2019-05-11T11:04:06-05:00 2018-06-30 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2017-07-01 821897404 SCO FOUNDATION INC SCOF 5166711253 1 ALEXANDER PLACE GLEN COVE NY 115423745 STEPHEN G MACK CFAO 5166711253 2019-05-11 1 GARRETT M HIGGINS P00543209 9143818900 2019-05-08 65.51.112.58 2019-05-11 11:03:55 ED P 8F3E04F861F0216E32497907D09A877E57DED22A 9616F4B14A694591D1E716C270910E6FA5556DA3 2017 2019-02-21 02:37:17Z KEITH LITTLE 1 ALEXANDER PLACE GLEN COVE NY 115423745 1200 0 X N/A X 2017 NY TO SUPPORT SCO FAMILY OF SERVICES ("SCO") A NEW YORK NOT-FOR-PROFIT CORPORATION. 5 5 0 5 0 0 0 0 0 0 0 1200 0 0 0 1200 0 0 0 0 0 0 0 0 0 0 144 0 144 0 1056 0 59341299 0 34212 0 59307087 X THE PURPOSES OF THE CORPORATION ARE TO SOLICIT CONTRIBUTIONS, RECEIVE BEQUESTS MADE TO SCO FAMILY OF SERVICES ("SCO") A NEW YORK NOT-FOR-PROFIT CORPORATION, APPLY FOR, RECEIVE AND ADMINISTER GRANTS, AND HOLD AND DISBURSE FUNDS, IN EACH CASE EXCLUSIVELY FOR THE BENEFIT AND SUPPORT OF SCO AND SCO ENTITIES. 0 0 SCO FOUNDATION, INC. WILL ENGAGE IN FUNDRAISING AND ASSET MANAGEMENT ACTIVITIES ON BEHALF OF SCO FAMILY OF SERVICES. THE FOUNDATION'S PURPOSE IS TO SOLICIT CONTRIBUTIONS, RECEIVE BEQUESTS MADE TO SCO FAMILY OF SERVICES, APPLY FOR, RECEIVE AND ADMINISTER GRANTS, AND HOLD AND DISBURSE FUNDS, IN EACH CASE EXCLUSIVELY FOR THE BENEFIT AND SUPPORT OF THE SCO FAMILY OF SERVICES. 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 5 5 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 NY X X STEPHEN MACK 5166711253 1 ALEXANDER PLACE GLEN COVE NY 115423745 LEE VANCE CHAIR 1.75 8.00 X X 0 0 0 KELLY WILLAIMS TREASURER 1.75 4.00 X X 0 0 0 EDWARD STACK ASST. SECRETARY 1.75 4.00 X X 0 0 0 MARY PAT THORNTON SECRETARY 1.75 1.00 X X 0 0 0 GUY MOSZKOWSKI MEMBER 1.75 1.00 X 0 0 0 DOUGLAS O'DELL EXECUTIVE DIRECTOR (THRU 12/31/17) 1.75 65.00 X 0 302576 16473 KEITH LITTLE EXECUTIVE DIRECTOR (AS OF 01/01/18) 1.75 65.00 X 0 85743 1960 STEPHEN MACK CHIEF FINANCIAL AND ADMIN. OFFICER 1.75 65.00 X 0 220616 7341 0 608935 25774 0 0 1 0 0 1200 1200 1200 0 0 1200 144 144 144 0 144 0 4856 612440 30412 58693591 0 59341299 0 34212 0 34212 X 0 59307087 0 59307087 0 59341299 X 1056 -93016 59399047 X X 0 1 X 1 0 X X 1 SCO FAMILY OF SERVICES 112777066 7 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART I, LINE 12, COLUMN VI: SCO FOUNDATION, INC. WAS FORMED ON MAY 22, 2017 TO SERVE AS A SUPPORTING ORGANIZATION FOR SCO FAMILY OF SERVICES (THE "SUPPORTED ORGANIZATION"), A SOCIAL SERVICE ORGANIZATION HEADQUARTERED IN GLEN COVE, NEW YORK. SCO FOUNDATION, INC. WILL ENGAGE IN FUNDRAISING AND ASSET MANAGEMENT ACTIVITIES ON BEHALF OF THE SUPPORTED ORGANIZATION. SPECIFICALLY, THE ORGANIZATION'S CERTIFICATE OF INCORPORATION INDICATES THAT ITS PURPOSE IS TO SOLICIT CONTRIBUTIONS, RECEIVE BEQUESTS MADE TO THE SUPPORTED ORGANIZATION, APPLY FOR, RECEIVE AND ADMINISTER GRANTS, AND HOLD AND DISBURSE FUNDS, IN EACH CASE EXCLUSIVELY FOR THE BENEFIT AND SUPPORT OF THE SUPPORTED ORGANIZATION. THE SUPPORTED ORGANIZATION TRANSFERED A SIGNIFICANT PORTION OF ITS INVESTMENT PORTFOLIO TO THE SCO FOUNDATION, INC. IN FISCAL YEAR 2018. THE FOUNDATION WILL MANAGE THIS PORTFOLIO AND MAKE CONTRIBUTIONS TO THE SUPPORTED ORGANIZATION AS NECESSARY FOR THE SUPPORTED ORGANIZATION TO CARRY OUT ITS PURPOSES. 0 DUE TO SCO FAMILY OF SERVICES 34212 34212 X -91816 -93016 -93016 1200 0 1200 144 0 144 0 144 PART X, LINE 2: SCO FOUNDATION DOES NOT BELIEVE THEY HAVE TAKEN ANY MATERIAL UNCERTAIN TAX POSITIONS AND, ACCORDINGLY, THEY HAVE NOT RECORDED ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. SCO FOUNDATION HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE JURISDICTIONS WHERE THEY ARE REQUIRED TO DO SO. ADDITIONALLY, SCO FOUNDATION HAS FILED IRS FORM 990 INFORMATION RETURNS, AS REQUIRED, AND ALL OTHER APPLICABLE RETURNS IN JURISDICTIONS WHERE SO REQUIRED. FOR THE YEAR ENDED JUNE 30, 2018, THERE WAS NO INTEREST OR PENALTIES RECORDED OR INCLUDED IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. SCO FOUNDATION IS SUBJECT TO ROUTINE EXAMINATIONS BY A TAXING AUTHORITY. AS OF JUNE 30, 2018, SCO FOUNDATION WAS NOT SUBJECT TO ANY EXAMINATION BY A TAXING AUTHORITY. 0 0 0 0 0 0 0 0 0 DOUGLAS O'DELL EXECUTIVE DIRECTOR (THRU 12/31/17) 0 300290 0 0 0 2286 0 14250 0 2223 0 319049 0 0 STEPHEN MACK CHIEF FINANCIAL AND ADMIN. OFFICER 0 220436 0 0 0 180 0 5500 0 1841 0 227957 0 0 PART I, LINE 3 THE EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER ARE COMPENSATED BY SCO FAMILY OF SERVICES, A RELATED ORGANIZATION. BELOW IS THE COMPENSATION DETERMINATION PROCESS OF SCO FAMILY SERVICES: THE PROCESS OF DETERMINING EXECUTIVE DIRECTOR COMPENSATION INCLUDED A COMPREHENSIVE ANALYSIS OF COMPENSATION AMONG COMPARABLE ORGANIZATIONS AS PREPARED BY AN OUTSIDE CONSULTANT . THIS ANALYSIS REFERENCED FORM 990 FILINGS AS WELL AS AN EXECUTIVE COMPENSATION SURVEY CONDUCTED BY A THIRD PARTY WHICH INCLUDED 1,000 NON-PROFIT AGENCIES IN THE REGION. FOLLOWING A REVIEW OF THIS INFORMATION BY THE BOARD OF DIRECTORS, AN APPROPRIATE COMPENSATION PACKAGE FOR THE EXECUTIVE DIRECTOR WAS DETERMINED, APPROVED, AND RECORDED INTO THE BOARD REPORT. COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE EXECUTIVE DIRECTOR AND APPROVED BY THE CHAIR OF THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A DIRECTORS SHALL BE APPOINTED BY THE AFFIRMATIVE VOTE OF A MAJORITY OF THE BOARD OF DIRECTORS OF SCO FAMILY OF SERVICES ("SCO"), A NEW YORK NOT-FOR-PROFIT CORPORATION. FORM 990, PART VI, SECTION A, LINE 7B OFFICERS MAY BE REMOVED WITH OR WITHOUT CAUSE AT ANY TIME BY THE AFFIRMATIVE VOTE OF A MAJORITY OF THE ENTIRE BOARD OR A MAJORITY VOTE OF THE SCO BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S FINANCIAL DEPARTMENT. THE DRAFT FORM 990 IS REVIEWED BY THE ORGANIZATION'S CFO AND EXECUTIVE DIRECTOR AND THEN PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS IN DRAFT VIA ELECTRONIC MAIL WITH AN OPPORTUNITY FOR THEM TO COMMENT OR MAKE INQUIRY BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY SHALL INCLUDE, AT A MINIMUM, THE FOLLOWING PROVISIONS: (A) A DEFINITION OF THE CIRCUMSTANCES THAT CONSTITUTE A CONFLICT OF INTEREST; (B) PROCEDURES FOR DISCLOSING A CONFLICT OF INTEREST TO THE CORPORATION'S BOARD OF DIRECTORS AND THE AUDIT AND COMPLIANCE COMMITTEE OF SCO; (C) A REQUIREMENT THAT THE PERSON WITH THE CONFLICT OF INTEREST NOT BE PRESENT AT OR PARTICIPATE IN BOARD OR COMMITTEE DELIBERATION OR VOTE ON THE MATTER GIVING RISE TO SUCH CONFLICT; (D) A PROHIBITION AGAINST ANY ATTEMPT BY THE PERSON WITH THE CONFLICT TO INFLUENCE IMPROPERLY THE DELIBERATION OR VOTING ON THE MATTER GIVING RISE TO SUCH CONFLICT; (E) A REQUIREMENT THAT THE EXISTENCE AND RESOLUTION OF THE CONFLICT BE DOCUMENTED IN THE CORPORATION'S RECORDS, INCLUDING IN THE MINUTES OF ANY MEETING AT WHICH THE CONFLICT WAS DISCUSSED OR VOTED UPON; AND (F) PROCEDURES FOR DISCLOSING, ADDRESSING, AND DOCUMENTING RELATED PARTY TRANSACTIONS IN ACCORDANCE SECTION 715 OF THE NEW YORK NOT-FOR-PROFIT CORPORATION LAW. PRIOR TO A DIRECTOR'S INITIAL ELECTION TO THE BOARD, OR AN OFFICER OR KEY EMPLOYEE'S EMPLOYMENT AT THE CORPORATION, AND THEREAFTER ON AN ANNUAL BASIS, ALL DIRECTORS, OFFICERS, AND KEY EMPLOYEES SHALL DISCLOSE IN WRITING TO THE SECRETARY OF THE CORPORATION: (A) ANY ENTITY OF WHICH SUCH PERSON OR A RELATIVE OF SUCH PERSON IS AN OFFICER, DIRECTOR, TRUSTEE, MEMBER, OWNER, OR EMPLOYEE AND WITH WHICH THE CORPORATION OR SCO HAS A RELATIONSHIP; (B) ANY FINANCIAL INTEREST SUCH PERSON MAY HAVE IN ANY CORPORATION, ORGANIZATION, PARTNERSHIP OR OTHER ENTITY WHICH PROVIDES GOODS OR SERVICES, INCLUDING PROFESSIONAL SERVICES, TO CORPORATION OR SCO FOR A FEE OR OTHER COMPENSATION; AND (C) ANY POSITION OR OTHER MATERIAL RELATIONSHIP SUCH DIRECTOR, OFFICER, KEY EMPLOYEE, OR RELATIVE OF SUCH PERSON, MAY HAVE WITH ANY ENTITY WITH WHICH THE CORPORATION OR SCO HAS A BUSINESS RELATIONSHIP. A COPY OF EACH DISCLOSURE STATEMENT SHALL BE KEPT IN CORPORATION'S FILES AND MADE AVAILABLE TO ANY DIRECTOR, OFFICER, OR KEY EMPLOYEE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON ORGANIZATION'S WESBITE, NEW YORK STATE ATTORNEY GENERAL WEBSITE, GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE ALSO AVAILABLE UPON WRITTEN REQUEST AT 1 ALEXANDER PLACE, GLEN COVE, NY 11542 OR BY CALLING THE ORGANIZATION DIRECTLY. FORM 990, PART XI, LINE 9: TRANSFER OF INVESTMENTS FROM SCO FAMILY OF SERVICES 59,399,047. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. SCO FAMILY OF SERVICES 1 ALEXANDER PLACE GLEN COVE NY 115423745 112777066 FAMILY HEALTH SERVICES NY 501(C)(3) LINE 7 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1