2019-05-01T12:50:20-05:00 2018-06-30 474526160 EFPR GROUP CPAS PLLC 6390 MAIN STREET SUITE 200 WILLIAMSVILLE NY 14221 990 2017-07-01 133808669 UPPER MANHATTAN EMPOWERMENT ZONE DEVELOPMENT CORPORATION UPPE 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 BLAIR M DUNCAN PRESIDENT & C.E.O. 2124100030 2019-01-23 1 JOHN T O'BRIEN P01253588 7166340700 64.88.174.3 2019-01-23 12:08:47 ES P 327ED303F53EBFC7114DED6AF5BF2CE2276CDF02 FF42FFE129C1EAF1C479A35BEC71962683224ABF 2017 2019-02-21 02:37:17Z BLAIR M DUNCAN 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 10065430 0 X WWW.UMEZ.ORG X 1995 NY TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN. 15 15 18 0 0 0 2882652 8728178 747994 852339 176082 347092 17910 137821 3824638 10065430 2238474 2114769 0 0 2293860 2403753 0 0 0 966707 1041548 5499041 5560070 -1674403 4505360 83228076 86848783 25207258 24322605 58020818 62526178 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN. 0 0 4388436 2114769 990160 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN THROUGH JOB CREATION, CORPORATE ALLIANCES, STRATEGIC INVESTMENTS, AND SMALL BUSINESS ASSISTANCE. 4388436 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 14 0 1 18 1 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 NY X GAFFAR MOHAMED 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 JOSEPH J JOHNSON III CHAIRPERSON 5.00 0.00 X X 0 0 0 MAURICE COLEMAN VICE CHAIRPERSON 5.00 0.00 X X 0 0 0 ANTHONY Q FLETCHER SECRETARY 5.00 0.00 X X 0 0 0 CARMEN VASQUEZ TREASURER 5.00 0.00 X X 0 0 0 NIKISHA ALCINDOR DIRECTOR 5.00 0.00 X 0 0 0 SHAHABUDDEEN A ALLY DIRECTOR 5.00 0.00 X 0 0 0 MAXINE GRIFFITH DIRECTOR 5.00 0.00 X 0 0 0 REKHA NAMBIAR DIRECTOR 5.00 0.00 X 0 0 0 KEVIN CHAVERS DIRECTOR 5.00 0.00 X 0 0 0 DIANE COLLIER DIRECTOR 5.00 0.00 X 0 0 0 TERESA EYRING DIRECTOR 5.00 0.00 X 0 0 0 AMIR KIRKWOOD DIRECTOR 5.00 0.00 X 0 0 0 MAURINE KNIGHTON DIRECTOR 5.00 0.00 X 0 0 0 HARRIET MICHEL DIRECTOR 5.00 5.00 X 0 0 0 KEITH TAYLOR EDD DIRECTOR 5.00 0.00 X 0 0 0 BLAIR M DUNCAN EVP & COO 37.50 0.00 X X 193080 0 39303 KENNETH KNUCKLES CEO 37.50 5.00 X 313248 0 77058 GAFFAR MOHAMMED CFO 37.50 0.00 X 143308 0 8020 VERDERY ROOSEVELT SVP, CULTURAL AFFAIRS 37.50 0.00 X 157808 0 18603 ELIZABETH HARRIS GENERAL COUNSEL 37.50 0.00 X 164971 0 8733 YAHSHAANYAH HILL DIRECTOR OF WORKFORCE DEVELOPMENT 37.50 0.00 X 105049 0 6204 1077464 0 157921 6 0 1 0 0 8728178 8728178 INTEREST INCOME - LOANS 925120 852339 852339 852339 347092 347092 SERVICE FEES 925120 137821 137821 137821 10065430 990160 0 347092 2114769 2114769 1064861 702808 362053 711277 469443 241834 81701 53923 27778 403946 266604 137342 141968 93699 48269 27065 17863 9202 40300 40300 270471 178511 91960 11863 7830 4033 119485 78860 40625 301630 199076 102554 21608 14261 7347 50351 33232 17119 27211 17959 9252 PROJECTS & INITIATIVES 77543 77543 MISCELLANEOUS 30181 19920 10261 DUES & SUBSCRIPTIONS 27444 18113 9331 SUPPLIES 10173 6714 3459 26223 17308 8915 5560070 4388436 1171634 0 1500 1500 56739118 53221457 2322316 3462519 21305437 27271179 18888 16349 533840 385914 183092 147926 2657725 2727853 83228076 86848783 167120 204515 23867215 22911738 1172923 1206352 25207258 24322605 X 58020818 62526178 58020818 62526178 83228076 86848783 4505360 0 X X 0 1 X 1 1 1 X 2022083 4756868 1608059 2882652 8728178 19997840 2022083 4756868 1608059 2882652 8728178 19997840 19997840 101842 71238 121233 176082 347092 817487 350 10495 102149 17910 137821 268725 21084052 5525642 0.94850 0.94880 X 403430 270734 132696 64300 63337 963 66110 51843 14267 147926 DEFERRED COMPENSATION 1084984 DEFERRED RENT OBLIGATION 121368 1206352 X 10065430 0 10065430 0 10065430 5560070 0 5560070 0 5560070 PART X, LINE 2: UMEZ IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE); THEREFORE, NO PROVISION FOR INCOME TAXES IS REFLECTED IN THE CONSOLIDATING FINANCIAL STATEMENTS. BOTH ENTITIES HAVE BEEN CLASSIFIED AS PUBLICLY SUPPORTED ORGANIZATIONS THAT ARE NOT PRIVATE FOUNDATIONS UNDER SECTION 509(A) OF THE CODE. THE ENTITIES PRESENTLY DISCLOSE OR RECOGNIZE INCOME TAX POSITIONS BASED ON MANAGEMENT'S ESTIMATE OF WHETHER IT IS REASONABLY POSSIBLE OR PROBABLE THAT A LIABILITY HAS BEEN INCURRED FOR UNRECOGNIZED INCOME TAXES. MANAGEMENT HAS CONCLUDED THAT THE ENTITIES HAVE TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT IN THE CONSOLIDATING FINANCIAL STATEMENTS. GENERALLY, THE INTERNAL REVENUE SERVICE, (IRS) MAY EXAMINE A TAX RETURN FOR THREE YEARS FROM THE DATE IT IS FILED. AT JUNE 30, 2018, THE TAX YEARS ENDED JUNE 30, 2017, 2016, AND 2015 REMAINED OPEN FOR POSSIBLE EXAMINATION BY THE IRS. 1 AARON DAVIS HALL INC - HARLEM STAGE WEST 135TH STREET CONVENT AVENUE NEW YORK NY 10031 133166308 501(C)(3) 48392 DEVELOPMENT APOLLO THEATRE FOUNDATION 253 W 125TH STREET NEW YORK NY 10027 133630066 501(C)(3) 172500 DEVELOPMENT BUSINESS RESOURCE & INVESTMENT SERVICE CENTER 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133925609 501(C)(3) 379502 DEVELOPMENT CLASSICAL THEATRE OF HARLEM 566 WEST 159TH STREET SUITE 44 NEW YORK NY 10032 134046782 501(C)(3) 75000 DEVELOPMENT HARLEM BUSINESS ALLIANCE INC 275 MALCOLM X BOULEVARD 2ND FLOOR NEW YORK NY 10027 133591350 501(C)(3) 17500 DEVELOPMENT HISPANIC FEDERATION 55 EXCHANGE PLACE 5TH FLOOR NEW YORK NY 10005 133573852 501(C)(3) 26550 DEVELOPMENT MUSEUM OF THE CITY OF NEW YORK 1220 5TH AVENUE NEW YORK NY 10029 131624098 501(C)(3) 133206 DEVELOPMENT EAST HARLEM EMPLOYMENT SERVICES - STRIVE 240 E 123RD STREET 3RD FLOOR NEW YORK NY 10035 133255679 501(C)(3) 172436 DEVELOPMENT STUDIO MUSEUM IN HARLEM 143 W 125TH STREET NEW YORK NY 10027 132590805 501(C)(3) 220000 DEVELOPMENT VISUAL ARTS RESEARCH & RESOURCE CENTER 1825 PARK AVENUE SUITE 602 NEW YORK NY 10035 133054001 501(C)(3) 42857 DEVELOPMENT LOWER MANHATTAN CULTURAL COUNCIL 125 MAIDEN LANE 2ND FLOOR NEW YORK NY 10038 237348782 501(C)(3) 361825 DEVELOPMENT HEALTCARE INDUSTRY GRANT CORPORATION PO BOX 842 NEW YORK NY 10108 134197609 501(C)(3) 41104 DEVELOPMENT RESEARCH FOUNDATION OF CUNY 101 WEST 31ST STREET 12TH FLOOR NEW YORK NY 10001 131988190 501(C)(3) 51647 DEVELOPMENT SUGAR HILL CHILDREN'S SHCMAS-01 C/O BROADWAY HOUSING COMMUNITIES NEW YORK NY 10031 465412811 501(C)(3) 225000 DEVELOPMENT THE FUND FOR THE CITY OF NEW YORK INC 121 6TH AVE 6TH FLOOR NEW YORK NY 10013 132612524 501(C)(3) 100000 DEVELOPMENT NATIONAL URBAN FELLOW 989 AVE OF THE AMERICAS STE 400 NEW YORK NY 10018 237404350 501(C)(3) 47250 DEVELOPMENT 16 0 PART I, LINE 2: UMEZ STAFF CONDUCTS COMPLIANCE SITE VISITS TO ENSURE THAT GRANT FUNDS ARE SPENT FOR THE PURPOSE FOR WHICH THEY WERE GIVEN. IT IS ALSO A REQUIREMENT THAT GRANTEES SUBMIT REPORTS ON THEIR ACTIVITIES. THESE REPORTS ARE COLLECTED AND REVIEWED BY UMEZ STAFF TO ENSURE COMPLIANCE WITH GRANT DOCUMENTS. X X X 0 0 0 0 0 0 0 0 0 BLAIR M DUNCAN EVP & COO 193080 0 0 0 0 0 9800 0 29503 0 232383 0 0 0 KENNETH KNUCKLES CEO 313248 0 0 0 0 0 72551 0 4507 0 390306 0 0 0 GAFFAR MOHAMMED CFO 143308 0 0 0 0 0 6308 0 1712 0 151328 0 0 0 VERDERY ROOSEVELT SVP, CULTURAL AFFAIRS 157808 0 0 0 0 0 7822 0 10781 0 176411 0 0 0 ELIZABETH HARRIS GENERAL COUNSEL 164971 0 0 0 0 0 7219 0 1514 0 173704 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE AND DISTRIBUTED TO THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL STAFF AND BOARD MEMBERS ARE REQUIRED TO SIGN AN ANNUAL DISCLOSURE FORM. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS WHICH IS COMPRISED OF INDEPENDENT DIRECTORS REVIEWS COMPARABLE DATA PREPARED BY AN INDEPENDENT CONSULTANT. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND THROUGH THE OFFICE OF THE NEW YORK STATE ATTORNEY GENERAL. FORM 990, PART XII, LINE 2C: NO CHANGES HAVE TAKEN PLACE DURING THE FISCAL YEAR ENDED JUNE 30, 2018. BUSINESS RESOURCE & INVESTMENT SERVICE CENTER 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133925609 PROVIDES FINANCIAL ASSISTANCE TO ELIGIBLE BUSINESSES. NY 501(C)(3) LINE 7 UPPER MANHATTAN EMPOWERMENT ZONE DEV CORP 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 BUSINESS RESOURCE & INVESTMENT SERVICE CENTER INC B 379502 FMV BUSINESS RESOURCE & INVESTMENT SERVICE CENTER INC D 1500000 FMV BUSINESS RESOURCE & INVESTMENT SERVICE CENTER INC Q 70185 FMV