2019-05-13T10:53:47-05:00 2018-06-30 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2017-07-01 410693970 UNIVERSITY OF ST THOMAS UNIV 6519625000 2115 SUMMIT AVENUE ST PAUL MN 551051078 MARK VANGSGARD TREASURER 6519625000 2019-05-02 1 KAREN GRIES P00078514 6123764500 67.137.57.251 2019-05-02 12:31:01 CD P 0F6CED516730F26F6D929EFCCC55701A57CAC9CA 556679616493003E6E17937C0791D09847FC9451 2017 2019-02-21 02:37:17Z JULIE SULLIVAN 2115 SUMMIT AVENUE ST PAUL MN 551051078 478190895 0 X WWW.STTHOMAS.EDU X 1885 MN SEE SCHEDULE O 39 36 6035 4457 -34037 -1187823 43337396 37838728 316436463 327660427 27481898 26636911 18288631 18168366 405544388 410304432 114935118 126179181 0 0 172685354 177178832 220485 241450 8594452 83882180 79710809 371723137 383310272 33821251 26994160 1181326871 1205164681 268919832 255080991 912407039 950083690 X SEE SCHEDULE O 0 0 254782861 126179180 308655464 INSTRUCTION & RESEARCH: DURING THE YEAR, 9,878 STUDENTS WERE ENROLLED AT THE UNIVERSITY OF ST. THOMAS PURSUING ASSOCIATES, UNDERGRADUATE, GRADUATE, DOCTORAL AND LAW DEGREES. 31888428 0 1552848 STUDENT SERVICES: SERVICES PROVIDED TO STUDENTS INCLUDING ENROLLMENT SERVICES, DEAN OF STUDENTS, REGISTRAR, ATHLETICS, CAREER DEVELOPMENT, PERSONAL COUNSELING, INTERNATIONAL STUDENTS SERVICES, STUDENT CLUBS AND ORGANIZATIONS, AND STUDENT HEALTH SERVICES. 28397817 0 28230267 AUXILIARY SERVICES: PROVIDED SERVICES TO THE UNIVERSITY COMMUNITY, INCLUDING FOOD SERVICES, HOUSING, BOOKSTORES, CONFERENCE SERVICES AND DAY CARE SERVICES. 27394546 0 4246823 OTHER PROGRAM SERVICES: ACADEMIC SUPPORT PROVIDED TO THE UNIVERSITY COMMUNITY INCLUDING LIBRARY FACILITIES, ACADEMIC ADVISING, AND THE FACULTY DEVELOPMENT CENTER. THE UNIVERSITY PROVIDES PUBLIC SERVICES INCLUDING THE SENIOR CITIZEN CENTER, LOAVES AND FISHES, SERVICE LEARNING, AND VISION TRIPS. THE UNIVERSITY ALSO PROVIDES OTHER PROGRAMS TO FURTHER THEIR EDUCATIONAL PURPOSES. 27394546 0 4246823 342463652 1 1 0 1 0 0 0 1 1 1 1 1 0 0 1 1 1 0 1 1 1 0 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 1 1 1 0 0 1 1 1 1 0 0 1 13334 0 1 6035 1 1 1 1 IT 0 0 0 1 1 0 0 0 0 X 39 36 1 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 0 0 AL CO FL MD MA MI MN NH ND OR SC WA NV X MARK VANGSGARD 6519626100 2115 SUMMIT AVE ST PAUL MN 551051078 PATRICK G RYAN BOARD CHAIR 1.00 X X 0 0 0 AMY GOLDMAN BOARD VICE CHAIR 1.00 X X 0 0 0 JULIE SULLIVAN PRESIDENT 40.00 X X 664460 0 85098 JOHN N ALLEN TRUSTEE 1.00 X 0 0 0 LISA S ANDERSON TRUSTEE 1.00 X 0 0 0 ARCHIE BLACK TRUSTEE 1.00 X 0 0 0 JEFFREY BUELT TRUSTEE 1.00 X 0 0 0 ANDREW CECERE TRUSTEE 1.00 X 0 0 0 MICHAEL V CIRESI TRUSTEE 1.00 X 0 0 0 BURTON D COHEN TRUSTEE 1.00 X 0 0 0 GAIL J DORN TRUSTEE 1.00 X 0 0 0 MICHAEL E DOUGHERTY TRUSTEE 1.00 X 0 0 0 ANDREW S DUFF TRUSTEE 1.00 X 0 0 0 TIMOTHY P FLYNN TRUSTEE 1.00 X 0 0 0 EUGENE U FREY TRUSTEE 1.00 X 0 0 0 GEOFFREY C GAGE TRUSTEE 1.00 X 0 0 0 ANTOINE M GARIBALDI TRUSTEE 1.00 X 0 0 0 JAMES P GEAREN TRUSTEE 1.00 X 0 0 0 MARK W GREGG TRUSTEE 1.00 X 0 0 0 KATHLEEN J HIGGINS VICTOR TRUSTEE 1.00 X 0 0 0 VIRGINIA A HUBBARD MORRIS TRUSTEE 1.00 X 0 0 0 PAUL KARON TRUSTEE 1.00 X 0 0 0 ASHISH KHANDPUR TRUSTEE 1.00 X 0 0 0 THOMAS MADISON TRUSTEE 1.00 X 0 0 0 REVEREND EDWARD MALLOY CSC TRUSTEE 1.00 X 0 0 0 REVEREND JOHN M MALONE TRUSTEE 1.00 X 0 0 0 MARY G MARSO TRUSTEE 1.00 X 0 0 0 ALVIN E MCQUINN TRUSTEE 1.00 X 0 0 0 JOHN MORRISON TRUSTEE 1.00 X 0 0 0 THE HONORABLE DIANA E MURPHY TRUSTEE 1.00 X 0 0 0 STEPHEN P NACHTSHEIM TRUSTEE 1.00 X 0 0 0 PHIL SORAN TRUSTEE 1.00 X 0 0 0 ROBERT J ULRICH TRUSTEE 1.00 X 0 0 0 BRIAN D WENGER TRUSTEE 1.00 X 0 0 0 PENNY WHEELER TRUSTEE 1.00 X 0 0 0 FRANK WILDERSON JR TRUSTEE 1.00 X 0 0 0 ANN L WINBLAD TRUSTEE 1.00 X 0 0 0 MARK A ZESBAUGH TRUSTEE 1.00 X 0 0 0 DENNIS DEASE PRESIDENT EMERITUS/TRUSTEE 40.00 X 121967 0 24600 SARA GROSS METHNER GENERAL COUNSEL & SECRETARY 40.00 X 228281 0 51845 MARK VANGSGARD CFO 40.00 X 282586 0 48833 RICHARD PLUMB EVP & PROVOST 40.00 X 405230 0 48885 FR LARRY SNYDER VP FOR MISSION 40.00 X 175239 0 26162 ERIK THURMAN VP FOR DEVELOPMENT & ALUMN 40.00 X 330583 0 37140 KYMM MARTINEZ CHIEF MARKETING OFFICER 40.00 X 300746 0 18273 STEFANIE LENWAY DEAN, OPUS COLLEGE OF BUSINESS 40.00 X 391193 0 38651 MICHAEL PAULSEN LAW PROFESSOR 40.00 X 340263 0 51171 ANN BATESON LAW PROFESSOR, DIR OF LAW LIBRARY 40.00 X 299130 0 8938 DAVID DEEDS PROFESSOR OF ENTREPRENEURS 40.00 X 305765 0 50294 ROBERT VISCHER DEAN OF SCHOOL OF LAW 40.00 X 273372 0 53097 4118815 0 542987 273 0 1 0 CALIFORNIA FIRST NATIONAL BANK 28 EXECUTIVE PARK IRVINE CA 92614 LEASING SERVICES 3042887 OPUS HOLDING LLC 10350 BREN RD W MINNETONKA MN 55343 CONSTRUCTION SERVICES 2300890 HURON CONSULTING GROUP 550 W VAN BUREN STREET CHICAGO IL 60607 MANAGEMENT CONSULTING 890727 METROPOLITAN MECHANICAL CONTRACTORS 7450 FLYING CLOUD DRIVE EDEN PRAIRIE MN 55344 CONSTRUCTION SERVICES 766874 ELLUCIAN COMPANY LP 2003 EDMUND HALLEY DRIVE RESTON VA 20191 SOFTWARE CONSULTING 760415 49 51899 4027086 33759743 2064059 37838728 TUITION & FEES 611600 303739500 303739500 STUDENT HOUSING 721310 19004956 18797384 207572 SEMINARS & WORKSHOPS 611600 4915971 4915971 327660427 6435567 -1307827 7743394 89984 89984 164558 164558 79599400 31395 59512918 6517 20086482 24878 20111360 20111360 63221 51899 76906 -13685 -13685 17419815 8290122 9129693 8882194 247499 PARKING 812930 1743336 24608 1718728 RENTAL 531390 961047 550689 410358 STUDENT HEALTH INSURAN 900099 495713 495713 5687704 5303951 383753 8887800 410304432 342685402 -34037 29814339 241072 241072 125810289 125810289 127820 127820 2620362 2620362 135447538 114574169 15566502 5306867 9537792 7709419 1430823 397550 20402826 16850327 2715870 836629 9170314 7504613 1324420 341281 308338 54973 249871 3494 190734 29829 159795 1110 37000 37000 241450 241450 2194316 2228029 -35792 2079 8192624 5340831 2595114 256679 3150917 2663802 435280 51835 4313593 3338510 791533 183550 5454852 3764144 1518927 171781 12245293 11324187 850672 70434 7291279 6645114 504315 141850 1814766 1580591 123218 110957 7246378 7188183 56479 1716 15530183 15442325 -31127 118985 1440950 1360603 77281 3066 ELECTRONIC LIBRARY 2483115 2483115 OTHER EQUIP & SUPPLIES 1803573 1753695 37362 12516 MEMBERSHIPS 1074323 544284 504417 25622 MEALS 698542 586692 49519 62331 4240033 3317036 670327 252670 383310272 342463652 32252168 8594452 1750406 5407249 147405436 151284836 12552640 13495825 5352992 5204116 1261370 1466535 3110962 3702179 686890200 281468723 410964257 405421477 381703502 378990821 210878729 233719921 2343230 2588630 4003347 3883092 1181326871 1205164681 24379860 21258326 8064370 8646857 194983766 178611656 1171374 1031601 40320462 45532551 268919832 255080991 X 425223009 437415054 198049968 212823032 289134062 299845604 912407039 950083690 1181326871 1205164681 X 26994160 14919821 -338591 -3898739 X 0 1 X 1 1 1 X 26967699 25200546 26426682 43337396 37838728 159771051 26967699 25200546 26426682 43337396 37838728 159771051 7807901 151963150 5585030 6139313 5714758 6650454 8524027 32613582 917289 265136 1182425 7936517 7253988 8677915 8223188 7543007 39634615 233201673 1641309075 0.65160 0.62950 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2013 AMOUNT: $ 7,936,517. 2014 AMOUNT: $ 7,253,988. 2015 AMOUNT: $ 8,677,915. 2016 AMOUNT: $ 8,223,188. 2017 AMOUNT: $ 7,543,007. 0 0 0 0 0 1 0 0 0 0 1 230432 0 0 230432 0 PART II-B, LINE 1: DURING THE FISCAL YEAR 2018 THE UNIVERSITY OF ST. THOMAS RETAINED THE SERVICES OF NORTH STATE ADVISORS AND ASSOCIATES OF MINNEAPOLIS TO REPRESENT THE UNIVERSITY'S INTERESTS WITH THE CITY OF MINNEAPOLIS. THE UNIVERSITY PAID NORTH STATE ADVISORS $24,000 IN FY18. DURING THE FISCAL YEAR 2018, THE UNIVERSITY RETAINED THE SERVICES OF LOCKRIDGE GRINDAL NAUEN TO REPRESENT THE UNIVERSITY'S INTERESTS IN WASHINGTON, D.C. THE UNIVERSITY PAID LOCKRIDGE GRINDAL NAUEN $2,500 IN FY18. DURING THE FISCAL YEAR 2018 THE UNIVERSITY RETAINED THE SERVICES OF GOFF PUBLIC, INC. TO REPRESENT THE UNIVERSITY'S INTERESTS IN THE STATE OF MINNESOTA. THE UNIVERSITY PAID GOFF PUBLIC, INC. $10,500 IN FY18. THE UNIVERSITY OF ST. THOMAS IS A MEMBER OF MINNESOTA PRIVATE COLLEGE COUNCIL (MPCC), AN ORGANIZATION DESCRIBED IN SECTION 501(C)(4) OF THE INTERNAL REVENUE CODE. MPCC IS AN ASSOCIATION OF PRIVATE NONPROFIT INSTITUTIONS OF HIGHER EDUCATION THAT SERVES A VARIETY OF ITS MEMBERS' SHARED NEEDS, INCLUDING, BUT NOT ONLY, NONPARTISAN AND NON-ELECTORAL ADVOCACY FOR PUBLIC POLICY THAT MEETS STUDENTS' NEEDS AND ADVANCES THE INTERESTS OF PRIVATE HIGHER EDUCATION. THE UNIVERSITY OF ST. THOMAS PAID MEMBERSHIP DUES TO MPCC IN THE AMOUNT OF $240,885 DURING THE TAXABLE YEAR. MPCC HAS DIVIDED ITS EXPENSES FOR ITS TAXABLE YEAR ENDING JUNE 30, 2018, INTO TWO GROUPS. GROUP 1 CONSISTS OF THOSE EXPENSES THAT DID NOT IN ANY WAY SUPPORT ATTEMPTS TO INFLUENCE LEGISLATION WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("LOBBYING"), AND GROUP 2 CONSISTS OF ALL OTHER EXPENSES. GROUP 2 INCLUDES MANY EXPENSES, SUCH AS PERSONNEL COSTS, THAT SUPPORTED BOTH LOBBYING AND NONLOBBYING ACTIVITIES. MPCC DID NOT ATTEMPT TO ALLOCATE THE GROUP 2 EXPENSES BETWEEN LOBBYING AND NONLOBBYING ACTIVITIES. MPCC HAS DETERMINED THAT THE AMOUNT OF THE GROUP 2 EXPENSES REPRESENTS 80.30% OF THE AMOUNT OF THE DUES THAT MPCC COLLECTED IN THE SAME TAXABLE YEAR. ASSUMING THAT ALL GROUP 2 EXPENSES WERE PAID FROM MEMBER DUES, AND ALLOCATING THOSE EXPENSES PRO RATA BASED ON THE DUES PAID BY EACH MEMBER, $193,432 OF THE UNIVERSITY OF ST. THOMAS' DUES WERE USED TO PAY GROUP 2 EXPENSES. THE AMOUNT OF LOBBYING EXPENSES PAID FROM THE UNIVERSITY OF ST. THOMAS' DUES WAS SIGNIFICANTLY LESS THAN THAT AMOUNT. 0 6546263 X X X X X USED IN PUBLICATION 1 0 1 494001531 8224829 33566150 5253326 11828917 518710267 447478684 13109519 49686874 5975417 10298129 494001531 468496969 8895211 -12856980 3993887 13062629 447478684 495499932 -16071423 2959220 3675547 10215213 468496969 440994846 11108133 57221183 3675547 10148683 495499932 0.19150 0.57800 0.23050 0 0 36879986 36879986 498579229 159983793 338595436 13050157 6711495 6338662 72899267 60357605 12541662 65481561 54415830 11065731 405421477 REAL ESTATE FUNDS 48320407 F HEDGE FUNDS 105874561 F PRIVATE EQUITY 79199953 F FOREIGN EQUITY 325000 F 233719921 ANNUITY OBLIGATIONS 6481853 ASSET RETIREMENT OBLIGATIONS 4164927 INTEREST RATE SWAP 1110644 OTHER LIABILITIES 29514358 STUDENT LOAN ADVANCES 4260769 45532551 X 308168657 14919821 8367028 23286849 284881808 125422624 125422624 410304432 270467128 338591 8367028 8705619 261761509 121548763 121548763 383310272 PART III, LINE 4: THE UNIVERSITY OF ST. THOMAS HOLDS TWO COLLECTIONS OF ARTWORK. THE ASMAT ART AND ARTISTS COLLECTION CONSTITUTES ONE OF THE MOST COMPREHENSIVE COLLECTIONS OF ASMAT ART IN THE UNITED STATES. LOCATED ON THE ST. PAUL CAMPUS IT PROVIDES STUDENTS, FACULTY, STAFF AND SURROUNDING COMMUNITIES WITH OPPORTUNITIES TO LEARN ABOUT TRADITIONAL ASMAT CULTURE, CONTEMPORARY CHALLENGES FOR ASMAT ARTISTS, AND ONGOING OPPORTUNITIES ASMAT ARTISTS HAVE FOR PRESENTING THEIR WORK. THE UNIVERSITY OF ST. THOMAS COLLECTION COMPRISES OVER 1,000 OBJECTS, INCLUDING PAINTINGS, SCULPTURES, DECORATIVE ARTS, STAINED GLASS, AND TEXTILES. MANY OF THESE WORKS ARE ON DISPLAY IN PUBLIC AREAS OF THE LIBRARIES, OFFICES, CLASSROOMS, DORMITORIES, SEMINARY BUILDINGS, AND THE STUDENT CENTER; AND IN VARIOUS OUTDOOR SETTINGS. SEVERAL AREAS, SUCH AS THE SCULPTURE GARDEN OF THE O'SHAUGHNESSY-OWENS SCIENCE COMPLEX, AND THE BERNARDI CAMPUS IN ROME, HAVE NOTEWORTHY ENSEMBLES. MANY WORKS OF ART ARE USED DIRECTLY FOR TEACHING PURPOSES IN THE ART HISTORY CLASSROOM, AS WELL AS SPECIALIZED SETTINGS SUCH AS THE LUANN DUMMER CENTER FOR WOMEN. OTHER PLAY A DIRECT ROLE IN WORSHIP AND MEDITATION. PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT IS USED FOR STUDENT FINANCIAL AID, INSTRUCTION AND OTHER RELATED ACTIVITIES, AND EDUCATIONAL AND GENERAL OPERATING. PART X, LINE 2: THE UNIVERSITY QUALIFIES AS A TAX-EXEMPT NONPROFIT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SIMILAR STATUTES OF MINNESOTA LAW. HOWEVER, ANY UNRELATED BUSINESS INCOME MAY BE SUBJECT TO TAXATION. THE MOST SIGNIFICANT AREAS THAT SUBJECT THE UNIVERSITY TO UNRELATED BUSINESS INCOME TAX (UBIT) INCLUDE CONFERENCES AND EVENTS, RENTAL ACTIVITIES, EARNINGS FROM CERTAIN ALTERNATIVE INVESTMENTS AND OTHER UNRELATED INCOME. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSE 76,906. COST OF GOODS SOLD 8,290,122. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 125,422,624. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSE 76,906. COST OF GOODS SOLD 8,290,122. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 125,422,624. NET UNREALIZED GAIN ON INTEREST RATE SWAP 567,476. CHANGE IN DEFERRED TAX ASSET 191,178. LOSS ON DEBT REFINANCING -4,615,393. DONOR PLEDGE ADJUSTMENTS -42,000. GAIN ON DISPOSAL OF PROPERTY AND EQUIPMENT 24,878. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY PUBLISHES ITS NON-DISCRIMINATION POLICY IN SOLICITATION MATERIALS SENT TO PROSPECTIVE STUDENTS, AS WELL AS ON ITS WEBSITE AND IN ENROLLMENT MATERIALS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OF ST. THOMAS RECEIVES PRIMARILY TITLE IV FUNDING FROM THE DEPARTMENT OF EDUCATION (I.E., PELL, PERKINS, WORKSTUDY, FEDERAL DIRECT LENDING, AND SEOG). 1 NORTH AMERICA 0 0 PROGRAM SERVICES ATHLETICS 7045 EUROPE 0 0 PROGRAM SERVICES CONFERENCES 94806 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CONFERENCES 17933 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES CONFERENCES 1825 NORTH AMERICA 0 0 PROGRAM SERVICES CONFERENCES 27885 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES CONFERENCES 942 SOUTH AMERICA 0 0 PROGRAM SERVICES CONFERENCES 9417 SOUTH ASIA 0 0 PROGRAM SERVICES CONFERENCES 6938 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES CONFERENCES 7717 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EQUIPMENT PURCHASES 231 EUROPE 0 0 PROGRAM SERVICES EQUIPMENT PURCHASES 2025 NORTH AMERICA 0 0 PROGRAM SERVICES EQUIPMENT PURCHASES 9890 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES INFORMATION TECHNOLOGY 4398 EUROPE 0 0 PROGRAM SERVICES INFORMATION TECHNOLOGY 5348 NORTH AMERICA 0 0 PROGRAM SERVICES INFORMATION TECHNOLOGY 8940 NORTH AMERICA 0 0 PROGRAM SERVICES MEMBERSHIPS 562 ASIA 0 0 INVESTMENTS N/A 6699006 CENTRAL AMERICA & THE CARIBBEAN 0 0 INVESTMENTS N/A 95204904 EUROPE 0 0 INVESTMENTS N/A 16022960 NORTH AMERICA 0 0 INVESTMENTS N/A 17922616 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES RECRUITING 27542 EUROPE 0 0 PROGRAM SERVICES RECRUITING 12318 NORTH AMERICA 0 0 PROGRAM SERVICES RECRUITING 6958 SOUTH AMERICA 0 0 PROGRAM SERVICES RECRUITING 3141 SOUTH ASIA 0 0 PROGRAM SERVICES RECRUITING 4014 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES RECRUITING 9007 CENTRAL AMERICA & THE CARIBBEAN 0 0 PROGRAM SERVICES SABATICAL 10789 NORTH AMERICA 0 0 PROGRAM SERVICES STUDENT AID 8184 CENTRAL AMERICA & THE CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD 58803 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD 134455 EUROPE 0 0 PROGRAM SERVICES STUDY ABROAD 809892 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD 75080 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD 3590 SOUTH ASIA 0 0 PROGRAM SERVICES STUDY ABROAD 5856 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD 1978 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES STUDY ABROAD 18254 EUROPE 1 0 PROGRAM SERVICES THE BERNARDI CAMPUS PROVIDES HOUSING TO ST. THOMAS STUDENTS AND OTHERS PARTICIPATING IN ACADEMIC AND SUMMER PROGRAMS. 565059 0 0 1 0 1 0 166791 137643517 137810308 RESTRICTED AID EAST ASIA AND THE PACIFIC 3 4670 STUDENT ACCOUNT 0 N/A N/A INSTITUTIONAL AID EAST ASIA AND THE PACIFIC 1 16084 STUDENT ACCOUNT 0 N/A N/A INSTITUTIONAL AID EUROPE 9 60111 STUDENT ACCOUNT 0 N/A N/A RESTRICTED AID EUROPE 18 42596 STUDENT ACCOUNT 0 N/A N/A INSTITUTIONAL AID SOUTH ASIA 1 3160 STUDENT ACCOUNT 0 N/A N/A RESTRICTED AID SOUTH AMERICA 1 1198 STUDENT ACCOUNT 0 N/A N/A 1 0 1 1 1 1 PART I, LINE 2: STUDENT FINANCIAL AID IS PROCESSED UNDER INDIVIDUAL GRANT FUNDS WITHIN OUR ACCOUNTING SYSTEM, AND THE STUDENT FINANCIAL AID IS ALSO PROCESSED UNDER EACH INDIVIDUAL STUDENT ACCOUNT. THIS APPROACH TO RECORD FINANCIAL AID BY FUND AND BY STUDENT ACCOUNT, PROVIDES A DETAILED RECORD OF HOW THE FUNDS ARE SPENT ACCORDING TO DONOR AND GOVERNMENTAL REQUIREMENTS. THE FINANCIAL AID OFFICE MONITORS STUDENT ACCOUNT ACTIVITY TO VERIFY THE STUDENT'S ENROLLMENT AND USE OF THE FUNDS ACCORDING TO THE GRANT REQUIREMENTS. PART I, LINE 3: THE UNIVERSITY USES THE ACCRUAL METHOD OF ACCOUNTING TO REPORT EXPENDITURES ON SCHEDULE F. X X X X X X X 1 RUFFALO NOEL LEVITZ PO BOX 3018 CEDAR RAPIDS IA 52406 TELEMARKETING COORDINATOR 0 381961 168900 213061 381961 168900 213061 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY FOOTBALL GOLF 28825 12620 16205 15972 1215 BASEBALL GOLF 20197 6425 13772 10033 247 5 66098 32854 33244 42173 7266 115120 51899 63221 68178 8728 76906 -13685 1 CENTER FOR ETHICAL BUSINESS CULTURES 1000 LASALLE AVE TMH 331 MINNEAPOLIS MN 55403 411431488 501(C)(3) 186254 0 N/A N/A GENERAL SUPPORT MACALESTER-GROVELAND COMMUNITY COUNCIL 320 S GRIGGS ST ST PAUL MN 55105 411414691 501(C)(3) 10250 0 N/A N/A GENERAL SUPPORT UNION PARK DISTRICT COUNCIL 1570 CONCORDIA AVE ST PAUL MN 55104 411434829 501(C)(3) 10250 0 N/A N/A GENERAL SUPPORT HOPE COMMUNITY INC 611 EAST FRANKLIN AVE MINNEAPOLIS MN 55404 411292817 501(C)(3) 7500 0 N/A N/A PUBLIC SERVICE PROGRAM OPEN ARMS OF MINNESOTA 2500 BLOOMINGOTN AVENUE SOUTH MINNEAPOLIS MN 55404 411681317 501(C)(3) 7500 0 N/A N/A PUBLIC SERVICE PROGRAM ST CLOUD HOSPITAL 1406 6TH AVENUE NORTH ST CLOUD MN 56303 410695596 501(C)(3) 7500 0 N/A N/A PUBLIC SERVICE PROGRAM THE FOOD GROUP MINNESOTA INC 8501 54TH AVENUE NORTH MINNEAPOLIS MN 55428 411246504 501(C)(3) 7500 0 N/A N/A PUBLIC SERVICE PROGRAM 7 0 INSTITUTIONAL AID 8850 11287228 0 N/A N/A INSTITUTIONAL EXEMPTIONS 2123 5050839 0 N/A N/A RESTRICTED AID 2324 7407334 0 N/A N/A STUDENT STIPENDS 203 104694 0 N/A N/A STUDENT STIPEND-LIVING 13 25823 0 N/A N/A STUDENT STIPENDS - NOTETAKERS 34 1650 0 N/A N/A STUDENT PRIZES & AWARDS 368 349621 0 N/A N/A PART I, LINE 2: AS GIFTS AND GRANTS ARE RECEIVED, INDIVIDUAL FUNDS ARE ESTABLISHED IN OUR GENERAL LEDGER SYSTEM TO PROCESS THE GRANT REVENUE AND EXPENSE. A FINANCIAL MANAGER IS ASSIGNED TO REVIEW AND OVERSEE THE ACTIVITY OF THE FUND. IN ADDITION, OTHER ADMINISTRATIVE DEPARTMENTS ALSO PROVIDE SERVICES TO PROCESS, REPORT AND REVIEW THE GRANT INFORMATION. IN THE CASE OF PRIVATE GRANTS, THE UNIVERSITY FOLLOWS A FORMALIZED GRANT APPLICATION PROCESS TO VERIFY THAT THE UNIVERSITY UNDERSTANDS THE GRANT OBLIGATION AND PURPOSE BEFORE THE APPLICATION IS SENT TO THE GRANTOR ORGANIZATION. MANY PRIVATE AND GOVERNMENT GRANTS ARE RECEIVED FOR STUDENT FINANCIAL AID. OUR ENROLLMENT SERVICES DEPARTMENT FOLLOWS A DETAILED POLICY AND PROCEDURES MANUAL THAT DESCRIBES HOW EACH SCHOLARSHIP IS AWARDED, INCLUDING SELECTION CRITERIA. THESE PROCEDURES FOLLOW GUIDELINES SET BY THE UNIVERSITY'S SENIOR LEADERSHIP. STUDENT FINANCIAL AID IS PROCESSED UNDER INDIVIDUAL GRANT FUNDS WITHIN OUR ACCOUNTING SYSTEM (AS DESCRIBED ABOVE), AND THE STUDENT FINANCIAL AID IS ALSO PROCESSED UNDER EACH INDIVIDUAL STUDENT ACCOUNT. THIS APPROACH TO RECORD FINANCIAL AID BY FUND AND BY STUDENT ACCOUNT, PROVIDES A DETAILED RECORD OF HOW THE FUNDS ARE SPENT ACCORDING TO DONOR AND GOVERNMENTAL REQUIREMENTS. THE FINANCIAL AID OFFICE MONITORS STUDENT ACCOUNT ACTIVITY TO VERIFY THE STUDENT'S ENROLLMENT AND USE OF THE FUNDS ACCORDING TO THE GRANT REQUIREMENTS. GRANTS ARE PROVIDED TO ESTABLISHED ORGANIZATIONS THAT ARE EDUCATIONAL AND/OR CHARITABLE AND THE UNIVERSITY IS IN CONTACT WITH THOSE ORGANIZATIONS TO ENSURE THE GRANTS FUNDS ARE EXPENDED APPROPRIATELY. X X X X X 1 1 X X X 1 0 0 0 0 0 0 1 0 JULIE SULLIVAN PRESIDENT 611498 0 50000 0 2962 0 25380 0 59718 0 749558 0 0 0 SARA GROSS METHNER GENERAL COUNSEL & SECRETARY 227639 0 0 0 642 0 22527 0 29318 0 280126 0 0 0 MARK VANGSGARD CFO 282076 0 0 0 510 0 25328 0 23505 0 331419 0 0 0 RICHARD PLUMB EVP & PROVOST 404939 0 0 0 291 0 25380 0 23505 0 454115 0 0 0 FR LARRY SNYDER VP FOR MISSION 175068 0 0 0 171 0 16564 0 9598 0 201401 0 0 0 ERIK THURMAN VP FOR DEVELOPMENT & ALUMN 323282 0 0 0 7301 0 12126 0 25014 0 367723 0 0 0 KYMM MARTINEZ CHIEF MARKETING OFFICER 300478 0 0 0 268 0 9127 0 9146 0 319019 0 0 0 STEFANIE LENWAY DEAN, OPUS COLLEGE OF BUSINESS 391193 0 0 0 0 0 25380 0 13271 0 429844 0 0 0 MICHAEL PAULSEN LAW PROFESSOR 340263 0 0 0 0 0 25380 0 25791 0 391434 0 0 0 ANN BATESON LAW PROFESSOR, DIR OF LAW LIBRARY 299024 0 0 0 106 0 8504 0 434 0 308068 0 0 0 DAVID DEEDS PROFESSOR OF ENTREPRENEURS 305573 0 0 0 192 0 24591 0 25703 0 356059 0 0 0 ROBERT VISCHER DEAN OF SCHOOL OF LAW 272979 0 0 0 393 0 25380 0 27717 0 326469 0 0 0 PART I, LINE 1A UNIVERSITY EMPLOYEES ARE OCCASIONALLY ASKED TO TRAVEL ON UNIVERSITY BUSINESS. SPOUSAL TRAVEL REIMBURSEMENT BY THE UNIVERSITY REQUIRES APPROVAL BY A DEAN OR LEADERSHIP MEMBER, AND IF THE BUSINESS PURPOSE OF THE SPOUSAL TRAVEL IS NOT PROPERLY DOCUMENTED, IT IS TREATED AS TAXABLE COMPENSATION TO THE EMPLOYEE. TRAVEL FOR COMPANIONS WAS PROVIDED AS A BENEFIT TO THE UNIVERSITY PRESIDENT AND IF THE BUSINESS PURPOSE OF THE SPOUSAL TRAVEL WAS NOT PROPERLY DOCUMENTED, IT WAS TREATED AS TAXABLE COMPENSATION TO THE EMPLOYEE. THE PRESIDENT IS REQUIRED TO LIVE IN UNIVERSITY OWNED HOUSING. THE UNIVERSITY PROVIDES CLEANING AND MAINTENANCE SERVICES FOR THIS HOUSING. THE HOUSING BENEFIT IS NOT TAXABLE PURSUANT TO IRC SECTION 119 AS IT IS A CONDITION OF THE PRESIDENT'S EMPLOYMENT AT THE UNIVERSITY. THE UNIVERSITY HAS PURCHASED A CLUB MEMBERSHIP, WHICH IS A TAXABLE BENEFIT TO THE PRESIDENT TO THE EXTENT OF PERSONAL USE. PART I, LINE 4A ANN BATESON - SEVERANCE PAYMENT - $208,631 PART I, LINE 7 THE PRESIDENT OF THE UNIVERSITY RECEIVES A NON-FIXED PAYMENT AS INCENTIVE COMPENESATION WHICH IS CALCULATED IN PART BASED ON THE ACHIEVEMENT OF CERTAIN OBJECTIVES WITHIN HER PERFORMANCE EVALUATION PROCESS. THE PAYMENT IS NOT BASED ON REVENUE AND IS EVALUATED ANNUALLY BY THE EXECUTIVE COMMITTEE. A MN HIGHER ED FACILITIES AUTHORITY 410988525 60416HB78 2013-03-28 29327034 SEE PART VI 0 0 0 B MN HIGHER ED FACILITIES AUTHORITY 410988525 2014-03-14 24210000 SEE PART VI 0 0 0 C MN HIGHER ED FACILITIES AUTHORITY 410988525 60416HV43 2016-03-09 63325215 SEE PART VI 0 0 0 D MN HIGHER ED FACILITIES AUTHORITY 410988525 60416HW26 2016-03-06 16887704 SEE PART VI 0 0 0 A 6510000 29327034 222034 29105000 2013 1 0 1 1 B 6268407 24210000 136888 24073112 2014 0 1 1 1 C 3050000 63325217 364074 63262687 2016 0 1 1 1 D 4810000 16887704 142580 16744057 2016 1 0 1 1 A 0 0 1 0 0 0.00000 0.00800 0.00800 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.03640 0.03640 0 0 1 D 0 0 0 0 0.00000 0.00310 0.00310 0 0 1 A 0 0 1 0 0 0 0 0 0 B 0 0 1 0 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 D 1 SCHEDULE K, PART I, COLUMN A: REFUND ISSUE DATED 08/19/2004. SCHEDULE K, PART I, COLUMN B: REFUND ISSUES DATED 8/19/2004. SCHEDULE K, PART I, COLUMN C: REFUND ISSUES DATED 06/17/2009 & 12/16/2008. SCHEDULE K, PART I, COLUMN D: REFUND ISSUE DATED 02/16/2006. SCHEDULE K, PART I, COLUMN E: REFUND ISSUE DATED 12/16/2009. SCHEDULE K, PART I, COLUMN F: REFUND ISSUE DATED 05/30/2012. SCHEDULE K, PART II, LINE 3: THE DIFFERENCE FROM PART I(E) IS DUE TO INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 11 COLUMNS C AND D: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS NO LONGER IN ESCROW. SCHEDULE K, PART III, COLUMN D: ALL ISSUES REFUNDED BY THE 2016 8-M ISSUE ARE EITHER PRIOR TO 12/31/2002 OR THROUGH A SERIES OF REFUNDINGS THAT REFUND AN ISSUE PRIOR TO 12/31/2002. ACCORDINGLY, THIS ISSUE IS EXEMPT FROM PART III REPORITNG. SCHEDULE K, PART II, COLUMN B, LINE 11: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. A MN HIGHER ED FACILITIES AUTHORITY 410988525 60416H8G2 2017-12-28 66234827 SEE PART VI 0 0 0 B MN HIGHER ED FACILITIES AUTHORITY 410988525 2017-12-29 19035000 SEE PART VI 0 0 0 A 66234827 65796329 438499 0 1 0 1 B 19035000 150000 18885000 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 0 1 0 0 0 0 0 1 A 1 B 1 39065 SCHOLARSHIPS ACADEMIC OPUS HOLDINGS LLC SEE PART V 2300890 CONSTRUCTION SERVICES 0 RYAN COMPANIES INC SEE PART V 683502 CONSTRUCTION SERVICES 0 SCH L, PART III, GRANTS OR ASSISTANCE BENEFITTING INTERESTED PERSONS: ISSUANCE OF ACADEMIC SCHOLARSHIPS TO FAMILY MEMBERS OF EMPLOYEES AND TRUSTEES IS DETERMINED ON THE SAME BASIS AND CRITERIA FOR ALL STUDENTS AT THE UNIVERSITY. SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: AMY GOLDMAN IS A DIRECTOR OF OPUS HOLDINGS, LLC. SHE ALSO HAS A FAMILY MEMBER WHO HAS A BENEFICIAL INTEREST IN OPUS HOLDINGS, LLC, WHICH PROVIDES CONSTRUCTION SERVICES TO THE UNIVERSITY. X 62 2055760 STOCK MARKET QUOTES X OTHER 17 8299 ESTIMATED VALUE 0 0 1 0 PART I, COLUMN (B): THE UNIVERSITY REPORTS THE NUMBER OF CONTRIBUTORS ON PART I, COLUMN B. FORM 990, PART I, LINE 1 DISCLOSURE: INSPIRED BY CATHOLIC INTELLECTUAL TRADITION, THE UNIVERSITY OF ST. THOMAS EDUCATES STUDENTS TO BE MORALLY RESPONSIBLE LEADERS WHO THINK CRITICALLY, ACT WISELY AND WORK SKILLFULLY TO ADVANCE THE COMMON GOOD. FOUNDED IN 1885, THE UNIVERSITY OF ST. THOMAS IS A CATHOLIC UNIVERSITY BASED IN THE TWIN CITIES OF ST. PAUL AND MINNEAPOLIS. THE LARGEST PRIVATE UNIVERSITY IN MINNESOTA, ST. THOMAS OFFERS BACHELOR'S DEGREES IN OVER 85 MAJOR FIELDS OF STUDY AND MORE THAN 45 GRADUATE DEGREE PROGRAMS INCLUDING MASTER'S, EDUCATION SPECIALIST, JURIS DOCTOR AND DOCTORATES. THE UNIVERSITY OF ST. THOMAS IS KNOWN NATIONALLY FOR ACADEMIC EXCELLENCE THAT PREPARES STUDENTS FOR THE COMPLEXITIES OF THE CONTEMPORARY WORLD. THROUGH DISCIPLINARY AND INTERDISCIPLINARY INQUIRY AND DEEP INTERCULTURAL UNDERSTANDING, WE INSPIRE STUDENTS TO LEAD, WORK AND SERVE WITH THE SKILL AND EMPATHY VITAL TO CREATING A BETTER WORLD. FORM 990, PART III, LINE 1 DISCLOSURE: SEE MISSION IN SCHEDULE O, PART I, LINE 1 DISCLOSURE. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE IS COMPRISED OF BOARD CHAIR, BOARD VICE CHAIR, IMMEDIATE PAST CHAIR, AND THE PRESIDENT OF THE UNIVERSITY OF ST. THOMAS. ALL OF THE EXECUTIVE COMMITTEE MEMBERS ARE MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES. THE EXECUTIVE COMMITTEE HAS THE RIGHT TO ACT ON BEHALF OF THE BOARD OF TRUSTEES IN ANY MATTER THAT THE BOARD ITSELF COULD ADDRESS. FORM 990, PART VI, SECTION A, LINE 2 BRIAN WENGER AND PAT RYAN - BUSINESS RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 7A THREE OF THE UNIVERSITY'S TRUSTEES SHALL BE NOMINATED BY THE SAINT PAUL SEMINARY AND ELECTED BY THE BOARD OF TRUSTEES IN ACCORDANCE WITH AN AFFILIATION AGREEMENT BETWEEN THE UNIVERSITY AND THE SEMINARY. FORM 990, PART VI, SECTION B, LINE 11B A FULL DRAFT PUBLIC INSPECTION COPY OF THE FORM 990 IS SENT TO THE AUDIT AND FINANCE COMMITTEE FOR REVIEW AND ACCEPTANCE PRIOR TO SUBMISSION TO THE IRS. THE FULL BOARD OF TRUSTEES IS PROVIDED A COPY OF THE RETURNS PRIOR TO ITS SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL TRUSTEES, OFFICERS, KEY EMPLOYEES AND THE FIVE HIGHEST PAID EMPLOYEES OF THE UNIVERSITY ARE REQUESTED TO FILE AN ANNUAL DISCLOSURE STATEMENT AND REPORT ANY KNOWN CONFLICTS OF INTEREST. THIS DISCLOSURE STATEMENT MUST BE COMPLETED AT THE TIME OF APPOINTMENT AND THEN ANNUALLY ON OR BEFORE OCTOBER 31. THE DISCLOSURE REQUIRES THE INDIVIDUALS TO NOTE KNOWN AND POTENTIAL RELATIONSHIPS OR TRANSACTIONS WHICH MAY GIVE RISE TO CONFLICT. TRUSTEES AND OFFICERS ALSO ARE REQUESTED TO NOTIFY THE VICE PRESIDENT FOR BUSINESS AFFAIRS IMMEDIATELY IF A CHANGE IN HIS OR HER DISCLOSURE STATEMENT OCCURS DURING THE YEAR. THE UNIVERSITY REVIEWS THE FORMS AND ANY IDENTIFIED CONFLICTS ARE MONITORED TO ENSURE COMPLIANCE WITH THE POLICY. ALL CONTRACTS, AGREEMENTS, OR ARRANGEMENTS THAT HAVE THE POTENTIAL FOR A FINANCIAL OR OTHER TYPE OF CONFLICT OF INTEREST ARE REVIEWED AND APPROVED BY THE APPROPRIATE GROUP, AS LAID OUT IN OUR POLICY. AN INTERESTED PERSON RECUSES HIM OR HERSELF FROM THE DECISION-MAKING PROCESS, INCLUDING REMOVING HIM OR HERSELF FROM ANY DISCUSSIONS OR MEETINGS REGARDING THE POTENTIAL ARRANGEMENT. THOSE WITHOUT AN INTEREST IN THE MATTER DECIDE WHETHER A CONTRACT, AGREEMENT, TRANSACTION, OR ARRANGEMENT IS FAIR REASONABLE AND IS IN THE BEST INTEREST OF THE UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 15A TO DETERMINE PRESIDENT SULLIVAN'S INITIAL COMPENSATION AS PRESIDENT, THE BOARD OF TRUSTEES HIRED A CONSULTANT TO ASSIST ESTABLISHING A LIST OF SCHOOLS WE COULD REFERENCE IN REGARDS TO COMPENSATION. THE LIST OF SCHOOLS WAS REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD. THE CONSULTANT PROVIDED ADDITIONAL COMPENSATION ANALYSIS AND RECOMMENDATIONS IN CONJUNCTION WITH THE BENCHMARK SCHOOL INFORMATION. THE PROCESS WAS LAST UNDERTAKEN IN 2013. THE INDEPENDENT MEMBERS OF THE EXECUTIVE COMMITTEE EVALUATES COMPENSATION EACH YEAR AND THEIR EVALUATION LAST OCCURED IN 2017. THE COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES IS APPROVED BY THE PRESIDENT OR THE INDIVIDUAL'S DIRECT SUPERVISOR IF NOT THE PRESIDENT. AS PART OF THIS PROCESS, COMPENSATION IS ESTABLISHED THROUGH AN ASSESSMENT OF THE CURRENT MARKET. A SALARY RANGE IS ESTABLISHED THROUGH COMPARABLE POSITIONS/SALARY INFORMATION, AND THE APPROPRIATE TARGET SALARY IS SELECTED BEFORE A FINAL OFFER IS DIRECTED TO THE POTENTIAL HIRE. THIS PROCESS OCCURS EACH YEAR. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY OF ST. THOMAS DOES NOT MAKE ITS GOVERNING DOCUMENTS AVAILABLE TO THE PUBLIC. THE UNIVERSITY'S CONFLICT OF INTEREST POLICY IS ON THE UNIVERSITY'S WEBSITE AND IS ACCESSIBLE TO THE PUBLIC. THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS ARE AVAILABLE BY REQUEST AND ARE ALSO AVAILABLE ON THE UNIVERSITY'S WEBSITE. FORM 990, PART XI, LINE 9: NET UNREALIZED GAIN ON INTEREST RATE SWAP 567,476. CHANGE IN DEFERRED TAX ASSET 191,178. LOSS ON DEBT REFINANCING -4,615,393. DONOR PLEDGE ADJUSTMENTS -42,000. CENTRAL ORONO LLC 2115 SUMMIT AVE AQU 216 ST PAUL MN 55105 261415797 REAL ESTATE INVESTMENT MN 0 0 UNIVERSITY OF ST THOMAS UST ASSET HOLDINGS LLC 2115 SUMMIT AVE AQU 216 ST PAUL MN 55105 822313472 REAL ESTATE INVESTMENT MN 0 0 UNIVERSITY OF ST THOMAS UST INVESTMENT HOLDINGS LLC 2115 SUMMIT AVE AQU 216 ST PAUL MN 55105 822761195 NON REAL ESTATE INVESTMENT MN 0 0 UNIVERSITY OF ST THOMAS CENTER FOR ETHICAL BUSINESS CULTURES 1000 LASALLE AVE TMH 331 MINNEAPOLIS MN 55403 411431488 PROMOTE ETHICAL BUSINESS CULTURES MN 501(C)(3) LINE 10 UNIVERSITY OF ST THOMAS 1 CHARITABLE REMAINDER UNITRUSTS (21) TRUST INVESTMENTS MN UNIVERSITY OF ST THOMAS T 1 CHARITABLE REMAINDER ANNUITY TRUSTS (10) TRUST INVESTMENTS MN UNIVERSITY OF ST THOMAS T 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 1 0 CENTER FOR ETHICAL BUSINESS CULTURES O 336557 HOURLY RATES CENTER FOR ETHICAL BUSINESS CULTURES R 45250 CASH TRANSFERRED