA AND THE CARIBBEAN PURCHASE OF AGRICULTURAL INPUTS AND TECHNICAL ASSISTANCE 48883 CHECK CENTRAL AMERICA AND THE CARIBBEAN PURCHASE OF MILK REFRIGERATION TANK 6752 CHECK CENTRAL AMERICA AND THE CARIBBEAN FACTORY REMODELING SERVICES 10048 CHECK CENTRAL AMERICA AND THE CARIBBEAN FACTORY REMODELING SERVICES 9805 CHECK CENTRAL AMERICA AND THE CARIBBEAN PURCHASE AND INSTALLATION OF MILK REFRIGERATION TANK 13706 CHECK CENTRAL AMERICA AND THE CARIBBEAN PRODUCERS INPUTS AND TECHNICAL ASSISTANCE 10956 CHECK CENTRAL AMERICA AND THE CARIBBEAN PRODUCERS INPUTS AND TECHNICAL ASSISTANCE 8649 CHECK CENTRAL AMERICA AND THE CARIBBEAN PRODUCERS INPUTS AND TECHNICAL ASSISTANCE 14384 CHECK CENTRAL AMERICA AND THE CARIBBEAN PRODUCERS INPUTS AND TECHNICAL ASSISTANCE 6904 CHECK CENTRAL AMERICA AND THE CARIBBEAN PRODUCERS INPUTS AND TECHNICAL ASSISTANCE 11507 CHECK CENTRAL AMERICA AND THE CARIBBEAN PRODUCERS INPUTS AND TECHNICAL ASSISTANCE 9206 CHECK CENTRAL AMERICA AND THE CARIBBEAN PRODUCERS INPUTS AND TECHNICAL ASSISTANCE 6329 CHECK CENTRAL AMERICA AND THE CARIBBEAN PRODUCERS INPUTS AND TECHNICAL ASSISTANCE 8004 CHECK CENTRAL AMERICA AND THE CARIBBEAN FACTORY REMODELING SERVICES 9933 CHECK CENTRAL AMERICA AND THE CARIBBEAN CO-INVESTMENT 106534 AGRICULTURAL INPUTS, MACHINERY BOOK VALUE 91 0 FARMER ASSISTANCE (POULTRY PRODUCTION) CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 336 67132 PURCHASE OF LIVESTOCK BOOK VALUE FARMER ASSISTANCE (COFFEE & COCOA) EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 18254 175582 TRAINING AND BASIC AGRICULTURAL INPUTS (SEEDLINGS AND TOOLS) FMV CASH FOR ASSETS SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 2187 18846 CHECK SOLID & WATER CONSERVATION (LIVELIHOODS) SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 344 9854 SOIL CONSERVATION FMV SMALL RUMINANTS (LIVELIHOODS) SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 2068 417969 GOATS & ANIMAL FEED FMV POULTRY (LIVELIHOODS) SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 440 31188 POULTRY PRODUCTION BOOK VALUE FARMING ASSISTANCE (ACCESS TO FINANCIAL FACILITIES) SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 60 8231 AGRICULTURAL INPUTS & SMALL EQUIPMENT BOOK VALUE FARMING ASSISTANCE (AGRICULTURE) SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 73 52095 CHECK/WIRE GROUPS & COOPS ASSISTANCE CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 16 4374 AGRICULTURAL INPUTS, MACHINERY. BOOK VALUE 0 0 0 0 0 0 PART I, LINE 2: NCBA CLUSA HAS FIELD OFFICES IN EACH COUNTRY WHICH CONDUCT SITE VISITS TO GRANT RECIPIENTS: MEASUREMENT OF PROGRESS IN ACHIEVING GRANT OBJECTIVES THROUGH MILESTONES; REIMBURSEMENT OF COSTS BASED ON SUBMISSION OF FISCAL REPORTS WITH SUPPORTING DOCUMENTATION (RECEIPTS, TIMESHEETS, ETC.). PART I, LINE 3: EXPENDITURES WERE ACCOUNTED FOR USING THE ACCRUAL BASIS OF ACCOUNTING. PART III, COL (C): THE NUMBER OF RECIPIENTS IS AN ACTUAL TOTAL, NOT AN ESTIMATED TOTAL. PART III GRANTS TO INDIVIDUALS WERE ACCOUNTED FOR USING THE ACCRUAL BASIS OF ACCOUNTING. X 1 1 X X X X X 0 0 0 DOUGLAS O'BRIEN PRESIDENT AND CEO - AS OF 01/2018 311429 0 37500 0 0 0 16500 0 20201 0 385630 0 0 0 VALERIA R ROACH CHIEF FINANCIAL OFFICER 257192 0 37568 0 0 0 15750 0 13007 0 323517 0 0 0 AMY COUGHENHOUR COO, CLUSA - UNTIL 10/2018 128665 0 35862 0 0 0 6764 0 9912 0 181203 0 0 0 LARRY THOMAS CHIEF HR AND ADMINISTRATIVE OFFICER 237784 0 31796 0 0 0 14553 0 8657 0 292790 0 0 0 SAMUEL FILIACI REGIONAL DIRECTOR, SOUTHEAST ASIA 187090 0 6387 0 55541 0 11484 0 23418 0 283920 0 0 0 KARL ROSENBERG CHIEF OF PARTY - SENEGAL 128085 0 4123 0 92862 0 7980 0 23148 0 256198 0 0 0 MANUEL SERRANO SVP - INT'L PROGRAMS 191242 0 6377 0 0 0 11890 0 21353 0 230862 0 0 0 WILLIAM STRINGFELLOW CHIEF OF PARTY - NIGER 152916 0 3899 0 35330 0 8023 0 23153 0 223321 0 0 0 MATTHEW BUZBY VICE PRESIDENT - INT'L OPERATIONS 166268 0 5441 0 0 0 10177 0 8390 0 190276 0 0 0 DOUGLAS KERR SR. DIRECTOR - BUSINESS DEVELOPMENT 192108 0 6536 0 0 0 10320 0 20201 0 229165 0 0 0 AMADOU KANSAYE DIRECTOR, FINANCE AND ADMINISTRATION 110213 0 3459 0 43032 0 6686 0 16499 0 179889 0 0 0 GLENNYS REYNOSO-PIETERS COUNTRY DIRECTOR - MOZAMBIQUE 105300 0 3420 0 42585 0 6611 0 16558 0 174474 0 0 0 MEBRATU TSEGAYE EXECUTIVE DIRECTOR - CCI 143138 0 5344 0 0 0 8746 0 7959 0 165187 0 0 0 DOUGLAS STEINBERG REGIONAL DIRECTOR, WEST AFRICA 139950 0 4450 0 0 0 8686 0 20201 0 173287 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE IS INCLUDED IN TAXABLE WAGES FOR THE FOLLOWING OFFICER, KEY EMPLOYEE, OR HIGHEST COMPENSATED EMPLOYEE: KARL ROSENBERG - $17,910 WILLIAM STRINGFELLOW - $14,497 AMADOU KANSAYE - $11,505 GLENNYS REYNOSO-PIETERS - $17,410 WILLIAM STRINGFELLOW KEY EMPLOYEE TRAVEL ADVANCES X 889 889 0 1 1 889 FORM 990, PART VI, SECTION A, LINE 6 NCBA CLUSA OFFERS THREE TYPES OF MEMBERSHIP: INDIVIDUAL, ORGANIZATIONAL, AND ASSOCIATE. MEMBERS HAVE THE RIGHT TO PROVIDE A REPRESENTATIVE TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A THERE IS AN ANNUAL ELECTION BY THE MEMBERS FOR THE OFFICERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE PRESIDENT AND CEO, CHIEF FINANCIAL OFFICER, AND FINANCE AND AUDIT COMMITTEE REVIEW THE FEDERAL FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C WHEN NEW MEMBERS ARE BROUGHT ON THE BOARD OF DIRECTORS, AND DURING THE ANNUAL MEETING, THE CONFLICT OF INTEREST POLICY AND STATEMENT IS EXPLAINED AND DISTRIBUTED TO THE BOARD OF DIRECTORS FOR THEIR SIGNATURE. THE BOARD MEMBERS ARE REQUIRED TO REPORT ANY INCIDENCE OF A CONFLICT OF INTEREST AS THEY OCCUR. THE SENIOR MANAGEMENT TEAM IS REQUIRED TO SIGN THE CONFLICT OF INTEREST STATEMENT ON AN ANNUAL BASIS AND REPORT ANY INCIDENCE OF A CONFLICT OF INTEREST AS IT OCCURS. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT AND CEO'S SALARY IS SET BY A BOARD OF DIRECTORS COMMITTEE, ON THE BASIS OF HIS/HER ANNUAL PERFORMANCE REVIEW, AND A COMPARISON OF CURRENT SALARIES FOR SIMILAR POSITIONS WITHIN THE WASHINGTON, DC METROPOLITAN AREA. FOR THE PRESIDENT AND CEO AS WELL AS ALL OTHER EMPLOYEES, THE SERVICES OF A CONSULTANT ARE RETAINED TO COMPARE OUR ORGANIZATION'S SALARY STRUCTURE TO THAT OF SIMILAR ORGANIZATIONS. THE CONSULTANT PROVIDES A SALARY RANGE FOR EACH POSITION ON THE BASIS OF CURRENT STATISTICAL DATA FROM SIMILAR ORGANIZATIONS. THE EMPLOYEE'S SALARY IS DETERMINED USING THIS INFORMATION. THE LAST COMPENSATION SURVEY WAS COMPLETED IN SEPTEMBER, 2018. FORM 990, PART VI, SECTION C, LINE 19 NCBA CLUSA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.