2019-05-01T09:06:33-05:00 2018-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP ONE PENN PLAZA SUITE 3000 NEW YORK NY 10119 990 2017-07-01 112416320 BLOCK INSTITUTE INC BLOC 7189065440 376 BAY 44TH STREET BROOKLYN NY 11214 SCOTT L BARKIN PHD EXECUTIVE DIRECTOR 7189065440 2019-04-18 1 PATRICK YU CPA P00675982 2126976900 X 216.255.126.197 2019-04-18 16:11:28 ED P 6FC7D7819992E4BEDF446EEA481FFC7DE8B439C8 45D50D8E3994CEF8BF8842BFE43A81B55B26F885 2017 2020-01-14 16:20:31Z SCOTT L BARKIN PHD 376 BAY 44TH STREET BROOKLYN NY 11214 28831635 0 X WWW.BLOCKINSTITUTE.ORG X 1977 NY TO IMPROVE THE QUALITY OF LIFE FOR INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES AND THEIR FAMILIES THROUGH OUR VAST ARRAY OF INDIVIDUALIZED SERVICES. 8 8 617 8 0 6918 68 0 26249133 28406877 114 0 184905 424758 26434220 28831635 0 0 0 0 17088250 18696759 0 0 0 9046999 10420128 26135249 29116887 298971 -285252 5142463 6094083 9636583 11769017 -4494120 -5674934 X THE BLOCK INSTITUTE, INC. IS DEDICATED TO IMPROVING THE QUALITY OF LIFE FOR ALL PEOPLE, PRIMARILY THE DEVELOPMENTALLY DISABLED AND THEIR FAMILIES. THROUGH OUR VAST EXPERIENCE, THE AGENCY PROVIDES UNIQUE AND INDIVIDUALIZED SERVICES. THE STRONG PARTNERSHIP BETWEEN OUR STAFF AND THE COMMUNITY ENABLES EACH PERSON TO ACHIEVE GREATER INDEPENDENCE AND INTEGRATION. WE BELIEVE IN THE PROTECTION OF EVERY PERSONS CIVIL RIGHTS, INCLUDING THE RIGHT TO ADVOCATE FOR ONESELF AND OTHER. THE AGENCY IS COMMITTED TO COMMUNITY AWARENESS, SENSITIVITY, AND ACCEPTANCE OF INDIVIDUALS WITH DISABILITIES. 0 0 15950229 17384795 RESIDENTIAL SERVICES - PROVIDED QUALITY RESIDENTIAL CARE IN A FAMILY-LIKE SETTING TO 102 INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES. THROUGH OUR COMMUNITY RESIDENCES, INTERMEDIATE CARE FACILITIES, AND INDIVIDUAL RESIDENTIAL ALTERNATIVES OUR CONSUMERS RECEIVED UNIQUE AND INDIVIDUALIZED SERVICES, WHICH ASSISTED EACH PERSON IN ACHIEVING GREATER INDEPENDENCE AND INTEGRATION WITHIN THE COMMUNITY. 9502936 10344453 ADULT DAY PROGRAMS - THROUGH ITS DAY TREATMENT AND DAY HABILITATION PROGRAMS, BLOCK INSTITUTE ASSISTED 259 INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES INCREASE THEIR LIFE SKILLS, INDEPENDENCE, INDIVIDUALITY, PRODUCTIVITY, AND COMMUNITY INCLUSION BY UTILIZING A WIDE ARRAY OF COMMUNITY RESOURCES INCLUDING VOLUNTEERING AND RECREATIONAL ACTIVITIES. BLOCK INSTITUTE PROVIDED JOB TRAINING AND PLACEMENT SERVICES TO 26 INDIVIDUALS THROUGH ITS VOCATIONAL SERVICE PROGRAMS AND PROVIDED GUIDANCE AND SUPPORT IN ALL ASPECTS OF THEIR LIFE TO 235 INDIVIDUALS AND THEIR FAMILIES THROUGH ITS MEDICAID SERVICE COORDINATION PROGRAM. 694407 677629 THE ORGANIZATION PROVIDED 5,363 UNITS OF SERVICE IN ITS ARTICLE 16 CLINIC TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES, INCLUDING OCCUPATIONAL, PHYSICAL, PSYCHOLOGICAL, AND SPEECH THERAPY SESSIONS AND EVALUATIONS. 26147572 1 0 0 1 0 0 0 0 1 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 25 0 617 1 1 1 0 0 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X ANNA OPSHA CFO 7189065440 376 BAY 44TH STREET BROOKLYN NY 11214 JAY GREENBAUM CLU CHFC PRESIDENT 1.00 3.10 X X 0 0 0 BRIAN CUNNINGHAM VICE PRESIDENT 1.00 3.10 X X 0 0 0 MARC NAGELBERG TREASURER 1.00 3.10 X X 0 0 0 JILL ZELENKO CPA SECRETARY 1.00 3.10 X X 0 0 0 STANLEY WALD BOARD MEMBER 1.00 3.10 X 0 0 0 DAVID WOLFSON BOARD MEMBER 1.00 3.10 X 0 0 0 PETER EPP CPA BOARD MEMBER 1.00 3.10 X 0 0 0 STEVEN F FRIEDMAN MD BOARD MEMBER 1.00 3.10 X 0 0 0 SCOTT L BARKIN PHD EXECUTIVE DIRECTOR 25.55 9.45 X 264770 70382 0 ANNA OPSHA CPA CHIEF FINANCIAL OFFICER 25.55 9.45 X 137090 36442 0 JAMES V SHAW DIRECTOR OF FACILITIES 25.00 10.00 X 86892 23108 0 MARY ELLEN O'DRISCOLL DIRECTOR OF HUMAN RESOURCES 25.00 10.00 X 90408 22365 0 LUCILLE GOLEMBIEWSKI NURSING SUPERVISOR 25.00 10.00 X 83322 22149 0 662482 174446 0 2 0 1 0 M&N TRANSPORTATION CORP 5015 BAY PARKWAY BROOKLYN NY 11230 TRANSPORTATION 1553529 ACCESS STAFFING LLC 360 LEXINGTON AVE8TH FLOOR NEW YORK NY 10017 STAFFING SERVICES 1453572 PEARL CARE MEDICAL STAFFINGLLC PO BOX 75343 CHICAGO IL 606755343 STAFFING SERVICES 720057 PRIDE HEALTH CARE LLC 420 LEXINGTON AVE SUITE 2220 NEW YORK NY 10017 STAFFING SERVICES 703928 SHEPPARD MULLIN RICHTER & HAMPTON 30 ROCKEFELLER PLAZA NEW YORK NY 10112 LEGAL 268288 8 PROGRAM SERVICE FEES 611600 28406877 28406877 28406877 82600 0 82600 82600 82600 UCT CONTRACT INCOME 900099 210303 210303 HDFC INCOME 900099 120000 120000 MISCELLANEOUS REVENUE 900099 11855 11855 342158 28831635 28489477 0 342158 X 425902 425902 13571993 12531379 1040614 2636012 2551154 84858 2062852 1843813 219039 286676 286676 77025 77025 1363 1363 3811230 3728160 83070 749655 620198 129457 1485899 1142188 343711 1662140 1657537 4603 38236 37372 864 495950 433306 62644 303836 261726 42110 FACILITY ASSESSMENT FEE 533711 533711 REPAIRS & MAINTENANCE 331748 306263 25485 FOOD 279086 279025 61 OTHER EXPENSES 141631 49612 92019 221942 172128 49814 29116887 26147572 2969315 0 822687 1389859 169233 149191 2197263 1689690 19861 578161 6234842 4185604 1721889 2049238 211530 237944 5142463 6094083 3546002 4305237 25517 240127 179861 107036 115539 329358 497557 5414060 6645306 9636583 11769017 X -4494120 -5674934 -4494120 -5674934 5142463 6094083 -285252 424 1043570 -1939556 0 X 0 1 X 1 0 X 0 20444 0 68 0 20512 20204226 27274656 26459136 26249133 28406877 128594028 20204226 27295100 26459136 26249201 28406877 128614540 0 0 0 128614540 93300 97830 101463 65764 82721 441078 93300 97830 101463 65764 82721 441078 50650 997445 29289 119255 342037 1538676 20348176 28390375 26589888 26434220 28831635 130594294 0.98480 0.98630 0.00340 0.00350 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2013 AMOUNT: $ 50,650. 2014 AMOUNT: $ 103,957. 2015 AMOUNT: $ 29,289. 2016 AMOUNT: $ 119,255. 2017 AMOUNT: $ 11,734. RATE ADJUSTMENTS - 2014 AMOUNT: $ 893,488. UCT CONTRACT INCOME - 2017 AMOUNT: $ 210,303. HDFC INCOME - 2017 AMOUNT: $ 120,000. 0 0 0 0 0 0 0 0 1 1363 1363 0 PART II-B, LINE 1: BLOCK INSTITUTE, INC. IS A MEMBER OF THE IAC. AS A MEMBER, $1,363 OF ANNUAL DUES PAID TO THE COALITION REPRESENT FUNDS USED FOR GOVERNMENT RELATIONS REPRESENTATION. 0 1 X 577093 577093 4080966 3126993 953973 1259708 818389 441319 317075 240222 76853 2049238 DUE TO FUNDING AGENCIES 547947 DUE TO AFFILIATES 6097359 6645306 X 29875629 424 1043570 1043994 28831635 0 28831635 29116887 0 29116887 0 29116887 PART IV, LINE 2B: THE INSTITUTE MAINTAINS CUSTODIAL CASH ACCOUNTS FOR FUNDS WHICH BELONG TO THE RESIDENTIAL PROGRAM PARTICIPANTS. THE TOTAL CUSTODIAN FUNDS HELD AT JUNE 30, 2018 WAS $115,539. PART X, LINE 2: THE INSTITUTE FOLLOWS THE PROVISIONS OF ASC 740, INCOME TAXES. UNDER ASC 740, AN ORGANIZATION MUST RECOGNIZE THE TAX BENEFIT ASSOCIATED WITH TAX POSITIONS TAKEN FOR TAX RETURN PURPOSES WHEN IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION BY A TAXING AUTHORITY. THE INSTITUTE DOES NOT BELIEVE THEY HAVE TAKEN ANY MATERIAL UNCERTAIN TAX POSITIONS AND, ACCORDINGLY, THEY HAVE NOT RECORDED ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. THE INSTITUTE HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE JURISDICTIONS WHERE THEY ARE REQUIRED TO DO SO. ADDITIONALLY, THE INSTITUTE HAS FILED IRS FORM 990 INFORMATION RETURNS AS REQUIRED AND ALL OTHER APPLICABLE RETURNS IN JURISDICTIONS WHERE SO REQUIRED. FOR THE YEAR ENDED JUNE 30, 2018, THERE WERE NO INTEREST OR PENALTIES RECORDED OR INCLUDED IN THE COMBINED STATEMENT OF ACTIVITIES. THE INSTITUTE IS SUBJECT TO ROUTINE AUDITS BY TAXING AUTHORITIES. X X X X X X 0 0 0 0 0 0 0 0 0 SCOTT L BARKIN PHD EXECUTIVE DIRECTOR 244900 65100 0 0 19870 5282 0 0 0 0 264770 70382 0 0 ANNA OPSHA CPA CHIEF FINANCIAL OFFICER 134695 35805 0 0 2395 637 0 0 0 0 137090 36442 0 0 PART I, LINE 3 THE TOP MANAGEMENT OFFICIAL AND TOP FINANCIAL OFFICIAL ARE COMPENSATED BY BLOCK INSTITUTE SCHOOL, A RELATE 501(C)(3) ORGANIZATION, WHICH HAS ESTABLISHED THE COMPENSATION USING: -COMPENSATION COMMITTEE -INDEPENDENT COMPENSATION CONSULTANT -FORM 990 OF OTHER ORGANIZATIONS -APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE A NYC IDA BONDS 132906040 64971C2E3 2004-08-18 1149780 CONSTRUCTIONS & EQUIPMENT FACILITY 0 0 1 A 1149780 114800 22996 1011984 2004 0 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 1 0 0 0 0 1 A 1 PART I, LINE 1A, COLUMN (C): CUSIP NUMBERS: 64971C 2E3; 64971C 2F0; 64971C 2G8; 64971C 2HK FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE FINANCE COMMITTEE, WHICH IS A STANDING COMMITTEE OF THE BOARD OF DIRECTORS AND SUBMITTED TO THE FULL BOARD, PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND BOARD MEMBERS ARE REQUIRED TO CERTIFY CONFLICT OF INTEREST UPON APPOINTMENT AND ANNUALLY THEREAFTER. ANY CONFLICTS WITH KEY MANAGEMENT POSITIONS REQUIRE BOARD APPROVAL. FORM 990, PART VI, SECTION B, LINE 15 THE REPORTING ORGANIZATION'S EXECUTIVE DIRECTOR AND OTHER OFFICERS OF THE REPORTING ORGANIZATION ARE COMPENSATED EXCLUSIVELY BY BLOCK INSTITUTE SCHOOL, A RELATED 501(C)(3) ORGANIZATION. THE SCHOOL USES INDUSTRY SALARY SURVEYS AND COMPENSATION REVIEWS TO DETERMINE THE APPROPRIATE COMPENSATION OF THE CEO AND TOP MANAGEMENT POSITIONS. THE BOARD APPROVES THE COMPENSATION PACKAGE OF THE CEO/EXECUTIVE DIRECTOR. GUIDANCE IS ALSO OBTAINED FROM INDEPENDENT CONSULTANTS AND AUDITORS WITHIN THE INDUSTRY. THIS PROCESS WAS LAST PERFORMED IN NOVEMBER 2013 AND DOCUMENTED IN THE MINUTES TO THE BOARD MEETING. SALARY SURVEYS ARE ALSO FILED IN THE PERSONNEL FILE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES IT GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 3,728,160. MANAGEMENT AND GENERAL EXPENSES 83,070. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,811,230. FORM 990, PART V, LINE 2A, PART VII, SECTION A AND SCHEDULE J, ALL INDIVIDUALS LISTED ARE COMPENSATED EXCLUSIVELY BY BLOCK INSTITUTE SCHOOL, A RELATED 501(C)(3) ORGANIZATION. EACH INDIVIDUAL DEDICATED A CERTAIN PERCENTAGE OF THEIR TIME TO THE REPORTING ORGANIZATION. THE REMAINING OF THEIR TIME IS CHARGED TO BLOCK INSTITUTE SCHOOL. BLOCK INSTITUTE SCHOOL 376 BAY 44TH STREET BROOKLYN NY 11214 112338345 EDUCATION NY 501(C)(3) LINE 2 BLOCK INSTITUTE INC 0 BROOKLYN COMM MENTAL RETARDATION SVCS 376 BAY 44TH STREET BROOKLYN NY 11214 237228620 TITLE NY 501(C)(3) LINE 10 BLOCK INSTITUTE INC 0 BROOKLYN HEBREW SCHOOL FOR RETARDED CHILDREN 376 BAY 44TH STREET BROOKLYN NY 11214 112024791 SERVICE PROVIDER NY 501(C)(3) LINE 10 BLOCK INSTITUTE INC 0 BLOCK INSTITUTE FOUNDATION INC 376 BAY 44TH STREET BROOKLYN NY 11214 112431200 TO SUPPORT THE ACTIVITIES OF BLOCK INSTITUTE, INC. & BLOCK INSTITUTE SCHOOL NY 501(C)(3) LINE 12A, I BLOCK INSTITUTE INC 0 0 0 0 0 1 0 0 0 0 0 1 0 0 1 1 0 0 0 0