2019-01-16T14:47:00-06:00 2018-06-30 593204548 JAMES MOORE & CO PL 5931 NW 1ST PL GAINESVILLE FL 326072063 990 2017-07-01 593211153 FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION INC FLOR 8506448650 2000 LEVY AVENUE SUITE 351 TALLAHASSEE FL 32310 DAVID O'KEEFE ASSISTANT DIRECTOR 8506448650 2019-01-16 1 KEN KURDZIEL P00060407 3523781331 2019-01-16 67.78.166.98 2019-01-16 14:46:34 ES P CDAE28FBD3D22EE0D854A2DCB8132B86037E0627 45A5CD3D385F803121BC8E60F2B2456ECE860EA0 2017 2019-02-21 02:37:17Z GARY K OSTRANDER 2000 LEVY AVENUE SUITE 351 TALLAHASSEE FL 32310 110846746 0 X WWW.RESEARCH.FSU.EDU X 1993 FL TO PROMOTE, ENCOURAGE, AND ASSIST THE RESEARCH AND TRAINING IN ACTIVITIES OF FACULTY, STAFF, AND STUDENTS OF FLORIDA STATE UNIVERSITY (FSU) THROUGH INCOME FROM CONTRACTS, GRANTS, AND OTHER SOURCES. 9 4 0 0 0 0 0 0 16275303 15576217 3824472 32254476 25455 37 20125230 47830730 11548051 10870434 0 0 681805 745710 0 0 0 2987859 2602405 15217715 14218549 4907515 33612181 158968854 169104961 30528398 29137266 128440456 139967695 TO PROMOTE, ENCOURAGE AND FACILITATE THE RESEARCH AND TRAINING ACTIVITIES OF FACULTY, STAFF AND STUDENTS OF THE FLORIDA STATE UNIVERSITY THROUGH INCOME FROM CONTRACTS, GRANTS AND OTHER SOURCES. 0 0 10870434 10870434 11410060 THE RESEARCH FOUNDATION ACCEPTS AND ADMINISTERS CONTRACTS AND GRANTS FROM PRIVATE SOURCES, (I.E. NON-U.S. FEDERAL, STATE AND LOCAL GOVERNMENTAL ENTITIES), WHICH ARE USED IN SUPPORT OF RESEARCH AT THE FLORIDA STATE UNIVERSITY. THE RESEARCH FOUNDATION PROCESSED 232 PROPOSALS AND 132 AWARDS IN THE CURRENT YEAR. 1577381 3363147 THE RESEARCH FOUNDATION OPERATES SEVEN BUILDINGS WITH THE OBJECTIVE OF PROVIDING RESEARCH FACILITIES FOR FLORIDA STATE UNIVERSITY TENANTS TO PERFORM RESEARCH. 852064 803010 ADMINISTERING INCOME FROM RESEARCH/ROYALTY CONTRACTS RECEIVED BY UNIVERSITY DEPARTMENTS AND LICENSING OR OTHER CONTRACTUAL ARRANGEMENTS RELATED TO PATENTABLE PRODUCTS DEVELOPED BY FLORIDA STATE UNIVERSITY FACULTY, STAFF, AND STUDENTS. 13299879 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 115 0 1 0 0 0 0 0 0 0 0 0 0 0 X 9 4 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X DAVID O'KEEFE 8506443985 2000 LEVY AVENUE SUITE 351 TALLAHASSEE FL 32310 JOHN THRASHER DIRECTOR 1.00 40.00 X 0 840149 259850 SALLY MCRORIE DIRECTOR 1.00 40.00 X 0 377171 39637 KYLE CLARK DIRECTOR 1.00 40.00 X 0 361991 42989 SAM HUCKABA DIRECTOR 1.00 40.00 X 0 262844 42240 GARY K OSTRANDER PRESIDENT 15.00 40.00 X X 0 326403 45393 JOSEPH W LANDERS DIRECTOR 1.00 X 0 0 0 KAY STEPHENSON DIRECTOR 1.00 X 0 0 0 KIM WILLIAMS DIRECTOR 1.00 X 0 0 0 RICARDO SCHNEIDER DIRECTOR 1.00 X 0 0 0 WILLIAM R ELLINGTON VICE PRESIDENT 3.00 40.00 X 0 221238 36601 KELLY STARKE SECRETARY 5.00 40.00 X 0 65691 25796 HEATHER CAVE EXECUTIVE DIRECTOR 40.00 X 0 77184 14994 KERRY PELUSO TREASURER 5.00 40.00 X 0 3208 286 BILL SWEENEY FORMER DIRECTOR 0.00 40.00 X 0 139165 11057 DAVID COBURN FORMER DIRECTOR 0.00 40.00 X 0 205229 11303 HOLLY NEWELL FORMER OFFICER (CFO) 0.00 40.00 X 0 148967 38394 OLIVIA POPE FORMBER OFFICER (TREASURER) 0.00 40.00 X 0 161915 24343 0 3191155 592883 0 1 1 0 EVERSHEDS SUTHERLAND (US) LLP 999 PEACHTREE ST NE SUITE 2300 ATLANTA GA 30309 LEGAL-PATENT AND COPYRIGHT 268339 SMITH & HOPEN PA 180 PINE AVENUE N OLDSMAR FL 34677 LEGAL-PATENT AND COPYRIGHT 224126 GRAY ROBINSON PO BOX 3068 ORLANDO FL 32802 LEGAL-PATENT AND COPYRIGHT 146035 FOX ROTHSCHILD LLP 2000 MARKET ST PHILADELPHIA PA 19103 LEGAL-PATENT AND COPYRIGHT 119495 4 CONTRACTS AND GRANTS 900099 11410060 11410060 RENTAL REVENUE 532000 3363147 3363147 LICENSING FEES & ROYALTIES 900099 803010 803010 15576217 95270492 63016016 32254476 32254476 32254476 MISCELLANEOUS INCOME 900099 37 37 37 47830730 15576217 0 32254513 10531089 10531089 339345 339345 94361 94361 612134 612134 39215 39215 29500 29500 108801 108801 1012034 977375 34659 RENTAL EXPENSES 600006 600006 PATENT & LICENSING COST 476732 476732 ROYALTY ALLOCATIONS 375332 375332 14218549 13299879 918670 0 78753754 60934888 1185628 1120493 159836 498529 1025000 617500 146639 113432 27944305 12877694 15991686 15066611 56209356 85343512 5496955 5409996 158968854 169104961 460384 214899 10676868 9583062 9585000 9055000 9806146 10284305 30528398 29137266 X 128440456 139967695 0 0 0 0 128440456 139967695 158968854 169104961 X 33612181 -22019901 -65041 X X 0 1 X 1 0 X X 1 FLORIDA STATE UNIVERSITY 591961248 2 1 12823147 0 1 12823147 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1326654 1326654 26617651 12877694 13739957 15066611 495181 F VANGUARD INDEX FUNDS 84848331 F 85343512 INVENTORS ROYALTY ALLOCATION PAYABLE 269515 INVENTORS DEPT ALLOCATION PAYABLE 1446212 DUE TO FLORIDA STATE UNIVERSITY 7489835 GIFT ANNUITY OBLIGATION 223100 UNAMORTIZED PREMIUM 855643 10284305 X 25810829 -22019901 -22019901 47830730 0 47830730 14283590 65041 65041 14218549 0 14218549 PART X, LINE 2: PURSUANT TO A DETERMINATION LETTER RECEIVED FROM THE INTERNAL REVENUE SERVICE, THE RESEARCH FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND AS SUCH IS LIABLE FOR TAX ONLY ON BUSINESS INCOME UNRELATED TO THE PURPOSE FOR WHICH IT IS EXEMPT. NO PROVISION FOR INCOME TAX EXPENSE OR LIABILITY HAS BEEN MADE IN EITHER YEAR PRESENTED. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN ANNUITY VALUE 65,041. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EFFICIENCY & TECHNOLOGY RESEARCH AND ARCHAELOGICAL DIG 34797 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTS TO RECIPIENTS 243847 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS TO RECIPIENTS 19589 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS 25910 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS 37500 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS 12500 0 0 0 0 0 0 374143 0 374143 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 149818 WIRE TRANSFER SEOUL, KOREA EAST ASIA AND THE PACIFIC RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 37500 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 36503 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 26899 WIRE TRANSFER SOUTH AMERICA MARINE RESEARCH 25910 WIRE TRANSFER NORTH AMERICA MARINE RESEARCH 19589 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 16396 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 14230 WIRE TRANSFER CENTRAL AMERICA AND THE CARIBBEAN MARINE RESEARCH 12500 9 0 0 0 0 0 0 PART I, LINE 2: FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION HAS AN INTERNAL GRANTS DEPARTMENT THAT REVIEWS THE CONTRACTS AND GRANTS FOR COMPLIANCE WITH THE ORGANIZATION'S POLICIES AND PROCEDURES AND SPONSOR GUIDELINES. SCHEDULE F, PART I, LINE 3 PART I, LINE 3, THE EXPENSES REPORTED MAY INCLUDE BOTH FOREIGN AND DOMESTIC ACTIVITY. 1 FLORIDA STATE UNIVERSITY 600 W COLLEGE AVENUE TALLAHASSEE FL 32306 591961248 115 10531089 RESEARCH 1 PART I, LINE 2: FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION HAS AN INTERNAL GRANTS DEPARTMENT THAT REVIEWS THE CONTRACTS AND GRANTS FOR COMPLIANCE WITH THE ORGANIZATION'S POLICIES AND PROCEDURES AND SPONSOR GUIDELINES. X X X 0 0 0 0 0 0 0 0 0 JOHN THRASHER DIRECTOR 0 526578 0 200000 0 113571 0 225840 0 34010 0 1099999 0 0 SALLY MCRORIE DIRECTOR 0 371171 0 0 0 6000 0 30550 0 9087 0 416808 0 0 KYLE CLARK DIRECTOR 0 353291 0 0 0 8700 0 22739 0 20250 0 404980 0 0 SAM HUCKABA DIRECTOR 0 262844 0 0 0 0 0 21902 0 20338 0 305084 0 0 GARY K OSTRANDER PRESIDENT 0 326403 0 0 0 0 0 22353 0 23040 0 371796 0 0 WILLIAM R ELLINGTON VICE PRESIDENT 0 206269 0 0 0 14969 0 17291 0 19310 0 257839 0 0 BILL SWEENEY FORMER DIRECTOR 0 139165 0 0 0 0 0 10764 0 293 0 150222 0 0 DAVID COBURN FORMER DIRECTOR 0 205229 0 0 0 0 0 9729 0 1574 0 216532 0 0 HOLLY NEWELL FORMER OFFICER (CFO) 0 148967 0 0 0 0 0 12823 0 25571 0 187361 0 0 OLIVIA POPE FORMBER OFFICER (TREASURER) 0 161915 0 0 0 0 0 12722 0 11621 0 186258 0 0 A STATE OF FLORIDA 593211153 2013-01-01 11920000 RESEARCH 0 0 0 A 2865000 11920000 11920000 1 0 1 1 A 0 0 0 1 1 0.02100 0.02100 0 0 0 A 0 0 0 0 0 0 0 0 0 A 0 FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE DIRECTOR AND ASSISTANT DIRECTOR. ANY ISSUES OR QUESTIONS ARE RESOLVED WITH THE INDEPENDENT ACCOUNTING FIRM THAT PREPARES THE FORMS. UPON THE APPROVAL OF DIRECTOR, THE RETURN IS PROVIDED TO THE BOARD BEFORE THE RETURN IS FILED WITH THE IRS. DISTRIBUTION TO ALL BOARD MEMBERS MAY BE IN THE FORM OF ELECTRONIC MAIL, NOTIFICATION OF A LINK TO A WEBSITE OR ACTUAL MAILING OF THE DOCUMENT. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST POLICY ANNUALLY. ANY KNOWN OR POTENTIAL CONFLICTS ARE DISCUSSED AND RESOLVED WITH THE CHAIRMAN OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15A ALL SALARIES ARE IN A PAYBAND BASED ON POSITION LEVEL. THE DIRECTOR HAS AN ANNUAL WRITTEN CONTRACT WITH FSU. THE ORIGINAL SALARY WAS SET BY THE PRESIDENT OF FSU RESEARCH FOUNDATION, AND THE ASSOCIATE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION FOR FSU. SUBSEQUENT TO THAT, THERE IS AN ANNUAL REVIEW. SALARY INCREASES ARE PROVIDED WHEN THE STATE GIVES RAISES, AND WHEN APPROVED BY THE PRESIDENT. THE MOST RECENT COMPENSATION COMPARISON WAS CONDUCTED IN 2012. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FINANCIAL STATEMENTS, BYLAWS AND ARTICLES OF INCORPORATION ARE AVAIALBLE ON THE WEBSITE. OTHER GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN ANNUITY VALUE -65,041. FORM 990, PART XII, LINE 2C THE PROCESS FOR THE SELECTION AND SUPERVISION OF THE ORGANIZATION'S INDEPENDENT AUDITOR HAS REMAINED CONSISTENT WITH THE PRIOR YEAR. FLORIDA STATE UNIVERSITY 600 W COLLEGE AVENUE TALLAHASSEE FL 32306 591961248 EDUCATION FL 115 N/A 0 0 1 0 0 0 0 0 0 0 1 1 0 0 1 0 1 1 1 0 FLORIDA STATE UNIVERSITY J 3363147 CASH VALUE FLORIDA STATE UNIVERSITY R 420925 CASH VALUE